GHISLAINE MAXWELL-HY ACCT.
For the Petted 11/1/12 to 11/30/12
Type Quantity
Settle Date Selection Method Description Cost Amount
Interest Purchased
11/19 Accrued Int Paid ARCELORMITTAL 81/4% FEB 25 2022 DTD 02/28/2012 (30.00)
@ 99.625 FIRST UNION CAPITAL MARKETS TRADE DATE 0.00
11/09/12 (ID: 039381-AX-2)
TRADE ACTIVITY
Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss
• Settled transaction was initiated in prior statement period and settled in current statement period
Trade Date Pe Per Unit Realized
Settle Date Selection Method Description Ouantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
10/31 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2.000.000) 82.875 1.657.50 (2.085.00) (407.50) 5*
11/5 High Cost 08/04/2010 @ 82.875 BARCLAYS CAPITAL INC FIXED
INCOME (ID: 007903-AU-1)
11/1 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2,000.000) 82.625 1,652.50 (2,065.00) (412.50) S
1116 High Cost 08/04/2010 6 82.625 BNP PARIBAS SECURITIES BOND
(ID: 007903-AU-1)
11/1 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2.000.000) 83.00 1,660.00 (2.080.00) (400.00) S
11/6 High Cost 08/04/2010 0 83.00 MORGAN STANLEY Si CO.
INCORPORATED (ID: 007903-AU-1)
11/2 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2.000.000) 83.25 1,665.00 (2,060.00) (393.00) S
11/7 High Cost 08/04/2010 0 8125 MORGAN STANLEY & CO.
INCORPORATED (ID: 007903-AU-1)
11/8 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2,000.000) 82.00 1,640.00 (2,060.00) (420.00) S
11/14 High Cost 08/04/2010 @ 82.00 MLPFS INC/FIXED INCOME
(ID: 007903-ALM)
JP Morgan Page 22 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050563
Chase
CONFIDENTIAL SDNY_GM_00319761
EFTA01522968