GHISLAINE MAXWELL ACCT.
For the Period 11/1/11 to 11/30/11
INFLOWS & OUTFLOWS
Type Per Unit PRINCIPAL INCOME
Settle Date Selection Method Description "1"71 Amount Amount Amount
11/15 Receipt of Assets E M C CORP MASS JPMORGAN CHASE BANK TRADE DATE 488.000
11/15/11 (ID: 268848-10-2) 0.00
11/15 Receipt of Assets E I DU PONT DE NEMOURS & CO JPMORGAN CHASE BANK 224.000
TRADE DATE 11/15/11 (ID: 253534-10-9) 0.00
11/15 Receipt of Assets HUMANA INC JPMORGAN CHASE BANK TRADE DATE 61000
11/15/11 (ID: 444859-10-2) 0.00
11/15 Receipt of Assets JOHNSON CONTROLS INC JPMORGAN CHASE BANK TRADE 30t000
DATE 11/15/11 (ID: 478388-10-7) 0.00
11/15 Receipt of Assets KROGER CO JPMORGAN CHASE BANK TRADE DATE 265.000
11/15/11 (ID: 501044-10-1) 0.00
11/15 Receipt of Assets NIKE INC B JPMORGAN CHASE BANK TRADE DATE 116.000
11/15/11 (ID: 854108-10-3) 0.00
11/15 Receipt of Assets OCCIDENTAL PETROLEUM CORP JPMORGAN CHASE BANK 144.000
TRADE DATE 11/15/11 (ID: 674599-10-5) 0.00
11/15 Receipt of Assets WELLS FARGO & CO JPMORGAN CHASE BANK TRADE DATE 478.000
11/15/11 (ID: 949748-10-1) 0.00
11/15 Receipt of Assets UNION PACIFIC CORP JPMORGAN CHASE BANK TRADE 109.000
DATE 11/15/11 (ID: 907818-10-8) 0.00
11/15 Receipt of Assets UNITED TECHNOLOGIES CORP JPMORGAN CHASE BANK 182.000
TRADE DATE 11/15/11 (ID: 913017-10-9) 0.00
11/15 Receipt of Assets WALT DISNEY CO JPMORGAN CHASE BANK TRADE DATE 229.000
11/15/11 (ID: 254887-10-8) 0.00
11/15 Receipt of Assets DOMINION RESOURCES INC VA JPMORGAN CHASE BANK 182.000
TRADE DATE 11/15(11 (ID: 25748U-10-9) 0.00
11/15 Receipt of Assets UNITEDHEALTH GROUP INC JPMORGAN CHASE BANK 198.000
TRADE DATE 11/15/11 (ID: 91324P-10-2) 0.00
J.P.Morgan Page 27 of 66
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048222
Chase
CONFIDENTIAL SDNY_GM_00317420
EFTA01520878