GHISLAINE MAXWELI
For the Period 12/I/11 to 12f31/11
COST ADJUSTMENTS
Cost Basis
Settle Date Type Description Quantity Adjustments
12/2 Cost Basis Adi HUMANA INC COST BASIS ADJUSTMENT 63.000 3.12239
(ID: 444859.10.2)
1212 Cost Basis A4 JOHNSON CONTROLS INC COST BASIS ADJUSTMENT 301.000 6,972.47
(ID: 478366-10-7)
12/2 Cost Basis Ad) KROGER CO COST BASIS ADJUSTMENT 265.000 4,056.15
(ID: 501044-10-1)
12/2 Cost Basis A4 OCCIDENTAL PETROLEUM CORP COST BASIS ADJUSTMENT 144.000 8,419.45
(ID: 674599-10-5)
12/2 Cost Basis AtI) SCHLUMBERGER LTD COST BASIS ADJUSTMENT 113.000 5,863.95
(ID: 806857-10-8)
12/2 Cost Basis Ad) TIME WARNER INC NEW COST BASIS ADJUSTMENT 290.000 6,278.13
(ID: 887317-30-3)
12/2 Cost Basis A4 OB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 2,058.000 62,935.57
COST BASIS ADJUSTMENT (ID: 892352-91-5)
12/2 Cost Basis A4 UNION PACIFIC CORP COST BASIS ADJUSTMENT 109.000 6,775.95
(ID: 907818-10-8)
12/2 Cost Basis A4 UNITED TECHNOLOGIES CORP COST BASIS ADJUSTMENT 162.000 8,486.80
(ID: 913017-10-9)
12/2 Cost Basis A4 UNITEDHEALTH GROUP INC COST BASIS ADJUSTMENT 198.000 6,129.00
(ID: 91324P-10-2)
12/2 Cost Basis A4 WELLS FARGO & CO COST BASIS ADJUSTMENT 478.000 8,141.50
(ID: 949746-10-1)
12/15 Cost Basis Al COVIDIEN PLC NEW COST BASIS ADJUSTMENT 236.000 4,547.39
(ID: 02554F-113)
12/15 Cost Basis A4 APACHE CORP COST BASIS ADJUSTMENT 95.000 4382.91
(ID: 037411.105)
J.P.Morgan Page 30 of 77
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048299
Chase
CONFIDENTIAL SDNY_GM_00317497
EFTA01520952