GHISLAINE MAXWELL
For the Period 8/1/12 to 8/31/12
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Preferred Stocks
CITIGROUP CAPITAL XIII 27.58 10000.000 275800.00 261800.00 14,500.00 19,690.00 7.14%
7 7,8% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V 25.02 4,200.000 105,084.00 98,778.96 6,305.04 7,350.00 6.99%
7% PFD
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 28.37 2,500.000 65,925.00 62,500.00 3,425.00 4,187.50 6.35%
61% PFD
48125E-20.7 JPM PC
Total Preferred Stocks 9446,909.00 9422,679.94 924,230.04 931,227.60 6.99%
Concentrated & Other Equity
GENERAL MOTORS CO 35.70 1,000.000 35,700.00 50,000 CO (14,300.00) 2,375.00 6.65%
CV PFD B 593.75
37045V-20-9 GM PB
JPMORGAN CHASE & CO 111.52 150.000.000 187,286.00 157 909 17 9,376.83 11,850 00 7 02%
7.9% PFD STK APR 30 2049 3,982 60
DTD 04/23/2008
46625H-HA-1 BBB /BA1
Total Concentrated & Other Equity $202,986.90 $207.909.17 ($4,923.17) $14,225.00 6.95%
$4,576.55
JP Morgan Page 7 of 28
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048712
Chase
CONFIDENTIAL SDNY_GM_00317910
EFTA01521335