GHISLAINE MAXWELL ACCT.
For the Period 11/1/11 to Ilaon 1
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
US Large Cap Equity
P ORACLE CORP 31.35 N/A N/A 0.77%
68389X-10-5 ORCL
PROSHARES ULTRASHORT SSP 600 19.92 1.000.000 19,920.00 44,809.50 (24.889.50)
74347R-88-3 SDS
PROSHARES TRUST 45.01 200.000 9,002.00 26,203.50 (17,201.50)
74347X-23-7 OID
QUALCOMM INC 54.80 176.000 9,644.80 WA " N/A 151.36 1.57%
747525-10-3 OCOM 37.84
SCHLUMBERGER LTD 75.33 113.000 8,512.29 N/A " N/A 113.00 1.33%
808857-10-8 SIX 28.25
TIME WARNER INC 34.82 290.000 10,097.80 N/A •• N/A 272.60 2.70%
NEW 68.15
887317.30.3 DAN
UNION PACIFIC CORP 103.41 109.000 11,271.69 N/A " N/A 261.60 2.32%
907818-10-8 UNP 65.40
UNREDHEALTH GROUP INC 48.77 198.000 9,656.48 N/A " N/A 12870 1.33%
91324P-10-2 UNH
UNITED TECHNOLOGIES CORP 76.60 162.000 12,409.20 WA •• N/A 311.04 2.51 %
913017-10-9 UTX 77.76
P VERIZON COMMUNICATIONS INC 37.73 N/A •• N/A 5.30%
92343V-10-4 VZ
WALT DISNEY CO 35.85 229.000 8,209.85 N/A •• WA 91.60 1.12%
254887-104 DIS
JP Morgan Page 7 of 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048202
Chase
CONFIDENTIAL SDNY_GM_00317400
EFTA01520858