J.P.Morgan
CHISLAINE MAXWELL ACC
For the Period 12/1/10 to 12/31/10
TRADE ACTIVITY
Note: L indicates Long Term Realized Gain/Loss
Settled transaction was Initiated in pnor statement period and settled in current statement period
Trade Settlement Per Unit Realized
Date Date Type Description Quantity Amount ProceedS Tax Cost Gain:Loss
Settled Sales/Maturities/Redemptions
12/17 12/22 Sale GOOGLE INC (300.000) 559.941 157,982.16 (147,944.90) 22,842.21 L
CL A
la 560.00 168,000.00
BROKERAGE 15.00
TAX 8/OR SEC 2.84
J.P. MORGAN SECURITIES LLC
TRADE DATE 12/17/10
Trade Settlement Per Unit
Date Date Type Description Quantity Amount Market Coot
Settled Securities Purchased
11/29 122 Purchase GERON CORP 1,000.000 5.709 (5,709.32)
@ 5.65932 5,659.32
BROKERAGE 50.00
J.P. MORGAN SECURITIES LLC
TRADE DATE 11/29/10
12/6 12/9 Purchase GERON CORP 2,000.000 6.21 (12,420.00)
• 6.16 12,320.00
BROKERAGE 100.00
J.P. MORGAN SECURITIES LLC
TRADE DATE 12/06/10
Total Settled Securities Purchased (819,129.32)
Page 18 of 31
Confidential Treatment Requested by JPMorgan JPM-SDNY-00047861
Chase
CONFIDENTIAL SDNY_GM_00317059
EFTA01520540