GHISLAINE MAXWELL-HY ACCT.
For the Period 10/1/I1 to loam'
Type Quantity
Settle Date Selection Method Description Cost Amount
Interest Purchased
10/31 Accrued Int Paid NIELSEN FINANCE LLC/CO 73/4% OCT 15 2018 DTD (6 89)
04/15/2011 4) 110.25 BROADPOINT CAPITAL TRADE 0.00
DATE 10/28/11 (ID: 654090-AY-8)
TRADE ACTIVITY
Note: S indicates Short Term Realized Gain/Loss
Trade Date Type Per Unit Realized
w
Se Selection Method Description Quantity Amount Proceeds Tax Cost Gaintoss
Settled Sales/Maturities/Redemptions
10/17 Sale SPRINT CAPITAL CORP 6.90% MAY 1 2019 DTD 5/6/99 (6.000.000) 85.80 5,145.00 03.240.00) (1.095.00)
10/20 High Cost fa 85.75 MLPFS INC/FIXED INCOME (ID: 852060-AG-7)
10/18 Sale SPRINT CAPITAL CORP 6.90% MAY 1 2019 DTD 5099 (14,000.000) 85.80 12,005.00 (14.560.00) (Z555.00) S
10/21 High Cost 85.75 MLPFS INC/FIXED INCOME (ID: 852060-AG-7)
10/19 Sale US STEEL CORP SR NOTES 73/8% APR 01 2020 DTD (5.000.000) 93.30 4,862.50 (5218.75) (556.25) S
10/24 High Cost 03/19/2010 93.25 OPPENHEIMER & CO. INC.
(ID: 912909-AF-5)
Total Settled Sales/Maturities/Redemptions $21.812.50 ($28,018.75) ($4,206.25) S
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
10/17 Purchase SPRINT NEXTEL CORP 6% DEC 1 2016 OTD 11/20/2006 6.000.000 88.80 (5.205.00)
10/20 (a 86.75 MLPFS INC/FIXED INCOME (ID: 852061-AD-2)
J.P.Morgan Page 18 of 19
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050207
Chase
CONFIDENTIAL SDNY_GM_00319405
EFTA01522642