GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type Quantity Per Unit PRINCIPAL INCOME
Settle Date Selection Method Description Cost Amount Amount Amount
1/2 Interest Income DEPOSIT SWEEP INTEREST FOR 12/01/13 - 12/31/13 23 25
(0 .01% RATE ON AVG COLLECTED BALANCE OF
82,789,905.59 AS OF 01/01/14
1/2 Interest Income JPM CHASE CAPITAL XXIX 8.7% PFD O 0.41875 PER 2,500.000 0.419 1.046.88
SHARE (ID: 48125E-20-7)
1/10 Foreign Dividend SCHLUMBERGER LTD 0.3125 PER SHARE 113.000 0.312 35.31
(ID: 806557-10-8)
1/15 Municipal Interest MA ST HLTH & EDUCTNL FAGS AUTH REVENUE HARVARD 50,000.000 0.025 1,250.00
UNIV 5% B JUL 15 2032 DTD 08/00/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100
(ID: 57556C-FWO)
1/30 Interest Income CIT1GROUP CAPITAL XIII 7 7/8% PFD @ 0.492187 10,000.000 0.492 4,921.87
PER SHARE (ID: 173080-20-1)
1/31 Div Domest SKR S8P 500 ETF TRUST @ 0.98025 PER SHARE 1,495.000 0.98 1,465.47
(ID: 78462F-10-3)
Total Inflows & Outflows $8,742.78
JP Morgan Page 17 of 30
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049406
Chase
CONFIDENTIAL SDNY_GM_00318604
EFTA01521955