GHISLAINE MAXWELL-HY ACCT.
For the Period 5/1/13 to 5/31/13
Trade Date Type Per Unit Rested
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GaInfixes
Settled Sales/Maturities/Redemptions
98 Sale RESOLUTE FOREST PRODUCTS NON-TRADEABLE ASSET (5.000.000) 116.894 5,834.70 (5.792.50) 42.20 S
Pro Rata CORP ACTIONS CONTRA 10.250% 10(1512018 DTD
10/04/2010 HOLDERS RECEIVE $1136.94 IN TENDER
PROCEEDS, PLUS $30.00 EARLY TENDER PAYMENT.
PLUS $6.548611 IN ACCRUED INTEREST PER $1.000
P.A. OF BONDS HELD OF CUSIP 003887AB6.
(ID: 00399A-FX-9)
5/6 Sale US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD (2,000.000) 106.50 2,130.00 (2.067.50) 42.50 L
5/9 High Cost 03/19/2010 (1106.50 CMGROUP GLOBAL MARKETS
INC/SALOM (ID: 912909-AF-5)
5/7 Sale US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD (1.000.000) 107.00 1,070.00 (1.043.75) 26.25 1
5/10 High Cost 03/19/2010 12 107.00 MORGAN STANLEY & CO. LLC
(ID: 912909-AF-5)
5/7 Sale US STEEL CORP SR NOTES 7 3)8% APR 01 2020 DID (1,000.000) 107.125 1,071.25 (1.043.75) 27.50 1
5/10 High Cost 03119/2010 4) 107.125 NATIONAL FINL SVCS CORP
(ID: 912909-AF-5)
98 Sale US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD (1,000.000) 107.125 1,071.25 (1.043.75) 27.50 L
5/13 High Cost 03/19/2010 G 107.125 SEAPORT GROUP SECURITIES.
LLC (ID: 912909-AF-5)
5/15 Redemption CRICKET COMMUNICATIONS INC 7 94% MAY 15 2016 (15,000.000) 103.875 15,581.25 (16.050.00) (488.75) L
5115 Pro Rata DTD 11/15/2009 ENTIRE ISSUE CALLED . 103.875
(ID• 226586-AK-3)
5/10 Sale US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD (1,000.000) 106.813 1,068.13 (1,043.75) 24.38 L
5/15 High Cost 03/192010 ei 106.8125 OPPENHEIMER & CO
(ID: 912909-AF-5)
JP Morgan Page 24 of 26
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050741
Chase
CONFIDENTIAL SDNY_GM_00319939
EFTA01523136