GHISLAINE MAXWELL-HY ACCT
For the Period 11/1/12 to 11/30/12
Adjusted Tax Cost Unreakzed Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield
US Fixed Income
CONSTELLATION BRANDS INC 118.00 15.000.00 17,700.00 16,500.00 1.200.00 1,087.50 2.91%
7 1/4% MAY15 2017 48.33
DTD 11/15/2007
21036P-AF-5 BB• /BA1
INGLES MARKETS INC 107.00 10,000.00 10,700.00 10,775.00 (75.00) 887.50 7.02%
87/8% MAY 15 2017 3944
DTD 05/12/2009
457030-AG-9 BB-/B1
RFU ENERGY INC 108.56 15.00000 16,284.30 15,112.50 1,171.80 1,181.25 5.71%
77/8% JUN 15 2017 544.68
OTD 06/13/2007
74971X-AC-1 6.183
SERVICE CORP INTL 115.13 20 000 00 23,025.00 21,700.00 1,325.00 1,400.00 3.38%
7% JUN 15 2017 645.54
DTD 06/15/2006
MULTI CPN
817565-8F-0 BB- /M3
SMITHFIELD FOODS INC 114.36 10,000.00 11,437.50 10,475.00 962.50 775.00 4.26%
SR NOTES 7 3/4% JUL 1 2017 322.91
DTD 6/22/2007
832248-AQ-1 BB /I31
PINNACLE ENTERTAINMENT 107.50 10,000.00 10,750.00 10,850.00 (100.00) 862.50 6.72%
8 5/8% AUG 01 2017 287.50
DTD 02/012010
723456-AK-5 BB- /B1
CHESAPEAKE ENERGY CORP 106.25 15,000.00 15,937.50 15,975.00 (37.50) 975.00 4 99(a,
6 1f2% AUG 152017 287.07
DTD 8/16/2005
165167.BS-5 BB- /BA3
JP Morgan Page 8 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050549
Chase
CONFIDENTIAL SDNY_GM_00319747
EFTA01522954