GHISLAINE MAXWELL- OAP FDG ACCT
For the Period 4/1/12 to 4/30/12
Trade Date Type Per Unit Realized
Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Pending Sales, Maturities, Redemptions
4/30 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 712704-10-5) (32.000) 12.355 394,41 (388.12) 6.29 S
93
4/30 Sale PEOPLES UNITED FINANCIAL INC (ID: 712704-10-5) (3.000) 12.325 36.91 (36.39) 0.52 S
5/3
Total Pending Sales, Maturities, Redemptions $2.182.68 ($2.134.63) $49.05 S
Trade Date Per Unit
Est Settle Date Type Description Quantity Amount Market Cost
Pending Securities Purchased
4/26 Purchase THE TRAVELERS COMPANIES INC. (ID: 89417E-10-9) 5.000 63.897 (319.64)
5/1
4/28 Purchase THE TRAVELERS COMPANIES INC. (ID: 89417E-10-9) 1.000 63.685 (63.72)
5/1
4/28 Purchase THE TRAVELERS COMPANIES INC. (ID: 89417E-10-9) 2.000 63.897 (127.84)
5/1
4/28 Purchase THE TRAVELERS COMPANIES INC. (ID: 89417E-10-9) 2.000 63.90 (127.86)
5/I
Total Pending Securities Purchased (9839.06)
JP Morgan Page 14 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049687
Chase
CONFIDENTIAL SDNY_GM_00318885
EFTA01522193