GHISLAINE. MAXWELL ACCT.
For the Period 10/1/12 to 10/31/12
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
US Large Cap Equity
BANK OF AMERICA CORP 9.32 944.000 8,798.08 10,148.85 (1,350.77) 37.76 0.43%
050505-10-4 BAC
CMGROUP INC NEW 37.39 358.000 13,385.62 14,048.52 (662.90) 14.32 0.11%
172967-424 C
PROSHARES ULTRASHORT S8P600 NEW 56.55 250.000 14,137.50 44,809.50 (30.672.00)
74347B-30-0 SDS
PROSHARES TRUST 30.61 200.000 6,122.00 26,203.50 (20,081.50)
74347X-23-7 OID
SCHLUMBERGER LTD 69.53 113.000 7,856.89 9.524 04 (1.667 15) 124.30 1.58%
806857-10-8 SLB
Total US Large Cap Equity $68,168.40 $116,137.71 ($57.979.31) $240.98 0.41%
011.16
US Small/Mid Cap Equity
GEFtON COFIP 1.33 3,000.000 3,990.00 18,129.32 (14,139.32)
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC 50.02 3.000 150.05 212.23 (62.18)
ISIN G80007188757 SEDOL 0718875
766994-90-9 GBP
JP Morgan Page 6 of 35
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048787
Chase
CONFIDENTIAL SDNY_GM_00317985
EFTA01521406