Alt Cr A AS
er
GHISLAINE MAXWELL ACCT.
For the Period 3/1/14 to 3/31/14
Adjusted Tax Cost Unrealized Est Annual Inc.
Prim OuaNky Value Original Cost Gain, Loss Accrued Div. Yield
Preferred Stocks
CITIGROUP CAPITAL XIII 27.74 10,000.000 277,400.00 261300 00 16,100.00 19,690.00 7.10%
7 78% PFD
173080-20-1 G PN NA /BA1
COUNTRYWIDE CAPITAL Y 25.50 4,200.000 107,100.00 96,778.96 8,321.04 7,350.00 6.86%
7% PFD
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 25.64 2,500.000 84,100.00 62,500.00 1,600.00 4,187.50 6.53%
6 7% PFD 1,046.88
48125E-20-7 JPM PC
Total Preferred Stocks 9448,600.00 9422,67&96 $26,021.04 $31,227.60 6.98%
$1,046.88
Concentrated & Other Equity
JPMOROAN CHASE & CO 112.05 150,000.000 168,076.50 157,909.17 10,167.33 11.850.00 6.98%
VAR RT PFD STK 04/30/2049 4.970.40
DID 04/23/2008
46625H•HA-1 BBB /BAI
J.P, Morgan Page 7 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049470
Chase
CONFIDENTIAL SDNY_GM_00318668
EFTA01522010