CHISLAINE MAXWELL-HY ACCT.
For the Period 9/1/12 to 9/30/12
Trade Date Per Unit
Est. Settle Date Type Description Quantity Amount Market Cost
Pending Securities Purchased
9/28 Purchase ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 2,000.000 103.75 (2,075.00)
10f3 DTD 12/08/2004 (ID: 780097-AP-8)
Total Pending Securities Purchased (54,143.25)
J.P. Morgan Page 24 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050509
Chase
CONFIDENTIAL SDNY_GM_00319707
EFTA01522919