GHISLAINE MAXWELL ACCT.
For the Period 4/I/I I to 4/30/11
Adjusted Tax Cost Unrealized Est. Annual Inc.
Pnce Quantity Value Original Cost Gain/Loss Accrued Div. Yield
Preferred Stocks
COUNTRYWIDE CAPITAL V 24.76 4,200 000 103,992.00 98.778 96 5,213.04 7,350.00 7.07%
7% PFD 1,837.50
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 26.10 2.500.000 65.250.00 62500.00 2,750.00 4,187.50 6.42%
6.7% PFD
48125E-20-7 JPM PC
Total Preferred Stocks $168,242.00 $161,278.96 $7,963.04 811,637.60 6.82%
$1,837.60
Concentrated & Other Equity
GENERAL MOTORS CO 49.81 1,000 000 49.810.00 50,000.00 (190.00) 2,375 00 4.77%
CV PFD B
37045V-20-9 GM PB
JP Morgan Page 6 of 27
Confidential Treatment Requested by JPMorgan JPM-SDNY-00047971
Chase
CONFIDENTIAL SDNY_GM_00317169
EFTA01520646