GHISLAINE MAXWELL- OAP FOC ACCT
For the Period 12/1/11 to 12/31/11
TRADE ACTIVITY
Note. S indicates Short Term Realized Gain/Loss
' Settled transaction was initiated in prior statement period and settled in current statement period
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
11/16 Sale AIR PRODUCTS & CHEMICALS INC G 84.77 508.63 (6.000) 8.4.74 508.44 (499.07) 9.37 S'
12/2 High Cost BROKERAGE 0.18 TAX 8/OR SEC .01 CITATION
GROUP/BCC CLRG (ID: 009158-10-8)
11/17 Sale AIR PRODUCTS & CHEMICALS INC (# 81.16 486.94 (6.000) 81.125 486.75 (499.07) (12.32) S'
12/2 High Cost BROKERAGE 0.18 TAX 8JOR SEC .01 CITATION
GROUP/BCC CLRG (ID: 009158-10-6)
11/18 Sale AIR PRODUCTS & CHEMICALS INC . 81.07 1,215.99 (15.000) 81.035 1,215.52 (1,247.69) (32.17) Ss
12/2 High Cost BROKERAGE 0.45 TAX &/OR SEC .02 CITATION
GROUP/BCC CLRG (ID: 009158-10-8)
11/21 Sale AIR PRODUCTS & CHEMICALS INC C 79.63 637.06 (8.000) 79.601 636.81 (665.43) (28.62) S.
12/2 High Cost BROKERAGE 0.24 TAX 8/OR SEC .01 CITATION
GROUP/BCC CLRG (ID: 009158-10-8)
11/22 Sale AIR PRODUCTS & CHEMICALS INC • 79.31 555.17 (7.000) 79.279 554.95 (582.25) (27.30) S'
12/2 High Cost BROKERAGE 0.21 TAX 8JOR SEC .01 CITATION
GROUP/BCC CLRG (ID: 009158-10-8)
1123 Sale AIR PRODUCTS & CHEMICALS INC (0 77.27 849.96 (11.000) 77.237 649.61 (914.97) (65.36) S.
12/2 High Cost BROKERAGE 0.33 TAX 8/OR SEC .02 CITATION
GROUP/BCC CLRG (ID: 009158-10-8)
11/25 Sale a
AIR PRODUCTS & CHEMICALS INC 77.11 231.33 (3.000) 77.08 231.24 (249.54 (18.30) S'
12/2 High Cost BROKERAGE 0.09 CITATION GROUP/BCC CLRG
(ID: 009158-104)
11/28 Sale AIR PRODUCTS & CHEMICALS INC C 79.23 950.75 (12.000) 79.198 950.37 (998.15) (47.78) S•
12/2 High Cost BROKERAGE 0.36 TAX 8/OR SEC .02 CITATION
GROUP/BCC CLRG (ID: 009158-10-6)
J.P.Morgan Page 13 of 15
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049610
Chase
CONFIDENTIAL SDNY_GM_00318808
EFTA01522129