GHISLAINE MAXWELL-HY ACCT.
For the Period 10/1/12 to 10/31/12
TRADE ACTIVITY
Note L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gaintoss
• Settled transaction was initiated in prior statement period and settled in current statement period
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GairvLoss
Settled Sales/Maturities/Redemptions
10118 Sale ARCH COAL INC 71/4% OCT 01 2020 DTD 08/09/2010 (3,000.000) 85.80 2.572 50 (3,090.00) (517.50) L
10/19 High Cost O 85.75 MORGAN STANLEY & CO. INCORPORATED
(ID: 039380.AC-4)
Trade Date Per Unit
—iTeMW
Se Type Description Quantity Amount Market Cost
Settled Securities Purchased
9/27 Purchase ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 2,000.000 103.40 (2,088.75) •
10/3 DTD 12108/2004 (p 103.4375 BARCLAYS CAPITAL INC
FIXED INCOME (ID: 780097-AP-8)
9/28 Purchase ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 2,000.000 103.80 (2,075.00) •
10/3 DTD 12/08/2004 fp 103.75 BARCLAYS CAPITAL INC
FIXED INCOME (ID: 780397-AP-8)
1024 Purchase DELPHI CORP 6.125% MAY 15 2021 DTD 05/07/2012 3,000.000 111.00 (3,330.00)
10/29 111.00 MLPFS INC/FIXED INCOME (ID: 24713EAF-4)
10/28 Purchase DELPHI CORP 8.125% MAY 15 2021 DTD 05/07/2012 @ 2.000.000 110.80 (2,215.00)
10/31 110.75 MLPFS INC/FIXED INCOME (ID: 24713E-AF-4)
Total Settled Securities Purchased (99,888.75)
JP Morgan Page 22 of 23
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050535
Chase
CONFIDENTIAL SDNY_GM_00319733
EFTA01522943