GHISLAINE MAXWELL
For the Period 2/1/12 to 2/29/12
Adjusted Tax Cost Unrealized Est. Annual Inc.
Pr ce Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Preferred Stocks
JPM CHASE CAPITAL XXIX 25 94 2,500.000 84,850.00 82,500.00 2,350.00 4,187 50 6.46%
6 7% PFD
48125E-20-7 JPM PC
Total Preferred Stocks 5436,402.00 $422,678.96 813,823.04 $31,227.60 7.16%
Concentrated & Other Equity
GENERAL MOTORS CO 42.89 1,000.000 42,690.00 50,000.00 (7,310.00) 2,375.00 5.58%
CV PFD B 593.75
37045V-20-9 OM PB
JPMORGAN CHASE & CO 108.79 150.000.000 163,182.00 157,909 17 5,272.83 11,850.00 7.22%
7.9% PFD STK APR 30 2049 3,982.80
DTD 04/23/2038
413825H-HA-1 BBB /BAA
Total Concentrated 8, Other Equity $205.872.00 5207,909.17 ($2,037.17) $14,225.00 6.88%
84.576.55
JP Morgan Page 10 of 33
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048423
Chase
CONFIDENTIAL SDNY_GM_00317621
EFTA01521066