EFTA01583071

itastaiaa For the Period 9/1/13 to 9/311113 Account Summary Account Beginning Net Ending Nat Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Accounts) and Net Capital Requirements SOUTHERN TRUST COmPANv. INC 5 136802.17 6.108.928.48 969,126.31 4 At June 30, 2013. JPMS LLC's net capital of $13.8 billion SOUTHERN TRUST COmPANY, INC 68,406.87 78,688.51 12,279.64 42 exceeded the minimum regulatory net capital SOUTHERN TRUST COmPANY. INC 0.00 0.00 0.00 50 requirement of $1.8 billion by $12.0 billion. JPMCC's net Total Value $6,206,211.04 $6,187,616.99 $981,406.96 capital of $6.7 billion was approximately 7.0% of aggregate debit items and exceeded the minimum This account summary is provided for informational purposes and includes assets at different entities. regulatory net capital requirement of $1.7 billion by $5.0 billion. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage Complete copies of JPMS LLC's and JPMCC's individual transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income unaudited Statement of Financial Condition may be securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see obtained, at no cost, by accessing: -Additional Information About Your Accounts" at the end of the Asset Account Statement. httpflinvestor.shareholder.comipmorganchaseiflnancial- (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority rFINRA") and Securities Insurance Protection condition.cfm Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS. see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Additionally, you may call 1-866-576-1300 to request a hard copy of the statement. Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 0000007990 1501500001 SC39704AF ?,(07 Consolidated Statement Page 1 J.P.Morgan Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062682 EFTA01583071