EFTA01569880

GHISLAINE MAXWELL EFTA01569880 EFTA01569881 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL (Reviewed) For the Period 11/1/11 to 11/30/11 Asset Account J.P. Morgan Team Paul Morris Ian Hirschfield Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Portfolio Activity Page 2 4 16 17 24 0000005442.15.0.15.00003.MAXWE00.20111205 Page 1 of 66 EFTA01569882 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 723,367.50 51,256.00 2,603,425.93 $3,378,049.43 22,021.62 $3,400,071.05 Ending Market Value 1,631,152.30 48,724.00 3,282,112.87 $4,961,989.17 20,212.45 $4,982,201.62 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 3,378,049.43 344,458.81 (440.79) 4,432,966.90 (3,088,764.77) $1,688,220.15 8,979.21 (113,259.62) $4,961,989.17 20,212.45 $4,982,201.62 EFTA01569883 Change In Value 907,784.80 (2,532.00) 678,686.94 $1,583,939 74 (1,809.17) $1,582,130 57 Equity Year-to-Date Value 1,946,279.39 1,149,972.16 (153,417.52) 16,689,293.77 (15,138,209.44) $2,547,638.97 84,578.24 383,492.57 $4,961,989.17 20,212.45 $4,982,201.62 Estimated 52,169.67 55,587.39 $107,757.06 Current Annual Income Allocation 34% 1% 65% 100% Alternative Assets Cash & Fixed Income Asset Allocation Page 2 of 66 EFTA01569884 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Accrued Interest Current Year Taxable Income Tax-Exempt Income Bond Premium Amortization Accrued Interest Subsequent Year Tax-Exempt Income CONTINUED Current Period Value 430.00 105.77 (0.84) 8,192.33 $8,727.26 2,866.67 (17.50) (2,597.22) $251.95 Year-to-Date Value 9,649.03 105.77 17.80 83,772.06 (9,218.37) $84,326.29 2,866.67 (17.50) (2,597.22) $251.95 Unrealized Gain/Loss To-Date Value ($253,087.31) ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value (97,962.97) ($97,962.97) Year-to-Date Value 19,728.75 EFTA01569885 (63,328.29) ($43,599.54) Cost Summary Equity Cash & Fixed Income Total 3,252,334.96 Cost 780,736.45 $4,033,071.41 Page 3 of 66 EFTA01569886 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Unclassified Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 58,286.00 7,050.00 32,320.00 422,405.00 203,306.50 0.00 $723,367.50 Ending Market Value 283,435.07 5,010.00 501,612.46 404,636.00 192,845.50 243,613.27 $1,631,152 30 Current Period Value 1,631,152.30 780,736.45 (113,198.95) 52,169.67 2,995.61 3.18% US Large Cap Equity Equity as a percentage of your portfolio - 34 % Change In Value 225,149.07 (2,040.00) 469,292.46 EFTA01569887 (17,769.00) (10,461.00) 243,613.27 $907,784.80 Current Allocation 6% 1% 10% 8% 4% 5% 34% Preferred Stocks Unclassified Concentrated & Other Equity US Small/Mid Cap Equity Non-US Equity Asset Categories Page 4 of 66 EFTA01569888 GHISL LL ACCT. For the Period 11/1/11 to 11/30/11 Note: P ** indicates position adjusted for Pending Trade Activity. Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Equity Detail Price US Large Cap Equity APACHE CORP AT&T INC 00206R-10-2 T P AUTOZONE INC 053332-10-2 AZO BANK OF AMERICA CORP BB & T CORP BROADCOM CORP 060505-10-4 BAC 23.17 054937-10-7 BBT 30.35 CL A 111320-10-7 BRCM CAPITAL ONE FINANCIAL CORP CHEVRON CORP CITIGROUP INC NEW 14040H-10-5 COF 102.82 166764-10-0 CVX 27.48 172967-42-4 C 358.000 9,837.84 N/A ** N/A 116.000 11,927.12 N/A ** N/A 44.66 114.000 5,091.24 N/A ** N/A 22.80 5.70 EFTA01569889 375.84 93.96 14.32 0.45% 3.15% 0. 15% 250.000 7,586.25 N/A ** N/A 90.00 1.19% 309.000 7,159.53 N/A ** N/A 328.38 5.44 944.000 5,135.36 N/A ** N/A ** N/A N/A 37.76 9.44 197.76 0.74% 2.76% 99.44 037411-10-5 APA 28.98 1,000.000 28,980.00 31,610.00 (2,630.00) 1,720.00 5.94% 95.000 9,446.80 N/A ** N/A 57.00 0.60% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. EFTA01569890 Accrued Div. Yield Page 5 of 66 EFTA01569891 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Large Cap Equity COCA-COLA CO 191216-10-0 KO COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A P P 192446-10-2 CTSH COMCAST CORP CL A 20030N-10-1 CMCS A P DOMINION RESOURCES INC VA E I DU PONT DE NEMOURS & CO E M C CORP MASS EXXON MOBIL CORP HUMANA INC 25746U-10-9 D 47.72 263534-10-9 DD 23.01 268648-10-2 EMC 80.44 30231G-10-2 XOM 88.68 444859-10-2 HUM P JOHNSON CONTROLS INC KROGER CO NIKE INC B 478366-10-7 JCI 23.18 501044-10-1 KR 96.18 654106-10-3 NKE OCCIDENTAL PETROLEUM CORP 674599-10-5 OXY 98.90 144.000 14,241.60 N/A ** N/A 264.96 1.86% N/A ** N/A 265.000 EFTA01569892 6,142.70 N/A ** N/A 121.90 30.48 1.98% 1.50% 31.48 301.000 9,475.48 N/A ** N/A 216.72 2.29% N/A ** N/A 1.13% 190.000 15,283.60 N/A ** N/A 357.20 2.34% 468.000 10,768.68 N/A ** N/A 224.000 10,689.28 N/A ** N/A 51.62 N/A ** N/A 89.64 367.36 91.84 3.44% 3.82% 67.35 22.67 102.000 6,869.70 N/A ** N/A ** N/A N/A 1.99% Quantity Value Adjusted Tax Cost EFTA01569893 Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 67.23 204.000 13,714.92 N/A ** N/A 383.52 95.88 2.80% Page 6 of 66 EFTA01569894 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Large Cap Equity P ORACLE CORP 68389X-10-5 ORCL PROSHARES ULTRASHORT S&P 500 PROSHARES TRUST QUALCOMM INC SCHLUMBERGER LTD TIME WARNER INC 74347R-88-3 SDS 45.01 74347X-23-7 QID 54.80 747525-10-3 QCOM 75.33 806857-10-8 SLB 34.82 NEW 887317-30-3 TWX P UNION PACIFIC CORP UNITEDHEALTH GROUP INC UNITED TECHNOLOGIES CORP VERIZON COMMUNICATIONS INC WALT DISNEY CO 907818-10-8 UNP 48.77 91324P-10-2 UNH 76.60 913017-10-9 UTX 37.73 92343V-10-4 VZ 35.85 254687-10-6 DIS 229.000 8,209.65 N/A ** N/A 91.60 1.12% N/A ** N/A 162.000 12,409.20 N/A ** N/A 311.04 77.76 EFTA01569895 2.51% 5.30% 198.000 9,656.46 N/A ** N/A 103.41 109.000 11,271.69 N/A ** N/A 261.60 65.40 128.70 2.32% 1.33% 290.000 10,097.80 N/A ** N/A 113.000 8,512.29 N/A ** N/A 176.000 9,644.80 N/A ** N/A 151.36 37.84 113.00 28.25 272.60 68.15 1.57% 1.33% 2.70% 200.000 9,002.00 26,203.50 (17,201.50) 19.92 1,000.000 19,920.00 44,809.50 (24,889.50) 31.35 N/A ** N/A 0.77% Quantity EFTA01569896 Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Page 7 of 66 EFTA01569897 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Large Cap Equity WELLS FARGO & CO Total US Large Cap Equity 949746-10-1 WFC $283,435.07 $102,623.00 ($44,721.00) $5,786.48 $694.34 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity P P ACCENTURE PLC-CL A ACE LTD NEW AKZO NOBEL N V G1151C-10-1 ACN 69.53 H0023R-10-5 ACE 50.51 ISIN NL0000009132/SEDOL 5458314 N01803-90-2 EUR ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 D03080-90-6 EUR ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 W10020-92-8 SEK 21.43 442.000 9,470.63 N/A ** N/A 102.59 77.000 7,899.44 N/A ** N/A 149.000 7,525.62 N/A ** N/A N/A ** N/A 2.01% EFTA01569898 57.93 N/A ** N/A 2.33% 2.04% 25.86 478.000 12,361.08 N/A ** N/A 229.44 1.86% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 1.67 3,000.000 5,010.00 18,129.32 (13,119.32) Page 8 of 66 EFTA01569899 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity AVIVA PLC ISIN GB0002162385 SEDOL 0216238 G2307K-92-2 GBP BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 072733-91-8 EUR BRITISH AMERICAN TOBACCO PLC ISIN GB0002875804 SEDOL 0287580 G1510J-91-2 GBP CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 F13587-92-2 EUR CENTRICA ISIN GB00B033F229 SEDOL B033F22 15639K-90-4 GBP CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL Bl5FWH7 172145-91-4 GBP COVIDIEN PLC NEW CREDIT SUISSE GROUP AG G2554F-11-3 COV 24.13 ISIN CH0012138530 SEDOL 7171589 H3698D-93-0 CHF DRAX GROUP PLC ISIN GBOOB1VNSX38 SEDOL BlVNSX3 G2904K-92-9 GBP ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 W26049-91-1 SEK Page 9 of 66 10.73 793.000 8,507.47 N/A ** N/A 8.80 5,300.000 46,639.02 N/A ** N/A 230.000 5,549.41 N/A ** N/A 45.55 236.000 EFTA01569900 10,749.80 N/A ** N/A 212.40 1.98% 3.19 4,500.000 14,349.83 N/A ** N/A 4.75 1,556.000 7,385.88 N/A ** N/A 37.82 217.000 8,206.96 N/A ** N/A 46.32 293.000 13,571.45 N/A ** N/A 65.52 163.000 10,679.29 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 4.90 6,000.000 29,414.50 N/A ** N/A EFTA01569901 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 36827E-91-4 EUR P GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 G3910J-90-6 GBP JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 J27869-91-6 JPY JFE HOLDINGS INC ISIN JP3386030005 SEDOL 6543792 476990-91-6 JPY MARINE HARVEST ASA ISIN N00003054108 SEDOL B02L486 693045-91-6 NOK MARKS & SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 G5824M-92-5 GBP MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JQDM8 G58512-91-7 GBP MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 J44497-92-3 JPY MITSUI & CO ISIN JP3893600001 SEDOL 6597302 J43787-91-0 JPY 15.23 500.000 7,613.04 N/A ** N/A 4.23 1,400.000 5,915.24 N/A ** N/A 5.19 1.51 4,350.000 30,000.000 22,591.22 45,202.26 N/A ** N/A ** N/A EFTA01569902 426.54 N/A 0.43 25,000.000 10,825.85 N/A ** N/A 17.89 200.000 3,578.51 N/A ** N/A 4,695.35 2.000 9,390.70 N/A ** N/A 22.07 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 27.98 289.000 8,086.14 N/A ** N/A Page 10 of 66 EFTA01569903 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 H57312-92-0 CHF NISSAN MOTOR CO LTD ISIN JP3672400003 SEDOL 6642860 J57160-91-3 JPY PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 F72027-91-9 EUR PHILIPS ELECTRONICS N.V. ISIN NL0000009538 SEDOL 5986622 N6983Q-91-5 EUR PPR SA ISIN FR0000121485 SEDOL 5505072 F74953-93-0 EUR QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 Q78063-91-6 AUD P RESEARCH IN MOTION LIMITED RIO TINTO PLC 760975-10-2 RIMM 52.52 ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP P P ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 SEDOL 7110388 H69293-93-6 CHF ROYAL DUTCH SHELL PLC - A ISIN GBOOB03MLX29 SEDOL BO3MLX2 G7690A-91-0 GBP Page 11 of 66 34.98 N/A ** N/A 159.31 N/A ** N/A 191.000 10,030.52 N/A ** N/A 17.86 400.000 EFTA01569904 7,144.00 29,496.00 (22,352.00) 13.83 400.000 5,530.98 N/A ** N/A 149.69 38.000 5,688.29 N/A ** N/A 20.26 337.000 6,827.47 N/A ** N/A 340.23 3.70% 94.28 102.000 9,617.00 N/A ** N/A 8.89 1,200.000 10,665.98 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 56.20 186.000 10,453.11 N/A ** N/A 378.06 3.29% EFTA01569905 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity P ROYAL DUTCH SHELL PLC -A ISIN GBOOB03MLX29 SEDOL BO9CBL4 780259-99-0 EUR RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 G8566X-91-9 GBP SANOFI ISIN FR0000120578 SEDOL 5671735 F5548N-91-1 EUR SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 F86921-91-7 EUR SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 824841-91-0 JPY SODEXHO ISIN FR0000121220/SEDOL 7062713 F84941-91-7 EUR SOLVAY SA ISIN BE0003470755 SEDOL 4821100 834437-91-5 EUR STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 G84228-92-6 GBP STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 X21349-90-1 EUR Page 12 of 66 6.23 933.000 5,812.57 N/A ** N/A 21.77 555.000 12,080.99 N/A ** N/A 93.77 77.000 7,220.51 N/A ** N/A 72.58 EFTA01569906 175.000 12,702.27 N/A ** N/A 18.25 400.000 7,301.30 N/A ** N/A 56.54 164.000 9,272.28 N/A ** N/A 70.12 156.000 10,938.87 N/A ** N/A 1.70 23,800.000 40,502.10 N/A ** N/A 34.84 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01569907 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 Y82594-12-1 SHKP HKD UNILEVER PLC ISIN GBOOB1ORZP78 SEDOL B1ORZP7 904767-91-0 GBP VODAFONE GROUP PLC ISIN GBOOB16GWD56 SEDOL B16GWD5 92857W-92-8 GBP Total Non-US Equity $501,612.46 $29,496.00 ($22,352.00) 2.71 5,404.000 14,635.98 N/A ** N/A 260.68 $930.69 $687.22 Emerging Market Equity P SHIRE PLC ISIN JEO0B2OKY057 SEDOL B2OKY05 G8124V-91-8 GBP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 20.08 4,200.000 84,336.00 98,778.96 (14,442.96) 7,350.00 8.72% 33.53 N/A ** N/A 0.16% 33.61 299.000 10,049.61 EFTA01569908 N/A ** N/A 11.99 1,000.000 11,986.37 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 25.67 10,000.000 256,700.00 261,300.00 (4,600.00) 19,690.00 7.67% Page 13 of 66 EFTA01569909 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Preferred Stocks 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.44 2,500.000 63,600.00 $404,636.00 62,500.00 $422,578.96 1,100.00 ($17,942.96) 4,187.50 $31,227.50 6.58% 7.72% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Concentrated & Other Equity GENERAL MOTORS CO 34.18 CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA Total Concentrated & Other Equity $192,845.50 $207,909.17 ($15,063.67) $14,225.00 $1,614.05 Unclassified DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 892352-91-5 ETFS METAL SECURITIES LTD ISIN 3E00B1VS3770 SEDOL BlVS377 131994-91-5 EFTA01569910 171.36 301.000 51,577.86 N/A ** N/A 7.35% 105.78 150,000.000 158,665.50 157,909.17 756.33 11,850.00 1,020.30 7.44% 1,000.000 34,180.00 50,000.00 (15,820.00) 2,375.00 593.75 6.95% 42.82 2,058.000 88,113.27 N/A ** N/A Page 14 of 66 EFTA01569911 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Unclassified ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 GBP Total Unclassified $243,613.27 $0.00 $0.00 $0.00 0.00% 19.44 4,361.513 84,786.97 N/A ** N/A 182.24 105.000 19,135.17 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Page 15 of 66 EFTA01569912 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 51,256.00 Alternative Assets Detail Price Hard Assets BARC CALLABLE PALLDIUM CP NT 05/14/12 LNKD TO PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 05/03/2011 06738K-JA-0 ISHARES SILVER TRUST Total Hard Assets 46428Q-10-9 SLV $48,724.00 $64,010.03 32.00 1,000.000 32,000.00 44,010.03 83.62 20,000.000 16,724.00 20,000.00 Quantity Estimated Value Cost Ending Estimated Value 48,724.00 Change In Value (2,532.00) Current Allocation 1% Page 16 of 66 EFTA01569913 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Complementary Structured Strategies Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 561,111.85 776,606.24 53,169.02 630,092.50 438,785.32 143,661.00 $2,603,425 93 Ending Market Value 1,001,899.23 124,902.80 792,795.70 624,354.50 603,783.14 134,377.50 $3,282,112.87 Current Period Value 3,282,112.87 3,252,334.96 (124,602.33) 55,587.39 17,216.84 1.98% US Fixed Income Cash & Fixed Income as a percentage of your portfolio 65 % Change In Value 440,787.38 (651,703.44) 739,626.68 EFTA01569914 (5,738.00) 164,997.82 (9,283.50) $678,686.94 Current Allocation 18% Cash 3% 16% 13% 12% 3% 65% Non-US Fixed Income Non-USD Cash Complementary Structured Strategies Non-USD Short Term Asset Categories Page 17 of 66 EFTA01569915 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 6-12 months, 1-5 years, 5-10 years, 10+ years, Total Value 1 SUMMARY BY TYPE Market Value 2,100,083.14 50,229.21 643,193.52 269,077.50 219,529.50 $3,282,112.87 % of Bond Portfolio 66% 1% 19% 8% 6% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: P indicates position adjusted for Pending Trade Activity. ** A - Bonds purchased at a premium show amortization. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Cash & Fixed Income Detail Price Cash US DOLLAR PROCEEDS FROM PENDING SALES 1.00 EFTA01569916 1.00 909,572.47 92,325.76 909,572.47 92,325.76 909,572.47 92,325.76 272.87 19.79 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Complementary Structure Total Value Market Value 1,001,899.23 124,902.80 270,125.00 219,529.50 1,531,278.84 134,377.50 $3,282,112 87 % of Bond Portfolio 30% 3% 8% 6% 49% 4% 100% Page 18 of 66 EFTA01569917 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Cash JPM NY MUNI MM FD - MORGAN Total Cash 1.00 1.00 1.00 $1,001,899 23 1.00 $1,001,899.23 $0.00 $272.87 $19.79 P P P Non-USD Cash SWISS FRANC EURO PRINCIPAL CURRENCY POUND STERLING NORWEGIAN KRONE TURKISH LIRA NEW PRINCIPAL CURRENCY Total Non-USD Cash 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 1.10 1.35 1.57 0.17 0.55 5,466.95 43,378.82 30,044.28 14,769.57 19,500.00 6,006.65 58,394.36 47,253.61 2,560.33 EFTA01569918 10,687.85 $124,902.80 5,926.23 58,474.53 46,728.91 2,548.90 11,816.03 $125,494.60 80.42 (80.17) 524.70 11.43 (1,128.18) ($591.80) $0.00 0.00% Non-USD Short Term JP MORGAN CHASE BANK - CAD 98.35 LONDON TIME DEPOSITS 0.6600% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9J-8 CAD 114,959.75 113,065.90 112,569.43 496.47 746.23 12.43 0.70% Page 19 of 66 EFTA01569919 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-USD Short Term JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9R-0 GBP JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9V-1 NOK JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/30/2011 MATURITY 12/07/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526H9-9S-5 NOK INTL BK RECON & DEVELOP - BRL 8.75% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN XS0446421157 SEDOL B435Z93 459058-96-1 NA /AAA BRL Total Non-USD Short Term $792,795.70 $801,613.03 ($8,817.33) $9,124.56 $2,077.00 1.11% 55.81 90,000.00 50,229.21 50,106.74 122.47 4,369.53 2,017.62 7.46% 17.34 631,661.39 109,499.94 103,545.12 5,954.82 1,423.49 3.94 1.31% EFTA01569920 17.34 591,468.05 102,532.34 102,844.87 (312.53) 1,332.91 22.14 1.37% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 157.28 265,430.01 417,468.31 432,546.87 (15,078.56) 1,252.40 20.87 0.34% Page 20 of 66 EFTA01569921 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /AA2 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 06740P-VG-8 NA /AA3 A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA 110.26 100,000.00 110,258.00 110,436.27 110,503.00 (178.27) 5,000.00 1,472.20 4.16% 109.86 50,000.00 54,928.00 55,418.16 55,424.00 (490.16) 2,500.00 416.65 EFTA01569922 4.11% 89.80 150,000.00 134,700.00 150,000.00 (15,300.00) 3,750.00 427.05 4.49% 86.89 150,000.00 130,329.00 150,000.00 (19,671.00) 5,400.00 240.00 6.76% 91.35 50,000.00 45,676.00 45,394.50 281.50 326.39 17.40 2.72% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 94.12 100,000.00 94,120.00 100,000.00 (5,880.00) 2,900.00 370.50 4.57% Page 21 of 66 EFTA01569923 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Fixed Income A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $624,354.50 $665,283.09 $665,361.50 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 GBP JPM MANAGED RESERVES C ISHARES BARCLAYS CAPITAL 051398-91-5 GBP 20.86 ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 GBP KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY 55.78 200,000.00 111,553.85 135,555.56 (24,001.71) 10,687.85 4,029.81 8.48% 5,790.00 120,752.34 N/A ** N/A 10,130.64 7.54 76,334.38 79,145.17 (2,810.79) 178.97 187.90 33,627.90 EFTA01569924 N/A ** N/A ($40,928.59) $22,376.39 $3,888.20 4.74% 108.69 50,000.00 54,343.50 54,034.16 54,040.00 309.34 2,500.00 944.40 4.36% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 22 of 66 EFTA01569925 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Fixed Income INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN XS0513770957 SEDOL B4YWHCO 45818W-9K-4 AAA /AAA IDR Total Non-US Fixed Income $603,783.14 $508,045.01 ($58,642.11) $23,813.57 $11,231.85 Complementary Structured Strategies MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 61745E-6Q-9 A- /A2 4.39% 0.01 1,300,000,000.00 139,399.00 150,112.11 (10,713.11) 9,275.52 4,561.70 7.61% 1.82 6,700,000.00 122,115.67 143,232.17 (21,116.50) 3,850.20 2,640.34 5.27% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income EFTA01569926 Accrued Interest Yield 89.59 150,000.00 134,377.50 150,000.00 (15,622.50) Page 23 of 66 EFTA01569927 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS 7,911.27 Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Withdrawals Interest Purchased Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 214,555.00 (219,967.00) ($5,412.00) $909,572.47 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 576,179.13 (371,487.00) $204,692.13 -$0.00 $0.00 $0.00 -(2,597.22) ($2,597.22) 298,152.58 50,406.99 $356,470.84 58,572.18 671,428.31 69,708.35 $799,708.84 (150,000.00) (2,597.22) (144,773.93) ($297,371.15) $0.00 $0.00 EFTA01569928 $0.00 $0.00 Period Value 561,110 85 Year-To-Date Value* -INCOME Current Period Value 0.00 Year-To-Date Value* -Page 24 of 66 EFTA01569929 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - U S Dollar Current Cost Adjustments Amortization Cost Adjustments Total Cost Adjustments ($17.50) * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/1 11/1 11/1 11/2 11/2 11/14 Div Domest Interest Income Interest Income Spot FX Spot FX Corporate Interest Description AT&T INC @ 0.43 PER SHARE (ID: 00206R-10-2) DEPOSIT SWEEP INTEREST FOR OCT. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $548,648.75 AS OF 11/01/11 COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE (ID: 222388-20-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 860.090000000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 884.000001000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 AS OF 11/11/11 (ID: 36962G-2V-5) Page 25 of 66 50,000.000 0.001 63.12 (419,625,000.000 ) (47,183.34) 47,233.79 4,200.000 (28,114,875.000 ) EFTA01569930 (3,161.28) 0.438 1,837.50 3,173.20 Quantity Cost 1,000.000 Per Unit Amount 0.43 PRINCIPAL Amount 430.00 13.98 INCOME Amount Period Value (17.50) Year-To-Date Value* (17.50) 889,679.04 $889,661.54 EFTA01569931 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Description BROADCOM CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 111320-10-7) COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 192446-10-2) ORACLE CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 68389X-10-5) QUALCOMM INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 747525-10-3) COMCAST CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 20030N-10-1) CAPITAL ONE FINANCIAL CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 14040H-10-5) SCHLUMBERGER LTD JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 806857-10-8) BB & T CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 054937-10-7) BANK OF AMERICA CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 060505-10-4) EFTA01569932 EXXON MOBIL CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 30231G- 10-2) APACHE CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 037411- 10-5) AUTOZONE INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 053332- 10-2) COCA-COLA CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 191216- 10-0) 237.000 0.00 176.000 0.00 360.000 0.00 114.000 0.00 113.000 0.00 309.000 0.00 944.000 0.00 190.000 0.00 95.000 0.00 22.000 0.00 204.000 0.00 Page 26 of 66 Quantity Cost Per Unit Amount 250.000 0.00 102.000 0.00 PRINCIPAL Amount INCOME Amount EFTA01569933 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Description E M C CORP MASS JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 268648-10-2) E I DU PONT DE NEMOURS & CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 263534-10-9) HUMANA INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 444859-10-2) JOHNSON CONTROLS INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 478366-10-7) KROGER CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 501044-10-1) NIKE INC B JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 654106-10-3) OCCIDENTAL PETROLEUM CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 674599-10-5) WELLS FARGO & CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 949746-10-1) UNION PACIFIC CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 907818-10-8) UNITED TECHNOLOGIES CORP JPMORGAN CHASE BANK EFTA01569934 TRADE DATE 11/15/11 (ID: 913017-10-9) WALT DISNEY CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 254687-10-6) DOMINION RESOURCES INC VA JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 25746U-10-9) UNITEDHEALTH GROUP INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 91324P-10-2) Quantity Cost Per Unit Amount 468.000 0.00 224.000 0.00 63.000 0.00 301.000 0.00 265.000 0.00 116.000 0.00 144.000 0.00 478.000 0.00 109.000 0.00 162.000 0.00 229.000 0.00 182.000 0.00 198.000 0.00 PRINCIPAL Amount INCOME Amount Page 27 of 66 EFTA01569935 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/16 11/16 11/16 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Corporate Interest Receipt of Assets Receipt of Assets Misc Credit Description VERIZON COMMUNICATIONS INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 92343V-10-4) CHEVRON CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 166764-10-0) CITIGROUP INC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 172967-42-4) TIME WARNER INC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 887317-30-3) ACCENTURE PLC-CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: G1151C-10-1) COVIDIEN PLC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: G2554F-11-3) ACE LTD NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: H0023R-10-5) BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 (ID: 06050W-DW-2) DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 JP MORGAN CHASE BANK LONDON TRADE DATE 11/14/11 (ID: 892352-91-5) ETFS METAL SECURITIES LTD ISIN JEO0B1VS3770 SEDOL BlVS377 JP MORGAN CHASE BANK LONDON TRADE DATE 11/14/11 (ID: 131994-91-5) BOOK TRANSFER CREDIT B/0: JP MORGAN INT'L BANK EFTA01569936 LTD-BRUSSBRUSSELS BELGIUM B-121-0 ORG:/BE48945944120000 GHISLAINE MAXWELL STREOGB: JP MORGAN INT'L BANK LTD-BRUSSJPM INTERNATIONAL BANK BRUSSELS REF: PMT FROM JPMORGAN/OCMT/USD298152,58/ TRN: 5912000320JS Page 28 of 66 301.000 0.00 298,152.58 Quantity Cost Per Unit Amount 283.000 0.00 116.000 0.00 358.000 0.00 290.000 0.00 123.000 0.00 236.000 0.00 113.000 0.00 150,000.000 2,058.000 0.00 0.018 2,700.00 PRINCIPAL Amount INCOME Amount EFTA01569937 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/17 Accrued Int Paid Description BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 @ 110.503 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/14/11 (ID: 090874-FV-5) 11/17 Accrued Int Recd STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY (ID: 649903-B4-2) 11/17 Accrued Int Recd STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY (ID: 649903-F5-5) 11/28 Accrued Int Paid MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 @ 108.08 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/22/11 (ID: 57586C-FW-0) 11/28 Accrued Int Paid MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 @ 110.848 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/22/11 (ID: 59455T-PF-3) Total Inflows & Outflows $353,873.62 50,000.000 0.00 0.008 (395.83) 50,000.000 0.00 0.018 (923.61) 100,000.000 0.014 EFTA01569938 1,355.56 100,000.000 0.015 1,511.11 Quantity Cost Per Unit Amount 100,000.000 0.00 0.013 PRINCIPAL Amount (1,277.78) INCOME Amount Page 29 of 66 EFTA01569939 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 TRADE ACTIVITY Note: Trade Date Settle Date 11/14 11/17 L indicates Long Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY @ 108.375 JP MORGAN SECURITIES LLC (BIDL) (ID: 649903-B4-2) 11/14 11/17 Sale High Cost STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY @ 106.18 JP MORGAN SECURITIES LLC (BIDL) (ID: 649903-F5-5) Total Settled Sales/Maturities/Redemptions $214,555.00 ($200,310.44) $14,244.56 L (100,000.000) 106.20 106,180.00 (100,224.86) 5,955.14 L Quantity (100,000.000) Per Unit Amount 108.40 Proceeds 108,375.00 Tax Cost (100,085.58) Realized Gain/Loss 8,289.42 L Trade Date Settle Date EFTA01569940 Type Description Settled Securities Purchased 11/14 Purchase 11/17 BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 @ 110.503 JP MORGAN SECURITIES LLC (BIDL) (ID: 090874-FV-5) 11/22 11/28 Purchase MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 @ 108.08 JP MORGAN SECURITIES LLC (BIDL) (ID: 57586C-FW-0) Page 30 of 66 50,000.000 108.10 (54,040.00) Quantity 100,000.000 Per Unit Amount 110.50 Market Cost (110,503.00) EFTA01569941 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Trade Date Settle Date Type Settled Securities Purchased 11/22 Purchase 11/28 Description MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 @ 110.848 JP MORGAN SECURITIES LLC (BIDL) (ID: 59455T-PF-3) Total Settled Securities Purchased Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 Page 31 of 66 Sale Sale Sale Sale Sale Sale Sale ACCENTURE PLC-CL A (ID: G1151C-10-1) ACE LTD NEW (ID: H0023R-10-5) AUTOZONE INC (ID: 053332-10-2) COMCAST CORP CL A (ID: 20030N-10-1) NIKE INC B (ID: 654106-10-3) ORACLE CORP (ID: 68389X-10-5) EFTA01569942 RESEARCH IN MOTION LIMITED (ID: 760975-10-2) VERIZON COMMUNICATIONS INC (ID: 92343V-10-4) Quantity (123.000) (113.000) (22.000) (360.000) (116.000) (237.000) (400.000) (283.000) Per Unit Amount 55.12 65.92 320.00 21.72 94.79 29.78 16.40 36.29 ($219,967.00) Proceeds 6,772.24 7,442.08 7,038.54 7,797.47 10,988.46 7,043.57 6,459.87 10,252.89 (46,102.00) (39,642.13) L Tax Cost Realized Gain/Loss Quantity 50,000.000 Per Unit Amount 110.80 Market Cost (55,424.00) EFTA01569943 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 11/28 12/1 11/29 12/2 11/30 12/5 11/30 12/5 Total Pending Sales, Maturities, Redemptions $92,325.76 ($130,792.72) ($110,621.12) L Sale Sale Sale RESEARCH IN MOTION LIMITED (ID: 760975-10-2) HUMANA INC (ID: 444859-10-2) DOMINION RESOURCES INC VA (ID: 25746U-10-9) RESEARCH IN MOTION LIMITED (ID: 760975-10-2) Quantity (400.000) (63.000) (182.000) (400.000) Per Unit Amount 16.40 86.45 51.58 18.00 Proceeds 6,535.87 5,442.46 9,376.45 7,175.86 (40,329.00) (33,153.14) L Tax Cost (44,361.72) Realized Gain/Loss (37,825.85) L COST ADJUSTMENTS Settle Date EFTA01569944 11/17 Type Amortization Description STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 649903-B4-2) 11/17 Amortization STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 649903-F5-5) Total Cost Adjustments ($17.50) 100,000.000 (13.28) Quantity 100,000.000 Cost Basis Adjustments (4.22) Page 32 of 66 EFTA01569945 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/17 Receipt of Assets Description QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 (ID: Q78063-91-6) Quantity 400.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Year-To-Date Value --Local Value Current Period Value 0.00 0.00 EFTA01569946 Year-To-Date Value --Local Value Current Period Value 0.00 0.00 Year-To-Date Value --Page 33 of 66 EFTA01569947 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position $0.00 -51,742.94 (112,433.39) ($60,690.45) -0.00 0.00 50,731.37 (114,820.48) (64,089.11) -Period Value Beginning Cash Balance -60.68 $60.68 (60.68) ($60.68) Year-To-Date Value* -136.04 $136.04 (136.04) ($136.04) Local Value Current Period Value 0.00 62.22 62.22 (62.22) EFTA01569948 (62.22) Year-To-Date Value* -139.27 139.27 (139.27) (139.27) Page 34 of 66 EFTA01569949 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Canadian Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/3 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.7100% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525P9-9D-1) 11/3 11/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.7100% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-9D-1) (15.860) (114,897.530) (15.66) (15.86) Quantity 114,897.530 Amount USD Local Value PRINCIPAL Amount USD Local Value 15.66 15.86 INCOME Amount USD Local Value Currency EFTA01569950 Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 35 of 66 EFTA01569951 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/3 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9C-9) 11/10 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525T9-9C-9) 11/10 11/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 11/10 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9C-9) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525W9-9X-9) 11/17 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525W9-9X-9) 11/17 11/17 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525W9-9X-9) EFTA01569952 (14.750) (114,928.140) (14.43) (14.75) 114,928.140 14.43 14.75 114,928.140 (14.750) (114,913.390) (14.48) (14.75) 114,913.390 14.48 14.75 Quantity 114,913.390 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 36 of 66 EFTA01569953 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/17 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9Q-6) 11/25 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526A9-9Q-6) 11/25 11/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 11/25 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9Q-6) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526E9-9J-8) Total Inflows & Outflows $0.00 114,959.750 (16.860) (114,942.890) (16.11) (16.86) 114,942.890 16.11 16.86 Quantity 114,942.890 Amount USD Local Value PRINCIPAL Amount USD EFTA01569954 Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 37 of 66 EFTA01569955 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Euro PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Total Outflows Tax Payments Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value Beginning Cash Balance INFLOWS -105.77 42,204.13 $42,309.90 (27.33) ($27.33) -Year-To-Date Value* -105.77 42,204.13 $42,309.90 (27.33) ($27.33) -Local Value Current Period Value 0.00 78.54 31,193.03 31,271.57 (20.20) (20.20) 31,251.37 Year-To-Date Value* -78.54 31,193.03 31,271.57 (20.20) (20.20) -Page EFTA01569956 38 of 66 EFTA01569957 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Euro INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Euro INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 11/16 11/16 11/16 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Description PHILIPS ELECTRONICS N.V. ISIN NL0000009538 SEDOL 5986622 (ID: N6983Q-91-5) ROYAL DUTCH SHELL PLC -A ISIN GBOOB03MLX29 SEDOL BO9CBL4 (ID: 780259-99-0) AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 (ID: N01803-90-2) SOLVAY SA ISIN BE0003470755 SEDOL 4821100 (ID: 834437-91-5) SANOFI ISIN FR0000120578 SEDOL 5671735 (ID: F5548N-91-1) Quantity 337.000 488.000 149.000 77.000 156.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD EFTA01569958 Local Value Currency Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 39 of 66 EFTA01569959 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/17 11/17 11/22 11/22 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Misc Receipt Misc Receipt Foreign Dividend FGN Tax Withheld Description GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 (ID: 36827E-91-4) PPR SA ISIN FR0000121485 SEDOL 5505072 (ID: F74953-93-0) CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 (ID: F13587-92-2) PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 (ID: F72027-91-9) SODEXHO ISIN FR0000121220/SEDOL 7062713 (ID: F84941-91-7) SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 (ID: F86921-91-7) STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 (ID: X21349-90-1) BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 (ID: 072733-91-8) ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 (ID: D03080-90-6) EFTA01569960 REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 @ 0.77 PER SHARE (ID: F72027-91-9) PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 TAX WITHHELD FRANCE 25.00% (ID: OEURPR-AA-9) Page 40 of 66 Quantity 289.000 38.000 217.000 102.000 175.000 164.000 933.000 163.000 77.000 190.790 31,000.000 102.000 (19.640) 1.037 0.77 258.14 190.79 41,943.00 31,000.00 105.77 78.54 (26.57) (19.64) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01569961 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/23 Misc Receipt Description PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 FRENCH ADDITIONAL TAX CREDIT PAYMENT FOR 11/22/11 DIVIDEND AS OF 11/22/11 (ID: F72027-91-9) 11/23 FGN Tax Withheld Total Inflows & Outflows TRADE ACTIVITY - Euro Per Unit Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 11/29 12/2 ROYAL DUTCH SHELL PLC -A ISIN GB00603MLX29 SEDOL 60903L4 (ID: 780259-99-0) Quantity (488.000) Amount USD Local Value 33.238 24.926 Proceeds USD Local Value 16,191.96 12,127.45 Tax Cost USD Realized Local Value Gain/Loss USD PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 TAX WITHHELD FRANCE 25.00% AS OF 11/22/11 (ID: OEURPR-AA-9) $42,282.57 $0.00 (0.560) (0.76) (0.56) Quantity 102.000 Amount USD EFTA01569962 Local Value PRINCIPAL Amount USD Local Value 2.99 2.24 INCOME Amount USD Local Value Currency Gain/Loss USD Page 41 of 66 EFTA01569963 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Hong Kong Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --Portfolio Activity Detail - Hong Kong Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 Receipt of Assets Description SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 (ID: Y82594-12-1) Quantity 1,000.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Local Value Current Period Value 0.00 0.00 Year-To-Date EFTA01569964 Value --Local Value Current Period Value 0.00 0.00 Year-To-Date Value --Page 42 of 66 EFTA01569965 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Indonesian Rupia PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value Beginning Cash Balance -3,161.28 $3,161.28 (50,406.99) ($50,406.99) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 47,183.34 $47,183.34 -Year-To-Date Value* -13,093.69 $13,093.69 (60,272.72) ($60,272.72) 47,183.34 $47,183.34 -Local Value Current Period Value 0.00 28,114,875.00 28,114,875.00 (447,739,875.00) (447,739,875.00) 419,625,000.00 419,625,000.00 0.00 Year-To-Date Value* EFTA01569966 -112,614,875.00 112,614,875.00 (532,239,875.00) (532,239,875.00) 419,625,000.00 419,625,000.00 -Page 43 of 66 EFTA01569967 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Indonesian Rupia INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Indonesian Rupia INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/2 Foreign Interest Description INTER AMERICAN DEVEL BANK - IDR 6.7% OCT 31 2011 DTD 10/30/2009 HELD BY EUROCLEAR ISIN XS0459432679 SEDOL 8575633 AS OF 10/31/11 (ID: 458183-9K-8) 11/2 11/2 Spot FX Spot FX Total Inflows & Outflows SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 860.090000000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 884.000001000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) ($47,245.71) Page 44 of 66 $62.37 47,233.790 (47,233.79) (419,625,000.00) 50.45 3,173.200 (3,173.20) (28,114,875.00) 11.92 Quantity 419,625,000.000 0.067 Amount USD Local Value EFTA01569968 PRINCIPAL Amount USD Local Value 3,161.28 28,114,875.00 INCOME Amount USD Local Value Currency Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* EFTA01569969 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 TRADE ACTIVITY - Indonesian Rupia L indicates Long Term Realized Gain/Loss Note: Per Unit Trade Date Settle Date Type Selection Method Description Settled Sales/Maturities/Redemptions 11/2 11/2 Redemption Pro Rata INTER AMERICAN DEVEL BANK - IDR 6.7% OCT 31 2011 DTD 10/30/2009 HELD BY EUROCLEAR ISIN XS0459432679 SEDOL 8575633 TO REDEMPTION AS OF 10/31/11 (ID: 458183-9K-8) Quantity (419,625,000.000 ) 100.00 Amount USD Local Value Proceeds USD Local Value 47,183.34 419,625,000.00 Tax Cost USD Realized Local Value Gain/Loss USD (48,769.75) (438,927,750.00) (1,586.41) L Page 45 of 66 EFTA01569970 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Japanese Yen PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Portfolio Activity Detail - Japanese Yen INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 Receipt of Assets Receipt of Assets Description JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 (ID: J27869-91-6) MITSUI & CO ISIN JP3893600001 SEDOL 6597302 (ID: J43787-91-0) Quantity 2.000 500.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Year-To-Date Value --Local EFTA01569971 Value Current Period Value 0.00 0.00 Year-To-Date Value --Local Value Current Period Value 0.00 0.00 Year-To-Date Value --Page 46 of 66 EFTA01569972 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 11/16 11/16 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Total Inflows & Outflows Description NISSAN MOTOR CO LTD ISIN J193672400003 SEDOL 6642860 (ID: J57160-91-3) SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 (ID: 824841-91-0) MITSUBISHI UFJ FINANCIAL GROUP ISIN 3P3902900004 SEDOL 6335171 (ID: J44497-92-3) JFE HOLDINGS INC ISIN 3P3386030005 SEDOL 6543792 (ID: 476990-91-6) Quantity 1,200.000 400.000 1,400.000 200.000 $0.00 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 47 of 66 EFTA01569973 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value Beginning Cash Balance INFLOWS -268.03 2,549.27 $2,817.30 (268.03) ($268.03) -Year-To-Date Value* -3,101.43 2,549.27 $5,650.70 (3,101.43) ($3,101.43) -Local Value Current Period Value 0.00 1,536.64 14,769.57 16,306.21 (1,536.64) (1,536.64) 14,769.57 Year-To-Date Value* -17,245.09 14,769.57 32,014.66 (17,245.09) (17,245.09) -Page EFTA01569974 48 of 66 EFTA01569975 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Norwegian Krone INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/2 Foreign Interest Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/26/2011 MATURITY 11/02/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525N9-9T-8) 11/2 11/2 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/26/2011 MATURITY 11/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525N9-9T-8) (190.110) (630,783.940) (33.53) (190.11) Quantity 630,783.940 Amount USD Local Value PRINCIPAL Amount USD Local Value 33.53 190.11 INCOME Amount USD Local Value Currency EFTA01569976 Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 49 of 66 EFTA01569977 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/2 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 11/02/2011 MATURITY 11/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525S9-9S-5) 11/3 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525P9-9U-3) 11/3 11/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 11/3 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-9U-3) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.2500% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9P-0) 11/9 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 11/02/2011 MATURITY 11/09/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525S9-9S-5) 11/9 11/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 11/02/2011 MATURITY 11/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525S9-9S-5) EFTA01569978 (190.170) (630,974.050) (33.95) (190.17) 630,974.050 33.95 190.17 590,986.920 (178.060) (590,808.860) (31.54) (178.06) 590,808.860 31.54 178.06 Quantity 630,974.050 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 50 of 66 EFTA01569979 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/9 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 11/09/2011 MATURITY 11/16/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525W9-9N-1) 11/10 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.2500% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525T9-9P-0) 11/10 11/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 11/10 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.2500% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9P-0) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525X9-9L-4) 11/16 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 11/09/2011 MATURITY 11/16/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525W9-9N-1) 11/16 11/16 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 11/09/2011 MATURITY 11/16/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525W9-9N-1) EFTA01569980 (177.950) (631,164.220) (30.90) (177.95) 631,164.220 30.90 177.95 591,130.560 (143.640) (590,986.920) (25.13) (143.64) 590,986.920 25.13 143.64 Quantity 631,164.220 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 51 of 66 EFTA01569981 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/16/2011 MATURITY 11/23/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9G-8) 11/17 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525X9-9L-4) 11/17 11/17 11/17 11/17 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Misc Receipt Receipt of Assets Free Delivery High Cost 11/17 Receipt of Assets REP: NOK RECEIVED FROM GHISLAINE MAXWELL NORWEGIAN KRONE (ID: ONOKPR-AA-1) MARINE HARVEST ASA ISIN N00003054108 SEDOL B02L486 (ID: 693045-91-6) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4500% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525X9-9L-4) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252669-9C-6) 11/23 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/16/2011 MATURITY 11/23/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526A9-9G-8) 11/23 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE EFTA01569982 (ID: ONOKPR-AA-1) (159.590) (27.60) (159.59) Page 52 of 66 0.05 631,342.170 27.60 159.59 591,297.230 (166.670) 14,769.570 25,000.000 (591,130.560) (28.91) (166.67) 2,549.27 14,769.57 0.14 591,130.560 28.91 166.67 Quantity 631,342.170 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01569983 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/23 Free Delivery High Cost 11/23 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/16/2011 MATURITY 11/23/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9G-8) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/23/2011 MATURITY 11/30/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526D9-9X-8) 11/25 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES (ID: 252669-9C-6) 11/25 11/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 11/25 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252669-9C-6) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526E9-9V-1) 11/30 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/23/2011 MATURITY 11/30/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526D9-9X-8) 11/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) EFTA01569984 (159.630) (27.29) (159.63) (0.26) 631,501.760 27.29 159.63 591,468.050 (170.820) (591,297.230) (29.18) (170.82) (0.30) 591,297.230 29.18 170.82 631,501.760 Quantity (631,342.170) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 53 of 66 EFTA01569985 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/30 Free Delivery High Cost 11/30 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/23/2011 MATURITY 11/30/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526D9-9X-8) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/30/2011 MATURITY 12/07/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526H9-9S-5) Total Inflows & Outflows $2,549.27 ($0.37) 631,661.390 Quantity (631,501.760) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 54 of 66 EFTA01569986 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Pound Sterling PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Total Outflows Withdrawals TRADE ACTIVITY Total Trade Activity Settled Securities Purchased $0.00 Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position -Period Value Beginning Cash Balance INFLOWS -87.74 1,555.82 $1,643.56 (87.74) ($87.74) Year-To-Date Value* -155.71 433,793.44 $433,949.15 (155.71) ($155.71) (432,391.16) ($432,391.16) -Local Value Current Period Value 0.00 55.62 985.35 1,040.97 (55.62) (55.62) Year-To-Date Value* EFTA01569987 -98.87 266,218.76 266,317.63 (98.87) (98.87) 0.00 985.35 (265,331.14) (265,331.14) -Page 55 of 66 EFTA01569988 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Pound Sterling INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 79,145.17 $79,145.17 * Year to date information is calculated on a calendar year basis. Year-To-Date Value* 79,145.17 $79,145.17 Local Value Current Period Value 49,013.89 49,013.89 Year-To-Date Value* 49,013.89 49,013.89 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 56 of 66 EFTA01569989 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/3 Foreign Interest Description JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.1700% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525P9-9Q-2) 11/3 11/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Free Delivery High Cost 11/3 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.1700% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-9Q-2) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.2900% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9J-4) 11/10 Foreign Interest JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.2900% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525T9-9J-4) 11/10 11/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Free Delivery High Cost JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.2900% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9J-4) (14.760) (265,383.040) (23.54) (14.76) 265,383.040 EFTA01569990 23.54 14.76 265,383.040 (8.650) (265,374.390) (13.82) (8.65) Quantity 265,374.390 Amount USD Local Value PRINCIPAL Amount USD Local Value 13.82 8.65 INCOME Amount USD Local Value Currency Gain/Loss USD Page 57 of 66 EFTA01569991 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/10 Receipt of Assets Description JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.2900% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525X9-9G-5) 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/16 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL Bl5FWH7 (ID: 172145-91-4) MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JQDM8 (ID: G58512-91-7) ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 (ID: 461278-91-3) AVIVA PLC ISIN GB0002162385 SEDOL 0216238 (ID: G2307K-92-2) MARKS & SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 (ID: G5824M-92-5) DRAX GROUP PLC ISIN GBOOB1VNSX38 SEDOL B1VNSX3 (ID: G2904K-92-9) RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 (ID: G8566X-91-9) ROYAL DUTCH SHELL PLC - A ISIN GBOOB03MLX29 SEDOL B03MLX2 (ID: G7690A-91-0) EFTA01569992 BRITISH AMERICAN TOBACCO PLC ISIN GB0002875804 SEDOL 0287580 (ID: G15103-91-2) STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 (ID: G84228-92-6) CENTRICA ISIN GB00B033F229 SEDOL B033F22 (ID: 15639K-90-4) 4,500.000 30,000.000 105.000 6,000.000 4,350.000 5,300.000 23,800.000 775.000 293.000 555.000 1,556.000 Quantity 265,397.800 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 58 of 66 EFTA01569993 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 11/16 11/16 11/16 11/16 11/17 11/17 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Misc Receipt Foreign Interest Description UNILEVER PLC ISIN GBOOB10RZP78 SEDOL B10RZP7 (ID: 904767-91-0) VODAFONE GROUP PLC ISIN GBOOB16GWD56 SEDOL B16GWD5 (ID: 92857W-92-8) SHIRE PLC ISIN JEOOB2QKY057 SEDOL B2OKY05 (ID: G8124V-91-8) ISHARES BARCLAYS CAPITAL ISIN IE00B1FZSD53 SEDOL B1G52V0 (ID: 46578W-92-2) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (ID: 766994-90-9) GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 (ID: G3910J-90-6) REP: GBP RECEIVED FROM GHISLAINE MAXWELL POUND STERLING (ID: OGBPPR-AA-9) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.2900% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525X9-9G-5) 11/17 11/17 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Free Delivery High Cost 11/17 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.2900% DATED 11/10/2011 MATURITY 11/17/2011 EFTA01569994 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525X9-9G-5) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9V-5) Page 59 of 66 265,412.560 (14.760) (265,397.800) (23.31) (14.76) Quantity 299.000 5,404.000 216.000 5,790.000 191.000 605.000 985.350 265,397.800 1,555.82 985.35 23.31 14.76 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01569995 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/21 11/23 11/25 Receipt of Assets Receipt of Assets Foreign Interest Description JPM MANAGED RESERVES C AS OF 11/18/11 (ID: 051398-91-5) BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 (ID: G13289-92-4) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526A9-9V-5) 11/25 11/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT POUND STERLING (ID: OGBPPR-AA-9) Free Delivery High Cost 11/25 Receipt of Assets JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9V-5) JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526E9-9R-0) 11/29 Receipt of Assets PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 CLIENT REF FT 2016094 (ID: 695421-91-7) Total Inflows & Outflows $1,555.82 ($0.47) 4,361.513 265,430.010 (17.450) (265,412.560) (27.07) EFTA01569996 (17.45) (0.47) Quantity 7.535 187.898 265,412.560 27.07 17.45 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 60 of 66 EFTA01569997 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 TRADE ACTIVITY - Pound Sterling Per Unit Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 11/29 12/2 11/29 12/2 11/29 12/2 Sale Sale SHIRE PLC ISIN JEO0B2OKY057 SEDOL B2OKY05 (ID: G8124V-91-8) GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 (ID: G3910J-90-6) ROYAL DUTCH SHELL PLC - A ISIN GBOOB03MLX29 SEDOL BO3MLX2 (ID: G7690A-91-0) Total Pending Sales, Maturities, Redemptions (USD) Quantity (216.000) (605.000) (775.000) Amount USD Local Value 31.879 20.42 21.263 13.62 33.228 21.284 Proceeds USD Local Value 6,836.12 4,397.49 12,771.22 8,215.38 25,566.22 16,446.06 $45,173.56 $0.00 $0.00 Tax Cost USD Realized Local Value Gain/Loss USD COST ADJUSTMENTS - Pound Sterling EFTA01569998 Cost Basis Settle Date 11/22 Type Cost Basis Adj Description JPM MANAGED RESERVES C COST BASIS ADJUSTMENT (ID: 051398-91-5) Quantity 7.535 Adjustments USD Local Value 79,145.17 49,013.89 Page 61 of 66 EFTA01569999 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Swedish Krona PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Portfolio Activity Detail - Swedish Krona INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 Receipt of Assets Description ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 (ID: W26049-91-1) Quantity 793.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Year-To-Date Value --Local Value Current Period Value 0.00 0.00 EFTA01570000 Year-To-Date Value --Local Value Current Period Value 0.00 0.00 Year-To-Date Value --Page 62 of 66 EFTA01570001 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 Receipt of Assets Total Inflows & Outflows Description ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 (ID: W10020-92-8) Quantity 442.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD $0.00 Page 63 of 66 EFTA01570002 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Swiss Franc PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Portfolio Activity Detail - Swiss Franc INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 Receipt of Assets Receipt of Assets Description ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 SEDOL 7110388 (ID: H69293-93-6) NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 (ID: H57312-92-0) Quantity 39.000 186.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Year-To-Date Value --Local EFTA01570003 Value Current Period Value 0.00 0.00 Year-To-Date Value --Local Value Current Period Value 0.00 0.00 Year-To-Date Value --Page 64 of 66 EFTA01570004 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 Receipt of Assets Total Inflows & Outflows TRADE ACTIVITY - Swiss Franc Per Unit Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 11/29 12/2 ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 SEDOL 7110388 (ID: H69293-93-6) Quantity (39.000) Amount USD Local Value 152.709 140.60 Proceeds USD Local Value 5,926.23 5,466.95 Tax Cost USD Realized Local Value Gain/Loss USD Description CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 7171589 (ID: H3698D-93-0) Quantity 230.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD $0.00 Page 65 of 66 EFTA01570005 EFTA01570006 GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Trade Related INDONESIAN RUPIA U S DOLLAR INDONESIAN RUPIA U S DOLLAR Oct. 31 11 Nov. 2 11 Oct. 31 11 Nov. 2 11 IDR USD USD (28,114,875.00) 8860.090000 3,173.20 IDR (419,625,000.00) 8884.000001 47,233.79 8893.509907 8893.499273 3,173.20 47,233.79 (3,161.28) (47,183.34) 11.92 50.45 Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD Currency G/L Page 66 of 66 EFTA01570007 For the Period 11/1/11 to 11/30/11 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Certain assets including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. Where J.P. Morgan was unable to obtain a price from an outside service for a particular ARS, the price column on your statement and online will indicate "$0.00" which should not be relied on as the price at which ARS would trade. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. Valuations of over-the-counter derivative transactions, including certain EFTA01570008 derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Disclosures Page 1 of 5 EFTA01570009 For the Period 11/1/11 to 11/30/11 Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) EFTA01570010 your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01570011 For the Period 11/1/11 to 11/30/11 Contact your J.P. Morgan Team at one of the telephone numbers on the front at J.P. i. s Morgan, as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Corp. " PM " EFTA01570012 If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Disclosures Page 3 of 5 EFTA01570013 For the Period 11/1/11 to 11/30/11 Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period. Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis EFTA01570014 but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investor's account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Disclosures Page 4 of 5 EFTA01570015 For the Period 11/1/11 to 11/30/11 Prospectuses and other fund information for JPMorgan funds may be obtained b callin our J.P. Morgan team or JPMorgan Distribution Services, Inc. at . You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 5 of 5 EFTA01570016 EFTA01570017