a r f-
JAjj o f IIM
GHISLAINE MAXWELL ACCT
For the Period 5/1/13 to 5131/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield
US Large Cap Equity
BANK OF AMERICA CORP 13.66 944.000 12,895.04 10,148.85 2,746.19 37.76 0.29%
050505-10-4 BAC
CITIGROUP INC NEW 51.99 358.000 18,812.42 14,048.52 4,583.90 14.32 0.08%
172967-42-4 C
SCHLUMBERGER LTD 73.03 113.000 8,252.39 9.524.04 (1,271.65) 141.25 1.71%
806857-10-8 SLB
Total US Large Cap Equity $47,56220 $45,124.71 $2,437.49 $269.33 0.67%
US Small/Mid Cap Equity
GEFION CORP 1.09 3,000.000 3,270.00 18,129.32 (14,859.32)
374183.10-3 GERN
Non-US Equity
RIO TINTO PLC 43.31 3.000 129.94 212.23 (82.29)
MIN GB0007188757 SEDOL 0718875
766994-90-9 GBP
Preferred Stocks
CRKIROUP CAPITAL XII 28.09 10,000.000 280,900.00 261,300.00 19,600.00 19,690.00 7.01%
77/8% PFD
173080-20-1 C PNNA MAI
JP Morgan Page 6 of 28
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049067
Chase
CONFIDENTIAL SDNY_GM_00318265
EFTA01521655