GHISLAINE MAXWELL
For the Period 10/1111 to 10/31/11
Adjusted Tax Cost Unrealized Est. Annual Inc.
Pnce Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Concentrated & Other Equ it)
GENERAL MOTORS CO 41 80 1.000 000 41,800.00 50000.00 (8,200.00) 2,375.00 5.68%
CV PFD B
37045V-20-9 GM PB
JPMORGAN CHASE & CO 107.67 150.030.000 161.506.50 157,909.17 3,597.33 11.85000 7.30%
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625114M-1 BBB /BAA
Total Concentrated & Other Equity $203.306.60 $207,909.17 ($4,602.67) 914.226.00 6.97%
JP Morgan Page 6 of 31
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048163
Chase
CONFIDENTIAL SDNY_GM_00317361
EFTA01520822