EFTA01671798

S 4) UBS UBS Financial Sersices Inc 299 Park Avenue 25th Floor Business Services Account New York NY 101714:02 October 2015 ELLMAX, L< - Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number Your Financial Advisor- SCOTT STAC MANPLYLE CASP EL Phone Questions about your statement? Call your FinanO I Adnsor Cr ;F Value of your account Resourcetine at on September 30 (S) on October 30 (1) acodin Your assets 52,470 92 52,471 79 wit our website: Your habilitles 0 00 0 00 ww,v.ubs.comifinanciatseryices Value of your account 552,470.92 552,471.79 Sources of your account growth Tracking the value of your account during 2015 Value of your account S ThOul-anr"; at year end 2014 187,478 94 Net deposits and e'5 withdrawals -S35,02500 Your nweStfrient return. 52 5 Dividend and interest income $17.85 Change in market value SO 00 Value of your scone on Oct 30, 2015 $52471.79 Dec 2014 p 2J15 Oct 2015 SDNY GM 00026014 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA_00136634 EFTA01671798 Account name: Your Pinandal Advisor. EtUBS Business Services Account October 201 c. Friendly account name: Account number: TT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 30 (S) your account 52,471 79 • Cash and money balances may include A Cash and money balances 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 0 CO 0.00% F Commoclitres 000 a00% G Other 0.00 0.00% Total assets $52,471.79 100.00% A Value of your account 552,471.79 Eye on the markets Percentage change Index October 2015 year to date S&P 500 8.44% 2 70% Russell 3000 7.90% 202% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1 14% Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% I_GM_0002601039. 2 of 6 CONFIDENTIAL EFTA_00136635 EFTA01671799 Business Services Account Account name: ELLMAX, LLC Your 15fluidal Advisor. UBS October 2015 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANf LYLE CA5RIEL Change in the value of your account Cash activity summary October 2015 (1) Year to date (S) See Account activity the month for diva Is Balances in your Sweep Opens are indad in the openrg aid timing balances value FDIC Insurance Wes only to deposits at UBS Bank USA, not to deposits at tin AG, Stamford Branch or bark deposits placed Oporto the US$ international Deposit Account program WC Opening account value $52,470.92 $87,478.94 P0leCb0n applies to money market sweep fund hOICIngs but not bare deposits. See important information about your statement on the Izet two pages of this document for *Nib Withdrawals and fees, Including investments transferred October 2015 (5) Year to date (4) out 000 -35,025.00 Opening balances $52,470.92 $87,478.94 Divdend and interest income 0.87 17 85 Additions Closing account value $52A71.79 $52,471.79 Dividend and interest income 0.87 17 85 Total additions $0.87 $17.85 Dividend and interest income earned Subtractions FOr purposes of this statement, tractility of interest and detdend income bi been determined from a US Checks and bill payments 0.00 -35,02500 tar rePahrg Perspective Based upon the residence of the account Wider. account type, Or product type, some interest ardor dvickend payments may not be subject to United States (US ardor Puerto Rico (PR) Total subtractions $0.00 -$35,025.00 income tares The dent monttly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the applcatde tai reporting forms they receive from 1185 annually, such as Net cash flow $0.87 -$35,007.15 the forms 1099 and the fans aso, for tat reporting information it is the practice of U8S to file the atschratie tar repotting forms with the US Internal Revenue Semce and PR Treasury DepartrneM, and in Closing balances $52,471.79 $52,471.79 such forma accurately classify dviCencts ado interest as lax eterrpt Or Isable intone. Pleas«0nsult your includual tar preparer. October 2015 (V Year to date (S) UBS Bank USA Business Account APY Taxable interest 0.87 14 61 Interest period Sep 8 - Oct 6 Total current year $0.87 $14.61 Opening UBS Bank USA Business balance Sep 8 $52,470.92 Prior year adjustment 0.00 3.24 Closing UBS Bank USA Business balance Oct 6 $52,471 79 Total dividend & interest $0.87 $17.85 Number of days in interest period 29 Average daily balance 1.52,470 92 k-derest earned $0.87 Annual percentage yield earned 0.02% SDNY GM 00028016 ►age 3 of 6 CONFIDENTIAL EFTA 311136636 EFTA01671800 Account name: UBS Business Services Account October 2015 Friendly account name: Account number: Your Ignanciel Advisor- SCOTT STACK MAINILYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account rf you have questions about these objecoves. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the altemabve investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. v_GM_0002601094 4 of 6 CONFIDENTIAL EFTAJX1136637 EFTA01671801 Business Services Account Account name: ELLMAX, LLC Your Nnaacial Advisor: I UBS October Friendly account name: ELLMAX U.0 Account number: SCOTT STACK MANLYLE CASAIEL Your assets Some pnces, income and current raves shown may be apptoxirnale As a result wins and losses may not be sturalely refleCted See Important information about your statement a the ended this dtcurnern (O( MOW inftxrnanon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances, UBS Bank USA deposit account banes are insured by the FDIC vaINn applicable limits, but are not Protected by 9PC UBS AG Stanford Branch deposit account balances are not instated INFIX alder. not protected by 9K Money market sweep tsaances are protected by 51K but at not insured by the FDIC Seethe Important anformation about your statement at the end of this document Ite (Wads about those balances Cesenng baance Closing balance Pose per share Average Do:lendinterest Days in meldrig on Oct I (1) on Oct 30 (S) on Oct 30(S) rate period period cap anauM (5) 085 BANK USA BUS ACCT 52,470 92 52,471 79 250,000 00 Your total assets Percentage ct cost Estimated unreazed wiue on Oct 30 (St your acc0unt bans(S) annum Mayne (a) gam or loss (1) Cash Cash and money balances 52.471.75 100.00% 52,471.79 Total S52,471.79 100.00% $52,471.79 Account activity this month For mare informsion about the pricetvalue shown for restricted secuntes, see important information about your statement at the end of thts document Your Ouantrty? Cash Cash and Date Activity Descnption eypense code Face rage PnCelVahle (5) amount al money balance (5) Se► 30 Cash and money balance 552,470.92 Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 100E/15 87 52,471 79 Oct 30 Closing cash and money balance $52471.79 SONY GM 00026010 Page S of 6 CONFIDENTIAL EFTA_00136638 EFTA01671802 UBS Account name: ELLMAA. LLC Your Nnancial Advisor: Business Services Account Friendly account name. SCOTT STACK MARLYLE CASRIEL October 2015 Account number: Account activity this month iptItinued) Dae Activity (kscrotton Amount 6) Money balance &divide Sep 30 Balance forward $52,470.92 Oct 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 10/0015 0.87 Oct 30 dosing U.S Bank USA Business Account $52,471.79 Die UBS Bank USA Bus mess Account is your pnrnay sweep option GM 000260%g• 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00136639 EFTA01671803 Important information about your statement USS nab/ Swabs he Maim err UBS Frac.Ikeda. fi eFirm or C so r col rattgate yea amps" ad holder en the books rid records of the mamba tiller a adopts —you may dant Mukha tag by Ming you 6 a member of al primal Maly. ornmoday and optas Mara sly ther attar trliWtfl9trtlk Fascia/dace «charges UBS Fano" Sams and lin QM UM are Mtn substkr as of LBS AG end Sashed LBS Satter Pkwe nuke al etas path* to the Firrtt or the laths • Cenain ineartent centrals or nommen( alarms 9 9. Waft mama neon LLC The Fen's financial statement 6 a41Llt that regal influent, 01Cated On the tront 01 did Statical h add ton waited Salnelhth sod prate placements) that it not hate fremcDf account nane reflects Fnanatces that pa The FimYS erecuae taxes at a to agar a:Cetnt feet. XantS may be subs° to registered under the Smanies act of 1933. and entered on thePas aline tames rebate R if 3 mamma* for. dirges for lse myna la spat« ntionctable 'nidoiarne* does by you to asset yOu with UBSCinsmal Sepses Inc pauses aid chargeslet woad arnaunIS e, Cab =ant% • Corrado«contracts leg. foreign exchange and ytms re0XCIteeping R ha no legal aka en pa xcount 1200 "act Patera A ssts that maraca to oiler rattlitalt maybe precious metal contra:oh eicludng byrescontracts and You an change yore Fmnd 9 mount noses. through Online Weithanten. NJ 07086 Masa to a bather fee ommodity «bon gotta, Was a by conang ear F naKell Advisor This mama repeats the ally Meet record of your LOS UN Swap Optaret The SIC protection ad the mamma pcotecton do not Somasmaim Malta Swag mount Other rands, eta« official tat UBS offers optons for swan; cat, barges batch to apply 10 these assets even If they otherwise vat <Ate • value Op.% accounoonfolo Net of asters a‘f Mamas. corium'? casflang data should not be mated brit clam al Ulklak USA and UBS AG Stardord «rah ststecrartt The SIC protection and the pappltran 1.13dRieS wen II you bekve Mama, ends a Cm6SCn. (Bark Sap Pram" money matet mutual UM Sion« protection do not protect agent changes in the nuke' • *4e¢ nudes aaltde cash Maces valets for report e mama, n wring to she Bach anger of the Funds) and the 1151171.11.011/lDepolt account COMor value of )teat mantras(Melt« as a result of main ratted arty a 1 ad GlObal Tent Doan urreakted office serving you aoaxnt custerners web am iniemationd Resource Mamma." movement Issue ball-Aptcy a OthOnVe.44 marks to meta, and wan nets not had by the Fan ACCOunt ThrOugh the Bal. Sweep Prograns ash bar«, Does rot Mae Liana sauna assets at the end of ihe Mauch al figures town re mended to be 'orate. ate swept 10 l8S Bat USA us to an ntablched Mt and are Magna 6 pailthle upon request You may Obta pier Zadatrffil sent perodk 'prime nresonents. 'semen, data Souk not be used for tax praxes Rey then to LBS AG Stamford Brand. a a Money Fund Deports more Morrison abut SIC, ikkoling the SIC Brame unasted stock optons aid exercisable stock opt cm solely on yeaninel tat formi 0e. Form 1059. 5198.10125. at lin Sat USA are FDIC mired n accordance with FDIC bycoma-tag SIC at 202.371-8300 or by yang the SIX • babes exudes debt balances outstanding nagn etc Sam Freprig yaks maroon the Frmisreeaied by rules For more Marmon p bat urn were/ tote gay •ame at wow sx rep torn. aelit Me. Mort thane balances lay to repon to he MS al laable daidenels. aorta* non. Deposits at SRS AG Stanford Band, and dims of Money • Cash/money braces Total of untamednab cash Unable 4 Mends ad made con t caned on swain kinds ate rot nsurid by the FDIC Dividend ReIrnmanera Program PPM het n pa account net proceeds mule traisactsten. red banes. oleo LBS Bak USA deposit basket LBS AG fi e ace reflected is a, am'ay once YOJ may toun the Stanford Dandy depose balances and Mabee make; mutual OSI ban on anan math seareas Through the OA. wait* to cash Minces ae swept to actual prce from your Mahal Manor OnlyMoleshares bad 'weep balances a the Dose of the Statement period depose, accounts a UPS AG New York Skase), end LBS AG are palased UnderDRP, portal shares MI be sod eat* haccerad ty tree aide babas ki your moire rands Ciannagatkets with Me Finn Copan Brach Mese deposes not rased by the FCC cat a be decconechn air ;atom Thadititend segregated Rom other barges aid the FMMayWe arty of • Please raga em try Oral CCemnunCaiom n waling to Balances held a the WS AG Cayman Both ate tempera, IffINIVIV.11 price aphed by the ma may differ horn the the,. funds n the adnay mar of its tarns Thesefun& Further Poled Your «thlt inclarg pa rights under the reposed to the!maw a of the apron Sands ad mato prise at Muth the peal shares ate Sold dare a no gamete or other cbigaton of LBS AG to repay payable icon sew Card 11,4 total b inclaled n the Staines Imola eroetcbon Act (SPA) curren penal 0:orsg vane the balances Mk on the U35 Caynats Brach's books CobhWu • if the fnmal institution cn the tees left of the front a this Coy Mole mks may be hat n per axotint B you ate Lending infoanation "seam Knot LBS Feurodd Schee.. U85 Farail Deposit, at (RS Badc USA and each UBS AG Bora at not imbed 10 a palalLa as artist of a«Mad Oatment Or protected by 5PC Pitney Fund shares ate «Math by SPC FIX (Waled Monnaton on the Frays tang prances and Sean arms your moan as clean) broker by otherwise, the Fan wil ether tel patial units .1tat« prte ()mama ram to your C hem telsonlip Apeman or err. hmR with the Mated matron We nfonned See 'UBS Mamma Saxes Accaot ProteClon" below you orhisreknionshe erne you opened this axount h this case. me funds at seat*, ate Mated a IBS Upon your remelt banes n tie 8s* Swap hograns a am an amp, damned by a required clang age Cy and CMCM VOW accoa Amain; Agreement aid the General Term aid Ccodoan yes Stafenent of Credo Practice, rattle n Agr••••••Eor; DA may be wthdr am a sham of a Money Find may be andGrAloaned at hge,y LA- romennwderivann Frunal Swims ad nal the ntrcducng bras, rd you Irmistment objet's must mite a report of ay eta or °math to both firms :rased aid the«oath maned to you et yin The men/lent °bastes ad Mk profile art speciC o Ott seantas account Yana XCIXIM admay vary between, Plea* aloe* the Finn Wes statement Reticles SeanteS aid ode assetsheld n Alla:count sea im% shall be deemed complete and promptly in rang of any "plant doge n par falarCial ands** a not objected ton wrung wan 60 days Further INCOnSiXI ataltle swap apt ion& nodng the axon; at the end 0 he mama «trod You may alt Silialk41 a inerament °bathes For eadt account hat Were raves, ram and )10th. n atall)052 pi loose one of the k bag incestrnent objects.% la dell et of IA' Pad Waite; a any tine You may wear tbs opkweeppeas Ina sour F naval Motor a by recap secure*, used as loth collateral alto pang • Please area cutter« amain, a mare, to the ent s • Padua Current acme mranents seeksg the balance date on hem My aortas transferred so thIslarn Claret ReUtorn Normal a 201-352• 1699 a toilet Ming I300.762 -1003 generson of income only duin the statemert math ate Med a math vata as of a 800.354.9103. 8006M to 6 CO P tel Sande, • Acne.. CaPdamOntrueon f. malts *eking growth the end of the stsement penod through friday« n vent ng to UBS Mho" Seats let. Financbt Swam, man prethealen The Fnn 6 a t1140154( of the Mates raga Protection of papa rah.* than the generaith of name • Catboat. In Ortenniang the cost basis of the arias Clan Reasons Dthavriero P 0 Boy 766 Unon City, NJ • Pam Comae:on °Parrs and CaPktal APPreciadon IMAM is this statement. Aare *doted Mtn the 07087 Caperton (SRC). eA ds protects SeanH ZOeunts of m menleerS W to 1500.000 OMAN 1250.000 for awns for InaStmatesedeng both tie general«, a nom* act natter •I.• UBS Fists SeeMes hasrefs) on cash) The SPC net protean lints salt to all aocomts growth of pimp* °tonna«,Maria) from sates other than UBS • hem. a *mei Cr quthons about al Mafia lurch Financial Sates. ncludng nfama on from another Inn trafer (ESA bil papa cr UBStha• debt cad that you hold n a partials csaity The Frn together wash certain *Mates. ha also purehrad Overall rile planes or ha you may has provided to you Fnrcef Atursor VaiSaCtCnt. Cal 800462. IC03. Or vale tO LES Fhamal • Conserwm Seas to mama, nor ameba( wth Ian The tern donna ndpedeny way Cl gamma,* SWAPS nc , 1000 Haw SA4 6th Incr. Altieheaken, NI aplerratal prokom The main, Groat payable to al egble cab away under this «cation 6 S500 risk aid volably to the ante meat eon if that mean accuracy or validity of my blown/tan raga by SCUMS 02096. Ann SIMM3S6 Senses the account donna generale Ponta" mane °Swam UBS &Waal SeNteS mikes as of Do:ember IQ 2013 resins and myna keep pace rah infLaval Cal or ate a soon 05 you cat 6 you tine our • htderate WAN to accept arra Mt to prkapal and In Pam. althatigh U3S ModalSena generally statement a recta is «erg cr d you need "-Are Stima to the pokycondoms and annatian. Cash at the F 01~ prorated for W to SI 9 mita n the tolerate sane pailty to seek higher means updates 'vs Malan as e 6 retested. to Pam does not nletnial& abos anther en the "semen area« prow:athy askraxes that the informs«, under 'Cost The Ma a Card ,moo fa apacabla ma hear from you kr al pit ntshal 0, a paicua a mok • taggrrnor Wang to axept high Mt to pima and hgh =y temedng 6 atatiolemen rem" e of tie potty ability to seek lath retain ow I me basis' and %Wreaked gait loss' is sane as of tie date no lea that 60 dmIt. the rim sent you the le' of this statement M suds. pate do not ray on tho 'aeon on MO the error a proban append Marotta to make purthase a sale fitinaCen, for hat - Pat per nane and moult natal* and The SPC prolectien and the suagletnental promos both do Statement lauseholchng. not 49/), to Wem, .« sutiants wnh The mrposes a otherwise Accounts watered to the Fr, - Dhabi the a a the you re unsureabout may ref lea gal loss Plaination (My la the pad of rid abet as clearly a a on vay pa balks* it is at • Cetan Manta assets controlled by lath mauled n your Sate • • . •• :6:cocnis maybe felted aomm Mae) but held away fromUM Firma' Senesces Ids tone they re held a the Fiat More hmonul Mormatan enor or My you need awe Mama On cal be added by you Franca Maw - Node the dote annum of tie suspected era kg. CearaG«0 a UghMt (0) cash at LBS AG font accc re°, C,Pt. V. Aft rater dents al the sae Stanford brach. (ii) nano procLos miming vadat atm I n is known as • householdng • if pu stoat rid (id "Imes of math finds where such prefer to tease ndstrlual statements mated In spat • Unreallnd gaintibteet Mien data 6 ayaktoe, sham are regaled daily 'mann a the amen hand aealced gandlosses ae calculated for SONY_GM_00028020 CONFIDENTIAL EFTA JX1136640 EFTA01671804 Important information about your statement (continued) edernal warily In The transmit data la Sala - mid prey estmated vales may be reflected as 'Not nab« of rants at tie boreBahr Mangmiser ACCOLOIt are registered unite mad of WS Finatial Sets lots may «my not recta corrwasent errs melee paid' in kiwi simatiorn Men an Mennen, &rasa that had lane/ he seoanyreorgavaapen nuts Dwderd and other vaiabon Inn has not Read or is undo* to assign a - h addion to ozontharins receded in conntio wish re rresurcht lots and systernac purchase lob re ea, vales Min meter, air that a matmal per has the saki or dtserbutrn of annuty contacts and IM via Signature n a «sacred state mat of Visa Combined to asp* ore award lot The 'Trade date* ociaared that mac« a awously divan ' , kW DIO remitrrece trust trot to ar Penn. ew andor cur Vitematiasai LOS WaSeratureeedt cads aid 155 Visa ds lath (Man the agnal Tanana raze date caueStin Or when a scabe vraid hiaSly speculate« Oiserecs.reans Maim ompertimin from debit cal; ere need by 1185 BP* USA Ms permission from due to thenatureof the meaty many of the intraThe companies urderwreng the v ca u SA SCCfpOfMid • Callable moans Bonds and same sto4 Nov the - flies neither an must general partner a VOW tenuity =WYK a axes of the nutria 0,Inparit'S ram cat to. my rename, wl be selected wertaly amain yaks not a thrapay sunited yea Or SpOASOft of the unt twesersent IMPS we &astute UBS Fnandal Services Inc Rea 201407 by lot torn among ll securities of the 61.1e held in our provided. the vane of ihe sporty ad be different from - Our Misses also maw trades ammissms and other named in«ante mane a at dents Calleave OS pooh.. fro °mammon from meal fads erd twin accession a darned from third pities and is mammy - • Dislitutire to die they thine return of cane compaes acne amain we dear bane nnot gnawed Other calf eases may edst nab income a both - We reeve an and fee from t85 Bask USA and led roue jita y.ei carer (Amman MI be sanded - • arigni sant sue' represses the Mal OWN price AG Stantad Beath ante 125 per aCCount upon rapes! per unit ad may roe WS" your cog bash sweepeg to the bats uncle the UM Bar Sven Program • Catfcats of deposit (CDs/ CDs re FDIC mad up lo • Rearkted securities Rencted wanes gene* ae 1250.000 norm:pal and accrual intern pa Spada not currently age« a pilot lab OBS Financial Swims Activity and per depository nada en. n a:cordate with FDIC uses the mane;tie of the utestran 5104 of the sane Intarnabon regardng corman and ocher Mayes rules issuer as an maned vale fix the reacted stock for nosed n anneann rah the eacuton ot aides. tharInd purposes of an s trament and To the (WWII that option transactions has Men admanS as cadmet ono • Prketvalue Pnces dispMed fa meanies are other rattan Sec/Res ere eb)tde for sale. the value rooked peenotnly lynched to you an be amidst to you product may be hirer a bps than the price Mat you maybe subsimbally les than to awed yaw hoar promplA on «mat null «Nagy feces n the makes leces are neared horn vane; dud pay sans tech we bekveto be • Est (estrated) accent currentaeldt and nrta. An Shen selling rate, bat we do not guanntee tier =arty estimate of meal MOW* is bawd on dawn dean gea engaged n ten wage sin may nos a - We gewaty use the aosng axe awn reset Or the mean of the bd and ask alas for Wed *curies ad an:Intern rats. assuring the SLOSIOWS kill be held for Ifpa as to anion anonym costs fat WIWI, one yew horn statement date cr Via earth This assM optima ally bid arcs'« OTC sedan estinate ES on a gashes*. acaracy ad continued - Una acunly read warns mac be aced usng a income re no warateed Open Olden wham matt a the most WOW MCP we obtaned - Est tread alma name ad curacy held foe cairn 869. 61% OW tgooclitilicarcelkd• orders that here not 'Idmyna reef an fatal maim Par valor types of 'audits coal Ildtothl 3 MOST of priapal tO03.5Witt by thestainer( eta open buy ad sell top - Cam paeans may apear without a pnce and el canal man n MO COW the Ott Melt WO WIWI olden re mind by Vw arcane of dealaxls a rides a. Sheer a 'ace was not salable' f v.e we tine)* to red) coalbe overstated an enhaands a exaghts dale un less minced cram obtain a price foe a seamy - Retreated anal DOOR* and aftfirit weld and the by you You se respombk for ceders that a naiad due - Deposit or mores cknorrieuted n ortenon other nue norm and head mint be lower cc hirtlf than to par lamb cancel testing open Orden than U S &Kin re reelected a the roarer roe col thenMated amounts the Parse* dae - Can times of astmaized mane Mendend PI a Tax vahholdthg en distributkew from tin Flnantial - Foe certan soon es trading n normonformng merest) Man by the torrent mate) valor area? Sense won clearnnalant price and maw (lace vainmay has batiste is based in the lase Seend or merest Federal tar law reports 165 Nnasce Servicesto canna been seemed to tOditigO proper valatico paparn made by to maw and amines the none tar from pa in:rear ambit cah but you may To obtain anent cuotatorb when aralable anal your warandeposts well be held foe one in tan the elect not to ha* income tat went or Instead you aw inner 64/60f Illtialt411dale of tout inaturty *curacy and elect to hest t« reettheld a a rate or as a f ked ruff as continued dad are not gua-Pecd pat tows Vat Peon WIrerun in Men until mast • Private itIV60116/TIS and structured pietas Pam by you you may mate your Owen at ay ism by marg nearnent secants &nada; area palcpaion • Asti net held by UIS Reseed« Swat Celan a new than 6)0U 4, rot hey ma* income tea prorman and real estate animal dug fawns) and assets ant hadbyteFern and not wain tw fern vehertalkom per daemon. pu ROY be fallaffaffe fa Ordrisred podia% re ire* briar Inn Crean possession or coin' these asses are MORS on your the 6417106 of adman to You may nttli penaines I the =cured «cans hare not been registered wih the saterrem for hannationa proses alb. Minns ad mans Mashed and MS POWWOW Ittxparxion OW not Sterns and ExchangeComma:A a tender any state vales peered we provided by the sang fan WS NUJ to pita oblegation nines laws We provide nava vain fa pone Femur Savces c not recianble foe this Oformaan nestrant sedates and sauchen froduas for and does not mamba es xaracy These assets re roe Priem Mona« purposes only ACO-talty 6 rot 9Arifltied protected by SVC a de OWITS suppernettal SPC To obi/4 a cagy of or carat Client litieacy Nam ukase - These values thrycliffersteStatialA from pied, t any. courage contact your F1131031Admor or me Ott NOW at a ankh a pryPe easement *curly a mewed away ubs cormainedgy product may be bought a mid aid do rot necemnly • Revenue luring and additional compentatko. wpm The mks plena(roan upon Ismolion - naddbco 10 C&M's5SOM Sdifil OM Mil tees WS Foam« Serves 61101 a tank The AMA dustless - Thrd pay nowles of vas are as ca a (end, date rectified n connect al soh the dentinal of atonal Sauces0count BSA arid IRMA are Were« NOtilfiti and be wiled to WSnone Sawa marmot)/ finds to as Cores vi0 rod cr ter allMe maim etch provideaccess to bank ng senora ad moans bags by an natkerdent vases, tem retreat hang anent, from«urban at through regimens with afMand bras and other ehrds - issuer. general parer a castor mantel values if admen of themutual funs that we sea thee party banks, and prinks sass to mance and area ay are tippled to the Fein by the haw rowel mans a based on two different components (0 poach awe byum/Meted thrd spiny ittLitflit partner a aroma and may be catulated bad on the amount of sales by 1035 of a pan da«mutual and ampasies trames Paw agency subakwies ol 155 Mere« narmaton from ihe used by thrd panes to ferny to or dents. ad 60 the asset vim of a Pinang Sesices IX derive thee estmated values patule moue fad fangs Mares hold a the fan - You sr nun addemal Sanaa raardnig the - We and as athlete also reran newaking ad master. murex. and ate ty products methodology used to cabanne the nano awake onribus pnxesscq fees in comideration for transfer Not FDIC nand • No Pa*iparantm Mil lope Ma and the de* of in nlonne on eat is thebase lathe agent makes that WO [Maki the mutual furds estinae by conucteg your Finalciandaor These lees generals, are paid tom meow assets an the RIM Resat% Misprint Arrant Dupes& Serves initial hid and it a fled drat ran twee on the Mart 656. IRMA and mernabOna Resets«Masagement SONY_GM_00028021 CONFIDENTIAL EFTA_00136641 EFTA01671805 44) UBS 085 Fmantial Sent<CS Inc 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0002 November 2015 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your Finandal Advisor: SCOTT STACKMANYLYLE CAW EL Phone Questions about your statement? Call your Financia! Advisor Or ;Fa Value of your account Resourcebne at on October 30 (1) on November 30 (1) account Your assets 52,471 79 52,472 69 Visit our %rebate: Ybur 'es 0 00 0 00 WVAV ubs comanancialservices Value of your account $52,471.79 $52,472.69 Sources of your account growth Tracking the value of your account during 2015 VAL* of yOur account S Th0ocinct at year end 2014 587,478 94 Net deposits aid E'S withdrawals -$3502500 Your oveitrnent return. 52 5 Dividend and interest income slam Change in market value SO 00 Value of your mond on Nov 36 2015 $51472.69 Dec 2014 Oct 2015 Nov2015 SONY GM 00026022 Member SIPC ►age 1 of 6 CONFIDENTIAL EFTA_001 36642 EFTA01671806 Account name: _0.14 • , UBS Business Services Account November 2015 friendly account name: aM.\ • Et Account number. Your Knandal Advisor SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 30 (S) your account Cash and money balances may include A Cash and money balances 52,472 69 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 0.00% account balances, UBS AG Stamford branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets $52,472.69 100.00% A Value of your account $52,472.69 Eye on the markets Percentage change Index November 2015 Year to date S&P 500 0.30% 301% Russell 3000 0.55% 2 58% MSC I - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0 88% Interest rates on November 30, 2015 3-month Treasury One-month LIBOR: 0.24% GM 000260 e 2 of 6 CONFIDENTIAL EFTA_00136643 EFTA01671807 Business Services Account Account name: EWMAX, LLC YourNnamcial Advisor. *UBS November 2015 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MAI1LYLE CASRIEL Change in the value of your account Cash activity summary November zol 5 (51 Year to date (S) See Account activity this month for dela Is Balances in your Sweep Opeom are included in the opening and closing balanceS vaue FDIC Insurance AaPaes only Wrap:Wits at ties Bank USA, not to depOsits at MS AG, Stamford Branch or bar* deposits placed through the USSInternationa Deposit account program WC Opening account value $52,471.79 $87,478.94 PrOtediOnaPPnes to money mike' sweep fund hdrirrat but nit barn deposits. See Important inlamatibn about your statement on the last two pages GT this (acumen! for Wats Withdrawals and fees, ricluding investments transferred November 2015 (S) Year to date (5) out 000 -35,025.00 Opening balances $52,471.79 $87A78.94 Dividend and interest income 0.90 18.75 Additions Closing account value $52A72.69 $52,472.69 Dividend and interest income 0.90 18 75 Total additions $0.90 $18.75 Dividend and interest income earned Subtractions FOr purposes of Ihs statement. tarabley of interest aro &nand income has been determined tram a US Checks and bill payments 0.00 -35,025 00 tag reporting rennet-my Barred upon the residence d the account bidder. account type, or product type, some interest dried dwdend payments maa not be subject to United States (US) ardor Puerto NCO (PR) Total subtractions $0.00 -$35,025.00 indent. hats The dent monlay statement is not intended lob used and camel be relied upon for tan purposes. Clients should refer to the apolcatde Is reporting forms they receive Iran ties annualy, such as Net cash flow $0.90 -$35,006.25 the forms 1099 and the Pcrrns 4130 for to reporting information it is the practice or vas to fide the applicant tar mowing forms with the US internal Revenue Semce and PR Ttemunt Department and in Closing balances $52,472.69 $52,472.69 such forms accurately classify clinctends enact interest as lant exempt or farad, income Please onsult your Indvictual tar preparer. November 2015 (3) Year to date (S) UBS Bank USA Business Account AF'Y Taxable interest 090 15.51 Interest period Oct 7 - Nov 5 Total current year $0.90 $15.51 Opening UBS Bank USA Business balance Oct 7 $52,471.79 Prior year adjustment 0.00 3.24 Closing UBS Bank USA Business balance Nov 5 $52,472.69 Total dividend & interest $0.90 $18.75 Number of days in interest period 30 Average daily balance S52,471 79 hterest earned $0.90 Annual percentage yield earned 0.02% SONY GM 00026024 Page 3 of 6 CONFIDENTIAL EFTA_00136644 EFTA01671808 Account name: UBS Business Services Account November 2015 Friendly account name• Account number: Your 'financial Advisor: SCOTT STACK MARLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is RFO, First In, First Out. _GM_ 00026SO° 4 of 6 CONFIDENTIAL EFTA 00136645 EFTA01671809 Business Services Account Account name: EWMAX, LLC Your Financial Advisor: *UBS November 2015 Friendly account name' Account number: SCOTT STACPMAN*I2rd Your assets Some pnces, income and current values shown rosy be apocoxirnale As a result, gains aid losses may not be accurately reflected. Set Important information about your statement $ the end of tris document for mate infcxrnaoca Cash Cash and money balances Cash and money balances may ind ude avalable cash balances, UBS Bank USA deposit account balances. UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the WC vat Nn applicable lands. but are not Protected by 9K U8S AG Stanford Branch &pad account balances are not insured by FDIC all are not protected by 9K Morey market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important information about your statement at the end of this document for deifies about those balances Openng Want, Closing [dance Price per share Awrage Dindenctinierest Days in Held lag on Nov I(S) on Nov 30 CS/ on NY, 30 (S) rate period period Cap amount (S) UBS SANE USA BUS ACC 52,471 79 52,472 69 250.000 00 Your total assets Percentage ct cost Estimated unreazed Value on NOv 30 (1) your account taus 0/ annual meant' (S) gam Or loss (1) Cash Cash and money balances 32,472.69 100.00% 52,472.69 Total $52,472.69 100.00% 552,472.69 Account activity this month For more information about the prcevalue shown for restricted secunbes, see important informabon about your statement at the end of Ohs document Your Quantity.. Cash Cash and Date Activity Descnotion etcpenSe code face value PnceiVcdue (St amount (St money balance (1) Oct 30 Cash and money balance $52,471.79 Nov 6 Interest U85 BANK USA BUSINESS ACCOUNT AS OF I 1/09 15 90 52,47269 Nov 30 dosing cash and money balance $52,472.69 SONY GM 00026026 Page 5 of 6 CONFIDENTIAL EFTA_00136646 EFTA01671810 Account name: ELLMAn, LLC *UBS Business Services Account November 2015 Friendly account name:ELLMAXLLC Account number: Your rinandd Advisor. SCOTT STACK MAIILYLE CASRIEL Account activity this month (continued) Oat Achwty DeS•CnOlial Amount (I) Money bdancs activities 0430 Balance forward MA71.79 Nov 6 Dupont UBS BANK USA BUSINESS ACCOUNT AS OF 11/05115 0.90 Nov 30 Closing U.S Bank USA Business Account S52,472.69 The UBS Bank USA Business Account is your pnmay sweep option CGM_C0026C1/ 10° 6 of 6 End of statement for account numb CONFIDENTIAL EFTA_00136647 EFTA01671811 Important information about your statement U65 Fnancial Services Ix (the F an Cf1.186 enamel — Provide you me and account rube (6 arise. clams for cash) The 51K asset maiden links apply to scout held, you choose one of the following Stases), is a neuter of almincpal security. coramdity — Dew& the error or The transfer you Ye unsure all accounts that you hold in a particular capacity •-neument obtectries and options exchanges. 1.6$ Pnancias Seances and 16$ about, and .plan as clearly as you can why you The Fern together with Orton affiliates. has also • Padre Current Income: Thestrmats seeking the Bank USA are indirect subsidiaries of UBS AG and belie. it is an error a why you need more purchased supplemental protection the maornun "swab:not income caB. affilutes of 1,13$ Semates 11C. The Fern's franca' nformaticet amain oarkle to tI elgble clients. collecthely uric* • Achieve Capital Appreciation, Investments seek im statement o available Von (squat The Fans neaten* — Provide the dolls amant of the suspected era. this prolecticn 6 1500 milkei as of Deceriter 10, 2013 growth of pampa' father than the generation of offices re at: The Firrn or C rd Maar voll investigate yor casplant Subject to the policy conditions and Imeaions. cash at • Produce Combination almoner and Capital UBS F arsial Services Inc and wil correct any etrOr piano*. It we take more than the inn 6 further protected for up to SI 9 Slow en the Appreaton 1Thestments seeking both the generation 1200 Harbor Boulevard 10 business deo to do this, we will credit you active aggregate for all you accosts hell re a particular of inane growth of pincipal Weehawken. N) 07086 fa the amount you Waken erns so that you will have capacty. A full car of the policy wordng 6 available the use of the money &ring the the us to taco repast. Overall risk profiles The Slaternril represents the only official record of you caplete our removalon. UBS Financial Services amour*. Other records, exact The 51PC pram-ma and the supplemental Protection • Conservawe. Seeks to maintain initial principal with official tax documents, contaiwg calflictiag data should both do not apply to low risk and volatiley to the account overall, even 4 Please make all checks payable to the Finn or the not be relied up:ever:0 believe there is an error or financial institution indicated on the hat of this • Conan financial assets controlled by (and included in that nwans the account does not generate 'isn'tsant amine; please report a immediately St *Meng to the income or returns and may not keep pace vial statement h additim to regal.. recent fees, accounts you account value) but held away Isom U3S F nancial Branch Manager of the office se rag your roast inflate' may be subject to maintenance fees, charges fa late Services (e.g.. certain () cash at LOS Bank, (d cash at • Moderate: Willi-9 to accept some risk to prixPal and pnwent for WW1.; purchases and charges for unpaid UK AG Stanford Mandy. nsurance ProSatt Akhough all figures shown are intended to be accurate, amounts in cash accounts. Accounts that Ye transferred including vruble mutes. 360 (6.) Own a manta.. tolerate some wlatilty to seek hefty return. siatemfat data dxuld not be used fa tax purposes. Ray to other imtitutians may be abject to a transfer fee. furls Mere such Mares are registered drectbr in the • Aogressee, Warn, to accept high risk to a MO and wkly an yearend tax forms. (Ue. Fenn 1099. $448, name of the amount holier on the books rid records hit volatility to seek high return over tent 10425. etc ) when peepang your tax 'nun. The Fern is IBS Sweep Options of the applicable scar or transfer agent); muted by law to report to the IRS at taxable drudonis. UBS offers optgilt fa sweeping cash balances. balances • Celiac investment contracts or investment reerests Statement Touseholding" reportable nal-taut* dividends arid taxable merest to bank deposes at liErS Bs* USA rd IBS AG Stamford We may consolidate all related account statements with g g, limited partnershps and private placements) that earned en toKtfitP)S held n your account. net proceeds branch (Bank Sweep Programs), money make) mutual re not regstered under the Securities Act of 1933, the sane address ix the sane ernelope. Accounts may on sate transactions. and cost bass on cent, covered funds (Missy Furls) ad the International Deposit and te related for this pupas* became they have ownws securities. Account (IDA)la customers with an International • Canmoddies contracts (e.g.. foreign enturge and who also mainan pint account relationships with other Respect Managerrent Account Through the Bank precious metal contracts), exbding futures contracts cent at the same address. This practice 6 born as COMITIYIkai0415 with the Finn Sweep Programs, cash balances are swept to I-135 Bar* and commodity option contracts. • haninoliag ' II you prier to recent inlividual • Please ro.ccint inn any oral cormenicatian n writing USA tip to an established lint and than to URS AG staternmes mailed a separate envelopes — you may to father protect you rights, including your rifts Stanford Branch, or a Money Fwd. Deposes at lA35 The SIPC protection and the suPplenHalal protection do decker householdirg by callng your Financial Advisor. under the Serve'', Mesta Protect on Act (SSA). Bat USA are IOC instated n accordance wish FIX not ape* to these assts even dB* othendse ape, • lithe financial institution on the top left of the Hort ran For net Warne,ion pktaw visit wine ldic your on yar statements The SIPC protect en aid the Friendly account maw et this statement is not 1.035 Financial Mentes. t1135 Deposits at U8S AG Stamford Branch and shares ol supplermati protection do not protect against changes The Friendly account name reflects,don s, that you Munoz, Services chin your arcane as clang Money Funds re not Mused by the FDC. ash the market value of your annonents (whether as a entered on the F non's cnIne service haute 6a ticker by avargemern with the indicated institution. resuk of market movement, ewer bankruptcy or customisable 'nickname' chosen by you to assist you We informed you of this releasing) when you Through the OA, available to cash balances are swept to otherwise) with you recomkeepng. It has no legal effect on your opered this accord a this caw, your funds and deposit accords at 16$ AG New York Burch and 1.135 scant You can change your FriendH account names, securities are located at 1135 Financial Services and not AG C arta Branch. These deposits are not insured by More ricartation is avalable upon repast You may tractOnline Services a by twisting your Financial tie isinadaing broker, and you must make a repot The FIX Biases held at the UBS AG Cayman Branch obtain more information about SIPC, inciting the SIPC Advisor. a any error a omission to both firm. are temporaray exposed to the sovereign risk of the Brochure, by contacting SIPC at 202-371.8300 or by Cayman Islands, and there a no queerer* or other wsteg the SPC weenie at wiewitaziag Account overview AO amain, statements shall be deemed complete and obligation of 113S AG to repay the balances while on the • VA* of )our amounzporrfora Net of assets and accurate if not objected to in Haig wehin 60 days. I.135 Cayman's Brach's books. Dividend Reinvestment Program (MP) es The price reflected is an average peke. You may cbtan • A ssa. Includes avail:tile cash yam for • Please direct customer complaints or inquiries to the Deposits at 1,25 Bat USA and each 16$ AG Branch are the actual price from you Feurxial Adince Ordy *hole restricted sera* (em 1. and Global Tine Deposits. Firm's C lent Reiman Department at 201.352-1699 not protected by SIPC Money Find shares are protected Oates are purchased in ner DRIP, patial shares will be unrealized mans to main, old simian assets not held a tollfre• at 900-354-9103, 8.00 A IA. to 6:00 P.M. by SIPC. See -UBS F "uncial Services Across Protection' sold and the cash MI be deposited in you account. The by tie Finn Don not ackxle isprictd sec untiestassets FT Monday througnFriday, or in 'Wing to t185 below. drickad readoment ace supplied by the Misr may at the end of the prix and current statement Inds. ot Financial SWISH let, Clime Rebhan% Department defer from the martin price at which the partial stares name iwestments, unrested stock options and P.O. Box 766 then C M. N107087 Upon your retpast, balances in the Bark Sweep are sold namable mod options • In case of errors a questions about an elistronic ITograms or OA may be eel drawn and shares 01 a • Includes debit balances. cutstandng margin funds transfer (FT). bill payment or 16$ Vise debit Morey Fund may be Ispdated, and the proceeds Ceelvielieu lams. credit lint Won account balance, card transactions, call 800-762-1000, a write to 16$ returned I o you a you securities account Only whole ads may be held in your account. R you are • Cathenoney balances Total of uninvested available Faancial Senses Inc . 1000 Harbor 614, 6th floor. ea aled to a penal unit as a result of a dmderd Par.ent cash tubnces. Mits U65 Bark USA depart balaxesi, IBS Weehmken. MI 07084 Attn RIANBSA See-sic.,. Fustier elf ameba about available sweep opt offs, or otherwise, the Finn wi mho sell petal eats at AG Stamford BranCh deposit boraxes ad money market ackdrig current merest rates ad yields, 6 available at market once ce accept an amount determined by a mutual fund sweep balarcet at the close of the Cal et cite as soon as you carp, if you toe your VINWI ubs cornisweepwelch. from your Fnancul Advisor regstered clearing agency, and credit you account. strement period Ktncorrenadity free credit balances in statement or rusty, 6 wag a e you need mere a tricking 800-762.1000 yoke Anoint are not segregated from other balances informal:in about a transfer on the statement or Invemmant objectives and the Finn may use ary of thew ands in the ordetry recto*. The Fern or Cad Issuer (as /solid:He) mast WSFinanced Services moment protection The WThiSITePt objectives and nsk profile are specie to coarse a its hasoPIS These funds are payable upon her from you no later Than 60 days after the Fire The Fein 6 a member of the Smarten Investor Protection each account ad may vary between. Please /Mid the your demand. This total is included in the current period sent you the test statement on oath the error or Cap:ratan (SIPC), which protects stone' accounts of Fim prompt& in wiling of ary significant change n yeas closing value. Cs members up to 1503.000 (including 1250,000 for Iran al aura) or in iestrrent objects*, Fa each VOW", *Pealed. SONY_GM_00026028 CONFIDENTIAL EFTA_00136648 EFTA01671812 Important information about your statement (continued) Lending idermation you mull actually recent in the market Prices are - 'Denote« to date' may include /HUT of — r adder« to cornenscen received n comedian For denied information on the Frays wsdrq practices obtained frorn various thed pry sources which we camel exam or both. wet the sate a &Mouton of arnuty contacts ▪ disclosures. refer to env Client Rein) Me* to be relate, but we do rot garnet thee - 'Original unit sae' represents the nine dieing and sknnt Inca units to cur clients, we Annie« or Arran Agnnwt and the General accuracy. Pre* per um and may not reflect yin cost basis and a as if late receive awns sling Teens and Conditions UBS Statement of Credit Practices — We generally use the Clang price YAK/ available or tOmPensation from nary of the natant eve-able inAgreements and Docbsurez at the mean of the bid and ads prices for bled • Restricted securities. Restricted Wu/ clies genera* compares undermeiy the minty contracts, urn ronilawnwawl•rn•nn. retrain a-cl options a only bid prices foe OTC are not currently eligible for public sale. IBS Financial atMates of the assurance companies or sponsors of Nunn Services uses the mate price of the unrestricted stock the as ion* tent tugs we destitute Your wets — Less lC00/// traded securities maybe priced usnd a of the same issuer as an Minted value for the — Our affiliates also receive trading contusion rd Yea statement Omen securities and other assets held valution model or the most recent price we restricted stock kw purposes of this statement only. To other actaperbaltn Iran mutual funds and • the attain at the end of the statement period. You obtained and may sea reflect an actual market pore the Mere that restricted securities are eighte to sale 'mace «groaners whose prodacts wt distrixto. may Sc for deny a I ult pad securities at ay tine. or true the vale mend may be substantially less than the — We receive an arnual fee from LOS Bali USA and You may mem secuntin used as ban «lateral after — Certain positions may appear without a pre and nputed value shoran UBS AG Stamford Branth of up to $25 per account paying any balance Abe on them Any Neuritis will show as 'price was not avalable it we re sweeping to he bans under the LBS Bank Sweep transferred to the Fern daily the statement period Xe unable to obtain a price for a Nosily. • Eat, bertinunact) income, anise yields and rata Procne,. Ind at make tube as of the end of the statement — Contests or securities denominated n currencies An ninon a annual non is based an anent period. other than U.S. dollars ire reflected at the eche* dmidend and interest rates. assuming the securities will Activity • Cast basis. in deterrnning the cost basis ot the rate as of the statement date. be held for in yer from statement date or tine Wm-nation regsdng commescris and other charges nuns included in this slalom... where 'related — For certain securities traded it norionformng many This estivate is 0* a %udein,. accuracy aired in connection with the entoton of trades, nein the number UBS SCS2160l Servos tux relied de-entnalons, once rd quantity (face value) may and contnued noune re not guaranteed noLdng crawl transactions has been unaided on cn information obtained km sources other than LOS hale been a)usted tofacilitate WOK Va1.4101 - Estimated actual non and anent yield for «infirm' wen «wanly furnished to you rd wit be Financial Snots, including name«, from another Toobtain current quotatiom, when availed*, contact certain types of securities could kirk a return of provided to you promptly an request. 'maths* you may htve provided to your Financial you. Financial Advisor. pa:NO.1or capital gains in which case the est. Ad.«. The Fen don not edependerey %trey a income (and current yield/ would be overstated. Short Slip guarantee the nuraw a validly of any itanatin • Private investments end structured preekres - Fernaled annia non and cumin yield and the I wily are engaged in short selling a security. you may provided by sources other than UBS Financial S•hiC•S Prwwe inerrant securities (ixkidry drect actual rcorne and yield my« be lame a hider incur a loge due to Whit/ borrowing costs for that partepaten proarn and real estate ',vestment trust than the estimated amounts. articular secant h Adis\ although IBS Financial Services generally 14/ClErta/S) rd structured products are generally I'4'9 - An estivate of arnuaked /SCOW (dividend ardor updates the inormation as it is reeved. the Firm ifind. Certain structured products have not been interest) divided by the current maid Open ceders does not provide any assurances that the information registered wth the Securities and Exchange valveraverage balance is based on the last di idend Regarding open or *good-til-cancelke ceders that infer -Cost baps' and 'Unreal/red gar/ Yes* 6 Comnissin or urder any state securities laws. We a OINK, payment made by the issuer and an not emoted by the statement date, open buy ad rouste as of the date of this statement. As such, «rade e5101/100 vales for private investment attunes the seuitieddeposes will be held for am she stop orders are reduced by the amen of &Morn pease do not rely on this information to mate securities and IlltaluItti products for elformatonal yer from the statement dale or and meaty a ryhts on an eidivictent cc eingles date unless turcluse a sale decisions. for lac Femmes a purposes only. Accuracy 6 not 9.1a-rteiell Accuracy and canted yield are not guaranteed inverted otherwise by you. You re respond* for otherwise. Accounts transferred to the Fenn may — These vans may differ substance* from prices, if ceders hat re executed due 'oyes' falkre to cancel reflect gal/ loss nonagon a' for the period of any, at which a awn «eonm SKI or • Awn not hold by IJOS Financial Savior. Certain nesting open orders tine they re held at the Fen Mae hetorkal structured product my be a sold and do assets are riot held by the Fern and not withn the n amnion can be added by you Financial Admor. not neastrift represent the vaiur you may reserve Fim's possession or control. These assets re Privacy upon kpactiten. dispiayed on yin statement foe nfonnat «nal To cbtan a copy of our current Client Privacy Notice, • Urnalized pinekens. When data is avaibble, — Thid party enemas of aka are as of a «elan Pal>C6flant. Positions and value presented xe please contact your Financial Advisor or visit Oct webs* estimated wreaked gaing losses are calculated for date and are supplied to UM Financial Service on a provided by the issuing firm UBS Financial Services is • www Vet comrenvervion ridnUal secuity bts. The transaction data fa regular basis by an iidependent vaLiaten lent not resporable for this info-moon arid does not indwidual lots may or may not reflect COMill6SiSCIS, - /Foe% general Panner or sponsor estimated van, guarantee its accuracy. These assets are not «noted UBS Financial Services is rota bats. The IIMA, Business charges ado security reorganization events. if any, we supplied to the Firm by the issuer, SIPC CC the Finis upplernental SIPC coverage Snots Arcing BSA and IRMA ae brokerage accounts Owned and other reinvestment lots and systematic general partner or spantor and may be calculated which provide access to barking WV/CC/Sand products purchase bits n each cordoned so display we based on different information from that used by • Revenue Swing and additional compansation. neigh avaryernents wet affiliated bans and other averaged It The 'Trade date' colurrn pew* the thrd ones to derive the, entreated values — en 3CldtiCei to CCON110000S on sees and I lb- I fees thicktany bans, and provides access to nsurarce and anginal transaction trade tire — You can obtain additional intonation regarding received in connection with the distrbuban of annuity products issued by unaffiliated third-pay the methodology used to determine the estenate of mutual funds so 04./ clients we ardor our affiliate inura-ce cononies through insurance agency • Callable maturities Bonds and preferred stock that vale and the date of the etomaiion that is the receive rewrite during parents Iran &tibias subsidiaries of LEIS Financial Services Inc the /MAC cab for early redemption wil be selected basis for the tiliMat by contacting your Financial ardor advisors of the mutual funds that we sea. irpartialy by lot from among all Nordin of hat Advil r. These amounts are based an Iwo different hentment, «ounce, and arreaty products issue held n our arm a in nominee nine for our - Thid party estimated values may be reelected as comerinsi (J the amount of sales by 1185 of a Not FIX eared • No brit guarantee May lose 'fake dints. Call feature '/aroma is obtained from Chid 'Not priced' in neat seuatens: when an particular ratual fund famty to our dent and (i) patio ad its accuracy is not garanteM. Other call independent valuation firm has not supplied or is the inset value of a parricide mutual kid famiys WA. Resource Management Accoune, Business Services feanes may rev which could affect yield; complete unable to assyn a value. Men we become ware shares held at the firm Account BSA. IRMA and international Resource ofamino will be provided upOn re st that a materiel even his 'reused that may call a — We and at affiliate also receive nekton ng and Marixemera Arran Xe registered service maks of Previoudy reported yak* into questa\ a when a ambits processing lees n consideration to UBS Financial Services Inc • Certificates of deposit (CDs) CDs are FOC insured Rate model be highly speculate. due to the nature transfer agent services that we provide to the up to $250,000 n prncpal not accrued interest per the seas*. rrutual funds. These fees generaly re pad from Visa Signature 6 a registered service mrk of Visa depositor and per depostay institutex, in accordance - When, none an issuer, general partner or spcnsor investor lases n the mutual fend and are a !cad nernitional. UM Visa Syrian credit cads ad LBS wet FDIC rubs 'shouted valet nor a thictpary estimated yak. is dolls nou-t based on the ranter of accents at tea debt cards at issued by LIBS Bali USA with provided, the value of the acuity will be different the broker-dealer holding nutua furls of that fund permission from Visa USA Incorporated • Priodrakle Fries displayed for winks and other Iran its purchase price. fry. products may be higher or lower than the price that WS Financial Services Inc Rev 201511 SONY_GM_00026029 CONFIDENTIAL EFTA _00136649 EFTA01671813 44) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0:02 December 2015 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOT STAG MA 11 L LE 1_ A EL Questions about your statement? Call your Financial Advisor or ;ft, Value of your account ResourceUne a on November 30 IS) on December 31 (1) acc0un Your assets 52,472 69 48,941 10 Visit our website: Your habilit 'es 0 00 0 00 WVAV ubs cornifinancialservices Value of your account $52,472.69 $48,941.10 Sources of your account growth Tracking the value of your account during 2015 Value of yOur account S Th if:An ct at year end 2014 $87,478.94 Net deposits and E75 withdrawals -$38,557.52 You, eweitrnent return. Dividend and interest income $1968 Change in market value 50 00 Value of your accomt on Dec 31. 2015 $48.941.10 Dec 2014 r 201; Dec 2015 SDNY GM 00026030 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA_00136650 EFTA01671814 Business Services Account Account name: E_LM A • , LL_ Your Pinandal Advisor (*a UBS December 2015 Friendly account name: E..O.1'‘ •. Et Account number. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 31 (1) your account Cash and money balances 48,941 10 100.00% . Cash and money balances may include A Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 0.00 0.00% G Total assets $48,941.10 100.00% A Value of your account $48,941.10 Eye on the markets Percentage change Index December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 048% MSC I - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.5. Aggregate Bond Index -0.32% 0.55% Interest rates on Docombor 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% V_GM_000260/}19. 2 of 6 CONFIDENTIAL ETTA JX1136651 EFTA01671815 Business Services Account Account name: ELLMAX, LLC Your Nnamcial Advisor *UBS December 2015 Friendly account name Account number: SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary December 2015 CS) Year to date (S) See Account activity the month for divan. Balances in your Sweep00cm are inducted in the opening and closing balances ylue FDIC insurance 4/Paes only to deposits at UBS Bank USA, not to deposits at ItS AG, Stamford Branch or bark deposits paced throutp the USSInterntiond Deposit Account program sec Opening account value $52,472.69 $87,478.94 protection applies to marry market sweep fund fr0lCingS but not bar* deposits. see Important mlormaten about your statement on the Ian two pages d this document for (Ptah Withdrawals and fees, ricluding investments transferred December 2015 (5) Year to date (4) out -3,532.52 -38,557 52 Opening balances $52A72.69 $87,478.94 Dividend and interest income 0.93 19 68 Additions Closing account value $48,941.10 $48,941.10 Dividend and interest income 0.93 19.68 Total additions $0.93 $19.68 Dividend and interest income earned Subtractions F0r PurPoses of this statement, tactility of interest and dmckend income has been determined from a US Checks and bill payments 0.00 -35,025.00 taf 'trotting rerSpectret Based upon the residence d the account holder, account type, of product type, scene interest ands dwdend payments may not be subject to United States (VA ardor Puerto Rico (PR) Other funds debrted -3,532.52 -3,532.52 infant tzars The dent monthly statement is not intended to M used and cannot be relied taxer for tag purposes. Clients should refer to the acclIcatde tax reporting forms they receive from UBS annualy, such as Total subtracbons -$3,532.52 -$38,557.52 the Forams 1099 and the Pdrns aso, fa la reporting information It is the prance of yes to fide the 4101(arft tai reporting forms with the US Internd Revenue Semce and PR TreaSuni Departmem, and in Net cash flow -$3,531.59 -$38,537.84 such forms accurately classify dviCendiandOr interest as la, exerrpt or facade income. Please consult your inci Ads! tax preparer Closing balances $46,941.10 $48,941.10 December 2015 (V Year to date (S) Taxable interest 0.93 16.44 UBS Bank USA Business Account APY Total current year $0.93 $16.44 Interest period Nov 6 - Dec 6 Prior year adjustment 0.00 3.24 Opening UBS Bank USA Business balance Nov 6 $52,472 69 Total dividend & interest $0.93 $19.68 Closing UBS Bank USA Bwiness balance Dec 6 $52,473 62 Number of days in merest period 31 Average daily balance $52,472 69 interest earned $0.93 Annual percentage yield earned 0.02% SDNY GM 00028032 Page 3 of 6 CONFIDENTIAL EFTA_00 36652 EFTA01671816 Account name: ELLMAA. LLC *UBS Business Services Account December 2015 Friendly account name: EL Account number: LLC Your finandal Advisor- SCOTT STACK MAPILYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. &agree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions . Your account cost bass default closing method is RFO, First In, First Out. _Gm_ 00026C8594 4 of 6 CONFIDENTIAL EFTA_00136653 EFTA01671817 Business Services Account Account name: ELLMAX, LLC Your Swindell Advisor 441UBS December 2015 Friendly account name: ELLMAX U.0 Account number: SCOTT STACK MANLYLE CASRIEL Your assets Some pees, income and current values shown may be appeoxirrate Asa result. pans and losses may not be acCurdely reflected. See Important information about your statement at the end of tlis urnent fOr more informanon. Cash Cash and money balances Casa and money balances may include avalable cash balances, UBS Bank USA deposit account balances. UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account banes are insured by the FDIC eelNn appbcdiel toils, but are net ',Wetted by 9PC UBS AG Stanford Branch deposit account balances are not insured by FCC and are not protected by 9PC Money market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important inlotmation about your statement at the end of this document foe <Wats about those balances Cpenng biame Closing tdance Pose per share Awrage Da:lendinterest Dan in Wldng on Dec 1 (S) on Dec 31 (S) as Dec 31 (5) rate period period Cap amount (1) UBS BANK USA BUS ACCT 52,472 69 48,941.10 250,000 00 Your total assets Percentage ct Cost Estimated unrested Vdue on Dec 31 (S) your account bass. (5) annual intone (5) ga n or loss (5) Cash Cash and money balances 48,941.10 100.00% 48,941.10 Total $48,941.10 100.00% $48,941.10 Account activity this month For more informson abort the pweivalue shown for restricted secuntres, see important inlormairon about your statement at the end of ths document Your Quanta'', Cash Cash and Date Activity Descnption trance Code Face value PricelValue (5) amount (SI money balance (S) Nov 30 Cash and money balance 152,47249 Dec 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 1 2r04/15 .93 52,473 62 Dec 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -3,532 52 48,941 10 ROCKLAND TRUST COMPANY Dec 31 Closing cash and money balance $48,941.10 SDNY GM 00026034 Page 5 of 6 CONFIDENTIAL EFTA_00136654 EFTA01671818 Account name: ELLMAA, LLC 4tUBS Business Services Account December 2015 Friendly accou nt name. Account number: Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL Account activity this month . .Abnuedi Dae Activity Desaction Amount (S) Money balance activities Nov 30 Balance forward $52472.69 Dec 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 12/041I5 0.93 Dec 16 Withdrawal VBS BANK LISA BUSINESS ACCOUNT AS OF 12/1915 -3,532.52 Dec 31 Closing UBS Bank USA Business Account 669,961.10 The U85 Bank USA Buvrsess Account is your primary sweep cplion _GM_000260t59. 6 of 6 End of statement for account num CONFIDENTIAL EFTA_00136655 EFTA01671819 Important information about your statement IRS Financial Services Ix. (the F nn or LOS Inanoial — Porde you nano and roam nutbe U arrth. clams for cath) The SIPC asset protection ar ts rosy to account held, you choose one of the following Sawn), is a manta of al oincPal seat*. commodity — Dewitt the error or the transfer you are reuse all accounts that you hold napescube capacity. n edment other-tries and Mims exchanges. LOS Financial Smears aid LOS about, and neon as dearly as you can why you The Fran, together with certain affOen. has also • Prookre Comer Income: Mestments seeking the Bar* USA are incited subsidiaries or IRS AG and belle it is an error a why you need more purchased supplemental protect." the maornan generation of name only. affiliates of IRS Securities lAC. The Fern's financial nforrnaion amount payable to al elgble clients. collectively ride' • Achim* Capital Aopeciatron, hyena-rants seeking statement o available iron request The Finds neat* — Prong* the dolls amcum of the suspected era. this protection is 1500 milkn as of Decenter 10, 2013 growth of primpal rate than the generation of offices are at: The Finn or Cad bus wit investigate you corplani Worn to the polcy conditions and Imitaiong cash at • Protease Combination ofIncome and Capital LOS F unreel Mimes Ix and MI correct any error proomplbi t we take more than the inn 6 further protected for up to SI 9 mann n the Appreciation borostmmts seeking both the generation 1200 Harbor Boulevard 10 busiwss days to do the, we will credit yaw mom aggregate for all you rapines hell in a panculx of now* and growth at print Weehawken. NI 07086 for the anon you Winkel" grog so that you will have tapas* A full cep, of the poky wording vs addable the use of the mosey dung the one a ties us to yam repast. Overall risk profiles The Statement represents the only official record of you caplete or triesfigal on. • Conservrve. Seeks to maintain initial princa>al, with UBS Financial Services most Other- records, except The SIPC protection and the paplemental protection official tee daunt es, containing conflicting data shoLdd Please make all checks ma* to the Finn or the both do not apply to low risk and mlafility to the account overall, oven not be relied upon. if you believe there is an erect or financial institution inScated on the from of this • Conan Inahal assets controlled by (and ahead in that means the room does not generate signetcant amino; please report it invnedadely in weary to the statement h addition to result account fen accounts income or (terns and may not keep pace with you account value) but held away tram LeSinancial nlaation Branch Manager of the off ice WW1; you access* may be subject to maintenance fees, doges for late Services (e.g.. certain TO cash at LOS Bank, (death at payment for WW1.; purchasers and charges for unpaid LOS AG Stanford birch. (41 insurance products, • Moderate: Wang to accept some risk to maxima and Akhough all figures shown are inorgled to be accurate, amoures in cash accords descants that are transferred inducing variable muses. and (v) than of ritubald tame* sortie mlatilty to seek higher Mare. determent data should not be used for tar paporon Re* to other imttutions may be *bed to a trader fee. taxis wive, such shares are registered decry n the • Aggress:sic Wang to accep high risk to pr exifor and sole an yet-end tar forms, (re Firm 1099, 5444 name of the account holder on the books rid records hit volatility to seek high retrains our tent 10425. etc ) when preparing yon tar rotten. The Fern is IRS Sweep Options of the applicable sea or transf er agent); reroured by law to report to the IRS as trouble Peden*. LOS offers op r)11.1 for mere; oath badmen, balances • Conan investment contracts a emeelmmt rteasts Statement tausehalding" reportable non-tattle dividends and taxable nicest to bank deposes at 185 Bank USA ad IRS AG Stanford Ce 9, limited partneeshps and private placements) that We may consolidate all related account staterrents with earned on seorden held n your account. net motet* branch (Bank Sweep Programs), money ma-kel mutual re not registered under the Secretes Act of 1933, the sane address in the sane envelope: Accounts may on sate transactions. and cost bass on certain cogged funds (Morey Fwd..) and the Mona ceul Deposit and be related for the purpose because they have owners wadies Account (11)4)fix customers with an Intematcnal • Commodities contacts (e.g., foreign exchange and who also maintain pone accent relationships with other- Femme Management Amount Though the Bank precious metal contracts), including futures contracts dents at the sane adtress. fi e practice 6 known as COMITILMIkeiO415 with the Finn Sweep Program, oath balances are swept to LOS Bar* and commodity option contracts chouseholding ' 11 you red- to maw edividual • Please re.conf rim any oral cormaricatire in wring USA Lp to an established lint and then to UBS AG statements mailed in separate envelopes — you may to father protect you rights, including you rifts Stamford Branch, or a Money Frd. Deposes at cl3S The SIPC protection and the sseplernental protection do desire hcasehoSang by callng yar Financial Advisor. under the Station Motor Pratedon Act (SPA). Rank USA are FOC insued n accordance with ISM not apply to these assets eve dewy otherwise appear • II the financial institution on the top left of the bore rules For more edam-Wen pima visit krone tdic gov on your deterrents The SIPC protect on and the Friendly account maw cd this statement is not LOS Financial Strikes. LOS Deposes at LOS AG Stamford Branch and shares ol Applernenta protection do not protect against reneges The Friendly account name reflects rionnaten that you Financial SMNICtt corks your accost as amen; Money Funds re rot Mind by the FD/C. in the market value of your nitstmeres (whether as a entered on the I rm's enIne servrces **bole 6a Poker by arrangement with the indicated institulion. result of market movement, non bankAptcy customizable 'nickname chosen by you to assist you We informed you of this relatively when you Though the OA, available to cash balances are swept to otherwise) rah you recookeepng. It has no legal effect on pa opened this accord. In this cam your Ands and deposit accounts at LOS AG New York Branch ad LOS &cocas,. You can change your Friendly you names, securities re 'rated at U3SFnancral Services and not AG C gown Branch. These dePOSOS are not a6rpd by More idormation is avalabk upon repeat You may trough Online Services or by conextng you-Fan-trial the introducing broker, and you must make a repot the FIX Banes held at the IRS AG Cayman Bndh obtain more narration about SIPC, ark ckg the SIPC Adviser. of any error a omission to both find. are tempera* exposed to the sovereign risk of the Broths* by contacting SIPC at 202-3714300 or by Cayman Islands, and there is no guivartee or other visiting the SIPC websee at swar*Pcoile Account owners AO account statweres shall be deemed complete and obligatian of LOS AG to repay the balances while on the • Vake of your roareWpordoeco Net of assets and rotate if not objected to lei yang wthin 60 days. LOS Cayman's Brach's books. Dividend Mina -mere Program (IMP) The price reflected is an average once. You may obtain • A sset. Includes available cash balances. mares for • Please deed customer complaints a inquiries to the Deposes at LOS Bra USA and each IRS AG Branch are the actual price from you Financial Adam Only en* restricted secrets'(est ), and Global line Deposits, Fines Client Reborn Department at 201952-1699 rept protected by SIPC Money Fuld shares ate protected *Imes are purchased under DRIP, partial 'hats will be unrealized main to market, reran assets non held a toll-free al1300-3549103, 8.00 A IA. to 6:00 P.M. by SIPC. Ste -UBS Financial Services Accost Protection' sold and the cash MI be deposited et you account. The by the Fins Don not axiale inpreed sec intiestaswts Er Monday througnFriday, or in writing to IRS below. dredeni reinvestment price surinkied by the scum may at the end of the prix and orrent Mitres:4w periods, or Financial Seffifft n., Clem Reitman% Department deter Iron the martin owe at which the partial *wen pewee nvestmenti. untested stock options and P.O. Box 766 Urtan C M. Ni 07087 Upon your regent balances n the Bark Sweep are sold berosable stook options • In case of emits or ors-Irons about n electronic Pi:grams or OA may be wehdrawri, and shares of a . Liabyeis Includes debit balances, outstanding margin funds transfer (EFT). boll payment or IRS vino debit Monty Fund may be Igadated, and the proceeds Cadvislieu ban. credit In. short account balances cad transactions, call 800962-1004 a write to IRS returned to you a you parte, account Only whole Lilts may be held is you account. el you se • Cashnnoney balances Total of unnamed available Financial Services Inc . 1000 Harbor Bhd, 6th floor. em oiled to a panelunit as a result of a dederd Word cash baron. Mut n LOS Bak USA deposit balawn, LOS Weehawken. NJ 07086, Man RMNB$A Services. Futter ethornate° atom available sweep opt cns, or otherwise, the fern wP ether sell petal uses at AG Stamford Bra deposit balances andmoney market including anent merest rates and yields, n available at market price or accept an amount determined by a mutual fund sweep bare.* at the close of the Cal et %fife as soon as you car, if you thee your VINWI ubs cornisweepyielch, from you F funeral Advisor registered clearing agency, and credit you account. statement period Krormorrtnadity free credit balances in statemere or rectos...long or e you need more a by clang 800-762-1000 you account are not segregated from other balances information rout a transfer on the statement or Inveettnant objectives and the Finn may use my al these funds in the orcktry rectos The Fern or Card Issue (as /makable) mat ($5 Financed Services accent protection The inestment othemines and Sc profile are setaIf to course of its trustless These funds are payable icon hear from you no later than 60 days after the Finn The inn 6 a member of the Secures arrestor Protection each account and may vaybetween. Please acme the you demard. Pis total is included n the current period sem you the fen statement on which the eery or Corporator, (SIPC), which protects secubea accounts of Fire pomp* n writing of ary significant change n yces closing value. is members up to 1509000 (ncluIrg 1250,000 for Iran< al IftlarCO or nuorrent objectives For each lcdoWom appeared. SONY_GM_00026038 CONFIDENTIAL EFTA _N1136656 EFTA01671820 Important information about your statement (continued) Lending oroty-sewn you would actual& receive in the market Ftge: — tierbarem to date' may seclude return of — h addaxn to care...mom received n common to lending practice. obtained from van0.4 thed paw tames which we capital, mane a' both. wth the sale ce astrbasn of amuey contacts lent Relators)* belt to be mkt.* but we do roe guarantee thee — 'Oronahnit sae' represents the Nut °Vern; and nit iwestrnent tont isms to car clients, we mere rd the General accuracy. pr ice per stn and may not reflect gar cost basis ander our aft Aate recent reverts tang Spiro and Lao t t semint of Credit Practices — We Pens"' use the elOSSE price when available or ONTINciSatkin frommaw of the trisvance availabk n Agree-- liscbscen at the mean of the bid ad at pas fa bled • Restridad marbles. Restricted 1102 des "merely carman undenweing the amity contracts, mar 4.1 rooktre-, • wadies ad abhors a orW bid prices for OTC are not <wren* elogble for publk sale. U135 Finaaul all fates of the insurance camparos cc stetson of sec we Services uses the market pace of the restricted stock the mit mestment trusts we destitute vile Mete — Less aCtrwely traded smarm maybe pricedusing a of the syn. 61Bar as an imputed value for the — Our affiliates also reate trading emission rid Your statement terraces smartie; and other assets held valution model or the most recent price we restricted stock foe purposes of this statement only. To other ccenpensaten Iron mutual finds and n the account at the end of the statement period. You obtained ad may rice reflect an actual market pia the mote that restricted securities are Mgt* for sale, entrance corrparas whose acchis we elsertat may ask for &Way d f uley pad securities at any tine. or value the value mewed may be substantially less tat the — We receive an annual fee torn 125 Bark USA and You may recent securities used as ban collateral after — Certain pasha's may appear withaa a axe aryl imputed vale sham. LBS AG Stanford Smyth of up to $25 pm accost pwing any balance doe on them Any securities vat show as 'price was not sealable' it we are swath"; to the bales arch the LBS Bank Sweep transferred to the Fern clang the statement period are enable to obtan a peke for a washy. . Est. (estimate* income. current yields and rates. Progeny.. ksted at market value as of the end of the statement — Deposits er securities denemnated ii currencies An estimate of a-nual income is based en current period. other than U.S. dollars are reflected at the echange (bitted and Merest rates. assuming the smarties will Achy ky • Cost basis. In delermang the cost bats of the rate as of the statement date. be held for one yes from statement date or anti hIcmution regsdng ccomnscen and other charges smarties inckskid is this statemea. where itocated — For certain sec-trite tudem n noracenfeenng mammy This estivate is only a ggu ielne. accuracy neared in onactrin with the executors of trades, with the nastier UBS Mincer Services has relied dear/In:Sons. price and quantity (face value) may and contnued mane are not guaranteed mixing otter transactions has been raided on co Herniatal obtained from sources other than LOS have been at/rusted to facilitate proper valussn — Estimated arniAP income and anent yield for confirms an previously furnished to you. rid tad bar Foamier Services, kidding oformatin from another To obtan anent quotatiom. when available, contact certain types of securities could alude a retain of provided to you promptly as recast. Ion a that you may haw provided to you Financial you financial AchWor priwisal or capital gains in which case the M. Advs.«. The Firm don not ndependently tardy a income (and current yield/ would be overstated Short telling quartet the accuracy ce validity of any Siconaten • Private investments and structured protein — Estinaled maul income and curried yield aid the you are engaged in short selling a security, you may scowled by sources other than UBS Enna.' Section. Pr rem neStrriEnt securities (including drect actual ncorne and yield might be lamer ce hither liar a charge dui to Wien borrowng costs fa that parkpalm program and real estate investment Cant than the estinamd amounts. palkulat security In slalom although LAS (Nears' Services generally sec rites) and structured inducts re generally highly An estinate of rewarmed income (dividend ado updates this ideemation as it is ntheived. the Fr" ibCFJO. Certain stnxturecl products have not been Merest) dialed by the urea market Open cedars does not provide any assurances that the information resound with the Secuities and Exchange rake:lawne balance is based on the last dnidend Regarding open et • good-lit-cancelled' ceders that cede -Cost bass' and 'Unreakred gar( bur' is Commits, or under any state wastes laws. We a intenesl payment made by the MUd rid min rot vomited by the statement date, open buy and accurate as of the date of this statement. As such mode estmated values for private nvestment assumes the sometime deposits will be held for at sell Skip ceders re reduced by de award of &Mends please do not rely on this a amnion to make securities and stostured 'sadists for a ormatonal year from the statement date or add malady or rides man adiviclent a ex-rights thee Lotto purchase cc sale decisions, for to Famous or purposes my. Accuracy is not gauntest Accuracy rd call-wad yield are not guaranteed instructed otherwise by you. You are responsiate for otherwise. Accounts transferred to the Fit may — These vans may Met stbstaitialt from peso, d orders that are executed due to you Cann to easel reflect gait loss information a* for the period of any, at which a setae intestacy security or • Assets not hold by UK Financial SeevioaR Conan misting open orders tine they re held at the Fins Mae historical stiatired product may be bads or sold and do assets are riot held by the Fern and not wither the Hammen can be added by your Fnancial Adwsor. not necessarily represent the yaks. you may recent Pima possessor. or control. These assets re Privacy icon kvidation. displared on vise statement fee Mormatonal To cbtan a copy of as caveat (bent Privacy Notice, • Vent/lied geinsflooses. When data is available, — Mid party estimates of vas are as of a cation papaws at. Positions and values presented are please contact you f imago' Advisors( vistas website estimated irreakzed gang losses are calculated for date rd are suppled to UM Fnreal Services on a provided by the issuing firm UBS Financial Services is at wow ubr comfou kapok • andmdual security lots. The transaction data for regular basis by an independent yaks/tallith not resporsble for this domotion arid does not eidnickal lots mayor may not reflect commissions. — Issuer, general partner or sponsor estimated miss, %stee es sorry. These assets are not ceotected UBS Financial Services is not a bark. The WA, Business charges rota security reorganization events. if ary, are supplied to the Firm by the esuer, by SIPC et the Fern's upplernental SIPC coverage Seak•S Accost BSA and OAR re brokerage accords Dotard and ochre reinvestment lots and systematic general partner or sponsor and may be calculated which provide access to halt ng services and products Purchase lots se each contned to &SPEY one based on different information from that used by • Revenue abating and addition' eonpensetion. Moods arrangement with affiliated barks rid other averaged lot. The 'Trade date' (plural siestas the thrd pates to derive thee estenated talus — em ackliticn to ccovassicos on sales and 12b' I fees thkelpany banks, and provides access to nsurance and atonal transaction trade date — You can obtain addeional Mennation regarding received n correction with the distrbasei of annul?), Products issued by unaffiliated thirdsny the methodology used todetermine the estimate of Mutual rands to Oct clients we ands ea affiliate nuance CarPlillthrOlUgh insurance agency • Callable mcuritim Bonds and preferred stock that value and the date of the rdermation that is the receive revert* sharing payments from dstmlyeas subsidiaries of UBSFruxial Services lx the tear calb for early weeny:on wil be selected basis for the estimate by contacting you Financial ander advisors of the mutual funds that we sell ispartial , by lot from among all secunties of that Advise. These arnants are based on two different bwstrant, 'march and amity ;maxis issue held n cia mute or ei immix* acne fa our — Mid party estimated values may be reflected as corrpentres: (0 the amount of sales by LBS of a Not fl)K Soured • NO bal. Sosantee• May lose Yalta <lents. Call fear* Hormation is obtained Iron thid 'Not pate in areal Matins: when an pankulaf natal held fanny to our dents; ad (i) prier arid its mossy is not gosanted. Other call independent salvation firm has not suppled or is the asset vale of a particuls mutual fad IamiSrs Resource Management Account, Business Services features may rod Mach could affect yeti; templet/ unable to assign a yaks sawn we become aware shares held at the fim Account BSA, PIMA rod irtetruttnal Resource a °moan will be crowded icon repast that a material evert has °caned that may call a - We and ca affiliate also receive networking and Manage eat Account are registered Linke Marks of Mau* rebated value nth questa\ a when a annba processing lees eiconsderaticet for UBS Financial Services inc. • Certificates of deposit Kw CDs ail IOC Sated "Is woad be NOYy speculative due to the nate vendee agent sewn that we ;soyae to the asp to $250,000 is presPal and accrued Merest per of the security mutual funds these fees goner* are paid from Vera Signatures a registered service mrk of Vsa depose« and per depraory mutat:el, n accordance — When, ners an issuer, general partner or patty manta assets n the mutual lad and re a fad townsional LAYS Visa Sonata* credit cards ad UBS with FDIC rules estimated tube nor a thidparty estimated value is dolis anoint based on the norther of accosts at Via debt cards re issued by UBS Bark USA with provided the value of the security will be &t rent the broker-dealer holding mutual finis of that find Permission from Visa U S.A. Incorporated • Price/value hoes displayed for securities rid ochre from its purchase price. fumy. ;mixt may be higher or lower than the price this UBS Fiwsiel Saviour Inc. Rev 201511 SONY_GM_00028037 CONFIDENTIAL EFTA_00136657 EFTA01671821 44) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 January 2016 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your Financial Advisor: SCOTT STA° MAN,LYLE CASP EL Phone Questions about your statement? Call your Financial Advisor or Ue Value of your account Resourcetine on December 31 (1) on January 29 (1) aCCOIA Your assets 4.8,941 10 41,876 99 Visit our website: Your liab dales 0 00 0 00 WVAV ubs conVfmancialservices Value of your account $48,941.10 $41,876.99 Sources of your account growth Tracking the value of your account during 2016 Value of yaw account S ThOui-AnC(:. at year end 2015 748,941,10 Net deposits aid 8". smthdravals -17.065.04 vpur nvestment return 489 D,vdend and 419 interest income SO 93 Change in market value 50 00 Value of your accosted Dec 2014 C.,: 2)15 Jan 2016 on kin 29, 2016 941.1176.99 SDNY GM 00028038 Member SIPC ►age 1 of 6 CONFIDENTIAL EFTA 00136658 EFTA01671822 SUBS Business Services Account January 20"E Account name: Friendly account name: Account number: Your Ignandal Advisor. TT STACK MANLYLE CASRIFI. Your account balance sheet Summary of your assets Value on Percentage of January 29(S) your account • Cash and money balances may include A Cash and money balances 41,876 99 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual ftstd sweep balances See the Important information about your statement on the last G Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 a00% G Other 000 0.00% Total assets $41,876.99 100.00% A Value of your account 341,876.99 Eye on the markets Percentage change Index January 2016 Year to date S&P 500 -496% -4 96% Russell 3000 -5.64% -5 64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1 38% Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% _OM_0002605frifie 2 of 6 CONFIDENTIAL EFTA_00136659 EFTA01671823 Business Services Account Account name: ELLMAX, LLC Your Knaucial Advisor. UBS January 2016 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANf LYLE CASRIEL Change in the value of your account Cash activity summary January 2016 (1) Year to date (S) See Account activity Mos month for dean. &lances in your Sweep Options Me included in the opening and closing balanCeS vise FDIC Insurance 40(Aes only to &posits at UBS Bank USA, non to deposits at UES AG, Stamford Branch or bank deposits placed througb the U85 Internationa Deposit Account program WC Opening account value $48,941.10 $48,941.10 Protection *pries lo money market sweep turd hddngs but not Dam deposits. See fmaerfanf enintinitinn about your statement on the last two pages of this document tot *tits. Withdrawals and fees, ncluding investments transferred January 2016 (S) Year to date (S) out -7,065 04 -7,065.04 Opening balances $48,941.10 $48,941.10 Dividend and interest income 0.93 0.93 Additions Closing account value $41,876.99 641,876.99 Dividend and interest income 0.93 093 Total additions $0.93 $0.93 Dividend and interest income earned Subtractions Other funds debited -7,065.04 -7,065.04 FOr PurPOSes of ills statement, tteatility of interest and dividend income has been cleteimined Iron a US tag reporting PerSpective Elated upon the residence of the account herder. account type, or product tgx, some interest ands dvidend payments may not be subject to United States (VA ardor Puerto Rico (PR) Total subtractions -$7,065.04 -$7,065.04 Intone tares. The dent rnonINy statement rs not intended to be used and camel be relied upon for tag purposes. Clients should refer to the applicebe tam reporting forms they receive from UBS annualy, such as Net cash flow -$7,064.11 -$7,064.11 the Forms 1099 and the Farms 480, for iar reporting information it is the practice of U8S to file the dziplcatbe tar 'coating forms with the uS Internal Revenue Semce and PR Treasury Department and in Closing balances $41,876.99 $41,876.99 such forms accurately classify dviCends &eta interest as la. exerrpt or tenable income. Please onsult your inchidual tar preparer. January 2016 (1) Year to date (S) UBS Bank USA Business Account AF'Y Taxable interest 0.18 0.18 Interest period Dec 7 - Jan 7 Total current year $0.18 $0.18 Opening UBS Bank USA Business balance Dec 7 $52,473.62 Prior year adjustment 0.75 0.75 Casing UBS Bank USA Business balance Jan 7 545,409.51 Total dividend & interest $0.93 $0.93 Number of days in nterest period 32 Average daily balance 149,382 83 hterest earned $0.93 Annual percentage yield earned 0.02% Y GM 00026040 Page 3 of 6 CONFIDENTIAL EFTA_00136660 EFTA01671824 SUBS Business Services Account January 2016 Account name: Friendly account name: Account number: Your Knancial Advisor- SCOTT STACK MARLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current ncome & capital appreciation Your risk profile: Pnmary Moderate Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out. ' GM 00026Age 4 of 6 CONFIDENTIAL EFTA 00136661 EFTA01671825 Business Services Account Account name: ELLMAX, LLC Your Nnancial Advisor: 4tUBS January Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANLYLE CASRIEL Your assets Some pnces, income and current vaues shown may be approximate. As a result, worn and losses rney not be accurately reflected. See Important Mlottnabon about your statement at the end of this OCcurnent to, from infOntibOn. Cash Cash and money balances Cash and money balances ma/ IndWe avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vat Nn applicable lentS, but are not Protected by 9PC UBS AG Stanford Branch depOSit account balances are not niSuied by FDIC all are not protected by 9PC Money market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important information about your statement at the end of this document for detail about those balances Opennobaance Closing [dame Price per share Average Dia:lendinterest Da/1 in Hefting on Ian I (S) on Ian 29 (5) on tan 29(1) rate period period Cap amount (S) UBS BANK USA BUS ACC 48,941 10 41,876 99 2`50,000.00 Your total assets Percentage of Cost Estimated unteaized value on Jan 29(5) your account basis (5) annual income (5) gan or loss (S) Cash Cash and money balances 41,176.99 100.00% 41,176.99 Total $41876.99 100.00% $41,876.99 Account activity this month For more info/maon etas the pncenatue shown for restricted secunbes, see important intotmaton about yOut statement at the end of tees document Your Quantity Cash Cash and Date Actiety DesCuption Marne code Face value PncelValue amount (SI money balance IS) Dec 31 Cash and money balance 148,941.10 /an 4 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 12/31/15 75 /an 4 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -3,532 52 45,409 33 ROCKLAND TRUST COMPANY Jan 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 01/07/16 18 45,409 51 continued next page SDNY GM 00028042 Page 5 of 6 CONFIDENTIAL EFFA_00136662 EFTA01671826 Account name: ELUMAt. LLC UBS Business Services Account January 2016 Friendly account name: ELLMAX LLC Account number: Your Knandal Advisor: SCOTT STACK MAIILYLE CASRIEL Account activity this month (continued) YOur Malay? cash Cat, and ale Ackety Descnbelon expense code Face 'Moe PncelValue (S) amount (I) money balance (S) Jan 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT 3,53252 4187699 ROCKLAND TRUST COMPANY len 29 Dosing cash end money balance $41,676,99 Oat tottely Desuptcn gonad (I) Money balance activities Dec 31 Balance forward S48,941.10 Jan 4 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 12/31/15 0.75 Jan 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01/04/16 -3,532 52 Jan 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 01/07/16 0.18 Jan 19 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0111916 -3,53282 Jan 29 dosing UBS Bank USA Business Account 541176.99 the UBS Bank USA Business Account is your pemary sweep option GM 000280.55e 6 of 6 End of statement for account numbe CONFIDENTIAL EFTA_00136663 EFTA01671827 Important information about your statement la15 Fnancial Services Ix. (the F nn or LIES Fnasal — Provide your name and account nueber Of and. clams for cash) The SIC anti protection limits apply to account held, you choose one of the following Spikes), is a nester of alpiney.' security. commodity — Destroe the error or the transit( you are unsure all roans that you hold in a particuler capacity. rreument obit-tries and oprons exchanges. 1.65 Filarski Senores and llitS about, and eiplen as dearly as you can why you The Fmk together with anal affiliates. has also . Prods* Current Income: IlseltrilentS seeking the Bar: USA se indirect subsornes of UBS AG and belies it is an error a wiry you need more purchased supplemental protection the maiimun gene-isnot roamer ag. affiliates of 1.43$ Securities U.C. ThieFrris franca' nfarriticro amount payable to it elgble clients. collectively under • Achieve Capital Association, Investments seek iig alinement 6 available Won realest The Rim's executne — Provide the dollar amcum of the suspected error. this protection 6 1500 molicei as of December 10, 2013 govAh of proxpal rather than the generation of offices re at: The Firn or C ad Islas vii roentgen your carotene $utject to the polo/ conditions and lonotriarr cash at • Produce Co inon of Worn* and Caaill UBS Fnn,al Services Ix and wit correct any error pearog. t we take more than the inn is further protected for up to SI 9 Stun in the Appreciation roestments seeking both the generation 1200 Harbor Boulevard 10 business dilyS to do thq we will credit your anon aggregate for all you account held n a particular of income and growth of pincipal Weehawken, NI 07086 for the amount you Orton ante, so that you will have capacity. A full cep, of the policy wording 6 aralatile the use of the money &rig the time t ties us to upon request official record of your Orwell risk profiles Tts statement represents the <Molt carolere our nonlegal on. UBS financial Services snout Other records, extol The SIPC protector and the supplemental Poleax^ • Conservative. Seeks to maintain initial principal with official tat docummts, (Ontarerg conflicting data should Please make all checks payable to the Fern or the both do not apply to low risk and volatilky to the account overall, oven if not be relied upcn.0 you believe Jere is an error or Inaxul institution indicated on the from of this • Conan financial assets controlled by (aid included is that means the ware does nor generate significant amino; please report t immodueely n (Hang to the statement en addition to regrow arcade fees, accounts income or returns and may not keep pace wth you account value) but held away from U3S financial (grew Branch /Anger of the out ice WW1; your accant. may be subject to maintenance fees, charges for late Services certain cash at LI% Bank, (0 cash at pakrent for WWI.; purchases and charges for unpaid 16$ AG Stanford brand'. We Marne PrOrkkts, • Moderate: willing to accept some risk to priXikal and Akhough all figures shown are intended to be accurate, amounts in cash accounts. Accounts that are transferred including grumble 3666666. ad (6) StsareS CFriltSgel tier** sane natality to seek hgher Worm seaternert data thould not be used for tar paposes. Rey to other imtitutions may be roarn to a transfer fee. funds wron, such charts are registered octet& in the • Aggressive. Willing to accept high risk to uteri:4i and sole an yes-end tea forms. e Form 1099 5498, name of the account holder on the books and records hgh volatility to seek high return over ten 10425. etc ) when proparg your tax return The Fern s UBS Sweep Options of the ;pliable 69.6! or fransf er agent); regaled by law to report to the IRS at taxable dmlinds. UBS often opt earn for swroling cart, balance', balances • Caron irmestmint contracts a nwestrvemt interests Statement Touseholding" reportable nen-taut* around, and taxabk arrest to bank deposits at LPG Bank USA and U3S AG Stamford g, 'meted partnenhen and private placements) that We may consolidate all related meant statements with earned an nosier:6 held sl your aerate at proceeds branch (Bank Sweep Programs), money makes mutual are not regstered under the Securers Act of 1933, the same address in the same envelope. Accounts may on sae transactions. and cost bass on certain covered knot (Morey Fads) and the Nona mut Deposit and Pe related for this papaw became they have owes vA6unten Accord ()Odle« customers with an International • Commodities co trans (e.g., foreign exchange and who also maiman gilt account retrenched% with other Resource Management Account. Through the Bank precious metal contracts), including futures contracts dents at the sane address. This practice 6 known as Commankationa with the Finn Sweep Programs, cash balances are swept to UBS Bas* and commodity option contracts •housenoloarg II you prefer to reaive individual • Please record ern any oral cormknicatirk n nang USA ip to an established lint and then to UBS AG statements mailed n separate antelopes — you may to tither protect you rights, enclosing you riCfiti Stamford Branch, or a Money Fwd. Deposes at 035 The SIPC protection and the suPplemental protection do dr ins hroseholdorg by rating your ;nano,' Advisor under the Sewnrs Investor Protector Act (SPA). Bank USA are MC insured n accordance wet FOK not ag* to these assets even Alley otherwise appear • II the financial institution on the top left of the tram nits For row (darnelion please visit mine talk got on your statements The SIPC protect on and the Friendly account name of this statement 6 not tan Financial Sernces. 113S Deposes at U8S AG Stamford Branch and shares ol supplemental protection do not protect against changes The Friendly account name reflects demotion that you [Nonni Sonnet Grin yam accost as clang Money Funds re rot insured by the FD/C. in the market value of your niestments (whether as a entered on the inn's cnlne services waste 6a baker by aro-gement with the indicated intitueion. result of market movement. ewer barlutptcy customizable 'nickname chosen by you to assist you We informed you of this relieved* when you Through the OA, available to cash balances are swept to inhere.* with your li cackerong. It has no legal effect on your opened this account. In this case your hods and deposit accounts a 16$ AG New York Wench rd U3S account. You can change your Friend& account names, securities re located at 16$ Financial Services and not AG C roman Branch. These deposits are not insured by More nfornitshon 6 avalabk upon regent You may tIvough Online Services a by contacting your Financial the introducing broker, and you must make a 'Vol the FDIC Balances held at the UBS AG Cayman Branch obtan more el°oration abash SIPC, incluoirg the SIPC Advisee. of any error co omission to both firm re temporariy exposed to the sovereign risk of the Brochure, by contacting SIPC at 202-371-8300 or by Cayman Islands, and there is no gusset* or other vserg the SPC webste at ek•wegoseg Account overview AO account staterneres shall be deemed corrplete and oblgatian of 16$ AG to repay the balances while on the • Vales of your anougponfoha Net of assets and accurate if not alerted ton writing within 60 days. LISS Cayman's Brach's books. Dividend Reiereetrelinl Program pan obi its • A ssa. Includes arokkle cash balances. values for The price reflected n an average are You may obtain • Please drect customer complaints or inquiries to ten Deposes at 16$ Bre USA and each UBS AG &rich are the actual price from your Financial Advisor Org *hole reclined security (est ). and Global Tine Deposits, Firm's Client Relasat Department at 201352.1699 not protected by SIPC Money Fond shares are protected Oates are purchased under DRIP, partial shays will be unrealized maks to rewire, and certain assets not held a tonere* at 800-354-9103, 8.00 A M. to 6:00 P.M. by SIPC. See -UBS financial Services Accent Protection* sold rd the cash wet be dilated n you. account The by the Finn Odes not enclide worked sec untiestaswts ET Monday throrognFriday, pin writing to VEIS below. croderd rennroment price surolkdbY the issuer may at the end of the prior and current statement perxds, or Finanni WINCH vox., Chan Rebhan Department, deter fern the mates are r which the partial shares mate investment,, urnested stock options rd P.O. Box 766 Wean C M. hal 07087 Upon your regent balances in the Bark Sweep are sold perosable stock options • In case of ants or questions about an electronic Bo:grams or OA may be wrIgrawn and shares of a . Liabmlees Indsies deli' balances, outstanding margin funds transfer (FT). bit payment or UBS Visa* debit Money Fund may be bandied and the proceeds Cather-liau lams. credit link that account balances card transactors's, call 800.762.1000, or write to UBS returned to you a yar neuron account Only whole ales may be held in your arrant II you are • Cash/money balances Total of uninvested available Finance' Services Inc . 1000 Harbor Bhd, 6th floor. em ailed to a penal unot as a result of a dliderd Wore cash babnces. plus L165 Bark USA derail babrce,143S Weehawken, PO 07086, Attn RIANBSA Services. Further information tut available sweep opt cos, or otherwise, the Fern we ether sell paha' trots at AG Stamford Branch depose balances and money market including current regent rates and yields, n available at make price a accept an amount determined by a mutual fund sweep balarces, at the close of the Cal or write as soon as you can, it you thee your VAWI ut6 contsweepylich, from yoke Financial Advisor registered clearing agency, and credit you account cerement prod Non.commodity free credit balances in statement or rectos...Tong a e you need more a by calling 800-762.1000 you account re riot segregated ircen other balances li cirmaion about a transfer on the statement or Invetteswit objectives and the Finn may use we of these funds in the ordinary recept. The fen or Card Issuer (as applicable) m-61 ($5 Financial Services accused protection The irriellment oblectisen and ink profile are specific to coast of its tusness These funds are Payable Won her from you no later than 60 days after the Finn The Fins 6 a member of the Securities Investor Protection each scant and may vary between. Please achise the you demard. This total is ridded ri the current period sent you the fed statement on which the *nor or Corporator (SIPC), which protects secures accounts of Fire prompt,/ in writing of ay significant change n yas closing value. its northers up to 1503.000 (incluleg 1250,000 for I ranal ;Our rtn t investment °betakes For each problem aPPored. SONYGM00028044 CONFIDENTIAL EFTA_00136664 EFTA01671828 Important information about your statement (continued) Lending cf °neaten you would actually wow in the market Prices Xe — tictrioutrom to date' may ex Ude return of — h addax to comernsom reread in <ornerier • . .. on on the Fnm's actkes obtained Iron, vans tied party safes which we capital fora or both. wth the sate a dictionor a acnuty contacts s .• • •,- to your C liera R= mP Mete to be relate,, but we do not guarantee thee — •Ormeal unit size' represents the nen offering and unit inestment trust units to cur clefs, we A V. ., , - • : . -um Against:ex and the General xcurar.y. Circe per um and may not reflect your cost basis and or our atliate recent reverie shrug Tomo and CfroitOnS UBS Statement of Credit Practices — We generally me the <bring Price whto available or COMPer6atiZn itOM mry of the nosance avalable in Agreements and Diabase' at the mean of the bid ad at press for listed • Restricted securities. Restated "Kul dies genera compares undensraing the amity contracts. &op ntontrerarrnretrhinb one sectsdes rid options a only bid prices for OTC are riot currently eligible for public sale. Ul3SFinarxial at Mates of the insurance companies or sponsors of secwain Services uses the market pate of the trrestricted stock the wit ion* own it trusts we distrtute Your wets — Less 3COM* traded wanes maybe priceduse-ea a of the same mar as an irputed value for the — Our affiliates also receive trading commissions and Vas statement iterates ;ease.s and other assets held valuation model or the most recent price we restricted stock he purposes of this statemeof only. To other compensation Iran mutual funds and n the account at the end of the statement period. You obtained and may riot reflect an actual market mice the eon that restricted securities are MOW for sale franca con-panes whose products we distrioke may Sc for Matey °Mutt pad securities at any tine. or value the value received may be substantially less than the — We receive an annual lee from LES Br* USA and You may reeve cecinas used as ban <Mineral alter — Certain posers may upper withos a trice an irputed value shown UBS AG Stamford Bravh of up to 125 per account paying any balance slut on them Any securities will show as 'trot was not hatable' it we are sweeping to the basks rider the LBS Bank Sweep transferred to the Frrn dung the statement prod are unable to obtain a peke for a waxily. • Est (ertimatet0 ilIC0411•• current yields and rata, Proven Idled at make! value as of the end of the statement — Deposits or securities denominated in currencies An estimate a arrual income is based on ascent period. other that U.S. dollars re reflected at the achame doidend arid interest rates. assuming the SPCLVItheS will Artie ky • Cart bon In delerrnneg the cost basis ot the rate as of the statement date. be held for criers from statement date or until attention regardng calm/moos and other charges acuities included is this enema*. where indicated — For cense, securers Wang n nooecolconno many This *stinte is one a gnielne, accuracy f ared in cone-ton with the execution of trades, with the number UBS Fruncal Services has reload drOminalions. mice rd quantity (face value) may and continued Moore are not guaranteed fludng option transactions has been unaided on on Monad° obtained horn sources other than LOS hate tetnaluSted to facilitate:NOW valuation — (Vacated vital exonw and hrrerk yield for confirmatials previously furnished to you, and will be a ncludim formation from another To obtan current graations, when enable, contact certain types of securities could axial* a return of provided to you promptly on request. In,, a that you may have provided to your Enron you. Financial Achnor. pricnal or capital gains en which case the int. Adair. The Fern don rot ndependintly wry or Moore (and current yield/ would be overstated. Short *lip guarantee the accuracya validity of my Scansion • Private investments and structured woken — Estimated run room* and carat yield and the I you re engaged n than selling a security. you may groveled by sources other than UBS Fiance! S•hiCeS Create wastage securities (ncludica drect actual nen and yield might be lower a hither noir a charge Onto <4..Thel borrowing costs for that paid panto program and real estate investment trust than the estimated amount. articular security h addition. although L85 Finaxial Service generally sour ors) rd structured products re generally agile - An estimate of annualized fame (dividend ander updates this iriormaton as it is reeved. the Firm digud. Certain structured products have not been Merest) divided by the anent males Open cedars does rat provide any assurances that the information regste.ed wth the Secudies ad Exchange yaks/average balance is based on the last decked Regardng open cc • gooltitcancelke orders that axle -Cost basn • and • Unreakred gar/ lass* Commission or tide any state wines laves We a 014.1151 payment made by the issuer rid wen rot hauled by the statement date, open buy rd xcurate as of the date of this statement. As such provide estimated values for private iWestment assures the sieructiesidepouts will be held for one she skiporders are reduced by the arrant of diddends please do not rely on this formation to make seosibes and fbuetured modals for informational yea from the statement dale or wit( maturity or mph on an exclivickeds or es-rights date unless cactus° or sale decisions. for tar purposes or purposes only. Accuracy 6 not guaranteed Accuracy and contruf yield are not guaranteed foaled otherwise by you. You re responstee for otherwise. Accounts tendered to the Fins may — These aloes may Odle( substantala fran races, d orders that are executed due to your tante to cancel reflect gal/ loss formation a' for the period of any, at "kith a paw.* continent sew or • Assets not hold by UK Financial Unica Cenain tasting open orders tine they re held at the Finn Mae haorkal structured product may be bought or sold and do assets are not held by the Fern and not withn the d mutton can be added by you Fnancel ArMsor. not necessarily represent the value you may receive Finks possesses or control. These assets re Privacy upon kmidation. displayed on you statement foe nfonnat To otters a copy of oil current Client Privacy Notice, • Urrealind gains/kens. When data is avaibble, — mid pan estinates of vase are as of a certain purposes at. Positions and vans presented re please COrilitt you Enron Ades*. a visit out webske tainted urrealned gaeo losses are calculated tor date and are applied to UBS Financial Services on a provided by the issuing fen, UBS Financial Services is at mar ribs contraante& v ndroolcal security bts. The transaction data for regular basis by an iidependent valuta:intim no respormble for this in1carnation arid does not Medial lots may or may not reflect C0111616SiNIS. — baler. general Panne' a sponsor estimated values. guarantee es accwacy. These assets are not protected U8SFisancial Services is not a bait The RMA, Business charges snotty securityreorganization events. if try, are supplied to the Fern by the by WC or the Fern's sipplernental SIPC coverage Seniors Account BSA and IRMA se brokerage accounts Dividend and ohm refestment lots and systematic general partner or sponsor and may be calculated which Fonde access to baling services and products purchase lots are each condoned to display one based on different formation from that used by • Revenue fl ing and addition' cempensatien. *rough warrants with affiliated barks and other averaged lot. the 'trade date' column presents the thrd panes to derive tee estenated values — in addition to orreassirs on sales and I 2bi I fees thickpany barks, and provides access to assurance and atonal transaction trade One — You can obtain additional formatter regarding received n connection with the distrbumon of amply products issued by unaffiliated third-party the methodology used todetermine the estimate of mutual funds to our clients we ardor co affiliate illSurae companies trough insurance agency • Callable neuritis Bonds ad preferred stock that vale and the die of the a-formation that is the receive revenue sharing wants from Mantuan subsidiaries of LEK Financial Services Inc the CAW rata for early redemption wil be selected basis for the estivate by contacting your ,curl and or advisors of the mutual lands that we sell npartiala by lot fran among all sec ties of that Advisor. These vaults are based on two Offerect hastment, insure.. and warty troche-Is dude held n our name or n nomixe mine for our — Thid party estimated values may be reflected as corrponton (d the emceed of sales by URS of a Not MK eared • No bra Warmth's May love cake Vents. Call feature formation is obtained from thid 'Not priced' in WOKai Utahans' when a' pendular mutual find tardy to our clients; and O) palls and its accuracy is not guaranteed. Other call independent halation fern has not supplied or is the asset value of a particular mutual fund famias RMA. Resource Management Account Business Services features may eat watch cou kl affect yen; complete usable to assign a vibe when we Moyne seize shares held at the firm Account BSA. IRMA and if ernatanal Resource formation will be provided Won realest that a material event has occurred that may call a — We and Ca affiliate also receive networking and Management Accord are regained service mans of Preciously reputed value Silo question, a when a melba processem lees .1<one:terriers foe OBS Financial Services Inc. • Certificates of deposit (CDs) CDs are fOiC insured valve woad be highsly sperulatry due to the nave vernier agent senses that we provide to Be up to $250.000 n prexPal ad accrued ferns per the security mho' funds These fees greatly are paid from Visa Signature s a regiSteed service mat a Visa depositor and per depostory institutor\ n accordance — Whin rather an issu er, general payee or sponsor nano assets n the mrtual fund and real/ad hannvional. MS Visa Squaw credit cards and LOS with FDIC rules estimated yak* nix a thidparty estimated aka is dollar moist based on the Farber of accounts at Via debt cards re issued by LIDS Bat USA with monied, the value of the security will be different the broker-dealer holding mutun funis of that fund permission from Visa LISA Incorporated • Prioelvelue Prices displayed for saunas ad other from its purchase price. arraly. proActs may be hgher or lower than the price that US$ finerciel Services Inc Rev 201511 SONY_GM_00026045 CONFIDENTIAL EFTA_00136665 EFTA01671829 44) UBS UBS Frnanoal Services Inc 299 Park Avenue 25th Floor Business Services Account New 'fork NY 10171-0002 February 2016 FLLMAX. LLC Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your rinancial Advisor: SCOTT STA° MANI' LYLE CASK EL Phone Questions about your statement? Call your Financial Advisor or 0o Value of your account Resourceline a on January 29 (St on February 29 (S) ac<oun YOur aSSet$ 41,876 99 38,320 03 whit our %rebate: Ycys habrlit 'es 0 00 0 00 WVAY ubs corn financialservoces Value of your account $41,876.99 S38,320.03 Sources of your account growth Tracking the value of your account during 2016 Value of yOur a“Ount S at yea end 2015 548,941.10 Net deposits and withdrawals -510,622.56 your nveStrnent return Dividend and interest income SI 49 Change in market value 40 00 Value of your aocomit on Feb 29, 2016 S38320.03 Dec 2014 Dt: ?0I Jai 2016 Feb 2016 SDNY GM 00026066 Member SIPC ►age 1 of 6 CONFIDENTIAL EFTA 00136666 EFTA01671830 Account name: ELLMAA. LLC UBS Business Services Account February 2016 Friendly account narn.• Account number: Your Knandai Advisor. TT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 29 (1) your account • Cash and money balances may include A Cash and money balances 38,320 03 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual had sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets $38,320.03 100.00% A Value of your account $38,320.03 Eye on the markets Percentage change Index February 2016 year to date S&P 500 -0.13% -509% Russell 3000 -O.03% -5 67% MSC I - Europe, Australia & Far East -1.80% -8.89% Barclays Capital U.S. Aggregate Bond Index 0.71% 2 10% Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% '_GM_0002608190 2 of 6 CONFIDENTIAL EFTA_00136667 EFTA01671831 Business Services Account Account name: ELLMAX, LLC Your Nnancial Advisor- Iat UBS February 2016 Friendly account name: ELIMAX U.0 Account number: SCOTT STACK MAIILYLE CASRIEL Change in the value of your account Cash activity summary February 2016 (3) Year to date (I) See Account activity tins month for deals. Balances in your sweep Doers are included in the opening and closing brianres Value FDIC insurance 4:thaes only to deposits al UBS Bank USA. not to deposits at UBS AG, Stanford Branch or bar* deposits pact° througli the UBSInternationd Deposit Account program sec Opening account value $41,876.99 $48,941.10 protection applies lo money market sweep fund holcargt but hot ban detaasits. See Important inintinatMin about your statement on the tat two pates d this document for decals. Withdrawals and fees, including investments transferred February 2016(1) Year to date (S) out -3,557.52 -10,622.56 Opening balances $41,876.99 $48,941.10 Dividend and interest income 0.56 1.49 Additions Closing account value $38,320.03 $38,320.03 Dividend and interest income 0.56 1 49 Total additions $0.56 $1.49 Dividend and interest income earned Subtractions For purposes of his statement, taxability of interest art caudend Income has been determined ficm a US Checks and bill payments -25.00 -25.00 tas ref:Offing terSpective Based upon the residence of the account holder. account type, or product Ipe, scene interest ands andend payments troy not be subject to United States (US) ardor Puerto Rico (PR) Other funds debrted -3,532.52 -10,597.56 income tarn The dent monthly statemern rs not intended to be used and cannot De relied upon for tit, purposes. Clients should refer to the aopicdde tat reporting forms they recce from LOS annuOly, such as Total subtractions -$3,557.52 -$10,622.56 the forms 1099 and the forms 483, for to reporting information it is the practice of yes to fide the atpliratie to reporting forms with the uS internal Revenue Semce and PR Trezury Departrnem, and in Net cash flow -$3,556.96 -$10,621.07 such forms accurately (1554 dvidends soda interest Wax exempt or taxable income. Pleas«0nsult your incladual tar preparer. Closing balances $38,320.03 $38,320.03 February 2016 (S) Year to date (S) Taxable interest 056 074 UBS Bank USA Business Account APY Total current year $0.56 $0.74 Interest period Jan 8 - kb 4 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Jan 8 $45,409.51 Total dividend & interest $0.56 $1.49 Closing UBS Bank USA Buoness balance Feb 4 $38,345 03 Number of days in nterest period 28 Average daily balance $42,507 80 interest earned SO 56 Annual percentage yield earned 0.02% SONY GM 00026048 Page 3 of 6 CONFIDENTIAL EFTA_00136668 EFTA01671832 Account name: tai UBS Business Services Account February 2016 Friendly account name: Account number: Your Ifinandel Advisor- SCOTT STACK MAMLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions e Your account cost basis default closing method is FIFO. First In, First Out. l_GM_000260filfie 4 of 6 CONFIDENTIAL EFTA_00136669 EFTA01671833 Business Services Account Account name: ELLMAX, LLC Your %fluidal Advisor: UBS February . Friendly account name' Account number: SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current values shown may be apixoxirnme Asa result, rim end losses may not to aaurately reflected See Important information ahoy:your statement $ the end of this 001user ror more inrOCIT3190n. Cash Cash and money balances Cash and money balances may ind rade avalable cash balances, UBS Bank USA deposit account balances. UBS AG Stanford Branch deposit acorns balances and money market mutual fund sweep balances. 1)85 Bank USA deposit account banes are insured by the FCC vat Nn applied* lints. but are not Protected by 9K U85 AG Stanford Branch deposit account balances ate not intl/led by MK and are not protected by 9PC Money market sweep be/antes are protected by SIPC but are not insured by the FCC Seethe Important information 'boor your statement at the end of this document foe det$s about those balances Openng Wane. Closing tulance Price per share Average oirCencr interest bit in Hating on Feb 1 (8 on Feb 29 (5) on Feb 29 IS) rate period period Cap amount (5) Cash 0 CO -2500 UBS BANK USA BUS ACCT 41,876 99 38,345 03 250,000 00 Total $41,876.99 $38,320.03 Your total assets Percentage of Cost Estimated Unreated vaue on Feb 29 (1) your account basis (5) annual income (S) 93 n or loss (5) Cash Cash and money balances 38,320.03 100.00% 38,320.03 Total $38,320.03 100.00% $38,320.03 Account activity this month For more informacc about the prxevalue shown for restricted ferUntieS, see Important information Ravi your statement a the end of this document. Your Quantity Cash Cash and Die Artery Description expense code rare value Pnceivelue (5) amount (5) money balance (5) tan 29 Cash and money balance $41.876.99 Feb 3 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -3,532 52 38,344 47 ROCKLAND TRUST COMPANY Feb 5 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 02504/16 56 38,345 03 continued next page SDNY GM 00028050 Page 5 of 6 CONFIDENTIAL EFIA_00136670 EFTA01671834 Account name: *UBS Business Services Account February 2016 Friendly account name: Account number: Your Knandal Advisor. SCOTT STACK MANLYLE CA5RIEL Account activity this month c.:ontinuedI 0uantibe Cash Can and ciae Actnety Descnplion opense code Fat rata RdceiValue (1) amount (SI nanny mane IS) Feb 29 Withdrawal ACH WITHDRAWAL WS 0TF PR -2500 38,320 03 Feb 29 dosing cash and money balance $38,320.03 Date At/ivity Desoiseica Amount (a) Money balance activities tan 29 Balance forward 641.876.99 Feb 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/03/16 -3,532.52 Feb 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 02/04/16 0.56 Feb 29 dosing U.S Bank USA Business Account 638,345.03 The UBS Bark USA Business accounl is your Bonney sweep option y_Gm_0002601agge 6 of 6 End of statement for account num CONFIDENTIAL EFFA_00136671 EFTA01671835 Important information about your statement 1.03S Fnancial Services hc. (the Fan or UBS Frtancaal — Posit yew name and rout Ferber ant cams for cash) The SIPC WWI paeetim lends Sr* to account held, you choose one of the following Senses), is a mentor of alpincPal searity, commodity — Desoto the enor or the transfer you are unsure all accounts that you hold n a particular capacity. • rortment obi's-tries and optiths exchanges. LOS Filmski Swede arid LOS stout, arid explain as deafly as you can why you The Fink together with certain *Mules. has also • Produce Current Income: thestments seeking the Bank USA are indirect subsdories of IRS AG and belie. it is an SRC( a why you need more purchased supparnental protect." the meaner generation of non onbr. affiliates of IRS Swaths ILO The Fern's franca nforrration anoint payable to if elgble clients. collectively under • Achim. Capita Aponiceatiort Investments seek net statement a available Leon request The rims pecan* — Provide the dolls swum of the suspected era. ter protection e 1500 mikes as of December 10, 2013 Browth of pope' rather than the generation of offices re at: The Firm or Card ether wd iweitgate you' carotene Sutyect to the policy condoles and 'methane, cash at • Prods* Combination of Income and Capital UBS F nasial Services Ix and MI cared any error prompfly. If we take more than the Fern 6 father praeded for up to SI 9 mills:nun the Apprenabon Irrestmmts seeking both the generation 1200 Harbor Boulevard 10 business days to do the. we will credit you thous aggegate for all you- accoints heal n a particular of norne and growth of pineipal Weehawken. NI 07086 for the antra you therein erns so that you will have capacty. A full copy of the policy wording vs available the use of the mosey dung the time I takes us to upon request Orwell risk profiles Rib Staternte4 represents the only official record of your complete or nougat on. • Consenonve. Seeks to marital, ntis papal, with IRS Financial Services *dart Other reads, exact The SIPC protection and the ssplemersi Warta, °Dacia ter docurnmts, contaiwg conflicting data todd Please make all checks payable to the Frrn or the both do not apply to low risk and volatility to the account overall, win if not be relied upon.0 you believe tore is an error or Inas al irettution indicatedon the pant of this • Conan f inancial assets controlled by (and included in that means the score does not generate significant amino; please report t innwthaiely n *rang to the statement h addition to regalia accent fees, accounts income or returns and may not keep pace with go, scant value) but held away Iran LOS Financial iii Branch Manager a Be oilice strong yea account. may be subsist to maintenance fees, charges for late Services (e g, certan () cash at LOS Bark, (Heath at partrent for WWI.; purchases and charges for knead LOS AG Stanford Pad, . GB nsurance Procksts, • Moderate: waling to accept some risk to papal and Altheigh all (I'm shown re intended to be accurate, amounts in cash accounts Accounts that re transferred ncludng variable mutes. and (n) shares of rrutkal tolerate sane wlatilty to seek hqher return. seatement data dxuld not be used fa tar Ferposes Rey to other imtiutions may be faith to a trasfer fee. Inds Wore such shares re registered deed& in the • Appetisers Warn, to accept hit risk to papal and solely an yearend tee forms. (Se Form 1099. 5440 name of the account holder on the books and roads hit volatility to seek high return over tents 10425. etc ) when parsing you tae rotten. The Fern is IRS Sweep Options of the applicable sun or tinter agent), reoured by law to report to the IRS at bauble di dthis. IRS of Ws opens Ice moping cash balances balances • (Plan irneStrnint contracts a nwParnent reerests Statarront thowaholding" reportable nrstarabie dividends and taxable ores to bank deports at LOS Bs* USA ad U35 AG Stamford C• g, krnited partnershps arid private placements) that We may consolidate all related scour statements with end on sautes held ri you account, not proceeds branch (Bank Sweep Prop-tens), money malrel mutual are not repeated under the Securities Act of 1933, the same address in the sane envelope. Accounts may on sate transactions. and cost bass on terrain covered Ands (Morey Firth) and the attars crul Deposit and be related for this purtow because they have owners secuntKrs Arcane ()Deafor customers with an International • Commodities contacts (e.g, foreign exchange and who also mairnan pis account reLationthips with other Resin Management Acorn* Through the Bank precious metal contracts), exlading futures contracts dents at the wax address. The precise 6 known as Comminkations with the Finn Sweep Programs, cash balrices re swept to LDS Br* and commodity option contracts •hotreenol.*9 II you prefer to weive rdridual • Please riftsilern any oral corm-I...Staters in wring USA kp to an estableshed lint aid thin to LBS AG state-torts mailed in spite envelopes — you may to father protect you rights, incluing yore rifts Stanford Branch, or a Money Fund. Deposes at LOS The SIPC protection and the saPplematal potation do desire householdrrt by eating you Fnancial Advisor. under the Secuthrs Investor Protecton Act (SPA). Bark USA se FOC need in accordance wth FDIC not apply to these assets event they otherwise xpear • II the financial instdutkon on the top left of the &ore rules For roe idorrnat en please visit wow saki gov on your slatements The SIPC protectOs and the Friendly account reams ▪ this statement is ro IRS Financial Sardis. 1.035 Deposits at LOS AG Stamford Branch and shares ol sspplernental protection do not protect against charges The Friendly account name reflects rionsation that you Feureal Senses canin your accost as amen; Money Funds re not Wand by the FOC. in the market vale of your mestmeres (whether as a entered on the s rm's aline servers **bole. It 6 a Poker by avargement with the indicated institution. resuk of market movement, ewer barlinstcy customizable 'nickname chosen by you to assist you We informed you of this retreads) when you Through the OA, available to cash balances are swept to otherwise) with you recortkeepng. It has no legal effect on you opened this accord n this caw, your Ands and deposit accents at LOS AG New York Wash ad LOS iCCOtret You tarn change your Friendly account names, securities are located at IRS Faunal Services and not AG C inn Branch. Thew deposits are not incised by More itformation 6 avalable upon repast You may tIvough Online Services a by conextng your Inertial the ntrociscing broker, and you must make a report the FIX Balances held at the LBS AG Cayman Bunch obtain more information about SIPC, inducing the SIPC of any error a omission to both earns are temporariy noosed to the sovereign risk of the Brock re, by contacting SIPC at 202-371-8300 or by Casein Islands, and there is no guwartee or other v6Cirg the SPC witifite ansaw.trogg Account overview AO account statarieres shall be deemed complete and obligation of LOS AG to repay the balances while on the • Value of your thounttpordoio Net of assets and rotate if not &stied to in nip wrhin 60 dap. LOS Cayman's Brach's books. Dividend Reinseernant Program pan liabiltes • A ssett nclales tholitik cash baLrxes, vases for The price reflected is an enrage price. You may obtain • Please drect customer complaints a inquiries to the Deposits at LOS Bak USA and each DOS AG Branch are the actual price from you- Fe-axial Advisor Only thole restricted 'aunty (est 1. and Global Tana Deposits, Firm's Cent Reborn Dthronent at 201-352-1699 not protected by SIPC Money Fund shares are protected Ores are purchased side DRIP, partial awes will be unrealized marts to make, and (enan assets nor held a toll-free at 1300-354-9103, 8.00 A IA. to 6:00 P.M. by SIPC. See -LIBS Feancial Services Accost Protection* sold and the cash oil be deported rt yore account. The by the Finn Don not ixixle inked sec kntiestasws Ef Monday througn Friday, pin awing to CRS below. drackeni reinvestment price supplied bar the ewe may at the end of the prior and current statementperiods,or Financial Servoet Inc , Clew Resat ors Departrromit, defer Irene the motet pee* at which the partial shares prate investment,. invested stock options and P.O. Box 766 Union C ity, N107087 upon your reqn. balances n the Bark Sweep are sold forceable stock options • In case of eras or osslions about an electronic Pi:grams or OA may be wchdrawrs and shares 01 a • ciabathis Incas:les the debit balances, outstanding margin funds transfer (FFT). 611 payment or IRS Vise debit Money Fund may be Issidalcd, arid the proceeds cosh-r-liu bass. credit les, account balances cad transactions call 800-762-1000, a write to IRS returned to you a you secretes account Only whole Lints may be held in yos scone. If you se • Cashrmoney balances Total of uninvested available Financial Services Inc . 1000 Harbor Bhd, 6th floor. emitted to a Dana unit as a result of a dmdend Woad cash tubas. plush 165 Bak USA deposit babrn/S, LDS WeehreAsen. NJ 07084 Mtn RIANBSA Senses. Fustier Hornets° tout available sweep opt ens, or otherwise, the Fent veil ether sell metal knits at AG Stamford Branch deposit balances ad money market inking assent reerest rates and yields, n available at market once or accept an amount determined by a mutual fund sweep balarces, at the close of the CAA or wile as soon as you can, it you tee yoke veNW., Se tontsweeppelds. Iron you Financial Advisor registered clearig agency, and credit you atom*. statement period Nonowencdity free credit balances in statement or tempt 6 wrong a e you need more a bycalking 800-7621000 yoke accosts are riot segregated fran other balances Sormaion thous a transfer on the statement or Investment objectives and the Firm may use any of those finds in the onion receipt. The Fret or Card issuer (as /SASS0 rural ($5 Financial Services accord prole:bon The nose-nen* obtain*, and nsk profile are spoofs to coarse or its business These funds are payable upon her from you no later than 60 days after the Fan The Fem 6 a member of the Souses arrestor Protection each account and may vary between. Please achise the you demand. This total is axlded n the current period sent you the fest statement on With the error or Corporaton (SIPC), which protects swam, accounts of Finn promptly n wring of ary significant change n yoss closing value. is merthers up to 1503,000 (ricluIrp 1250,000 for laxiblern appeared. frandal Si1Ill.PCO or in worrat objectives For each SONY_GM_00026052 CONFIDENTIAL EFTA_00136672 EFTA01671836 Important information about your statement (continued) Lending isformation you would actualy receive in the market hies re - •Deriotiom to date' may me Ude return of — n addhon to ccenrossen received n cannon For detailed information on the Fins kr5dr.q «attic.. obtained from news third party sane. which we capita income of both. wee the sale a distrbuton of amity contracts and disclosures. refer to you Cat nip beim to be reknit but we do rot guarantee thet - ant sae' represents the mill offering and taut immanent trust units to oar clients, we Aaron of Account Ageetnert aid the General rarefy. price per unit and may not reflect you cost basis and cr our rhea receive inmate shrng Tents andCon:lams UBS Statement of Credit Practices — We O'Neal& use the eking Mr when available or Onnlbinfatibn Iron wiry of the inAtarKe avatabk n Agreements andDisciasurez at tin mean of the bid and at pees fa listed • Beaded securities. Restricted 11O2eies «merely compares undenweing the anrtaty centred,, ass romfrenorethrh einn. stuns rd options a only bid prices Ice OTC are not currently eligible for public sale. UM Financial aftnits of the intake canaries or spoon of wain. Services VHS the market price of the anrestricted stook the int imamit trusts we «nate Your moots - Less actively traded sonnies maybe «icedusing a of the same esuer as an inured value for the — Our affiliates also receive trading camosions ad You statement itereitti whom rd other assets held valuation model a the most recent price we restricted stock he purposes of this statement only. To other comperoston Iran mutual finds and n the account at the end of the statement period. You obtained and may rice reflect an actual make nee the men that restricted secaitin are elgible la sale, inane companin Mose products we destrtare. may ask for &hey 04 fully pad seriatim at any tine. or value the value received may be substantial& less than the — We receive an annual fee from 1185 Bark USA and You may receive wakes used as loan «Carat alter - Certain pokticris may :roper wirer a peke and imputed value shown. UBS AG Stan aBranch or ap to 125 per noun paying any balance doe on them any securitis well show as price was not avalable• d we are sweeping to tilt bre% under the LAYS Bank Sweep transferred to the Fan dung the statemere period are 'ruble to term a price for a storey. . Eat (ertimated) income. anent yields and rates. frowns. listed at melee vale as of the end of the statement - Deposits or ~ties denominated in currencies An estinee of a-nual home is based:neurone period. other than U.S. dotes are reflected at the echange cinidend arid interest rates. assuming the SeCLVekeS will Activity • Oast basis, in deeming the cost basis of the rate as of the statement date. be held for one year from statement dace a end Wanner+ regarding CCOTIVISCOS and other charges sakes included it thisstatement. where irokated - For certain securities tradng if norkccolconng many This 'stelaee is only a gaielne. accuracy mated in connection with the executor+ of trades, vent the number UBS Financial Servos has refold denOrnintiOnk price and quantity (face value) nary and contnued name are not guaranteed educing option transactions has been included on co tIketlitICCI obtained lawn sources other than L85 hefie been to facilitate paper valuate — Estimated sae mono and anent yield for animalein panty lumen to you, and will be Manor Services, ncludig nfonnann from another to obtan oaten quotatiom. when available, contact certain types of secaritan could hint a retain of provided to you promptly en request. 'mane you may have provided to your Mantel you Manche Achisor. prechal or capital gains in which case the est. Achim Me Fan don he independently arty ce income (and caret yet D would be overstated Short slang guarantee the accuracy validity of any eicematio • Private investments aid structured preducts. — Ininated anal non and wad yield rd the I you re engaged el Own selling a security, you nu/ ironed by sources other than UBS Fluidal Services Pirate thinner securities (rolading drect actual an and yield might be lone cif hither hat a Chat, due 10 <erten borrowing costs for that panpaten program and real estate investment trust than the edam' amounts. pankuLo stabile h addiss although tBS Finevest Service generally WA! OM) and structured inducts re gaiety highly - An estinate of armaked home (divided ands updates dm ireormaton as it is wend. the Fern inn. Certain structured products have not been interest) divided by the tureen made Open cedars does rot provide any assurances that the information regraded with the Snakes and Exchange vanlarerage balance is based on 0e last dnidend Regardng open a • goodbibcancelk‘ cokes that urokr 'Cost bases • aril'Unreakred gaid bas' is Cornmnsio or under any state stone laws. We a Merest payment made by the issuer and min not tooted by the strawy* date, open buy and accurate as of the date of his statement. As suds provide entreated values for private investment assures ti sercuentiesideponts will be held fer one she SS:Opceders re reduced by the amount of dividends please do not rely on this information to make securities and steuctured products fa reformational year from the statement dale or trite mainly a rights Man esdnickini a eingits date Linn purchase « sale decisions, tOr t./Or purposes purposes at. Accuracy es not warted Accuracy and onion yield are not wara-tred Rousted otherwise by you. You are responsiak for vherwese. Accounts transferred to the Fin may - These vans may dater subsrentaly Cretin pieces, it orders that are executed de to you failure to creel reflect gait km nomad» a, for the period of any, at xhich a private investment security or Anna not hold by MS Financial Sanas. Cenin nesting open orders tine they are held at the Firn Mae historical sleuthed product may be bought a sold and do • assets are not held by the Fenn arid not within the Homan can be added by you Fnancial Admor. rat neressanly represent the value you may receive Fens possession a control. These assets re Privacy ttpm awidation. desptayed onnit statement foe nfonnatcnal To obtain a copy of our caret (Sent Privacy Notice, • Urroolizod pins/kens. When data is available, - Mid party estimates of oda are as of a certan papas any. Positions and vales presented are please contact you Financial Advisor a via out website enervated inealied garde losses are calculated for date and are %applied to UBS Financial Services an a provided by the issuing firm UBS Financial Servoes is at tWW subs eomailadoodre eschencleal security lots. The transaction data fa regular basis by an independent valuation f ern not resporible for this Mann and does not inchiedue lots may or may not reflect commissions. - Issue genral prim or sponsor estinated values, oaring is /corky. These assets are not protected U85 Financial Services is riot a bark the WA Business charges actor security reorganization eons. if ary, are supplied to the Fern by the ewer, SIPC or the Fern's siasplemental SIPC coverage Services Accrue BSA ad IRMA re brokerage accounts Owned and other reinvestment lots and systematic general partner a sponsor and may be calculated Meech «one access to bag( big services and products Purchase Sots at each contened to display one based an different information from that used by • Revenue sheeting and addition' compensation. *rah surgeon wash affiliated bans ad other averaged lit The 'Trade date colurrn peens the lewd parkin to derive thee estimated values — In adation to comnassicen on sales and 12b I fees thiclepany barks, and provides access to insurance and anal transacts trade dace. - You can obtain addeionar nonnative regarding received n connection with the distrbuton of armory products issued by unaffiliated thirdepan the methodology used todetermine she estimate of mutual funds to oil clients we ardor our ablate insure-ice again through imurance agency • Callable ereuritios Bonds and preferred stock the value and the date of the dominion that is the receive revenue sharing primers from distributors subsidiaries of LOBS Financial Services Inc the nom calk for nay recknoton wil be selected basis for the estimate by contacting your Financial and or advisors of the mutual funds that we std. irpartialy by lot from amorg all secuntis of that Advisee. These amounts are based on two different Investment, insane. and Jemmyproducts issue held n err rime a n nominee name for out - Thad party estimated values may be reflected as conocentrese (J the amount of sales by UBS d a Not CDC insured • No tins guarantee May lose value dents. Call feature iriflatiOll is obtaned from thief 'Not «iced' in ware natio.: then an particular natal fund fan& to our dents; ad palls en its accuacy is not warren. Other call independent venation rem has not suppled or is the asset value of a particular naiad fund famiats AMA Resource Management Account, Businrss Services features may eon which could affect yield; complete triable to assign a value, when we become aere shares held at the fim Accord BSA, iRMA and inematioal Resource nfoniketbn will be fronded upon reguedi that a material event has «cured that may call a — We and as affiliate also receive netwodcing ad MartKeTerit Acing are rewired service mans of pre ddy reported value into ashen, or when a annbus processing lees monsderative for UBS Financial Services inc. • Certificates of deposit (CDs) CDs me FOC nosed Rea maid be hit speulatire due to the name transfer agent services that we prone to the up to $250,000 n prrogal and accrued interest per of the snaky. mutual funds these fees goner* are paid from Visa Signature es a registered service mak of Via &post« and per depostay entituten, n accordance - When neitiw an issue., general partner a sponsor Whelk( assets el the mutual fund and seafood htennional. U65 Visa Sgnattre credit cads rd UBS with PDC rules minuted vibe nor a thidparty estimated value is doles amount based on the funk of accounts at Via debt cards re issued to UBS Bat USA with provided, the value of the security will be &Herm the bre:ler-dealer holden none tunas of that find Pern6Pon from Visa USA Incorporated • Price/value finch displayed for sedates and odor from its perchase price. fanny. ands may be hgher a lower than the price the U8S financial Service.Inc Rev 201511 SONY_GM_00026053 CONFIDENTIAL EFTA_00136673 EFTA01671837 UBS Financial Services Inc 44) UBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0302 March 2016 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your Financial Advisor: SCOTT STACY MANVLYLE CASP,EL Phone Questions about your statement? Call your Financial Advisor or The Value of your account Resourcetine a on February 29 (S) on March 31 (3) accoun l Your assets 38,320 03 27,723 09 Knit our vnbsite: Your lob •ies 0 00 0 00 vnrrytubs.consifinancialservices Value of your account S38,320.03 S27,723.09 Sources of your account growth Tracking the value of your account during 2016 Value of yOur account S Th0t._Incs at year end 2015 148.941.10 Net deposits and withdrawals -421220.12 Your nveStinent return. D.vdend and 33 3 interest income $2.11 27 7 Change in market value 50 00 Value of your octant Dec 2014 2015 Feb 2016 Mar 2016 on Mar 31. 2016 627,723.09 SDNY GM 00026054 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA 00136674 EFTA01671838 Account name: 1.',14 • , LL_ UBS Business Services Account March 2016 friendly account name: Account number. 0,1•'• • Etc Your Knandal Advisor SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (S) your account • Cash and money balances may include A Cash and money balances 27,723 09 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 000 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fond sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional G Other Total assets $27,723.09 100.00% A Value of your account $27,723.09 Eye on the markets Percentage change Index March 2016 Year to date S&P 500 6.78% 1 35% Russell 3000 7.04% 097% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03% Interest rates on March 31, 2016 3-month Treasury bills. 0.21% One-month LIBOR: 0.44% _GM_ 000260 9e 2 of 6 CONFIDENTIAL EFTA (x1136675 EFTA01671839 Business Services Account Account name: EWNAX, LLC Your Ignaricial Advisor. I UBS March 2016 Friendly account name. Account number: SCOTT STACK MANLYLE CASR1EL Change in the value of your account Cash activity summary March 2016 (5) Year to date (S) See Account activity ma month for dilals Balances in yew Sweep0;0ms are induded in the opererg and closing balances v4ue FDIC InsurancR VfAes only to &posits at UBS Bank USA, not to deposits at URS AG, Stamford Etraxh or bark deposits paced throutp the UBS interniiond Deposit Account program sec Opening account value $38,320.03 $48,941.10 protection *toes to malty market sweep fund holcirgs but not oar* deposits. See Important intormatbn about your statement on the last two pages cf this document for *tits Withdrawals and fees, including investments transferred March 2016 (S) Year 1O date (5) out -10,597.56 -21,220.12 Opening balances $38,320.03 $48,941.10 Dividend and interest income 0.62 2.11 Additions Closing account value $27,723.09 $27,723.09 Dividend and interest income 0.62 2 11 Total additions $0.62 $2.11 Dividend and interest income earned Subtractions for PurPOses of this statement, tmablity of interest and chsorod income has been determined from a US Checks and bill payments 0.00 -25.00 to repothrg perspective. Based upon the residence of the account holder. account type, of product Ipe, some interest ancIfx dvodend payments may not be subject to united States (1.19/anior Puerto Rico (PR) Other funds debited -10,597.56 -21,195.12 income taxes The client monthly statement n riot intended lo Ise used and camel be relied upon for tai purposes. Clients should refer to the acaIcatie tar reporting forms they receive from IJ/35 annualy, such as Total subtractions -$10,597.56 -$21,220.12 the forms 1099 and the Fora 400, for tav reporting information It is the practice of UBS to file the applicant to reporting forms with the US Intern.' Revenue Semce and PR Treasury Department, and in Net cash flow -$10,596.94 -$21,218.01 such forint accurately classify cltneends enact interest as tax exerrpt or tenable intone. Please onsult your induduar tar preparer. Closing balances $27,723.09 $27,723.09 March 2016 (S) Year to date (S) Taxable interest 062 1 36 UBS Bank USA Business Account APY Total current year $0.62 $1.36 interest period kb S - Mar 6 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Feb 5 $38,345 03 Total dividend & interest $0.62 $2.11 Closing UBS Bank USA Bwiness balance Mar 6 $31,255 61 Number of days in nterest period 31 Average daily balance $37,427 77 hterest earned $0 62 Annual percentage yield earned 0.02% $DNY GM 00026056 Page 3 of 6 CONFIDENTIAL EFTA_00136676 EFTA01671840 Account name: *UBS Business Services Account March 2016 Friendly account name: ' Account number: Your Knandel Advisor- SCOTT STACK MANLYli CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current ncome & capital appreciation Your risk profile: nnmaty Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. GM 0002601)We 4 CONFIDENTIAL EFIA_00136677 EFTA01671841 Business Services Account Account name: EWMAX, LLC Your I6nancial Advisor *UBS March 2L Friendly account name: ELLMAX LLC Account number: SCOTT STACKMAIN/LYLE CASRIEL Your assets Some prices, income and current values shown may be appeoximak Asa result. pans and kisses may not be accurately reflected. See Important illIOMIITIOA aboutrour statement al the end of this Oa 'orient for more illIOCIO100II. Cash Cash and money balances Cash and money balances may indude avalable cash balances, UBS Bar* USA deposit account balances. UBS AG Stanford Branch deposit accoum baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOIC wit Nn applicable limits, but are not vacated by 9K UBS AG Stanford Branch deposit account balances se not insured ty FDIC and are not protected by 9K Money market sweep balances are protected by 9PC but are not insured by the FCC See the Important information about put statement at the end of this document for *Slab abed those balances Opermg blame Closing baanee Poet per share Awras Conalendinterest Days in widng on mar 1 (S) on Mar 31 (5) on Mal 31 (5) rate period period C4, annum (1) Cash -2500 0.00 UBS BANK USA BUS ACCT 313,345 03 27,723.09 250,000 00 Total $38,320.03 $27,723.09 Your total assets Percentage of Cost Estimated Unita:ea Value on Ma 31 (f) your account basis (S1 annual income (1) gait or loss (5) Cash Cash and money balances 27,723.09 100.00% 27,723.09 Total $27,723.09 100.00% $27,723.09 Account activity this month For more information start the prkevalue shown for restricted securities, See Important information about your statement a the end of this clocunent YOUI OUSIlly/ Cash Cash and Dale Actibsty Desc Vito^ expense CO* Face vane enceivelue (5) amount (5) money balance (f) Feb 29 Cash and money balance $38,320.03 Mar 3 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -7,065 04 31,254 99 ROCKLAND TRUST COMPANY Mar 7 Interest VBSI3ANK USA BUSINESS ACCOUNT AS OF 03/04/16 62 31,255 61 continued next page SONY GM 000260 ►age 5 of 6 CONFIDENTIAL EFIA_00136678 EFTA01671842 Account name: ELLMAA. LLC tzi UBS Business Services Account Mardi 2016 Friendly account name. ELLMAX LLC Account number: Your rinandd Advisor: SCOTT STACK MAIILYLE CASRIEL Account activity this month (continued) Gantt!? Cash Cash and Date ACtnilty Descntation expense code Gate rdue pncervalue annum (S) money balance (5) Mar I5 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -3532 52 27,723 09 ROCKLAND TRUST COMPANY Mar 31 dosing cash and money balance 527,723.09 Ode Activity Pompton Mount (1) Money balance activities lib 29 Balance forward $38,345.03 Mar I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0212916 -2500 Mar 4 Withdrawal 0BS BANK USA BUSINESS ACCOUNT AS OF 03103/16 -7,06504 Mar 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 03/04/16 0.62 Mar 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0311916 -3,532.52 Mar 31 dosing UBS Bank USA Sadness Account $27,723.09 the UBS Bank USA SJSilltSS Account is your pnmary sweep option GM 0002601,fie 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00136679 EFTA01671843 Inmortant information about our statement LOS Enamel Services hc. (the Forme (BS Feuncul her Iron you no later than 60 days after the Fern UBS Financial Services account protection significant change in your financial sauna or Services), is a member of alprirkipal security. comnadity sent yea* the fist Statement on which the error or The fern is a member of the Seas Pes Investor Protection investment objectives for each account held, you and options exchanges. LOS Financial Strokes and LES problem Appeared. Corporation (SK), which/ovals mantis accords of choose are of the following maim« objectives Bank USA re irdred sebskliaries of LE6 AG and — Provide year name and arrant number (I ay). its rywnbers ip to 1500,008 (including 1250,000 for • Produce Curren1income: nestments seeking the affiliates of U3S Maurits11C. The Fen's «uncut — Descrbe the error or the transfer you ae unsure clams for cash) The SSC asset protection knits apply to generation of intone onbr siatemmt 6 available upon request. The fin's execute about, and e.plain as der& assay can why you all accords that youhold in a pal cult «pray. • Adorn CapfulApprenation: Invermerts s«k ng offices re at: believe it a a error or why you need more The fens together with certain affiliates, has also growth Of «Inca« rather than the generation of nfomustion. purchased supplernertal proton:on The ineerroun encore LIBS Fria-coal Services he — Provide the dole amount of the omitted error. amount payrole to all eregb4e clients, colknixely oar • Produce Combination «Income and Capital 1200 Harbor Boulevard this protection 6 1500 mann as of December 10, 2015. Appreciate:fa- bonestments stoking both the generation Weehawken, NJ 07086 The fen or Card Issuer era investigate your <coolant Sibetet to the policy Caxlitons ad !maroons, cash at of income and gowth of ping:oat and will coned my error «orrery for alleged errors the Galosh/the protected for up to milleon in the ITS Statement represents the only official record of you •-noliengUBS Vrsa• debit card transactens, awe tee egg:eget for all yor accounts held n a particular Overall rift profiled UBS financial Services WWII Other records, except more than 10 bus mess days to do this, we will credit capacity. A full copy of the policy wording is available • Conon/ewe Seeks to maintain initial oncost with official tax docunerts, containing conflicting data shooed you account for the snort you think es in error, so that uPitn repast low role and volatility to the account overall even if not be relied upon you belie* there is an error or you wi have the use of the money clang the tine antssok please report t rivridiately n *tang to the The SIPC protection and the supplemental Protection that moms the account does not generate sqJrare tees us to amide or iniestgetion Branch Manager 01 the office serving year account both do MI apply axone or returns and may rot keep pate with «Lew Please make an checks payable to the Fie or the • Celan financial assets controlled by fare included in • Moderate: Witilg to accept some risk to pekoe rid Although all lyres shown re intended to be aCCurale, lurk« asuman Skated on the from of this yea account value) but held away from LBS Financial statement data should not be used for tar purposes. Rely statement h addition to reply account leek accounts Services (e.g.. certain () cash at UBS Brie USA. (iJ tolerate some ntaaleity to sea higher returns. sole on year-end tax forms, (i.e.,Form 1099, 9198, may be subject to maintenance lees, dung's for Late cash at UBS AG U S.branches, • Aggres4nt: Wiling to NOP high risk to prikpal and Mutate Prod-kik 10425, etc ) when property year to noun. The Firm es payment for securities purchases and charges for urpad incbdng vanable amities. and (iv) shares of notual high volatility to seek high returns over trine requied by law to report to the IRS al taxable dmckeschs, arrant, in cash accounts. Accounts that are transferred funds where such shares we registered detect& in the • frnannenntfecebstry Consilsrarian If selected, a reportable rxekmilio divelimds end taxable «west to other intrulpOni may be subject to a Warder fee. name of Be icon holder on the books se retards porton of the perelcile for the account may include eared on securities held in your account, net proceeds of the applicable issuer or transfer agent); amok, strategies, Imiltd Muddy and greater on sale transactions, ad cost base on 'erten covered UBS Sweep Options • Certain n.estment contracts or investment interests Volatility securities. LOS odes cyan Ice sweeping cash balances, balances g, kneed partnershers re, private placements) that to bark deposits at UBS Bar* USA and (BS AG Stamford are not registered infer the Seaters AN of 1933, Statement Teusehelding" Commeesialions with the Finn branch (Bat Sweep Programs), malty market mutual We may comotdate all related account statemenis with • Please roadrm any col communications in writing funds Decoy funds) and the International Deposit • Cor pus ccrtrxts leg, forest, *ahoy* and the sane edam in the see ernielope, e g because to further protect you rents, ncluzing you rights ACCCull (DA)for customers with an International «opus metal contracts), «Wry futures contracts they have craws vino also maintain pint account under the Securities Invoke Paned an Act (SPA) Moon Management Account Through the Bak and coneradity option ecntracts. relationships with other clients at the saneadiress. If • R the financial institution on the top left of the fort Sweep Program. cash balances are swept to (BS Bark The SIPC protection and the supplemental protection do you prefer to «core individual statements mailed n of this statement is not LBS Financial Services, UBS USA up to an established lint and then to LOS AG not apply to these assets everalthey otherwise adder separate emelt"... , you may define householdn) by Fount« Semen carries your account as dewing Stamford Branch or a Monty Fad. Deposits at IBS or. your statements The SIPC protectcc and the calling your Fannie' Admix. tinker by arrangement with the indicated institutor Br& USA are SDK rend in accordance with MK supplemental protection do not protect against Change, We informed you of this relationship when you Nn For mere Hammon phase nut wow fdic got in the riwket vale of pm' monuments bags (whether as a Friendly account name Oared this occur. In this case, Your kinds and Deposits at UBS AG Stamford Branch and shares of result of market movement, MIS or The Fnemly account name is a oitornizable 'nickname' seculties re located at LOS financial Services ad not Money finds are not roared by the FDIC otherowe) chosenby you to assist you with you recce:came% II the introckay broker, and you must maim a report has no legal effect an you icor«. You cmchange of try ern or minim to both fens. Through the DA. available to cash balances re swept to More i-dcanaton is eatable won recant You may you Friend& account wins, trough Online Services or depose accounts at LIIIS AG New York Branch and LBS obtain rnpre oformaion about 5IPC, incluling the 51K by contacting you rims-Kiel Advisor. As &sated in the acacia* agreements, youmust AG Carman Branth. e deposits are not ensured by Brochere, by roma-try SIPC at 202.37I .8300 or by notify us a fl orets or fraud invotengi checks the FDIC Balances held the U SAG Cayman Branch May the SK web«e ar nsto.sperzy Account overview reflected on you Pierre« within 30 days alter it was are terrporanNeyoved to ten sovietism risk of • Yaks of roue accountrporSto Net of assets and mailed or nude available. All statements shit be Chrian brands, and thereon° guarantee or other Dividend Reinvestment Program Win Sables deemed carpleie and accurate n all other respects if obligate, of UBS AG to row the balances while on the The price reflected is an average price. You may obian • Assets Includes available cash baLinces, vies for not obteded to n wren; «Iwo 60 dos LIES Cayman's Brach's books. the actual price from you inmost Advisor Only whob restricted security (est ). and Global Tine Deposes. shares are purchased under DRIP, partial shares will be unreakzed mats to market, end cerlan pots nos held • Please dried customer orroplares or nears to the Deposits a UBS Brae USA and each 1.25 AG Branch re sob and the cash veil be deposited n your account. The by the Fans D041not side worked WU,d *Iassets firm's Client Relanons Department al 201352-1699 not protected by SIPC Money Fund shares are protected dindend rerrveStrnent price supplied by the issuer may at the end of the pro and current staternot periods, or o tolhfree al 800-354.9103, 8.00A M. to 680 P.M. by SIPC See "LOS Finexial Sakes Account Protection' defer from the magiel price at which the partial shares veva« nvestments, invested stock options and ET Monday through Friday, or in writing to VEIS below are sold. ea/enable stock cistern f canoe Service. hc . Client Relations Deportment • babe«, hcluies debt balances, outstanding male P.O. Box 766 Won City, la 0708T UPcn you regent, balances in the Bulk Snot, Cerebella ban, credit kw, short account balances • Incase of errors or piston gni an electronic Programs or CA may be wanime and shares of a Only whole units may be held oniony accoun Myoun • Cash/money balances Total of unnvnted available Inds transfer (Br), boll payment «1BS vise debit Money Fund may be Modred ad the proceeds em 'fled to a pans inn as a result aa dividend parent cash balances, plus depose bents at LBS Bak USA, cad transaction, call 800-762-1000. or write to UBS retuned to you « you. Severe% "(Count or otherwise, the Fern will ether sell partial wets at WS AG U S Wenches rid money motel !tutus' fund Fnancal Senates ht., IMO Orb«Bend., 6th floor. market price or accept m amatell detErmned by sweep balances, at the close of the statement period. Weehawken. N/ 02086, Ann RMAYSA Services. futher information about available SWeeP «rank registered eking agency, and c redo your account. Noacceirenalry free credit balances in year aCCOuill are enduing anent interest rates and yields, is available at not segegated from other balances and the firm may Call or write as soon as you can. if you the* your WNW ubs.comfsweeppekk„ from you f nasal Advisor Immostmorit objections use any of these funds n the ordnary coin of its statemere or wept is wrong or a you need more or by calling 800.762.1000. The rivestMent objectives and risk proles re Specific to tannest These funds are payable spun your demand ormion about a transfer on the statement or each account and may vay between your accounts. this total is fielded in the curers period closing value recept. The Finn a Card Issuer (as applicable) mat Maw An. the Fyn proerpiy n wrong of ay SONY_GM_00026060 CONFIDENTIAL EFTA 00136680 EFTA01671844 Important information about your statement (continued) bandig rionnation obtained from various third party sotras which we — 'Original tnit size' represents the axial offering — h addition to anirrionsthe received correctors For de:tided :dogmatical cei the Finds l4rfthderg rakes Whew to be reliable, but we do riot guarantee their price per unit aid may not reflect wow cost basis words the sale or &Wooten of annuky contacts ad decbsures, refer to yaw Client Relat ip accuracy and unk ivaitrnent lost toils too., client, we Atherrow or Account Agreement and the General — We generally use the closely price when availible or • Restricted securities Restricted saunters gra* ands car aft Was* receive revenue s ang Terms and C orditons. UBS Statement of Credit Practices the meth of the bid and ark prices for ksted re not wren* eligble for pick sale. UBS knshcal compensation fromnary of Ow Wurance awdabler in Agreements andOsadasures at %kudos and options."' Cetbid woes for OTC Sermon uses the nWitel twice of the ireestricted stock cranes froderwriting the annumcontracts. anaseattualgazawniacbsick seoslies. of the same skier as as eased vale fa the affRates of the inure-ice conythies a sponsors of — Less actively traded scant maybe suited wog a restricted stock foe papaws of this statement or*. To the unit investment trusts we dotntute. You swots valuation model or the most recent price we the Mot that restricted seaseen NO WOW for sale, — Oar affiliates to receive tradm corrninkons ad ear statement brim 'Eynon rd other assets held Maned and may not reflect an actual maker peke the woe mewed mad be substantial/ less thth the other compensation Iran mutual fords and ki the wool at the end of the statement period You or oaks rnixRed valve shown wuranc• carparies Wow prolicts we draw*. rimer for delory of fulb pad securities at any tine. — Cenan position may appear without a price and — We receive an arnual fee from UM Bask USA aid You may secret worties used as ban waren' after wok show as 'price was not ratable' it we am • Est. (estimated) imam went yields and rata UBS AG Sterrad Branch of up to 125 per account paying any balance due as them. Any securities unable to obtain a price for a starry An estimate of annual name is based on anent seveepig to the barks under the UBS Bark Sweep transferred to the Fa:ma-rig the statement period ate — Deposits a securities denominated ih currencies dr:ricked rod interest rates, arming the saunters will Programs. feted at market vats as of the end of the statement other than U.S. dolan are reflected at the exchange be held for ore wow from statement date or used period rate as of the statement date. rnakeity This estimate is city a dairy scanty Activity • Cost bask In cbtemnig the cost basis of the — For certain wastes trading ih rronoccitnnirg and continued Wane are not grranteed Wormation regarding commissions and other charges semrities included is this Paternity. where inckated downinations, price and quantity (lace val.*) may — Estanated annual income and current yield for named n connection with the execution of trades, with the MOTS! • I,' LOS Financial Strews has relied have been adjusted toI soil:tate proper valuation. certain types of 'rake could ince-Wareham of ixistlig option Yamada-is has been elided pn on nfamatin obtained from sources other than VilS To cobtan wont quotations, when available, camact principalor capital gain re which case the est. ardirmations previously I tmished to you. rod will he Fnancal Seneca, exluing ntormation from another your FiwoCial Advisor. Wane Card ctrent yield would be overstated. provided to you promptly as realest km or thst youmay have prowled to your Financial — Fstinated areal Wane and current yield ard the Advisor. The Firm does not independently way or • Private invesenwits arid emanated products. actual none and Wald mid* be lower or hetfier Short sidling to the accuracy a 'risky of any elconation Private imesiment skuritin frothing diect than the estimated womb you are engaged n short selling a security, you may pro• vided by auras Wier than UBS Fnancial Seniees. Pankisatin program and real estate investment trust — An estinate of 'marked income (dadend arc/or nth a charge der to mean borrowing costs for that secures) and structured products re genera./ highly Wrest) dialed by the canter MOW partkular sawity. h additron, although Ult6 Fnaxial Services general/ illeguid (than sinactfred products have not been rake awe ege balance is based on the last dividend wires this Samson antis received, the Fem registered with the Sectaries and Exchange or interest payment made by the issuer arid Open olden does not provide a/ waxes that the Sonnetion CallffisSiNi a t er any state SeCunteS laws We awns the securbeardeposits will be held fa are Regarding open or 'poitilicaxellet orders that wits 'Cost basis' and 'Urvealited gaW loss' is provide estimated vales for private divestment yeas from the statement date or until maturity. were not executed by the statement date, open buy aid roar* as of the date of this statement. As such secwities and steuctured products for Wampum& Acctracy rod earthed yid:la-era guaranteed. sell stop orders are redwed by the amount d dividends acme do not rely on this Wormed:as to make arrows pity. Acaracy is riot wanted or rights on an ex dividthda or wagers date unless purchase a sale daimons. for tar pupates a — These values may differ stbstantialb from prices, d • Assets not hold by UBS Fisaxiol Services. Cenah iroructed otherwise by you. You we responsble for otherwise. Acme-its transferred to the Filmmay am, at which activate Westmont warily or assets are not held by the Finn and not within the orders that we executed die to you lathe to cancel reflect gat loss Harriman only for the period of stn atted product may be bought or sold as°, do Fars possession a control These assets art nostin9 open orders tine they an heed at the Fins. More historical not flatmate/ represent the yak* you may receive displayed on you: statement for informational Worm/Pon can be added by your Framed Advisor. orlon liaiidation. pesposes only. Positions and values presented are Privacy — Third party estimates o vale are as °fawner' Provided by the issung fern UBS Financial Services 4 To Wren a copy of as unit C lent Macy Notice, • Unwired gains/bass. When data is avaibtre, date and are supplied to LOBS France, Services on a not responsble fa this idamation and does not please contact was Financial Advisor or vise car website estimated or-waived gainsflosses at calculated fa regret basis by an exlepenient valuatcn fan ?dentee es accuracy. These assets are not protected at sixeratatramlopracranks Mb:dual 'rarity lots. The transaMon data fa: — Issuer, general partner or sponsor estimated valves, SIPC or the Fends supplemental SIPC coverage. rdbithal tit Pima may nos ref left commissions. any, are tippler' to the Firm by the Mutt; LOS Financial Services is not a bard.. The WA, Business <heron rider noway tweganitaten events. general primer a sponsor and may be calculated • Revenue shoring and thick:anal compensation Services Accort BSA rod IRMA we brokerage accounts Diviard and odor renvestment lots and systematic band CO different iteniatkel from that used by — In addition to corrrnitsions on ties and 12b.Ikea welch provide access to banking WPM!" and Won Purchase lots are each combined to display one thid pastas to dime der estimated values. received is canecteth with the digs/YR:on of en* arrangements with affiliated barks and other swaged W. The 'Trade date' (Own presents the — You tam cbtah additional Wormation Monk) !WWII lards to at dents we ado our affiliate thedopthy balm, and provides access to nswance rid Moral 'sensed')." trade date the rrythodokgy used to determine the estimate of receive reserue chair.; parents from &tripsors annuity ;sabots issued by unaffiliated thirdpany win and Ow date of the Wormation that is the ardor advisors of the mutual funds that we sell. manta corrpanits *tooth irour awe agency • Callable securities Bonds and preferred stock that basis for the estimate by cowering your Financial these arneuntS are based on two dfftrent subsidiesof UBS Fnaxial Services W the issuer can for early redemption wit be selected Adopt. corm/awed the amount of sales by 1185 of a nroartial4 by lot from among al sea-rein of that — mid party estimated ayes may be reflected as particular casual find farnib to as clients; and (s) InveStrilint, innanCe, and airy marts issue held in ow name a is nominee name for as 'Not priced' 'several situation: when an the asset value of a patois mutual ford famibes Not FDIC sired • No brit greaten May lose value dents. Call feahre ilorrration is obtahed from thid exlependent valuation firm has not sward a is shares held as the firm. parties and its aco.vacy is not gun-teed. Oiler call mat* to rags a value, when we become awn — We ant as affiliate also receive networking and RMA. Resort Managemeg Amour, Dulness Services teases may exec which could affect yield; complete that a material went has tamed tat may cal a embus accessing fees in consideration for Accost BSA, IRMA aid intonational Resource I-formation will be provided upon rawest. aevanly reported valp hto aortas a when a transits awe services that we provide tote Watered Amore are registered service maks of value would be so,* speculative die to the era, mutualfunds. These fees generaly are paid from UBS inner Services Inc. • Certificates of deposit (ms). CDs are FCC ironed of Ow weary. / star asses in the mutual fund and welshed tr to 1250,000 in prixkoal aid roved rarest per — When neither an issuer, general partner or sponsor dots anoint basedas the natter of accounts at Visa Sigueute is a registered service mid al Visa depose« and per depository institution., n accordance estimated value nor a thick'," estimated yak* is the broker-dealer holding mutual funds of that ford Wernatimal UBS Visa 5 credit cards and UBS with FDIC nits provided the wise of the rosily will be &Were Visa debit cards are is by UBS Bark USA with from its purchase pike. perm/span from Visa Li SA Incoroaated • Priervialaw. Prices displayed for skulks and ocher — 'Distrtutins to dale' may Wire retun of products may be higher a lower than the price that capital, an a both. (US Financial Senior Inc. Rev. 201603 you would actual/ receive in the market. Prices re SONY_GM_00020061 CONFIDENTIAL EFTA 00136681 EFTA01671845 44) UBS UBS Financial Sersices Inc 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 April 2016 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your N 'modal Advisor: SCOTT STACr MAN LYLE CASPEL Ph, ;re Questions about your statement? Call your Financial Advisor or the Value of your account Resourceline a on March 31 (S) on April 29 (5) account YQJr o'S>e1S 27,723 09 25,081 68 whit our website: `flys Itabrlit 'es 0 00 0 00 www. ubs cornifinancialservices Value of your account $27,723.09 $25,081.68 Sources of your account growth Tracking the value of your account during 2016 Vaiue of your account Thox_inc; at yea end 2015 MS:MI.10 Net deposits and S withdrawals -823,862.12 VOW eiveitinern return. 4.8 Dividend and interest income 12.70 27 7 251 Change in market value SO 00 Value of your amen on Apr 29. 2016 525.081.60 De4 2014 Ce: 2015 Mar 2016 Apr 2016 SDNY GM 00026062 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA_00136682 EFTA01671846 Account name: UBS Business Services Account April 2016 Friendly account name• Account number: Your Knandal Advisor SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of April 29 (S) your account • Cash and money balances may include A Cash and money balances 25,081 68 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets $25,081.68 100.00% A Value of your account $25,081.68 Eye on the markets Percentage change Index April 2016 Year to date S&P 500 0.39% 1 74% Russell 3000 062% 159% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index 0.38% 3 43% Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% t_GM_00026dege 2 of 6 CONFIDENTIAL EFTA 0(1136683 EFTA01671847 Business Services Account Account name: ELLMAX, LLC Your Nnancial Advisor. UBS April 2016 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANfLYLE CASRIEL Change in the value of your account Cash activity summary Apnl 2016 (1) Year to date (S) See Account activity this month tot decals. Balances in your sweep Opeofts are induded in the opening and closing balances raise FDIC insurance VW, only to &posits at UBS Bank USA, not to deposits a uFtS AG, Stamford Branch or bank deposits paced throer the USSInternaiond Deposit Account program SVC Opening account value $27,723.09 $48,941.10 P0tecbon applies to money market sweep fund holckgs but nit ban deposits. See impaling information *bout;our stgemem on the lit two pars of this document for *tits Withdrawals and fees, ricluding investments transferred Apnl 2016 (1) Year to date (1) out -2,642.00 -23,862.12 Opening balances $27,723.09 $48,941.10 Dividend and interest income 0.59 2.70 Additions Closing account value $25,081.68 $25,081.68 Dividend and interest income 0.59 2 70 Total additions $0.59 $2.70 Dividend and interest income earned Subtractions F0r Purposes of this statement, tamability of interest and dmdend income ha been determined frcm a US Checks and bill payments 0.00 -25.00 tag reriffirg Perspective Based upon the residence of the account holder. account type, of product Igx, some interest ands dwdend Paynents ma/ not be subject to United States (VA ardor Puerto Rico (PR) Other funds debrted 2.642 CO -23,837.12 income tzars The dent monlNy statement is not intended to M used aid canna be relied upon for tag purposes. Clients should refer to the an:Ilea:let& reporting forms they recent. Iran annualy, such as Total subtractions -42,642.00 -$23,862.12 the forms 1099 and the Porn 48p, for tar reporting information It is the Practice of 0BS to file the aopluatie to reporting forms with the US Internal Revenue Semce and PR Treasury DepartmeM, and in Net cash flow -52,641.41 -$23,859.42 such fount accurately classify dvidendS acrid interest as lag exempt Or tattle income. Please onsult your irwisidual lies preparer. Closing balances $25,081.68 $25,081.68 April 2016 (5) war to date (S) Taxable interest 0.59 I 95 UBS Bank USA Business Account APY Total current year $0.59 $1.95 interest period Mar 7 - Apr 6 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Mar 7 $31,255 61 Total dividend & interest $0.59 $2.70 Closing UBS Bank USA Bwiness balance Apr 6 526,402 68 Number of days in merest period 31 Average daily balance 528,379 03 hterest earned $0 59 Annual percentage yeld earned 0.02% SONY GM 00026064 ►age 3 of 6 CONFIDENTIAL EFTA_00 136684 EFTA01671848 Account name: ELLMAA, LLC *DUBS Business Services Account April 2016 Friendly account name. ELLMAX LLC Account number: Your Ignancial Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current ncome & capital appreciation Your risk profile: Fnmaiy Moderate Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Gm_0002f,drese 4 of 6 CONFIDENTIAL EFTA 00136685 EFTA01671849 Business Services Account Account name: ELLMAX, LLC Your Nonsocial Advisors UBS April 201. Friendly account name: ELLMAX LLC Account number: SCOTT STACKMet/LYLE CASHEL Your assets Some prices, income and (intent vetoes shown may be approximate As a result, pens aid losses may not to accurately refieCted See Important infotertabon about your statement at the end of this dtcumere for 'note informenon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit recount balaxes are i muted by the FDIC vat Nn applied* I imits, but are not !fleeted by 9PC 1)85 AG Stanford Branch ciecosa account balances zee not insured by FDIC and are not protected by 9PC Money madet sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important antotmatiem about your statement at the end of this document foe <Wats about those balances Cpermg Wane. Closing bdame Pore per share Average DomdenCrinterest Days in Hcidng On Apt 1(1) on Apr 29(S) on Apr 29 (5) fate period period Cap amount (S) UBS BANK USA BUS ACCT 27,723 09 25,08I 68 250.000 00 Your total asset Percentage el Cat Estimated umeatzed Wive on Apr 29 (5) your account betas (1) annual Income (5) pan Of loss Cash Cash and money balances 25.081.68 100.00% 25,081.68 Total $25,081.68 100.00% $25,081.68 Account activity this month For more mimingion abort the pr.ceiealue shown for restricted secunbes, see important ettotmaton about your ststemeM at the end of thrs document Your Quantity✓ Cash Cash and Date ACtivity Description manse code Face valor Emery/slue (S) amount (S) money balance (5) Mar 31 Cash and money balance $27.723.09 Apr I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 26,402 09 ROCKLAND TRUST COMPANY Apr 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 04/0016 59 26,402.68 Apr I S Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,32100 25,081.68 ROCKLAND TRUST COMPANY Apr 29 Closing cash and money balance $25,081.68 SONY OM 09026066 ►age 5 of 6 CONFIDENTIAL EFTA_00136686 EFTA01671850 44,UBS Business Services Account April 2016 Account name: ELLNIAA. LLC Friendly account name:ELLMAXLLC Account number: Your Ignandel Advisor- SCOTT STACK MANLIKE CASRIEL Account activity this month ,Dntinuedl Dae Act tvrty Detaialca Mount CS) Monty balance activities Ater 31 Balance forward $27,723.09 Apr A Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/01/16 -1,321O0 Apr 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 04/06/16 0.59 Apr 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/15/16 -1,321O0 Apr 29 Closing MIS Bank USA Business Account $25,011.61 the UBS Bank USA Business accouni n your pnrnsy sweep option Y_GM_000260t93. 6 of 6 End of statement for account num . CONFIDENTIAL EFTA_00136687 EFTA01671851 Important information about your statement UBS Financial Sakes k. (he Firmer UEG Fivexel sent you the first statement on which the Goa or Corporation (SVC), ear protects saunas accounts el • Produce CunentIncome: investments seeking the Singes), is a nimber of Apr:nada security, commodity problem appeared. its mergers up to $500,000 (nobs:fag 5250,000for gareation of income and Wens exchanges. UBS Fnancial Senna and WS — Previte you name and 'coast rather (I any). dims for cash). The SIC asset protection links ape& to • Achieve CapitiMpprOCiation: tivegnems Waken Bank USA are irdrect abseliaries of t.65 AG rd — Desabe the error or the transfer you are unsure all accounts that you hold in a particular opacity growth of partial rather than the generation of affiliates of U3S Securities U.C. The Finis financial about, and explain as dearly as you can why you The Fir together with certain affiliates, has also MCOff*. stammer-4 is wait* upon request. lb. finis execute* believe it is anew or why you need more Forthased staplenercal an:eaten the marn.rn • Produce Comb:nab:1n of income and Capital offices are at inkenation. amount payable to al *fable cleats, conking under Appreciation: Investments seek irg both the generation — Provide the dots' anger of the suspected error. this protection is kW milion as of Decenter IP 2015. of income and gowthd piicipal LBS Financial Services Sttpect to the policy conditions and Britain, cash at 1200 Harbor Boulevard The Fern a Card blur will avestigate yea candid the Finn is tither protected fa up to 51-9 mllan n the Overall rids profiles Weehawken, N/ 07086 and will correct any error promptly. for alleged taco aggregate for slips accounts held in a particular army/ring OBS Vera debit urd transactions, if we take capacity. A Italkopy of the poky weeding is available • Conservative: Seeks to mantas arta principal, with This stammEnt represents the only off kW record of your mar than 10business days to do the, we will treat Wonrequest. low risk and volatility to the account overall even LBS Financial Services account. Other records, easnot that mean to account don not genera* significant your itCCOLnt for the amount you think is in error, so OW incorm or returns and may not keep pace with off kid tar datimentc containing cedliding data shoved you wi hat the used the money dreg lentil* it The SIPC protection and the suPPlergenti protection not be relied upon. if you bele* there is an envr or both do not apply to: inflate°. takes us to calcine out intstgation. cenisse4 please report it immediately in waiting to the • Certain financial assets controlled by (and included n • Moderate: Willing to accept sane risk to principal and Branch Manager of the off it servo; year account. Please make thick. payabia to the Firma the you account vare)but held away Iran LOS Financial tolerate same volatility to seek hither returrs. financial imitutica inckated on the front of this Services (e.g., certain 0) cash at UBS Bs* USA. 00 • Amidst: WAN to accept high risk to princioal and Although all Igoe/ Oar re intended to be Mande, StaterWM. n adailn to mutt &cat fees, accents cash at UBS AG U.S.Eranthes, (n0 insurance Deducts, high plat ay to seek high return over tem. Staternint data shots nee be used for tar purposes. Re& may be sabre to minting.. fat chrges for bee including variable antler, arid Odthsts 44 mutual • Investment Edyinlity Consideration:I selected, a solely canted the fangs. (i.e., Form 1099, 5498, payment for %shelties purchases and charges or unpaid funds where suds shares are registered drect& n the pOrt•Mc4 the portfolio for that account may ixlacle 10425, etc.) Wan preparing you tar Sun. The Fern A anOtartS Mush accents. accents that ay transferred name of the account holder an the books ind records couple strategies, tented fpMity and greater regrind by law to report to the RS at eatable dividends, toots' institulicen may be ssbject to a trader fee. of the applicable issuer or transfer agent); repot/61e nagtocable &viands ad iamb% eared • Conan inviltrnent contracts a Owestment intents earned on 'toadies held in yois accoen, net proceeds UN Swoop options (tg, kneed partnerseips and private placements)that Statement theuseholdine on salt triftlaCtialk ani cost ban at certain covered LBS offers options for sweeping cash balances, balances are not registered wider the Stouritits Act of 1933; We may consolidate all related account statements with securities. to bale deposits t UBS Bark LISA and LBS AG Stamford and the sane ad&ess n the sat thvtlopt e g because brandies,* Sweep Progrand, money market rresual • Corrrnoities contracts (e.g., loreir exchange and they have owners who also maintain pal account Cannunicationa with Or Firm Ards (Money fords) and the therrabot Deposit Meets; metal contracts), ecladarg futures contracts relationships with other clients at the sane address. II • Please re.codien ay oral communications in rein Account (DA)fa customers with an hternatheal and ccarnakty option contracts. you prefer to recent adadual statements marled n to Iuther protect you rights, ncluag you rights Racism Mangement teasel. through the Back The SIPC protection and the applenental protection do separate envelopes, you may &doe locintholang by under the Securitas treater Protection Act (SIPA). Sweep Pregarns, cash balances are swept to MG Bark rot apply to these assets even if they otherwise appear </ling yas Financial Advisor. • II the froxial institution on the top aft of the front USA it to an estabithed ant ad that to UBS AG on your statements the SIPC protection and the of this statement is not CBS Financial Services, LEG Stamford Brareh or a Moray Fund. Deposits at UBS sopplemedi protection do not protect against changes friendly mown name financial Services canes star acceunt as clearly Eta* USA are FDIC eared in accordance with FIX a the market value of you eiveStmentS (whether as a the Friendly account name is a holomizable rrakrurne taker by arrangement with the indicated institution rules For more information please visit weir lde gov. result of market MOverment, this baling/toy or chosen by you to assist you with you reardkettarg. We eared you of this relationship when you Deposits at US$ AG Stanford Branch ad shares of otherwise) has no legal effect on ads account. You can change pared INS account. ere if* case, yam lugs and Morey pads are not insured by the FDIC. More information is available upon repast )our Friend/ accord ranks, throudi Crane Services or seasities are bated at LBS financial Services and not You may obtain more information about SIPC, ixkdeg by contactia par Fascist Advisor. the italic kg broker, aid you rrent nuke a ratan Throur the OA, available to case balances are swept to the SIPC Srochise. by contacting SIPC at 202-371.8300 day error a emission to both from. At descrbed in deposit accounts at US$ AG New York Branch and US$ or by visiting the SIPC wthsite at sissage.ing Account overview the acCOUM agree mass. ycci mai rata us of any AG Cayrrun Branch. These deposits are not insured by • Value of your amuregordao Net of assets and was or fra4 inolving checks reflected on your the PDC. Balances held at the UK AG Caren Birch Dividend Iteinvilarnent Program (DRIP) Rebates. statement within 30 days shaker mailed or made are tempt:tan& Noosed to the sovereign risk of the The price reflected is an average price. You may cat • Asset Modes available cash balances, vanes fa available. Al statements that be deemeckorrplehe Cayman Mands, and them is no giant or other One actual price Iron you Financial Adescr. Only whole restricted vary fed 1. and Global Tint. Depots. and wire% es at other respects t not cbacted to a obligation of vas AG to repay the balances while on the saes are pschased seeder DRIP, partial shares will be neared mats to mates, and clean assets not hal wring war 60days UBS Cayman's Brach's books. sold arid the cash wit be deposited n you accost the by tie fan Does not aka* tronced 91<thtleddSTRIS • Please drat customer comities a irgain to to &Mend reit-segment price supplied by the issuer may at the end of the pea and anent statement periods, a Finis Cant Relations Deparonent at 201-3521699 Deposits a UM Bark USA and each MS AG Beath are ate from the market price at which the penal shares pate nveltrne011, invested stock options and ix tenantal 800354.9103, 8,00 A.M. to 608 P.M. not protected by 51PC. Money Fund shares are protected are sold. exemisabk Pod options. ET Monday ihrotgh Friday, a in writing to LBS by SIPC See LB5 Financial Services Account Protection* • Liabilities. Includes debit balances, autstardng margin finance/ Services Ric.. Client Relations Department below. Cashrarlieu loans, credit link short account balances P.O. Bar 766 Union City, N107087. Only Male Leas may be held in year acCOunt. If you are • Cash/moray balances Total of unleveled available • Incase of was or thiestiorn about an electronic Ltionyott request balances n the Bark Sweep entitled to a panel Lail as a result of a diedend parent cash balances, this deposit balances at vas Bark USA. Surds transfer (Ef1). bill parent or 1185 Wu* debit Programs a IDA may be withdrawn, andshires of a or otherwise, the fan wi either sell partial wits at LBS AG U.S. Braxhes and money market mutual had cad transactions. call 800.762.1003, a voile to UBS Winn Surd mat be kaidatect and the proceeds matte ace or accept an anoint deteemned by a sweep balances, at the close of the statement peed. Finance/ Sands ex, IMO tube Blvd, 6th floor. returned to you or your securities account registered clearing agency, and credit your account Monammodity free credit balances a yew account are Weehawken, N1 ones, Attn: RMAIE6A Services. not segregated from other balances and the Fim may Firer information about available sweep options, Imagstment objectives use any of these funds in the cednary cane of its Cal or mite as soon as you can, if you tack yos nclockg curare interest rates and Oath, 6 available at the investment objectives and rids profile are specific to business. These finis are payable upon your dernard. statement a receid is twang a a you need more wwwebs.corrisweepyikk, from sax %rascal Advisor each account and may ray between was accounts. This totals ixlided a the and period dosing van. information &antraPer on the statement or or by caking 800-762-1000 Please advise Ow Firm parrot& in writing id ray receipt. The Fr a Cad Issuer (as applicable) Mug significant change in your INeel situation or Lending infesMatitat hear from you no later than 60 days after the From UBS Financial Sncee noted protection enactment objecting For each account had, you For detailed information en the Fines &•a practices The Firm is a medlar of the Sauna Mesta Protection choose ow of the falowag Moslem/et objectives: and disclosures, refer to your Client Relationd* SONY_GM_00020068 CONFIDENTIAL EFTA_00136688 EFTA01671852 Iniporlinil information about your statement (continued) Ageernent or Accent Agreernert and the General - We generally use the chug price when available or load and even if they can be sold, the price — In adobe/110 CCIIIMISCOS received in CCnntCli:41 Terms andCan.:Wens LETS Sraterrom of Credit Practices the mean of the bid and ask prices for listed received may be less than the per share estmaled with the sae a dotrisulon of array contracts amiable n Agreements and Dad:owes at securities and options or on& bid prices for OTC yak* provided in the meant statement. ad snit investment trust wets toms dents, we New (At (Of .40(CW(gdolebtnnal wanes. ands cur 'MAO* receive revenue sha-irg - Less actively traded securities may be priced using a • Restricted MOMitin Restricted securities gerealy compensation frommiry of the Mame your wets valuation model or the most recent price we are not currently eligble for public sate Les Financial ccerpanies unthawing the may contracts, You statement itemizes securities and other assets held obtained and may not reflect an actual main price Services uses the matte price ol the unrestricted stock affiliates of the ristraxe pawns a sponsors of in the account at the end of the statement period. You or vakie of the sane nun as an nuaed value for the the int minaret treats we 6strbute. may a* to delver), Ol ha/ pad securities at any tire. - (Man positions may sppea Winloit a pr ice and untested stock for purposes of this statement only To — Our affikXers also receive trading COrrrnicionS and You may receive smarties used as ban collateral after will show as 'price was not sealable if we we the extent that restricted smarties re &Ole for sale, other correwnsaticn from mutual funds and paynq ay balance due on them. Any smirk in enable to obtain a price for a security the vat. rimmed may be sibstantally less than the mars* sarpanin whose predicts we durtat• transferred to the Fern olei1C) the Statell*nt period are — Deposits or securities dencennated n CurefineS imputed yak* frown. — We wave an minuet fee from UBS Bat USA and Peed at market yak* as of the end of the statement Other than U.5. doles are reflected at the exchange UBS AG Stanford Branch of up to $25 per acme* period. rate as of the statement date. • Est. (estimates° income, currant yields and rams. sweeping to the banks under the LETS Bank Sweep • Cost basis. In detennnkg the cost basis of the - For (Men securities tracing in rkrucortorming An estimate Of Slnual income 6 based Oil current Programs smarties incIxled n this statement. where educated denornnations, price id gummy (face value) may dividend and interest rates, assuming the manes will with the ranter ' I,' US$ Financial Services has relied haw been adjusted to far mate proper vakaation. be held for one yea from statement date or until Activity on einformation obtained from sasses other than LEIS To obtan current quotations. when available, contact nuanty This estimate 6 Orey a guideline, accuracy formation regarding convressiorrs and other charges fern a ial Semen ieLdisg inIcemaion Iran another Fn your Financial Advisor. and corm-6M mane are not gars-teed named in connection with the 'mouton of trades. Out you may have provided to your Fruncial — Estimated anal near* end current mid for including option transactions has been included on Advisa. Pam don not independently refry a • Private investments and structured products certan types of smarties could made a return of tont nmatkns previously funded to sm. and WP be smmit* the accuracy or validity of any nf ormatith Private invest/wit secure (ncludng drect priepal or capital gam in which case the est provided to you promptly on request. provided by SOurCeS oche. than WS Gnarled' Seisms Partririaten Ornarn and real estate nveatmert trust Motile (and current yield) would be overstated h addition although US$ rnancial Services "ferrety securities) and structured mock.r.ls we genisaly highly — Estmated roar name an current yield art the Than soiling updates this dormaton nen welded. the Fern illiquid Celan structured prod-cis have not been actual income and yield mop be lower o higher If you are engaged in Mort selling a security. you may does not provide any asoraxes that the nfamatca registered with the Seanties and Ex(har ge than the estmaied anoints Mom a char clue to cenan borraming costs fa that under 'Cost basis' and -Umealired gar, kiss' is Commission or under any state securitiesraws We — An eslinate of actualized ncome (dividend ado partkutar waxy. accurate as of the date of this statement As such, provide estmated rakes for private investment interest) divided by the carent make pine do rut rely as the inlormatai to nuke securities and structured products fa Monnational vaiumilaverage balance is based on the last dividend Ow cedars Pashase a sale decisions, for l Per-poses a me-poses only. Accuracy 6 not guaranteed. or interest payment made by the tear and Revising open or 'igaocktilicancelled' orders that otherwise. Arrant translared to the Fern may — These vat*, may differ substantially fran prices. if assumes the serareies/deposits will be held for one ware not executed by the statement date, open buy and rain gallkns formation only for the period of any, at which a private comment security a yea from the statement date or umilmalunty sell stop orders are reduced by the amount d dividends time they are held at the Fim More historkal stnxtared product may be boor a sold and do Accuracy and ccntinued yield se not *sassed or rights on an ex-dmderds o naps date unless ormton can be added by yea rnancial Advisor not necessarily represent the value you may receive imtructed otherwise by you. You are responsble for upon liquidators • Assets not held by WS Financial Services. Certain orders that are visored due to you failure to cancel • Unrealized gains/loss When data 6 available, — Third prey estimates of mks a* as of a certain assets are not held by the ram and riot *Minn the exist rig Oren orders estmaked urtealired gam losses me calculated for date and are suppled to UPS France, Sane; Cr, a Finns possession or control These assets are ridniclual minty bts The transaction data for recut% bass by an idepenclei a valuation Lem displayed on yo✓ statenwnt for infanutional Privacy ridnidual lots mayor may not ref lest conmissions. — Au" gewral pmtner a sframor maimed relies, anew only. Positions and values parented are To obtain a copy of or currant Cent Privacy Notice, charges ands security reorgarertion men. if any, are suppled to the Fern by the issuer, provided byte 6Sung fern UBS Financial Services is plea. contact yips Friars:al Advisor or visit our website and other reinvestment lots and systematic general pairs or sponsor and may be calculated not responsble for this nformatan ind does not at www rdr entatormarmaltne purchase Ices are each combined to &splay me based on deferent information from that used by guarantee its &curacy. These assets xe not protected averaged lot The • Track date' (Month presents the chid parties to dense thee Mentes] values by SIPC a the Fern's supplemental SIPC coverage. LEIS renamed Services is not a bait The RMA, Sureness aroma' transaction trade date. — You can obtain additional Mama:on regard.", Services Account BSA and IRMA are brokerage accounts the methodology used to determine the estinate of • Revenue sharing and additional compensation. which provide access to bankng services and prodmts • Callable securities Bonds and preferred stock that value and the date of the idomation that is the — n addbon to carrinsions m saes and I 2tii 1 fees thrash arrangements wth aff dated baits and other the issuer cars for ethy redemption wit be selected basis for the Minute by comma° yak Financial received in connection with the dist'When of shed-party bares, and provide, access to nano and impatialX by lot from among al smarties of that Admix. mutual funds to or clients we and om aftSiete annuity product, issued by unaffiliated thirdpaty issue held Si our name or n flannel nave for Our — Mid prey *striated values may be reflected at receive revenue. Mring payments fran distributors insurance compthin through insurance agency clients. Call feature Hammon is obtained from Chid 'Not priced' in several mutations. when an ardor advisors of the mutual lands than we sell. satudisies of LBSinancial Services Inc panes and its accuracy is not tors-need Other call indeperslert valuays Irrn has art "ailed cr 6 These STIOUlliS are based on two dff mint features may exist which could affect yield. corr.:tele untie to assign a value, awn we become awn corn:orients (a the roam of urn by LBS or a Investment, nosance. and fl uty products. rfornuesn will be prodded upon request that a material event has owned that may cal a particular en-stual Laid Ifni& 10 as clients; and SO Not IDK enured • No bark gannet* May lose value previously reported value no question or when a the asset yaks of a particular mutual fund IarniVs • Certificates cif deposit (CDs) CDs are FCC eared "be "'Al b TmghlY speculative due to the nature shares held at the fen. WA. Resource Management Account, BuSineSS Sennett i.e to $250,000 ri propel and accrued leered per of the piracy. — We and our affiliate also receive retwork rig and Account BSA, IRMA and international Resource depositor and per depository institution, in accordance — When neithei an issuer, general partner a sponsor amber process-rig fees in consideration for Management Accost re registered service maks of mth FDK rules estimated value nor a thed-PatY Mmatod ', aim transfer agave services that we provide to the UBS finale al Services Inc prodded. the vale of the smarty will be deferent mutual finds These fees generally are pad frail • Prise/mixt Prices displayed for securities and other from its purchase price. investor assets in the mutua If und and are a fad visa Signature is a registered service mark of V63 produds may be higher a lower than the price that — • Distributions to date' may ielode return of dolls noun based on the maybe of accounts at I-tomato-tat Visa Signature credit cads and IBS you would actually receive n the market. Prices are capital, none a both. the broker-dealer holden mutual fads of that fund Visa debit cards are issued by URS Bark USA with obtained Fran various third pity SWOTS WhiCh we — 'Orignal Law Pare • represents the ntial offering fatly perry/nal from Visa LI S.A Incorporated Leine to be reliable, but we do rut guarantee Lei price per unit and may not reflect year cost basis accuracy. — DPP and aniseed REIT securities are rot Weed on a US$ Financial Services Inc Rev 201604 national securities exchange, and se generally SONY_GM_00026069 CONFIDENTIAL EFTA_00136689 EFTA01671853 F 4) UBS UBS Financial Sersices Inc 299 Park Avenue 25th Floor Business Services Account New York NY 101714:02 May 2016 Account name: ELLMAX, LIC Friendly account name: ELLMAY LLC Account number: Your Financial Advisor: SCOTT STA° MArkLYLE CASK FL Phone Questions about your statement? Call your Financra! Advisor or Vr.)) Value of your account Resourceline a on April 29 (1) on May 31 (3) accoun Your assets 25,081 68 22,439 97 Mit our veebsite: Your liabilR,es 0 00 0 00 wow ubs cornifinanciaiservices Value of your account 225,081.68 S22,439.97 Sources of your account growth Tracking the value of your account during 2016 Vth.e of yOur account S Th at year end 2015 348341.10 Net deposits and S withdrawals 426,504 12 Your nvestinent return. Dividend and interest income 3299 t5 1 22 4 Change in • market value Value of your awned SO 00 on May 31. 2016 522.439.97 Dec 2014 De: ?01 S kry 2016 May 2016 SDNY GM 00026070 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA _00136690 EFTA01671854 Account name: ELLMAA. LC UBS Business Services Account May 2016 Friendly account name: ELLMAX LLC Account number: Your Pinandal Advisor TT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 31 (S) your account • Cash and money balances may include A Cash and money balances 22,439 97 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last G Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets $22,439.97 100.00% A Value of your account $22,439.97 Eye on the markets Percentage change Index May 2016 Year to date S&P 500 1.80% 3 57% Russell 3000 1.79% 341% MSC I - Europe, Australia & Far East -0.78% -0 75% Barclays Capital U.S. Aggregate Bond Index 0.03% 3 45% Interest rates on May 31, 2016 3-month Treasury bills. 0 34% One-month LIBOR: 0.47% ' GM 000260949e 2 of 6 CONFIDENTIAL EFTA (10136691 EFTA01671855 Business Services Account Account name: ELLMAX, LLC Your 15 nancial Advisor- Friendly account name: E sl_MAX LLC 4tUBS May 2016 Account number: SCOTT STACK MANLY'S CASRIEL Change in the value of your account Cash activity summary May 2016 (St Year to date ($) See Account activity tha month for (Mats agances in your Sweep000AS are inducted in the opening and closing balances v4 ue FDIC insurance apses only to deposits at UBS Bank USA, not to &posits at UBS AG, Stamford Stanch or bar* depouts placed throu the UBS intenationS Deposit Account program SeC Opening account value $25,081.68 $48,941.10 POlecbco *ones to money rrorket sweep fund hdgngs but not bar* detPORIS See Important entOrmatien about;our statement on the Izet two pages d this document foe *tits withdrawals and fees, ncluding investments transferred May 2016 (1) Year to date IS) out -2,642.00 -26,504.12 Opening balances $25,081.68 $48,941.10 Dividend and interest income 029 2.99 Additions Closing account value $22,439.97 $22,439.97 Dividend and interest income 0.29 2 99 Total additions $0.29 $2.99 Dividend and interest income earned Subtractions tOr purposes of tits statement, taxability of interest ard draderld income haS been determined from a US Checks and bill payments 0.00 -25.00 tar rePOrtirg Perspective Based upon the residence of the account holder. account type, or product type, some interest anger dvidend payments may not be subject to United States (VA ardor Puerto Rico (PR) Other funds debrted 0') -26,479.12 income tares The dent monthly statement rs not intended to be used and cam& be relied upon for tar purposes. Clients should refer to the appictie tar reporting forms they receive from UBS annualy, such as Total subtractions -42,642.00 -$26,504.12 the forms 1099 and the Forms 4130, for tar reporting information it is the practice of UBS to file the apperater tar reporting tom), with the US internal Revenue Semce and PR TleaSury Departznem, and in Net cash flow -$2,641.71 -$26,501.13 such forms accurately classify doctends ardor interest as tar exempt Or tent* moon* Please (Onsult your includual tar preparer. Closing balances $22,439.97 $22,439.97 May 2016 (1) Year to date (S) Taxable interest 029 224 UBS Bank USA Business Account APY Total current year $0.29 $2.24 Interest period Apr 7 - May 5 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Apr 7 $26,402 68 Total dividend & interest $029 $2.99 Closing UBS Bank USA Esiness balance May 5 $23,760.97 Number of days in nterest period 29 Average daily balance $25,263.89 Interest earned SO 29 Annual percentage yield earned 0 01% SONY GM 00026072 ►age 3 of 6 CONFIDENTIAL EFTA_001 36692 EFTA01671856 Account name: ELLMAA, LLC *UBS Business Services Account May 2016 Friendly account name. EUMAX LIC Account number: Your Snanciel Advisor- SCOTT STACK MANLYLE CASRIEL Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current ncome & capital appreciation Your risk profile: nnmary MDderate Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Y_GM_000260394 4 of 6 CONFIDENTIAL EFTA 00136693 EFTA01671857 Business Services Account Account name: ELLMAX, LLC Your Mnancial Advisor: UBS May 201 t Friendly account name. Account number: SCOTT STACK MANTYLE CASRIEL Your assets Some prices, income and (ottani taws shown may be approximate As a result, pans and losses may not be accurately reheated See IMANThelf $10t1M0101) &DOW your statement S the end of this document for neon` mfoenaooa. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account barites and money market mutual fund sheep balances. UBS Bank USA deposit account balaxes are i muted by the FDIC vat Nn applicable limits, but are not Protected by 9PC UBS AG Stanford Branch depOS4 account balances ate not Insured by FCC ad ale not protected by 9PC Money market sweep nannies are protected by SiPC but at not insured by the FDIC Seethe Important snlormation about your statement at the end of this document to. det$S ataxit those balances Cperung Wax. Closing blase Price per share Awrage Dwdenainterest Dan in widng 00 Mal I (S) on Mau 31 (S) on May 31 (5) rate period period Cap annum (5) UBS BANK USA BUS ACCT 25,081 68 22,439 97 2`50,000.00 Your total assets Percentage di Cost Estimated unieatzeo Value on Miry 31 (S) yOur &count baSiS fat annual intone (I) gam or lois (5) Cash Cash and money balances 22,439.97 100.00% 22,439.97 Total $22,439.97 100.00% $22,439.97 Account activity this month For more informdon abwl the prveiyalue shown for restricted secuntres, see important informaton about your statement at the end of ttws document Your Quantity/ Cash Cash and Date A( tiny De“nption (*raffle code face value PnceiValue amount (S) money balance (5) Apr29 Cash and money balance 125.081.68 May 2 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,32100 23,760 68 ROCKLAND TRUST COMPANY May 6 Interest U65 BANK USA BUSINESS ACCOUNT AS OF 090916 29 23,760 97 May 13 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,32100 22,439.97 ROCKLAND TRUST COMPANY May 31 Closing cash and money balance $22,439.97 SONY GM 00028074 Page 5 of 6 CONFIDENTIAL EFTA_00136694 EFTA01671858 Account name: ELLMAt. LLC UBS Business Services Account May 2016 Friendly account name: ELLMAX LLC Account number: Your Mnancial Advisor- SCOTT STACK MANLYLE CASRIEL Account activity this month Die Activity Deunpocn amount (S) Money balance activities Apr 29 Itotena foreword $25.081.68 May 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0902/16 -1321.00 May 6 Deposit UBS BANK VSA BUSINESS ACCOUNT AS OF 090916 0.29 May 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0913/16 -132100 May31 dosing U.S Bank USA Business Account $22.430.97 the UBS Bars USA Disarm account Is your pima), sweep option Y_GM_000260°/139° 6 of 6 Erd of statement for account number CONFIDENTIAL EFTA_00136695 EFTA01671859 Important information about your statement UBS Motel Stakes k. (the Firmer UE6 Fluted we you the fist statement on which the ow or Corporation (SRC) watch protects seanties accounts of • Prxxkice Current Income: Weep-nee-its seeking the Senates) is a member of all principal security, commodity problem *owed. its members up to 1500,000(nclefing 1250,000for generation of income onkr aid opus exchanges. UBS Financial Sonde aid — Provide yea rant aid want nether ai rd. clams for cash). The SIC asset protection limits apply to • Achieve CapitiMpprOCiatiOn: eivemmerits Seeking Bank USA are irdrect absdiaries of UBS AG rd — Descrbe the error or the transfer you are ensure all accounts that you held in a parted. capacity crOWth or pecoal rather than the aeration of affiliates of LOS Securities U.C. The FiMs Waned about, and attain as dearly as you can why you The Firs together with certain affiliates, has also exane. gatemen is web. upon request. The Finis executive believe hen era or why you need mote Pordused sepplenertal protection T e maternsn • Produce Combrnebon of /mane end Capital offices a. at infoonatiat annot payable to all *ruble clefts, collectively under Appreciate*: hvestments seek Sy both the generation — Provide the dots await of the suspected error. this protectionist%) Wien as of Denotes 16 2015. of none rd Tow h d preapal LBS Financial Services W. Subject to the policy conducts and Weaken cash at 1200 Harbor Boulevard The Firms. Cad bluer will nostigate your earplint the Firm is titter protected for up to 11-9 million et the OverMl rain profiles Webby...at N107086 aid will correct any error promptly. For alleged eras aggregate for stages aaants held iv a particular capacity. A full copy of the poky worthy is available • Conservative: Seeks to maintain net& prixipal, with invohiyU8S Vs debit card Remotions, if we take low risk and volatility to the account overall, even il This Preface represents the only off kial record of pow mar than 10busies. days to do the, we will treat upon request. LBS Nuncial Semites ann. Other records, etalf the means to accost don not generate significant your itCCOLre for the want you the* is in error, so that income or retain and may not keeppace with official tar document. ccntaivng conflicting data should you wi have the used the meowany theta* it The SIPC protection and the suPPleenenti protection not be relied upon. f you bele* there is an env or both do not apply to: inflation. takes us to convokee as intstgation. anissecen phase revert 4 immediately in suiting to the • Centel financial assets controlled by (and irxl.cled n • Moderate: Willey to accept some risk to principal and Branch Manager of the Wits serving par moult. Please make deltas payable to the Fiona the your woof vale) but held away Iran LBS Financial tolerate sant %dairy to seek hitter rears. f nancial hgeution iv:Sated on the from of this Services (e.g., certain 0) cash at UBS Br* USA. 00 • Agoras:sic WAIN to accept high risk to princPal and Although all loses shown re intended to be wart statement. In addeiln to recur accost fees, awaits cash at LBS AG U.S.Nanthes, 410 insurance preducts, high ear ky to seek high rotas over tine. Slattern.% data should not be used for to purposes. Rely may be Woad to winterunce Ws, *sages for late includng variable woke. red (N) *isnot mutual • Iminemet ENgiay Consilwabba: I selected, a sokrly marketed ha kerns: (i.e., Form 1099, 5498, payment for securities purchases and charges her aped funds Were such shares are registered drect& iv the pawn of the portfolio for Out want may include 10425, etc.) Wen prep/ring your tat return. The Firm nut eh cash accounts. Accants that an transferred name of the account holder on the books ind records caripki strategies, tinted Sculley and greater reputed by Lew to report to the IRS al taxable dividends, tooter institutions may be abject to a trader fee. of the applicable issuer or transfer agent); volatility. reportable non-tout* &Wends ad !amble Serest • Certain irrettnent contracts a investment interests earned on 'taffies held in you actowl, net proceeds UN Sweep Options (es, kneed partnerships and panto placements) that Statement Thausthooldinge as salt trinSaCticaS, and cost basis on certain covered LBS offers optens for sweeping cash balances, balences an not regetered under the Securities Act of 1933; We may consolidaie all related accost statements with swain. to ha* deposits at UBS Bark L6A and LBS AG Stamford and the sae address el the sane Onvc6Opt e g because bra fark Sweep Program*, money market rnertual • Corrrnoitin contracts (e.g., lodge. whinge ad they have owners who also maestri pint account Comenwicatiens with tha fins fads (Monty Furds) and the Merrateral Dyed Precious metal contracts), kickearg ktkres co tracts relationships with other clients at the sane address • Phase re.corlirn any oral communkations in witty Account (CM)1a customers with an hternatioral and con' nonty option contracts. you prefer to recent naviatal statements mailed n to further protect yon rights„ ncluang your tigits Resarce Management Accost. Wasp the Bark The SIPC protection and the asplernental Protection do separate envelopes, you may decant Ince...holding by said.. to Securities raga Proem Act (SrA). Sweep Peg-ant cash balances re swept to UBS Bat ret apply to these assets event they otherwise appear <rang pour Financial Advisor. • I the froxial institution on the top left of the from USA to to an established lent ad then to UBS AG on your statements the SIP( protecten and the of this statement is not LBS Financial Services, WS Stamford Brareh, or a Moray Fund. Deposits at UBS staaplemental protection do not protect agent (NNW friendly moat name Estancia Services cants yea account as dearly Bark USA so FDIC nand in accorda-c• with FIX it the market value ofI yore nveStmereS (whether as a The Friendly accost nano is a argonizable -rsigrorne taker by arrangement withthe l&ated intkation. Wu For more estimation please visit vow folk gov. result of maket mOvenwnt. Miler barlerwtcy a chosen by you to assist you with you* roadkeepiry. We Warned you of this reWiansty when you Deposits a UBS AG Stanford Branch and shares of otherwise) has no legaleffect on pas Mauls. You can Oxeye trained this recount. lithe case, gas fads ad Morey Fads are not rand by the FDIC. More information is available upon request war Friendly want names, through Woe Services or SetafitieS are bated at LBS Financial Services ad not You may obtain more informaten *out SIPC, ixkdkg by contacting your Financial Advisor. the intrude kg broker, and you mat nuke a report Thrwith the IDA, available to cash bathos re swept to the SIPC Brochre. by contacting SIPC at 202-371.8300 el ay ow a mission to both from. At descrbed in depose accounts at LBS AG New York Branch ardUBS a by Meng the SIPC webs.. at sawes/pc.org Amount Overview the scout areernents, ycer neat natty us of any AG Cayman Branch. These depots re not insured by • You of w)or amount/port/Deo Net of assets and ewes or trod :waving checks reflected on your the FDIC. BaLfois held at the UK AG Cagna-tBra-ch Dividend Reinvettrnent Proven (DRIP) statement within 30 days after A was mailed or made are temporarily tooted to the sovereign rut of the The price reflected is an average pike. You may cairn • Asset educate available cash balances, MIAS fa available. Al statements that be deemeckorrphte Cymru Mands, and them is no gun,* or other the actual price Iran you Feercial Advisor. Only Wide restricted witty Ng 1. and Global Tine DOOM et, and waste n at other respects t not *Wed to n obligation of vas AG to repay tic balances "Ile on the shares are pschased eider DRIP, partial shares will be sweaird mats to rnanet, .thd ratan assets not WM men; writ 60 dap UBS Cayman's Brach's books. sold ad the cash WI be deposited n yaw account. the by the Fern. Does not nava rstate SeCtilielaSSetS • Phase drect customer =implants a incelin to the dividend reinvestment price suppliedby the issuer may ate end of the prior radwant stment periods, a Fern's (Sent Relatifs Deponent a 201.352.1699 Deposes at UM Bark USA arid each UBS AG Beath are dffer from the market price at watch the prat shares pante nveltrneellt tainted stock options and or talker al 800.3569103, 8,00 A.M. to 60D P.M. not protected by 51PC. Money Fad sham re protected are sold. eves*** god. options. FT Monday throtyh Friday, a in meng to LOS by SIPC See 'UBS Farina& Services Account Protection* • Livebdities. hckedes debit balances, outstankng margin Finance/ Services ec.. Client Relations Department. below. Colterliou Ion credit link short account balances P.O. Bar 766 Union City, N107087. Only Wel* unes may be held Meets acCOunt.wide Wyo.' are • Cashrmorny balances. Total or uninvested available • how of won or questiore about an dectronk Licensees request. balances n the Bark Sweep Waled to a panel Lail warmth of a payment cash brakes, plc deposit balances at vas 8a* USA, funds transfer (Ef1). till payment or LBS Vrsae debit Programs a DA may be withdrawn andshires of a or otherwise. the Finn wi ether sell partial wits at U3S AG U.S. Braxhes arid money market mutual hod cad transactions. call 900.762.1003, a writ* to UBS Money Sad mat be list dated, and the proceeds muter price a accept an amuse detennned by a sweep balances, at the close of the statement prod. Firiancir Settees Ix , IMO Harbor MA, 6th floor. retuned to you or your secants accost registered clearing agency, and credit you want. kerscammodey free credit balances in your account are Weehawken, NI ones, Attn: RMAIE6A Sento... not wyegated from other balaxes and the Firm may Fuller :formation about available sweep options, Investment objectives use sr, of these funds en the ordinary course of its Cal or write as soon as you can, if you that gips Wising canine interest rates and WOOS, 6 available at lhe investment a:WM* and risk profile re specific to Wetness. These furls are payable upon your dernard. statement a recep is may atm./need more wwwubs.corrisweepyieth, from your Formal Adair each want aid may raybetween gas accounts. This tars :elated in the current period closing via. kif ormation *an transfer on the statement or or by (Meg 800-762-1000 Please advise the Fin, ptimptly in veiny el any receipt. The Fim or Cad Issuer (as appliable) mat signif kart change in your f:weir situation or Lending Warn/tier, hear (ran you no later than 60 days ter the Firm UBS fitandal Unlade:cow* protection I-segment objectives For each account held, you For detailed nf onnatien on the Finis 'tofu, polices The Film is a melba of the Swedes Wrests Frosionn choose ant of the fdlowng Segment objectives: and disclosures, refer to yaw Client Relato-dy SONY_GM_00026076 CONFIDENTIAL EFTA _N1136696 EFTA01671860 Inmortala information about your statement (continued) Ageernent or Account Agreement and the General - We generally re the c bug price when available or lord and even if they can be sold, the price - In addle:O1O CCilineSSCOS received in confection Terms and Condoms OBS Matemca of Credit Practices the mean of the bid arid ask prices for fisted received may to less than the per share estmaled with the sale a distaputon of a-nurty contracts notable n Agreements and Csoassures at writes and options or only bid prices for OTC value provided in the arrant statement. and snit imminent trust vas to cur clones, we YONW vas etaIVACCOutlatalaatign security's. ands cur rase receive revenue trig - Less actively traded securities entry be priced using a • Restricted 100Jfitill Restricted wants grandly compensation fran may of the mamce your eueu vatuation model or the most recent ace we are not currently eficlble fa public sate. Les Financial carpanin urdenweirg the aruity contracts, Yo✓ statement remota securities and oker assets told obtained and may not reflect an actual main price Services uses the mrkot price of the instructed stock affiliates of the insurance compames a sponsors of n the account al the end of the Staaimint period. You a value of the same okra as as mated vat* for the the int nastment trusts we distribute. may ask for delver), d fully pad sante, at any time. - Certain positions may appear without a pr ice and restricted stock for purposes of that statement Orgy. To — Ow afar., also receive trading commissions and You may receive securities used as ban collateral after will show as 'peke was not addable' a we are the extent that restricted scathes are elg134 for sale, other compensation from mutual fads ad paying any balance due or, them. Any "rattans unable to oblate a peke for a security the value wood may be stbstantolly less than the insurance companies whose predicts we chstrtxdo transferred to the Fern cbris the statement period are — Deposes or securities dencennated n eta/roes imputed yak* stown — We receive an angel fee from UBS Bark USA and bled at manta yak* as of the end of the sutermnt other than U.S. dotal it reflected at the aching? UBS AG Starrilad Branch of Lc to 425 per acme* period. rate as of the statement dale. • Est. (estimated) income, anent yields and rates. sweeping to the banks under the LOS Bark Sweep • Cost basis. In detennirg the cost basis or the - For certain feCtrein tracks n moire-dormers Am estimate of xnual income 6 based am current Program saddles inclxkd n this statement, where educated denornnations. price and army (face vela) may dialtal and interest rates, assuming the saran will with the number' I,• lin Financial knits has relied have boon adµted to facilitate proper vakaation. be held for re yer from statement date a urea Activity on obtained Iran sources other than LOS To obtain anent quotations. when available, contact mutiny This estimate 6 Ore/ a guideline, accuracy etwrote, regarding ccovnissior6 and Other charges fnancul Mown incLeing eternal:on Irani another your Financial Advisor. and cool rued noxne se not gara u ted oared ire connection with the exertion of trades. Inn ot that you may have provided to you financial — Est mated anal term end current weld for including option tranaelicen has been included on Advise:a. The f nn does notadeperdertyineya • Private investment and eructated products. Certain types of worries could wield, a return of <alternations previously Is/niched to you, and wie be suaranta the accuracy or valicky of any of ormaan Prink irWestnyel secure (ndudng drat prixpal or capital gam n which case the est provided to you promptly on request. prowled by sources other than WS fordo' Semmes OdeliCiDanOn PrOCjam and real estate nvestrreci trust income (and current yield) would be overstated In Weldon, although UBS relanCial Services genera securities) and structured proclects are gennaly highly — Est mated areal income and current yield era the Short siding updates this i-icematon attic received. the fern illiquid Cenan structured prod-cts have not been actual acme and yield mop be lower or higher If you are engaged in shorn selling a seCurity, you may does not provide ary Lam es that the nicematon registered with the Seonties and Exchange than the estmand amounts n✓ a doge ditto ratan barcrang costs for that under 'Cost basis" and -Umealited gait-floss' is Commie:in or under any state seusi We — An ex mate of arnualized nom. (dividend ardor polaris security. arcuate as of the date of this statement As such, provide est mated values for private ointment interest) divided by the cu ant makes plea do not rely al the inlormalbri to make securities ant stnxtxed products foe nonnational vakaaaverage balance is based on the last dividend Open cedars PerChase a sale decisiord, for lax ;exposes a ;exposes onk. Accuracy 6 not guaranteed. or interest parlern mad by the issue, and Regards:340<n a • glocktiScancerted- ceders that othenne. Accounts transfetred to the Fern may — these values may differ substantially f ran prices. if assumes the secireinicleposits will be held foe one were not nem red by the statement date, open be ad reflect gain, loss ricanatoon only for the period of any, at which a private imeStrment security a yea from the Staten*** dale or umd maturity sell stop orders re reduced by the amount of dividends tine they are held at the Fim More hestorkal structured prolix, may be boor a sold and do Accuracy aid caenued pad re not guarrteed a rights on an exdmderds a existits date unless formation can be added by year Financial Advisee not necessarily represent the vale you may receive instructed otherwise by you. You are respond* for upon bondman. • Assets not held by WS Financial Services. Crain orders the are executed due to your false to cancel • Unrsalited gainalossa When data is available, — Third prey estimates of vas it as of a certain ands are not held bytes f am and nal within the notika open orders estimated unrealized gain/losses re cakulated for date and are supplied to UPS Financial Senran on a finrs possession or control These assets re ndniclual security bts The transactor, data for regular basis by an stemma. a valorem firm depleted on your statement for informational Privacy ridnicksal lots may or may not reflect commissions. — IsSuet. general partner a sponsor ntauted alien purposes only. Positions and values parented are To obtain a copy al as current C Lent Privacy Notice, charges endow scanty reorganization events. fay, are mooted to the Fern by the issuer, provided by Ow stung fin UBS Financial Services is please contact your Financial Advisor a visit or webske Omodand ant other reenactment kits arid systematic general prink or sponsor and may be calculated not responsble for this nformaton zed does not at www ram rantoryttranky purchase Ices are each rambled to deed/ re based on different information from that used by guarantee rs accisacy. These assets are not protected averted Pt The • Track date tokens presets the third pries to delve their ennead values by SIPC or the firm's supokmenial SIPC coverage UK Financial Services n not a by*. The RMA, Bustin, aignal transact on trade date. — You can obtain at:de:swat nfamatir regarding Services Account BSA and IRMA are brokerage accounts the methodology used to determix the alternate of • Revenue daring and additional compensation. which provide access to barking services and products • Callable Harkin Bonds and preferred stock that irate and the dale of the Hamlet:an that is the — n adder to ceemnsons on sales and 12b'1 fees thrash amangemmts welu alldoted baits and other the issuer calls for hely reckmption wil be selected basis for the estimate by contacting vas financial received en connection with the distrbution of dwd.party bares, and provides access to nsuance and inpatially by lot from among al acuities of that Advisor. rrutual unds to as clients we ada au affiliate arrurty products issued by raft dated third.party issue held n our name a ei narlinee name for Our — Lidparty estenated values may b• reflected as receive revenue during payments Iran dodosan 8-durance canon trough osurano• army cants. Call feature Hamar is obtained from thid 'Not piked- in several Segel:ear when an ardor adman of the mutual funds that we sell. sakdories of LBS T flannel Services Ix penes and its accuracy if not su ranted. Other call . valuation fern has root StOPPlid Cr 6 These rants are bawd on twoMeet% features may exec which card affect yield. complete ruble to assir a value, when we become aware components: (k the amount of sales by IBS of a Investment, wasance. and amity products. acnneon will be provided upon request that a material event has °cooed that may cal a partiCultir fiLitual lard fink& to cif Cleat; and (ill Not IDK enured • Na bat garret. May lose value previously reported vela into canter a when a the asset vale de a particular mutual fund Iarniks • Certificates of deposit (CDs) CDs are FCC raved value would be highly speculative due to the nature shares held at the firm RMA. Resource Management Account, Warless Services .410 5250,000 n reveal rd awed interest per of the sensty. - We and our affiliate aka receive outworn's ad Account BSA, IRMA and international Resource depositor rd per depository institution, in accordance — When neither an issuer, general panner Cr sponsn omnbos processing fees in consideration for Management Account re registered service maks of wed FDK rules estinated value nor a thrd.party est mated value 6 transfer ague winces that we provide to the CBS Frvcial Services the. prodded the vale ol the wordy will be deferent mutual funds These feesgenerally are pad from • Price/sake. Prices depleted for securities and °the- Iran its purchase price. investor assets in the mutua I f und and are a freed visa Si;nsture us a registered service mark of V63 products May be higher a lower than the price that — • Distributions to date may Uncle* return of dolls anoint based on the number of accounts at teemed:nal UM Visa Sorry, credit cads and UBS U would actually receive in the market. Prices are capital, ncome a both. the broker-dealer holing mutual hinds of that fund visa debit cods re issued by UBS Bat USA with obtained from vanous thee/ Dry SWOTS witch we — tnw we represents the ntial Okay; family perennial from Visa U S.A Incorporated below to be reliable, but we do not guarantee thei price per unit and may not reflect your cost bases accuracy. — DPP and infested REIT securities are rot listed on a UBS 'Mandel Swim Inc. Rev 201604 national securities Pchrge, rd re generally SONY_GM_00026077 CONFIDENTIAL EFTA _00136697 EFTA01671861 UBS Financial Services Inc 4tUBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 June 2016 ELLMAX, Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACi MANLi LE CASk Ft Phone Questions about your statement? Call your Fsnancra! Advisor Or Tt- Q Value of your account Ftesourceline at on May 31 (3) on tune 30 (3) aCCOUVI YO,ir assets 22,439 97 19,798 29 visit our website: YiXil Iiabilrtles 0 00 0 00 WVAV ubs cornIfinancialservices Value of your account $22,439.97 $19,798.29 Sources of your account growth Tracking the value of your account during 2016 Value of your account at year end 2015 SA8,941 10 Net deposits and e7 s svithdratcals -329,146.12 VOW nvestment return Dividend and interest income 33 31 22 a 198 Change in market value 40 CO Value of your eccomt on Jun 30, 2016 S19,79819 Dec 2014 :.:•t•-• ?Or i. May 20%6 Jun 2016 SDNY GM 00026078 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA_OOI 36698 EFTA01671862 Account name: ELLMAA. UBS Business Services Account June 2016 Friendly account name:FILMAXILC Account number: Your Knandal Advisor. TT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of lune 30 (S) your account Cash and money balances may include A Cash and money balances 19,798 29 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual ftstd sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets $19,798.29 100.00% A Value of your account $19,798.29 Eye on the markets Percentage change Index June 2016 Year to date 58P 500 0.26% 384% Russell 3000 0.21% 362% MSC I - Europe, Australia & Far East -3.32% -4.04% Barclays Capital U 5. Aggregate Bond Index 1.80% 531% Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% '_Givt_000260,91° 2 of 6 CONFIDENTIAL EFTA_00136699 EFTA01671863 Business Services Account Account name: EWVAX, LLC Your Knancial Advisor- UBS June 2016 Friendly account name: ELIMAX LLC Account number: SCOTT STACK MAIILYLE CASRIEL Change in the value of your account Cash activity summary Jr rt e Year to date 1S) See Account activity tea month for deials. Balances in your SweepOptic:4n are inducted in the opening and closing balances roue FDIC Insurance apposes only to &posits at UBS Bank USA, not 10 depesits at MS AG, Opening account value $22,439.97 $48,941.10 Stamford Branch or bank deposits puma throutp the UBS internationd Deposit Account program WC protect in *Pies to money market sweep fund holcirgs but not bank deposits. See Important intormabbn about )our statement on the tat two pages a this document for Wits Withdrawals and fees, ricluding investments transferred June 2016 (1) Year to date (S) out -2,642.W -29,146.12 Opening balances $22,439.97 $48,941.10 Dividend and interest income 0 32 3.31 Additions Closing account value $19,798.29 $19,798.29 Dividend and interest income 0.32 3 31 Total additions $0.32 $3.31 Dividend and interest income earned Subtractions for PurPeses of this statement, tax/Clay of interest and deaden(' income has been determined from a US Checks and bill payments 0.00 -25.00 tar reporting perspective. Based upon the residence of the account holder. account type, of product lex, some interest ardor atwdend payments ma, not be subject to Untied States (US) ardor Puerto Rico (PR) Other funds debrred -2,642 00 -29,121.12 income tares The dent mormay statement is not intended to M used and camd be relied tepon for tar purposes. Clients should refer to the applIcatde tar reporting forms they receive from UBS annualy, such as Total subtractions -$2,642.00 -$29,146.12 the forms 1099 and the Forms 48O, for lam reporting information It is the Practice Cif UBS to hoe the 4splicatle tar wasting forms with the US internal Revenue Semce and PR Treasury Department, and in Net cash flow -$2,641.68 -$29,142.81 such fora accurately classify duCends add interest aster exempt or taxable Inc axle. Please consult your induduat tax prepay Closing balances $19,798.29 $19,798.29 June 2016 (S) war to date (S) Taxable interest 0.32 2.56 UBS Bank USA Business Account AF'Y Total current year $0.32 $2.58 Interest period May 6 - Jun 6 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance May 6 $23,760 97 Total dividend & interest $0.32 $3.31 Closing UBS Bank USA Business balance Jun 6 $21,119.29 Number of days in merest period 32 Average daily balance $22,481 25 hterest earned $0.32 Annual percentage yield earned 0.02% SDNY GM 00026080 Page 3 of 6 CONFIDENTIAL EFTA_00136700 EFTA01671864 Account name: *UBS Business Services Account lune 2016 Friendly account name: Account number: Your Nnandal Advisor- SCOTT STACK MANLYI1CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a hill description of the alternative investment objectives in Important information about your statement at the end of this document your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Y_GM_000260§49, 4 or 6 CONFIDENTIAL EFTA_00136701 EFTA01671865 Business Services Account Account name: ELLMAX. LLC Your Financial Advisor: *UBS June 20 1 Friendly account name: ELIMAX LLC Account number: SCGJf STACK MANL (LE• Your assets Some pats, income and current values shown r ry be approximate. Asa result, gam and kisses met not te aceurately reflected. See Important Mlotenahon *bout root statement a the end of this daurnent for more infomuition. Cash Cash and money balances Cash and money balances may Induce avalable cash balances, U8S Bank USA deposit account balances, U8S AG Stanford Branch deposit account bdances and money market mutual fund sweep balances. U8S Bank USA deposit account bakaes are insured by the FDIC vat Nn applicdie lends, bul are not protected by 9K U85 AG Stanford Branch depart account Mamas are not insured ty FCC SION. OM protected by 9K Money market sweep bdances are protected by 51K but are not insured by the FDIC Seethe important IIII0ImIti011 about )out statement at the end of this document Ice alit about those balances Openng balance Closing tulance Pore per share Average Dvdenctinterest Daysin Held lag on sun I(S) on tun 30(S) on Jun 30 (a) rate period period cap antrum (S) UBS BANK USA BUS ACCT 22,439 97 19.798 29 250.000 00 Your total asset Percentage ct Cost Estimated Unteatned vane on Jun 30 (5) your account basis (S) annual income (S) gan Or loss (S) Cash Cash and money balances 19.798.29 100.00% 19,798.29 Total $19,798.29 100.00% $19,798.29 Account activity this month For more information abort the purr:hale» shown lot restricted secunties, see Important eatotmabon about your statement at the end of this doc anent Your OU3ntftyl Cash Cash and Date Actraty Deunption expense code face ',due Pncelialue (S) amount (S) money balance (S) May 31 Cash and money balance $22,439.97 Jun 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 21,11897 ROCKLAND TRUST COMPANY Jun 7 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 0906116 32 21,11929 Jun 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 19,798 29 ROCKLAND TRUST COMPANY Sun 30 Closing cash and money balance $19.798.29 SDNY GM 00028082 Page S of 6 CONFIDENTIAL EFTA_00136702 EFTA01671866 Account name: ELUMAA. LLC UBS Business Services Account June 2016 Friendly account name.ELLMAXLLC Account number: Your Knandal Advisor- SCOTT STACK MANLYLE CASRIEL Account activity this month f. °limited) Dae Activity cescnotcn Amount (3) Money balance activities May 31 Balance forward 522,43937 Jun 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0610106 -1,321.00 Jun 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 06106116 0.32 Jun 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0915/16 -1,32100 Jun 30 Closing UBS Bank USA Business Account 619,798S the UBS Bank USA euseness Account os your primary sweep option Gm 00026d ega 6 of 6 _ _ End of statement for account number CONFIDENTIAL EFTA_00136703 EFTA01671867 Important information about your statement UBS Muncie Maces K. (to Firm or UES Feudal are you the fist statement on which the era or Corporation (SVC), Mich protects mantis accounts of • Produce CeinentIncorre: investments seeking the Strides), is a °weber of alpacipal security, commodity problem append. its members up to 1500,000 (miming 1258000for generationd income onkt ad optics exchanges. UBS Financed Services and (BS — Provide yea name and moult nimbi (I ivy). dims for cash). The SIC asset protection lints gay to • Achim, Capital Appreciation: tivestrnerits Seeking Bak USA are redact stbsdiaries of La AG ad — Descrbe the error or the trawler you are insure all amounts that youhold ire a partied. capacity crOWthoe piMod rather than the generation of affiliated LOS Securitin U.C. The Finis Nonni about, and raisin as dearly as you can why you The Fin together withwean allkeen, has also exome. seamed is alias upon request. The Fins mecum* believe it is an era or otry you need more Prchasod sesplenereal protection The merman • Produce Combination ofincome and Capital off kes are at: Merman. endue payable to al doable dents, collectively under APOreciatirr basements seek rig both the generation — Provide the claw amount of the suspected error. this pro/actin is $500 mtlion as of Denotes 10 2015 of Mom and gowthd percipat LEIS Fnawial Services he. SeMict to the policy cordate arid Wilkie.* cash at 1200 Habor Boulevad The Fiona Cad Muer will investigate pm <ardent theinn is tither protected fa up to 11-9 mike, n the OMNI riffs profiles Meaner, N/ 07086 and will correct any error promptly. For alleged eras aggregate for all you accounts held in a particular invokingUBS Vet• debit card °reactions, if we (Me capacity. A fulkopy of the poky wording is amiable • Conservative: Seeks to Manta, nitial principal, with This statement represents the only official record of your mar than 10 business days to do the, see will treat low rick and daablity to the account overall, even Ian request. thee means to account don not generate ur iticant UBS Financial Sondes account. Other records, aced your ita0trit for the alma you think is in error, so that Okla tar cknanwitt. conning coilicting data should you MI have the used to roam&rig the tine The WC protection and the suPPlemener prolection scone or return and may ran keeppace with not be relied upone if you believe there is an envy' or takes US to complete as inestiaion. both do not apply to: omission please report t inmedately n venting to the • Certain financial assets controlled by (and included in • Modern: Willing to accept sane risk to principal and Branch Manger of the office warpyou amount. Please make thicks payable to the Films the your account value) but held 2w/reran LBS Found tolerate same volatiky to seek hither return. I Naha' institution indicated on the front cd this Services (e.g., certain (1) cash at UBS Bs* USA. 80 • Agoressior WAN to accept high risk to prinanal and Although all figures shown re intended to be rotate, statellifd. h 'daises to regular accent fees, accounts cash at LBS AG U.Stran&M. 610 Murree Preekirti high woes lay to seek Pith Mans over tine. Materna% data should not be toed for Ise purposes. Rely may be subject to minterunce fees, dirges for late ixludem variable amities, red (n) that 44 mutual • Insirstment Eassdany Consideration: I selected, a sofa cesyeaoand tar forms, (i.e., Form 1099, 5496 parent for enmities sadness% and charges for unpaid furls where such shares are registered 6recty n IN pawn of the portfolio for that arrant may ixlade 10475. etc.) Men preparing your tar Sun. The Fen A rases ii cash accounts. Accents that art transferred name of the axone holder on the books end records caripke strategies, linked Mudity and center required by lbw to report to the RS al taxable dividend, to ocher institulicas may be Abject to a trader fee. of the applicable issuer or trawler agent); volatiley. reportable nal-teat* thindrndi arid taxable Neese • Cain investment titans a imminent interests earned on steadies held in your account, net proceeds UN Sweep Options (tg , kneed partnerships and private placements) that Statement licuseholdinge an sale Waldo* and cost basis on certain covered CBS offers °dens fa sweeping cat balances, balances an not registered under the Securities Act of 1933, We may console:We all related raise statements with securities. tobank deposits at UBS Bark USA and LBS AG Stanford and to sane address el the son envelope, e g because brash Bark Sweep Program), money market mita' • Corrrnodtin contracts (e.g., foreign aching* and they have miners who dm manta, pee account Comenunkationa with the Finn finds (Monty Funds) and the hternatierai Deposit MMus metal contracts), MIKAN Nues contracts relationships with other clients at the sane address • Please a.corlim ay oral coranunkations in milin Account (C.Ara customs with an Manta-al and commodly option contracts. you prefer to receive individual statements mailed n to turn* protect you rights, Addling your rithts Restate Management Acadian. Through the Bark lhe SIPC protection red the sepplernental Protectiondo separate envelopes, you may &clew Inceseholang by under the Securities Wake Prone:an Act ($14A). Sweep Programs, cash balances are swept to (BS Bark not minty to these assets even it they otherwise appear oiling your Financial Advisor. • II the triad incaution on the top left of the front USA tip to an estabithed link red then to MG AG on yam statements The SIC protection and the of this statement is not LBS Financial Services, LEG Stamford Branth, or a Money Fwd. Deposits at UBS salernental protein:rid not protect against changes friendly account name knead Services cries your account as Mang Eta* USA as FDIC inured in accorda-k• with FIX in the market value d yam inveSMItreS (whether as a The Friendly account none is a ostomizable •nidinene taker by arrangement with the rdicated institution ores For more information please visit weineklk gov. recut of maket remanent incur barknacy or thosen by you to assist you with yea recorikmani • We Harried you of this reMionship van you Deposits at UBS AG Sorted Branch ad shares of otherwise) has no legal effect on you account. You can change pared this arcane. ei this case your kinds and Morey Funds re rot inured by the FDIC. More Hamann is available upon request your Fnendy account rams, through Ontne Services or severities re bated at LBS Financial Services and not You mit obtaei more information about SP( Midi-a by coreacting acts Friameal Advisor. the introducing broker, ad you rant mew a report Throuth the OA, available to care balances re swept to contacting SIPC at 202-371-8300 the SIPC Etnxhure. by webs of thy error a omission to bath find At descried in depose wants at (BS AG New Yak Blanch and UBS a by visiting the SIPC at seswas/pc.om Account overview the screwed arteeneitt you nisi rally us of any AG Cayrrun Brnh. Thew dip:Manna inured by • Yak,. of rata account/pallor:, Net of assets and errors or Mal knolving checks reflected on your the FDIC. Balances held at the UK AG CarnalBranch Dividend Reinvelonent Noreen pun statement within 30 days shrew.' mailed or made are temporarily opined to the sovereign risk of the The price reflected is an average price. You may obtain • Asset line* available cath balances, Mk*, kir available. Al statements that be deemed(arable Cayman blends, and there is no %waren or other the actual price Iran this Firencial Advises. Ony whole restricted seamy (est and Global TIM DOOM M. aid karate in at other respects t not objected to n obligaten of vas AG to repay the balances while on the shares are purchased sander DRIP, partial shares will be wirealaerri marks to manes and (Man assets not NCI maim wet 60days UPS Ca snails Brach's books. sold arid the cash wit be deposited n you account. The by the Fem. Does not mak eroded SiertritielanetS • Please drat customer complaint; a amain to the dividend reinvestment price **plied by the issuer May at the end of the Ina rid ament statement periods, c• Fens (lent Relaters Department at 201-352-1699 Deposits at UBS Bark USA and each MS AG Beath are differ from the market price at which the paid tans mate nvellinentS, invested stock options and ex toll-free at 800.3549103, 8:00 A.M. to 600 P.M. not protected by SIC. Money amid sham as protected are sold. exercisable stool deb FT Monday ihrotqhFridar, a in writing to LOS by SIPC See 'tBS Financial Services Account Protection* • Liabilities. holden balances, aatstandng month Financial Services rec.. Client Relations Department below. Cadoielieu load cede line, short account betakes P.O. Box 766 Union City, N107087. Only weal* unes may be held in you' account. If you are • Cads/money balances Total est unlisted available • h case of errors or questions about an eledrOnk Lida year request balances n the Bade Sweep Programs or CA may be weapon andstuns of a ended to a patal ink as a result dad:Mend payment cash balances, plus deposit balades al LBS 8a* USA, brads transfer ark, bill payment or LBS nrisaadebit Cr otherwise, the Firm wit either sell partial units at (BS AG U.S. Branthes and money market mutual fend cad transactions. call 800.762.1000, a write to LBS Morey Raidmat be liquidated and the proceeds motet price or accept an anon detennned by a sweep balances, at the close of the statement period. knead Services lx 1000 Harbor Blvd, 6th floor, reamed to you or your secants account registered clearing agency, and credit you accost. lidscammodiy free credit balances n you account are Weehawken, W ones, Ann: RMNBSA Sendes. not segegated from other balances and the Firm may Futter information about available sweep options, InttatMenit objectless use any of these funds in the ordinary course of its Cal or mite as soon as au can, if you think year nclerdng man interest rates and Oath, 6 available at The investment dahlias and risk profile are spark to tuSintne These funds are payable upon ycurckenvoi statement a recead is map or t duneed more wwwea.corriswemyieble, from your Fe-uncial Adnsor each want and may say between yam accounts. This tars included in the curved period aeon° value. information about a transfer on the statement or or by caring 800-762-1000 Phase Mao the Finn pamtly in miing of ay receipt. The Men or Cad suer (as applicable) nun sirifkart change n your fiend °Mahon or Lending infamation het from you no later than 60 days atter the Fin. UBS Pthandal Serviette mooted protection Mestment °betakes For each accaune held. You For detailed information on theSiren's lee +kg practices The Firm is a mass of the Sautes Mesta Protection choose ore el the fdlowng invertmere Oak-tiers: and disclosures, refer to you Client Relation0* SONY_GM_00020084 CONFIDENTIAL EFTA_00136704 EFTA01671868 Inmortala information about your statement (continued) Ageernent or Ancor* Agreernert and the General - We generally ere the c May price when available or Igad and even if they can be sold, the ace — 1l additon 10 CanneSSCOS received in connection Teems and Condoners OBS Statemeet of Credit Practiced the 'swan of the bid and ask prices for fisted received may be less than the per share estmaled with the sale or dratriouton of a-nurty contracts amiable n Agreements and Dock:um at sautes arid options or on& bid prices for OTC value provided in the account statement. and in• 'linkman burl rah to cur [bents, we leeNW CAt (Offdlar011trAlittnnal sautes. ardor ow attire receive revenue sharing - Less actively traded securities may be priced using a • Restricted SOCIlint Restricted wastes gerproly corrpensation frommat of the nuance Your aunts varuation model or the most recent age me are not (Wendy etigble fa public sate. Les financial crannies unthawing the assay contracts, You statement itemizes securities ad other assets held ',blamed and may note reflect an actual main pr ice Services uses the mato price of the triredreted stock affiliates of the entrance companies a sponsors of n the account at the end of the statement period. You or vale of the sane issuer as im erased vat* for the the nwstrwert trusts we &Vitae. my ale fa dekreg d lull, pad securities at any tine. - (Man positions May We WilhOut a pr ice and restricted stock for purposes of this statement only To — Cur aft ikMis also receive trading commissions and You may receive wishes used as ban COIL/teal after will show as 'price was not variable if we are the tinted that restricted swishes are elglre to sale, other compensation from mutual hands and pain any balance due on them. Ary securities unalae to oasis a age for a security the vats named may be substantuly less than the Mama cavort whom ;redacts we destrtula transferred to the Fens &rig the statement tend are — Deposers or securities denominated en currencies emptied vats shown — We receive an bast fee born UBS Bark USA and listed at market vale as of the end of the statement other than U.S. dollies are reflected at the /whinge UBS AG Strafed Branch of up to $25 per accost period. rate as of the statement date. • Ed. (kainuitsd) income, current yields and rate& sweeping to the bats under the LISS Bank Sweep • Cron basis. In deternineg the cost basis of the - For cenan 'Para -5 Baku in noriconfonnirg An Mete of atual income 6 based cn ctr current Prognms startles aided n this statement, where rotated dencemnations, price at quantity (face vabe) may dividend and interest rates, assuming the securities will with the number '1,• LOS Financial Services has relied haw been adjusted to lea/tate proper Valuation. be held for one yea from statement date or urta Activity m obtained from sources other than LOS To obtan anent quotations. when available, contact Integra This estimate 6 OM/ a guideline, accuracy Wormier regarding commission and other charges Financial Sawa incising el.:Immo-I Iran another yam Financial Advisor. and contract nccene se not garroted mused is connection with the execution of trades. Inn a that you might.* provided to your Financial — Estmated inns' income and current veld for including open transactions has teen included on Adage. The Tern does not independently serty a • Private invertmonts and eructated product& certan types of Statics card finale a return of cats atoms previously loathed to you, and will be guarantee the accuracy or valicity of any nf amnion Private inrectnynt seCuritief (ncludng drect prixpal or capital gam n which case the M. provided to you promptly on request. provided by sources other than WS Trams' Sanas Dalai:01On Progurn and real estate nveltrneri trust income (ad anent ye* would be overstated In oaken, thou*, UBS Tnancial Services reser* securities) and structured proiar.ls we gengraly hghly — Est mated armor income and current wild and the Short riling updates the& videi ton t is roomed the Fern illgud Celan structured products have not been actual morne and mud mg)" be lower or higher If you are engaged in short selling a security, you map does not prov any asoraxes that the oilanat.:a registwed with the Securities and Exchange than the estmated amounts incited...no due to certain borrowing costs fa that snag 'Cost basis' and -Urrealired gairl Ms' is Commission a under any state siegri We — An est One of arnualized Home (diadend ado palgular sauna. actuate as of the date of this statement. As such, provide est mated values for private investment interest) divided by the current maker paw do not rely an the inlormatat to make securities and 'Insured waists foe Narrational valuelaverage balance is based on the last dividend Open odors poshest or sale decisiorn, Iona Purposes a pandes only. Accuracy 6 not guaranteed. or interest payment mad by the issuer and Regedng open a • gricktilicancellet ceders that otherwise. Accounts translated to the Trrn may — These values may differ ebstanualV Ban prices. if assunes the seartiesideposits will be held for one were not exact:redly the statement date, open buy and rant gallloss informationonly for the grad of try, at which a private eaSement security a year from the Staten*** date or until notity sell stop orders are reduced by the snout of dividends time they are head at the Tim More historical stnstited product may be hour a sold and do Accuracy at continued yield are not *amen a rights on an eadmderds a excepts date unless inf canton cart be added by you Tnanoal Adosa. not necessary represent the vale you may receive instructed otherwise by you. You are reparable for upon liquidators. • Assets not held by UBS Financial Sonata Certain order tat are mooed due to you Inure to caster • Unrealized gains/loam When data d available, — Third {Wry estimates of mks are at of a certain assets are not held by the Tim Ard MI *Min Ow exist rig nen orders estimated unrealized gandlosses are calculated for date and are supplied to UPS Financial Seated on a Fins possession or control These assets are eidralual security bts The transaction data for regular basis by th apentin a valUabOn firm displayed alma statement for nfonnalional Privacy ednelsal lots may or may not reflect carmissions. - two, antral partner a spawn ateruted values, papaws only. Positions and values presented an To obtain a copy of as current C Iwo Privacy Notice, charges ride warty reorganization marts. fry, are applied to the Fern by the slue, provided byte 6Sung Inn UBS Financial Services is please contact you Financial Advisor or visit as webske Dividend and other reinvestment lots and systematic antral paintr or sponsor ad may be calculated not responsble for tries nformaton and does rat at wart ran rnmainktrionlvv purchase Ices art each combed-0 to dopier:no based on different information from that used by goatee its accuracy. These assets are not protected awned lot The 'Track date caryn yawns the third pants to drive their 'netted values by SIPC or the Fern's sup:Cementer SIPC coverage. UBS tasked Services s not a bark, The RMA, Buenas orignal transactors trade date. — You can obtain additional nfamatin regarded Services Acton BSA and IRMA are brokerage accounts the methodology used to determix the estinate of • Revenue sharing and additional compensation. which provide access to bankng services and products • Catlett* Harkin Bonds and preferred stock that value and the dale of the ithannation that is the — in addhon to CarninSiOrn al sales and I 2tii 1 fees thrash arrangements with aldoted barks and other the issuer cats for easy redemption wit be selected basis for the estimate by contacting yaw Financial received in connection with the distribution of thrd.party bats, and provides access to issuance and irpatiale by lot from among al washes of that Advisor. mutual ends to fir cWnts we /Mr wie affilate awry predicts issuedby unalltUted IN/daily issue held n Pr name a n flannel nett* for Our — third party estenated values may b• reflected as receive revenue awingpayments from distritut as 8-durance carromm trough nsur ante agency clients. Call lease Hammon is obtained Iran Chid 'Not piked' in several Stunned: when an ardor advisors of the mutual funds that we sell. standuries of LBSFinancial Sewn Inc prim and it, accuracy is non gurranteed. Other call noltatrident valuation fern has not oinked."' is Mese snorts an based on twoMatt features may exist which could elect yield. conk% unable to assign a value, when we become aware components: (i the roam of sales by LIE6 of a Investment, aostraxe, rid amity products. nf canton will be provided upon repast that a material event has poured that may cat a particular mutual find lark& to or dents; and BO Not IDK enured • No bark gameness May lose value previously reported yaw into questa\ a when a the asset yaks a a particular rrutual hod IarniVs • Certificates crf deposit (CDs) CDs are FCC eared veer would be highly speculatne due to the nature shares held at the fern. RMA. Reduce Manageesnent Account, Business Services .410 3250,000 n papal and accrued Merest pee of the warty. — We and our affiliate also receive retworkirg and Account BSA, IRMA and international Resource depositor aid per depostay institution, in accordance — When neither an issuer, general partner or sponsor omnbus processing fees in consideration for Management Account re registered service maks of with MK mks Minstar value nor a throldurty me mated wine transfer acre sewn that we provide to the LOS Financial Services Inc. priwided the vale of the Security will be diferent rrutual funds these feesgenerally are paid from • Prim/Yakut Prices displayed for securities and ate' Iran its purchase price, nvestcr assets n the mutua I f und and are a freed visa Signature is a registered service mark of V63 products may be hglwr a lower than the price that — • Distributions to date may elude return of dors rota based on the loaner of wcounts at international UM Visa Sorahre credit cats and UBS you would actually MONO in the market. Rtes are capital, ncome a both. the broker.dealer holding mutual funds of that fund visa debit cods re issued by UBS Bs* USA with obtared from various thed Daly SWOPS winch we — Lew sett' represents the ntial off geng fatly parr/sum from Visa USA incorporated below to be reliable, but we do not guarantee tee price per sit and may not reflect yos cost basis accuracy. — DPP and tented REIT securities are rot lusted on a UBS Financial Seaton Inc. Rev 201604 national securities thchthige, and we generally SONY_GM_00026085 CONFIDENTIAL EFTA 00136705 EFTA01671869 44) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0002 July 2016 ELLMAx L Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number: Your Financial Advisor: SCOTT STACK MANI) LE CASr, EL Ft.one Questions about your statement? Call your Financial Advisor or Tt Value of your account ResourceLine a on lune 30(S) on July 29 (5) acca Your assets 19,796 29 17.156 60 Mit our vabsite: votir liabilities 000 000 %WAY ubs.comifinancialservices Value of your account $19,798.29 $17,156.60 Sources of your account growth Tracking the value of your account during 2016 Value of your account S Thnranr at year end 2015 SA8,941 10 Net deposits and withdrawals 431,78812 Your esvesdnent return. Dividend and 489 interest income $362 198 Change in 172 market value SO 00 Value of your summit on Jul 29, 2016 517.156.60 Dec 2014 Do: 20i run 2016 kr 2016 SDNY GM 00026086 Member SIPC ►age 1 of 6 CONFIDENTIAL EFFA_OOI 36706 EFTA01671870 Account name: UBS Business Services Account July 2016 Friendly account name: Account number: Your Finandal Advisor. IILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 29(S) your account 17,156 60 • Cash and money balances may include A Cash and money balances 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual ftsrl sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 a00% G Other 000 0.00% Total assets $17,156.60 100.00% A Value of your account $17,156.60 Eye on the markets Percentage change Index July 2016 year to date S&P 500 3.69% 766% Russell 3000 3.97% 7 74% MSC I - Europe, Australia & Far East 5.08% 0.83% Barclays Capital U 5. Aggregate Bond Index 0.63% 5 98% Interest rates on July 29, 2016 3-month Treasury bilk: 0.25% One-month LIBOR: 0.50% t_GM_0002:60§15. 2 of 6 CONFIDENTIAL EFTA_00136707 EFTA01671871 Business Services Account Account name: ELLMAX, LLC Your Noa:NI Advisor- UBS July 2016 Friendly account narne:ELLMAXLLC Account number. SCOTT STACK MAP/LYLE CASRIEL Change in the value of your account Cash activity summary July 2016 (1) Year to date (S) See Account activity this month tor deists. Balances in your Sweep Oman are included in the opening and closing balances v4 ue FDIC insurance apples only to deposits dt UBS Bane. USA, not to deposits at MS AG, Stamford Branch or bar& deposrts placed througb the UBS InternationS Deposit Account program stac Opening account value $19,798.29 $48,941.10 PeOteclion applies to money market sweep surd hdGngs but PM ban deposits. See unmeant Monnabon about your statement on the bet two pages tilt% document for deists Withdrawals and fees, ricluding investments transferred July 20161S) Year to (fate (S) out -2,642.00 -31,788.12 Opening balances $19,798.29 $48,941.10 Dividend and interest income 0 31 3.62 Additions Closing account value $17,156.60 $17,156.60 Dividend and interest income 0.31 3 62 Total additions $0.31 $3.62 Dividend and interest income earned Subtractions For purposes of the statement, tmatility of interest and *Adam/ income has been determined from a US Checks and bill payments 0.00 -25.00 tag reporting Perspective Based upon the residence of the account holder, account type, a product type, sane interest ands dvidend payments may not be subject to United Slates (VA ardor Puerto Rico (PR) Other funds debrted -2,64200 -31,763.12 income taxes The dent rnoniNy statement is not intended lo be used and tamed be relied icon for tag purposes. Clients should refer to the aprlicatie tat reporting forms they recent. from UBS annualy, such as Total subtractions -$2,642.00 -$31,788.12 the form 1099 and the forms 480, for tar reporting information it is the practice of UBS to fide the ECOlicatie tai reporting forms with the US Internal Revenue Service and PR Treasury Departmem, and in Net cash flow -$2,641.69 -$31,784.50 such tout, accurately classify dm:tends Mora interest *Stan exerrpot or parade income. Please consult your indsidual !as prepares Closing balances $17,156.60 $17,156.60 July 2016111 war to date (S) Taxable interest 0.31 2.87 UBS Bank USA Business Account AF'Y Total current year $0.31 $2.87 Interest period Jun 7 - Jul 7 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Jun 7 $21,11929 Total dividend & interest $0.31 $3.62 Closing UBS Bank USA Business balance Jul 7 $18,477 60 Number of days in nterest period 31 Average daily balance $19,840.90 hterest earned S031 Annual percentage yield earned 0.02% SONY GM 00026088 Page 3 of 6 CONFIDENTIAL EFTA_00I 36708 EFTA01671872 Account name: ELLMAA, LLC *UBS Business Services Account July 2016 Friendly account name' ELLMAX LIC Account number: Your Nnandel Advisor- SCOTT STACK MANLYLE CASRIEL Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this docixnent. Your warn objiktivin Current ricorne & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration None selected Your account instructions e Your account cost basis default closing method is AFO, First In, First Out. bt GM 000260We 4 of 6 CONFIDENTIAL EFTA_00136709 EFTA01671873 Business Services Account Account name: EWMAX, LLC Your Naandal Advisor: 4tUBS July 201(1. Friendly account name: ELLMAX LLC Account number: SCOTT STACK MARLYLE CASRIEL Your assets Some prices, income and 'wren' Mutt shown may be appeoxirrate As a result, gam and losses may not be accurately reflected. See Important informabon about you( statement $ the end of this dit(urnent for more infarilibOn. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Oar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep barances UBS Bank USA deposit account banes are insured by the FCC vat Nn applied* lints, but are not PrOteded by 9PC UBS AG Stanford Branch depots account balances are not insured by FDIC aid are not protected by 9PC Morey market sweep teams are protected by SiPC but are not insured by the FCC Seethe Important inImmation about you( gatemen' s' the end of this doccrnent foe <Wars about those balances °perm; Octane. Closing biance Pace per share Average Dividendinterest Dap in Heldno on Jul I (S) on Jul 29(5) m Jul 29 (5) tate period palnod Cap amount (1) UBS BANK USA BUS ACCT 19,798 29 17,156.60 2`50,000.00 Your total assets Percentage cr Cost Estimated unreaszed Value on Jul 29 (S) your account Oasts (S) annuli incase (S) gan or lost (S) Cash Cash and money balances 17,156.60 100.00% 17,156.60 Total 517,156.60 100.00% $17,156.60 Account activity this month For mare information about the once/value shown for restricted secunties, see important naotmaton about yOut statement at the end of thy dot Went Your Quantity' Cash Cash and Dale Activity Description expense code Face value PncetValue (S) amount (SI money balance (5) Jun 30 Cash and money balance 619,798.29 Jul 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 18,477 29 ROCKLAND TRUST COMPANY Jul 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 07/07116 31 18,477.60 Jul 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 17,156.60 ROCKLAND TRUST COMPANY Jul 29 Closing cash and money balance 617,156.60 SONY GM 00026090 ►age 5 of 6 CONFIDENTIAL EFTA (10136710 EFTA01671874 Account name: ELLNIAA. LLC UBS 016 Services Account Business July 2 Friendly account name- Account number: x Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL Account activity this month cyAbnueco Dae Activity Deunoucn amount (S) Money balance activities Jun 30 Balance forward $19,79$.29 Jul 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 07101/16 -1,321.00 Jul 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 07/07/16 0.31 Jul 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 07/1916 -1,321.00 Jul 29 Closing UBS Bank USA Business Account 617.156.60 the UBS Bank USA Bunness Account is your pornsy sweep option GM 000280§ege 6 of 6 End of statement for account num CONFIDENTIAL EFTA_00136711 EFTA01671875 Important information about your statement UBS Feat& Sakes K. the Firma MG Signal sent you the fist ItltdOlettt on which the era or Corporation (SIPC). Mich protects martin moults of • Produce Conentlama nvesm,erts seekin the Senices), is a escargot alprincipal security, commodity problem averted. its memben up to 1500,000 (nclising 5250.000 for generation of irCOM• ad mikes exchanges. UBS Financial Swans and LBS — Previa yea nave and account amber Si 'NS clans for cash). The SIC asset protection limits axe! to • Ache', CatteiMeerKetekle Investments seeking Bak USA are indirect kb: diaries of L6S AG rd — Desabe the error or the trawler you re Vale all accounts that youhold his particulir capacity growth of principal rather than the generation of affiliates of LOS Securitin BC. The Finis Inancul about, and ..plain as dearly as you can wig you The Fam together withanal alfBates, has also income. Uremia is rabbi upon request. Tv Finis executne believe it is act era or why you need more Purchased stiopkwercal protection. The mai:earn • Produce Combination ofincome and Capital offices re at information. aeon payable to alelgqbk cants, collectively under Appreciation: Investments seeking both the generation — Provide the dokar arrant of the suspected error. this protection is $500 Niko as of Deceerber D. 2015. of hCOM• and growths:4 pacioal. LBS Friasial Services M. Stbeed to the policy condition; and Withers cash at 1200 Hater Boulord the (erne( Cad tssur will iwestigate your Nadia the Film is (UMW protected for up to 51-9 million in the Overall NB profiles Weehawken, N/ 07086 rid will correct any error promptly. For alleged taco aggregate Ice rips accounts held in a paticulai capacity. A full copy of lee poky wading is available • Conservatne: Seeks to Frontal nitielprixipal, with invoking0EG yea• debit cad trarsactions, if we like low rid and Natility to the want overall, even il This statethEnt represents tie only official record of your may than 10 built's. days to do they we will audit up n fewest. LBS Feancial Services accan. Other records, eakot that means 0-• account does not generate sgnificant your arcane for the rasa you that is in error, so that income or retails and may mot keeppace with official tar dogmas contaikng confiding data shot4d you MIhoe the used the rang drag the tine it The SIPC protection and the suPPlementi protection not be relied upon. if youbele* Owe is an ewer or both do not apply to: inflation takes us to complete as inestgation. animist please report 4 immedutely in waiting to the • Celan financial assets controlled by (and included in • Moderate: Wiling to accept sane risk to principal and Branch Dagger of the ontot We% yell IOCCOUlt. Please make thicks payable to the inn& the your secant value) but held away Iran LBS Financial Warr* sane %drag to seek hidden Nuns. financial istitution adored on the from of this Services (e.g., certain 0) cash at UBS Br* USA. 00 • Asiciressit: Wiling to accept high risk to prinegal ad MhOtett all figures town re intended to be 'made, Statellielt. In Saito to ngutr accou,t fees, accounts cash at LBS AG U.S.Nandhes. (n0 IllSterte products. high obt ky to seek high Nuns over tent Stelefl14.% data 1hOuld not be used for tar reposes. Rely may be Nato to minterunce fem, charges for late includes.; variable arouities, aid (w) Owes of mutual • 1mi:erne? Spdairy Consideration: I selected, a salt enrased to fame. ti.e.. Form 1099, 5498, payment lee securities purchases and charges or unpaid funds where such shares as registered drectk n the paten of the portfolio for that account may include 10475, etc.) when prepa-ing your to return. the Firm is fl ues eh cat accounts. Pecans that re transferred name of the account holder on the books aid records complex strategies, linked iquilky ind getter requied by law to repot to the WS at tadble di ident. to other instkulices may be "Meet to a transfer fee. of the applicable Muir a transfer agent); reportable nowtaa drigends and terabit rarest • Crain thestrnent contracts a enteSIMInt iltereSIS earned on acuities held el you account, net proceeds UN Sweep Options (tg , kritedpatnerssps and private placements) that Statement Thouseholdine on sale trirtSeCtitak ad cost bait as certain coveted LBS offers options for sweeping cash biases, balances am not registered larder the Securities Act of 1933, We may consolidate all related acceuit statements with %twain. to bat deposits al UBS Bark LISA and LBS AG Stanford aid the sane adckess el the Wee OWVtleet e g because NashBali Sweep Program), moneymakers nhilual • Correnoitin contracts (e.g., foreign exchinge and they have owners who aka mental pet account Cormasicatione with tha Nan (ands (Money Funds) aid the hternatiorsi Deposit reecicaa metal contracts), I-Kkidrq %Awes contracts relationshps with other clients at the sane address. • Please re.corarn ay oral ccerrnunkations in snag Nowt (DAgor customers with an iserrutionel and commodity option contracts. you prefer to recent ndwifual statements mailed n to futter protect pie rights. incluag you rigits Resource MeNigetWtelt Audis* Three* the Beek the SIC protection and the skpplernentai Protectiondo separate envelopes, you may &doe Inokseholang by under the Securities Nestor Protection Act (SIPA). Sweep Programs. cash balances re swept to LBS Irk not wok to these assets ewe, if they otherwise appear eating your Financial Advisor. • II the financial institution on the top left of the from USA up to an estabithed Inn and then to MG AG on your statements The SIC protectors aid the of this statement is not UBS Financial Services, WS Stamford Brash or a Morey Find. Deposits at UBS skeoplerneMal protecton do not protect against charges Friendly meat name Financial areas conies you account as clang Bak USA as FDIC insured in accordance with FOX it the market value of you elVeStrtlefeS (whether as a lhe Friend& secant name is a catomizable *rikkawne taker by arrangement with the Mitred istitutko. Nes For more Mormalan please visit *Novak gov. result of maiket en vernent. issuer barlthotcy or chosen by you to assist you with yoke reardkapirg. R We named you of this reWionstrip when you Deposits at LBS AG Stanford Branch ad shares of othervvise) has no legal effect on you meant You can 'lunge Waned this teCOlirle 11 the case, you furls and Mortar hods re riot eased by the FDIC. More information is available upon request Friendy scant Non, Smug, Online Stokes or stashes are boated at LBS Financial Services ad not You mW obtin more information about SSC, isludeg by (exactly you Financial Advisor. the throatkg broker, aid you rat make a repot Though the VA, available to cash balances re swept to the SIPC Broths., by contacting SIP( at 202-371.8300 of thy era a minim to both firm. At descrbed in deposit accounts at US$ AG New York Branch aidUBS a by visiting the SIPC website at stessIpc.orp Account overview the Waled itefeereritt. you Nam notfy us of any AG Cayrrun Branch. These deposits are not insured by • Yalu, of pi" account/portfolio Net of assets and arcs or had iniolvig decks reflected on your the WC Batistes held at the LBS AG CarnalBrash Dividend Itenvenwent Plop,en omil statement within 30 days after t was mailed a made are tang:Ng Noosed to the sovereign risk of the The price reflected is tel average price. You may obtain • ASSetS eCIUCIeS available cash balarK45.values for available. Al statements that be deemed congate Comm bands, and there is no gamma or other the actual price kern your Fearcial Advisor. Onkr whole restrictedwarty test ). aid Global line Deposits. ad arcuate in al other respects if tea thread to in obligatkvi of vas AG to repay to balances while on the sees re purchased under DRIP, partial shares will be unrealized mans to market aid cretin assets not held batik' wain 60days LBS Cayrnares Brach's books. sold and the cash wit be dposied'n yes account The by te Fins Does not include unpnced sectritigassets • Please deed custom . complaints a irgain to the dividend rearmament price wooled by the issuer may at the end of the air and Cleeent statement periods, a FirMs Cant Relators Department at 201-352-1699 Deposits at UBS Bark USA and each UM AG Brash re dffr from the nude price r which the paths Owes mate mestments, tainted stock options and a talker al 806354.9103, 8,00 A.M. to 600 P.M. not pectected by 51PC. Money Fund sham as protected are sold. exercisable stool options, ET Magary throtghFrklaw a in writing to LOS by SIPC See lid Firuncial Services Account Protection' • Waage: hada debit balances, ootstardng mangn Financial Strikes Ix.. Client Relations Department below. Cadwralieu bank Omit line, short account bakes P.O. Bar 766 Union City, 6107087. Only Male unitunitmay be held in your recant. you are • Cashrmoney balances Total of uninvested available • Fr case of eras or gthrliore about let HICITOrle Mica you request balances in the Bark Sweep ensiled to a patal knit as a result of a dialed payment cash balances. ;As deposit balances al L/85 Sank USA, funds trawler (EFT), till payment or UM Visatdebit Programs a DA may be withdrawn ars:Ishires of a or otherwise. the Firm wit ether sell partial irks at UBS AG U.S Brasties at money market mutual fund cad transactions. call 800-762-1003, a write to UBS Wall( Fund may be ficeidatect and the proceeds mate price a accept an amass determined by a sweep balances, at the close of the statement peeiod. Financir Smits ex., 1000 Harbor BMA, 6th floor. returned to you or you securities account registered clearing agency. and credit you accost. Wirmerresodia free credit balances n yore account are Weehawken, N.I ones, Attn: RNUVEGA areas. not segegated keen other balances and the Fern may Futter id°mad, about sable sweep options, Investment objectives use try of these fLads in the cede-wrycourse of its Cal a write as socn as you can, if you think your incising curia interest rates and yields, 6 evailtbk at The investmn0 objectives and rig profile re specific to business. These funds are payable upon your dernard. statement a amid is wag or f youneed more wwwabscorrisweepyikk from your Fe axial Advisor each scant and may rag between was accants. This total 6 Misled in the ascent period clang via. information about a transfer on the statement a or by crag 800-762-1000 Phase advise the Firm putt& in writing of thy receipt. The Fin or Cad Issuer (as amiable) 'n.M significant change in your financia situation a Lending infamation her From you no later than 60 days after the Firm UM Pintos'/al Services now* protection iwestment objectives. For each account held. You For detailed information en the Firm's lenk g practices The Firm is a maybe of the Seckotes insister Protection choose ow of the following imestment cayman: and dukes's, refer to your Chern Relationg* SONY_GM_00026092 CONFIDENTIAL EFTA_00136712 EFTA01671876 InIporlittit information about your statement (continued) Ageenlinl or Accost Agreernert and the General - We centrally the the closing price when available or load and even it they can be sold, the ace - 1l addax:010 CCM/VISCOS received in connection Terms and Condmans OBS Stamen of Credit Practices the mean of tie bid and at prices for listed received may be less than the per share estmated with the sale a distrioutan of a-miry contracts avalable aAgreements andDochasures at securities and options or cay bid prices for OTC value provided in the account statement. and unit investment bust rah to our clients, we leeNW cAt COMIACCOtlfgAlittnnal sectsIIOS. ands our attire receive revenue shrug - Less actively traded secwities my be priced using a • Restricted SCCUrilier Restricted we-rites gem" compensation Iranmarry of the nuance Your ants valuation model or the most recent ace we are not currently 'liable for public sale. Les Financial carpanies urderwaing the array contracts, Yo✓ statement nemees securities and other assets held obtained and may not reflect an actual maker ace Services uses the mrkoe price of the trees-treated stock affiliates of the insurance tonyanies a sponsors of n the account at the end of the SIXement period. You a vale of the sane issuer as an roared yak* for the the tat awstment trusts we distribute. may at for deledarY d fUll# pad securities at any tine. - Celan positions may appear without a price and restricted stock for purposes of this statement only. To — Our attires also receive trading ccm-rnsians and You may recent 'aunties used as ban collateral after will show as 'price was not evadable' if we re the extent that restricted stare*s are eltglok for sale, other compensation Iron. mutual kids and paying any balance due m them. Any Noshes unatite to obtain a price to a security the value neared may be stbstantuly kw than the insurance carpet whom products we distrtano transferred to the Fan daring the statement period are — Deposes or securities denominated in currencies muted vat* shown. — We receive an annual lee from UM Bat USA and Wed amide yak* as of the end of the sutermint other than U.5. deka au reflected at the tithinge UBS AG Starrilad Beach of ma to 425 per account period. rate as of the statement date. • Est. (animated) income, arrant yields and rasa sweeping to the bats under the UBS Bank Sweep • Cost basis. In detennining the cost basis of the - For renal Sea/Ries tracing in nonconforming An estimate Of antral income is tossed on current Program wanes ticketed n this statement. where Indicated tenannations. price and quantity (face vela) may driederd and nterest rates, assuming the saunas will with the number' I,' LEG Financial Services has relied haw been adµted to Nokia., proper valuation. be held for one yen from statement date a urea Activity on information obtained Iran sources other than LOS To obtan current quotations. when available, corned many This estivate 6 OM/ a guideline, accuracy Farman regarding ciarnissior6 ad other charges Financial Sawn, incLding inf amain Iran another your Financial Advisor. and cooland name se not gar aseed n and n connection with the 'mouton of trades. Inn a that you may hew provided to your Sinaloa' — Est mated menial acme and current weld for Oxhide.; option transactions has teen incladed an Advise. The Fandoes not fide/makes& %trey a • Private investments end structured products. (erten types of Searties could riclaie a return of conarnatkns previously 'ratted to you. and will be ;manta* the accuracy or valicity of arry nfamnion Private inveslnyel securities (ncludng drect prixpal a capital cans n which case the est provided to you promptly on request. provided by saves other than WS Fenno...I Sconces ParliCitialOn Orogen and mat estate none-nem trust income (and area yield) would be overstated. eldilirk although UBS Financial Services generaty securities) and structured peochr.its we genicaly highly — Est mated annual vxorne and current yield and the Short soling updates dna mm anis received the Frm dliguid Ceetan structured prod-cts Ns* not been actual acme and yield mop be lower or Iti4ner if you pre engaged in. sips selling a searity, you may does not provide any asaraxes that the ink:maim registered with the Seanties and Exchange than the estmated asounts n ue a charge de to certain borrowing costs for that under "Cost Isere' and -Umealered gadlow' is Commisson or under any state secuei We — An est Mate 01 arnualized income (dadend ado pears »curdy. actuate as of the date of this statement. As such, provide est mated values for private investment interest) divided by the crone makes please do not rely on the ISormatith to make securities and stractred wakens for ofonnational valutlaverape balance is based on the last di idend Open eiders Purchase a sale decisions, for 1se Parposes or purposes oily. Accuracy 6 not guaranteed. or 'tent payment made by the issuer and Regegog open a 'gliciatiaancellet coders that othermse. Atcants transfeded to the Frrn may — These values may differ substantially from prices, if mulles the seantiesideposits will be held for one were not coma ed by the statement date, open hey and whet gar/loss demeanonly for the period of at which a private nuntment satiny a yea from the Staten*** date or um/ malunty sell step orders are reduced by the input of dividends tine they re held at the Finn More historical structured ;rocket may be boe4nt a sold and do Accuracy and continued yield re not guarthteed or rights on an exdmderds a exights date unless ormthon can be added by your Financial Advisor. not necessarily represent the yak* you may wene instructed otherwise by you. You are reparable for upon laadaton. • Assets not hold by WS Financial Senrion. Certain orders that are maned due to your false to cancel • Unrsalited gaineloans When data is available, — Third pity estimates of vas are as of a certain assets re not held byte Fro and nal vinthn the exittng open orders estimated unreakeed gardlosses re calculated for date a-id are supplied to LDS Financial Sean on a Finns possession or control These assets ate adnicluel security lets. The transaction data for regular basis by an deminuai it valuation lam displayed an your statement for infainutional Privet/ individual lots my or may not reflect cormissicns. — ter, general panne( a sprier estimated alas, Papaw only. Poutians and values presented To obtain a copy of our currant C Lent Privacy Notice, charges anda security reorganization everts. fry, are supplied to the Fern by the issue, provided by the sung fin UBS Financial Services is please contact was Financial Advisor or visit ar webae Dividend rd other reinvestment lots and systematic general partner or sponsor and may be calculated not responsbk for this nforrnaton and does not at www robe ramtorwar wintry purchase Ices are each combined to drab/cae based on different information from that used by guarantee its accuracy These assets ace not protected aware/ lot. The • Trade date' colon presents the third parties to dent their 'armed oaken by SIPC or the Ferns nuppannenial SIPC coverer IBS Financial Services 6 not a bye The RMA, Busman original transacton trade date. — You can obtain additional nfamation regarding Services Accord BSA and IRMA are brokerage accounts the methodology used to determine the estivate of • Revenue during and additional compensation. which provide access to bankng services and products • pallet* securities Bonds and preferred stock that vale and the date of the formation that is the — a adOrcin to cannasons an sales and 12bi1 fees thrash thangemthis with all Sated barks and other the issuer cats for arty reckeralion win be selected basis for the animate by coma-try year Financial received in connection with the distribution of Evidiparty bares, and provides access to natante and impartially by lot from among a1 wanks of that Advisor. mutualI ands to or clients we ardor as satire armory products issued by unaffiliated thirdiparty issue held in our mine or in naninee nine for OV — Lidparty nitrated values may be reflected as receive revenue Owing payments from distritutas enSUFMX* COMPXVII trough nsur ann. army clients. Call feature nilamnion is obtained Iron thid 'Not piked' in several SeuationS. when an ands advisors of the mutual funds that we sell. stkodories of UBS Financial Services Inc penes and its accuracy is not curanteed Other call . newton km has rK4 supplied of 6 Thew anoints re based on twoMetal features my exist which could ailed yield. complete ankle to swig, a value, when we become aware corritionthtsi (O the amen of sales by LEE. al a everament, nairaxe. and amity products. rf canton will be provided upon requrse that a matena event has owned that may oil a pankular frbtuall hid fallibr 10 our dank; and PO Not IDK mused • Na bale garantew May lose Mee previously reported akae into qieston, a when a the as-At yaks of a particular mutual furid farniVs • Certificates of deposit (CDs) CDs we FCC Coved vadat would be highly %petulant due to the nature shares held a the fen. WA. Re ounce Management Account, Wanes% Services .410 3.250,00gnarcpal and Iceland interest per of the seaway. — We and as affiliate also recent ragwort:rig and Account BSA, IRMA and international Resource depositor rd per depository neat/haw in accordance — When native an issuer, general panner or sooner embus processag lees in consideration for Management Account re registered service nods of with FDK rules estinated value nor a thrdiperty est mated what 6 transfer again spaces that we provide to the LOS Financial Services Inc provided the valet of the stagily will be deferent rrutual funds These fns goner/Ay re pad from • Prica/vakee. Prices displayed for securities and other Iran its purchase pike. nvestor assets n the mutuaIfund end are a Fred visa Signallfe is a registered service mark of V63 products may be higher a lower than the trice that — • Daributicos to date' may lake* return of dote anent based on the wager of accounts Peematoral UM Una Sweaty" credit cads and LDS you would actuate/ 11.0000 in the market. Prices are capital, ncome a both. the brokericieala holding mutual funds of that lurid visa debit cards re issued by UBS Bs* USA with obtained from various this/ party SWOTS winch we — unt represents to ntial offering fanny permssca from Visa U S.A incisporated below to be reliable, but we do not guarantee thei price per unit and may not reflect year cost basis accuracy. — DPP and trusted REIT securities are not listed an a UBS Financial Services Inc. Rev 201604 national securities each:rye. and are geaerally SONY_GM_00026093 CONFIDENTIAL EFTA _00136713 EFTA01671877 UBS Financial Services Inc 44) UBS Private Wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY I 0'71-OG02 August 2016 ELLMAX, Account name: ELLMAX, IIC Friendly account name: ELLMAX LLC Account number: Your N ',andel Advisor: SCOTT STA° MAr4rLYLE CAS14 EL Phone Questions about your statement? Call your Csnancra Advisor or ti-4 Value of your account Resourcedne a on July 29(1) on August 31 (I) arcoun Your as.iets 17,156 60 14,514 88 Visit our website: Your liabdit kes 0 00 0 00 vivAr/ ubs conVfinandahervices Value of your account $17,156.60 $14,514.88 SWUM of your account growth Tracking the value of your account during 2016 Value of your account S at year end 2015 148,941.10 Net deposits aid $7 withdrawals -134,430.12 Your nvestment return: 48 9 Dividend and interest income $a90 Change in 172 145 market value $0 00 Vale of your accent Jul on Aug 31, 2016 04514.110 Dec 2014 De: 2015 Aug 2016 SONY GM 00026094 Member SIPC ►age 1 of 6 CONFIDENTIAL EFTA 00136714 EFTA01671878 Account name: ELLMA LLC UBS Business Services Account August 2016 friendly account name- ELLMAx LLC Account number. Your Pinandal Advisor. SCOT!' STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 313) your account 14,514 88 • Cash and money balances may include A Cash and money balances 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 000 0.00% Total assets $14,514.88 100.00% A Value of your account $14,514.88 Eye on the markets Percentage change Index August 2016 Year to date S&P 500 0.14% 782% Russell 3000 0.26% 801% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 586% Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% catocumgcbsge 2 of 6 CONFIDENTIAL EFTA 001367I5 EFTA01671879 Business Services Account Account name: EWMAX, LLC Your Nnarmial Advisor UBS August 2016 Friendly account name: ELLMAX LLC Account number: S OTT STACY MANI VI F rACRIFt Change in the value of your account Cash activity summary August 2016 (1) Year to date (S) See Account activity this month tot Petals Balances in your Sweep Options me inducted in the opererg and cloning balances vane FDIC insurance araes only to cepOsitl at UBS Bank USA, not to deposits at ttS AG, Stamford Branch of bar* deposits placed throw") the UBSInternaiond Deposit Account program SVC Opening account value $17,156.60 $48,941.10 protection applies 10 money market sweep fund finking, but not bar* deposits. See Important information about your statement on the Dot two pages ca this document for Web Withdrawals and fees, including investments transferred August 2016 (1) year to date (S) out -2,642 00 -34,430.12 Opening balances $17,156.60 348,941.10 Dividend and interest income 0 28 3.90 Additions Closing account value $14,514.88 $14,514.66 Dividend and interest income 0.28 390 Total additions $0.28 $3.90 Dividend and interest income earned Subtractions FOI purposes of the statement, tenability of interest and ontdeed income has been determined from a US Checks and bill payments 0.00 -25.00 tag reporting Perspective Based upon the residence of the account hcadtr, account type, or product type, some interest ander dwcknd payments may not be subject to united States (US ardor Puerto Rico (PR) Other funds darted -2F1? o^ -34,405.12 income taxes The Pent monthly statement rt nor intended lo be used and cannel be relied upon td tar purposes. Chents should refer to the app icon lai reporting forms they receive from I)B5 annualy, such as Total subtractions -$2,642.00 -$34,430.12 the forms 1099 and the forms 4130, for lac reporting information It is the practice of U8S to file the 4:01irable tai reporting forms with the US Internal Revenue Seduce and PR Treasury Depart em, and in Net cash flow -$2,641.72 -$34,426.22 such forms accurately classify clvidends arch interest as la( eternal of facade income. Pleat Offlult your includual tar preparer. Closing balances $14,514.88 $14,514.88 August 2016 (5) Year to date (S) Taxable interest 028 3.15 UBS Bank USA Business Account APY Total current year $0.28 $3.15 Interest period Jul 8 - Aug 4 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Jul 8 $18,477 60 Total dividend & interest $028 $3.90 Closing UBS Bank USA Business balance Aug 4 $15,835 88 Number of days in nterest period 28 Average daily balance 517,298 14 hterest earned SO 28 Annual percentage yield earned 0.02% SDNY GM 00028096 Page 3 of 6 CONFIDENTIAL EFFA_00136716 EFTA01671880 Business Services Account Account name: Your Knanciel Advisor- *UBS August 2016 Friendly account name: Account number: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have dentified the following investment objectives for this account if you have questions about these objectives, disagree with them, a wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about you, statement at the end of this document Your return objective: Current ncome & capital appreciation Your risk profile: Pima!), Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is AFC>, First In, First Out. 01 GM 000260§n° 4 of 6 CONFIDENTIAL EFTA 00136717 EFTA01671881 Business Services Account Account name: ElthitAX, LLC Your Nnancial Advisor 4tUBS Augusl Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANLYLE CASRIEL Your assets Some pnces, income and current values shown may to appeoximate Asa result, gam and losses may not be acturately reflected. See Important information about your statement al the end of this dtcumern for more mforrnabon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account banes are insured by the FCC *ONn circled* I vets, but are not protected by 9PC UBS AG Stamford Branch &POW account ballinCPS ate not insured by FDIC aid me not protected by SIPC Morey market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important mlotenatko about your statement at the end of this document Ice dials about those balances Openng Wane. Closing balance Price per share Average Dot:lendInterest Gap pri widng on Aug 1 (I) on Aug 31 (1) on Aug 31 (I) sate period period Cap amount (I) UBS BANK USA BUS ACCT 17,15660 14,514 88 250.000 00 Your total assets Percentage ct Cost Estimated unreaized Value on Aug 31 (s) your ac count bast ($) Annual income (1) gam or lost (I) Cash Cash and money balances 14514.88 100.00% 14,514.88 Total $14,514.88 100.00% S14,514.88 Account activity this month for more infomssion etas the prueivalue shown for restricted secuntuo, see important entormairon about yOut statement at the end of ihn document Your Quantity Cash Cash and Date ACtivity DeAnption expense code Face value PricelValue (S) amount (5) money balance (1) Sul 29 Cash and money balance 117.156.60 Aug 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 15,83560 ROCKLAND TRUST COMPANY Aug 5 Interest U8S BANK USA BUSINESS ACCOUNT AS OF 08104/16 28 15,835.88 Aug 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 14,51488 ROCKLAND TRUST COMPANY Aug 31 Closing cash and money balance S14514.88 SDNY GM 00026098 Page 5 of 6 CONFIDENTIAL EFTA 00136718 EFTA01671882 Account name: ELLMAA. LLC UBS Business Services Account August 201€ Friendly account name ELLMAX LLC Account number: Your Knancial Advisor- SCOTT STACK MAI1LYLE CASRIEL Account activity this month . ontinued) Dae *ninny Deunotcn Amount ft) Money balance activities Ad 29 Balance forward 617,154.60 Aug 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08/01/16 -1,321.00 Aug 5 Deposit UBS BANK VSA BUSINESS ACCOUNT AS OF 08/0A/16 0.28 Aug 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08/15/16 -1,321.00 Aug 31 Closing UBS Bank USA Business Account 614,51428 The UBS Bars USA Busmess Account 11 your primary sweep option l_GM_000260§ile 6 of 6 End of statement for account number CONFIDENTIAL EFTA JX1136719 EFTA01671883 Important information about your statement UBS Muncie Sakes Ix. (tat Firma MG Plumose sere you the list ft /114011flt on which the era or Corporation (SVC), "rich protects snubs accosts of • Produce Conedlocoed awestments seekng the Senate* is a nnerrber of alpacipal security, commodity problem append. its members up to 1500,000 (ncluarg $250,000 for generational income onbr. ad Were exchanges. UBS Formal Services and LISS — Provide yea name and arcane roster (f rat). claim for cash). The SIC asset protection linits *may to • Achieve Capita ApprOCiition: Newnents Smiting Bak USA are indirect stbsdiaries of LAS AG rd — Descrbe the error or the larder you am insure all accounts that youhold in a particular capacity crOWth or prixoal rather than the generation of affiliates of U3S Securitin U.C. The Finis labor about, and explain as <kali as you can why you The Pim together with Oft*. Mil:atm has also viral*. staternire 6 amebae upon request. The Finis executne believe it is an era or why you need more Pschased suplenereal protecten the mammon • Prods* Cornbinabon ofincome and Capital offices re at: alternation. smelt payable to al enable dents, collectively raider AOreciatim: Investments seek rig both the generation — Provide the dokar amosse of the suspected error. this protection is $500 been as of Denotes IP 2015 ol home and gowthd Fixed LEIS Fn./Niel Services N. Stkiect to the policy radian and knitter* cash at 1200 Hatax Bodine-0 The alma Cad Muer will fivestigate yam carplint theinn is dither protected for up to 51-9 nalliOn it the Otninll risk profiles Weehawken, N/ 07086 and will correct any error promptly. For alleged error agdegate for enact.' atones held in a particular • Conservative: Seeks to mantels maid pritipal, with involagUBS Veil debit cad trareactions, if we tie capacity. A full copy of the poky wording is available 1116 statement represents the only official record of you men than 10 hustles% days to do that we will credit low rick and witablity to the aware overall, even a Ian fewest. that means the accosts don not generate sgnificant UBS Financial Sondes account. Other records, naafi you' WOW, for the Knots* you thin: is in error, so that oiled tax ckewnents wearing congaing data should you wi had the used the runtydrip the tine it The SIPC protection and the suPPIellenti prolectien Seam or retails and may riot keeppace with not be relied upon. 11 you believe there is an error or both do not apply to: filiation takes us to complete OS investigation. anissam please report it irnmedately in *Ming to the • Certain titular assets controlled by (and inckeled • Moderate: Willing to accept sane risk to principal and &arch Manager of the office sent; you account. Please make thick. Rya* to the Fain& the *tar account vat)but held away Iran CBS Fnancial tolerate scene volatiky to seek hither rears. Inacal archon ion inckated on the front of this Services (e.g., certain 0) cash at UBS Bs* USA, 00 • Aggressinr WAN to accept high risk to principal and Although all tigress/sown re intended to be arcuate, statement h ada ice+ to regular noun fees, roans cash at LAS AG U.Stranithfl notice PrOSICK high inlet lay to seek Pith Nuns over tine. Materna.% data should not be used for the purposes. Rely may be Nora to maintenance fen, dirges for late includes.; variable anuities, and (n) *wind mutual • Inhintmet ENgday Cons:Salta:I selected, a 10a/Ay on waned to fano (i.e., Form 1099, 5.198, parent for modifies purchases and charges kr unpaid tubs where sudishares are registered drecty ei the panto of the portfolio for that aware may axlide Men etc.) when preparing yaw tar rrtun. The Fern A STIOWIt1 ft mil accounts. Awards that an transferred name of the accord holder on the books and records caripbx strategies, listed iquelity and canter solaced by law to sepal to the RS A taxable dirdent. to other instheiceis may be Abject to a transfer fee. of the applicable issuer a transfer agent); volatility. reportable nattarable dividends ad taxabk Serest • Certain investment contracts a Miestment it eests earned on secuities held in you atm" net proceeds UN Sweep Options (tg , lmtedpatrie.tpl ad private placements) that Statement Thouseholdine en sale trinSaCtiattS, and cost basis an certain covered LAS offers options for sweeping cash balances, balance, an not registered under the Securities Act of 1973, We may consolidate all related accoun statements with securities. to bank deposits at UBS Bark LISA and LEG AG Stroked ad the sane address el the son envelope, e g because brats (Bak Sweep Pregnant), money make) manual • Cannodtin contracts (e.g., foreign exchange and they have owners who also mantas pee actors Carrnanicationt with dm Firm funds (Many Funds)and the htematiceui Deposit Precious metal contracts), rickedarg tunas attracts relationships with other clients at the sane address. II • Please a.corlirn ary oral communications in writing Account (DA)4a customers with an hterrsional and con molt( option contracts. you prefer to recent Individual statements mailed n to father protect parr rites, including your Firs Reseure Marugement Acadian. Through the Bark lhe SIPC protection and the opplernental Protectiondo separate envelopes, you may &clew Ivosetholang by alder the Securities Irreestor Promotion Act (SIM). Sweep Programs. cash balances re swept to UBS Bark not apply to these assets event they otherwise appear calingpa Financial Advisor. • II the teach institution on the top left of the from USA up toe:inlet/dud lane ad then to LAG AG on your statements The SIC protectcn ad the of this statement is not UBS Financial Services, LEG Stamford Match, or a Many Fad. Deposits at UM upplernegal prates-tondo not protect against changes friendly meow* name Financial Services cries your account as clang Bak USA re FDIC land in accordance with FDIC it the market value Or Mr inveStmentS (whether at a The Friendly accent name is a °untameable Thidinsne taker by arrangement with the rdicated ores For more etormation please visit swavelde gov. result of malet nxivernent, issuer barkoptcy or chosen by you to assist you with yon wordetacq • a We Homed you of this rtWianship when you Deposits at CBS AG Stanford Branch end shares of °theme.) has no legal effect on you' account. You can change opened this actors. It d* case, your fuels and Money Funds re not rased by the FDIC. More Somber is available upon return nis Then* account r /14111W5, though Online Services a stratifies re boated at UM Financul Services and not You MP/ obtail more information about SP( ixkdig by (enacting ex. Financial Advisor. the nbodtrtg brisker, ad you mast mak...art:son Throuth the OA, available to cash balances re swept to the SIPC Broths* by contacting SIPC at 202-371.8300 of ay era a omission lo both fax. At descrbed in deposit accounts at US$ AG New Yak Branch and UBS or by entry the SIPC website at seswits/pc.oeg Access.* overview the accord areenents. you mat natty us of any AG Cayirun Branch. Them deposes are not enured by • Value of your e“Ount/pOrtf040 Net of assets and errors or tad inolvaig (kicks reflected on your the FDIC. Balances held at the UK AG CarnalBranch Dividend Iteinmernant Nygren man liatates. statement within 30 days after t was mailed or made are temporarily esposed to the sovereign risk of the The price reflected is an average price. You may obtan • Asset IMIUMS available cash balances, value, for available. Al statements that b deemeckorrplese Crams, Minds, and them is no %waren or other to actual price Iran you Proemial Mesa Only whole restricted musty (en 1. and Global TIM Deposits. ail rotate is at other respects t not objected to in obligated) of vas AG to repay the balances while on the shares are purchased aide DRIP, partial shares will be umlaut marks to mean, and cedars assets not hai reitim wane 60 dai s UBS Cayman's Brach's books. sold and the cash wit be deposited n you accost. The by tie Fens Does not M1de traced SKUltielatietS • Please dent custaner compares a irgain to the &Mend reinvestment price oppled by the Muer may at the end of the pia endanent statement periods, a Fern's (Pere Retains Department at 201.352-1699 Deposits at UM Bark USA and each UBS AG Beath are differ from the make price at Mich the paid sNres panne neettrnenta tainted stock options and or tollaree al 8063549103, 8:00 A.M. to 600 P.M. not protected by 51PC. Money fird thaws a* protected are sold. exewisabk stock options. ET Monday throtghFriday, a in mein toted by SIPC See 'US$ Financial Services Account Protection* • Liabilities. includes debit balances, outstardng man*, Financial Services Pc.. Client Relations Department below. Cash-Maim kians, mat line, short account bastes P.O. Box 766 Union City, 6107087. Only Mule unes may be held in yor amount. Rye are • CarNmoney balances Total or tairemsled available • Incase of errors or questions about XIOICITOIlk LIPth you request, balances n the Bark Sweep enteled to a nand rest as a result dad:Mend payment cash balaxes, plus deposit brakes al vas Bark USA, funds transfer (Efl), bill parted or UM iirisa•debit tropisms a DA may be **Wrenn, an! Awes of a Co otherwise. the Firm wi either sell panial ones at LAS AG U.S. Bunted and money market mutual find cad transactions. call 800-762.1003, a write to LAS Matey Rindmat be 'Madre* and the proceeds maket price or accept at emote detained by sweep balances, at the close of the statement period. Finance/ Services lx , 1000 Harbor BMA, 6th floor. retussed to you or your seonties moist registered clearing agency, and credit you. acrostic kasccimmodity free credit balances n aw aware are Weehawken, W ones, Attn: MANEGA Services. not snyegated from other balances and the Finn may Fester information about mantle sweep options, Investment objectives use any of these funds in the erdnary cane of its Cal or mile as soon as you can, if you think your incasing carat interest rates and *OS, 6 available at The investment objectives and risk profile re specific to tusixiss. These finis are payable upon yardernirei statement a receipt is wag or f youneed more wwwain.corrisweepyiekla, from your Ferri al denser each want rid may say between pa awards. This total is included in the current period closing via. itormation about a trader on the statement or or by (ASA 800.762-1000 Please advise the Finn payptly in write,of any receipt. The Fain or Cad Muer (as applicable) mot Jig-Akre change in your financial situation or Landing inforMatiOn her from you no later than 60 days alter the Firm Pimmial Stevie* MCOaelt protection iwestment objectives For each account NM. You For detailed fif°motion on the Finn's lee id g practices The Firm is a merlon of the Sautes Nestor Protection choose ore of the fdlowng Solemn objectives: and diuksures, refer to you Client ftelaNne* SONY_GM_00020100 CONFIDENTIAL EFTA_00136720 EFTA01671884 Iinpllrla I n mat on about your statement (continued) Ageeenent or Account Agreernert and the General - We generally see the closing price when 'ratite or lead and even A they can be sold, the ace — 1l additen to CCininiSSCOS received in connection Terms andCanaan; LASS Saltines of Credrt Practices the mean of the bid arid ask prices for listed received my be less than the per share estmated with the ale a distriauton of smutty contracts salable n Agreements and Dm bsures at securities and cakes or on& bid prices for OTC value provided in the acme* statement. and tnt nyesment trust was toots cheat, we .16WW ubl COMIACCOtlfgel btunal want*. ands our affix* receive rownut sharing - Less actively traded sectscas may be priced tap a • Restricted Markin Restricted securities great corrpensation frailmiry of Us rtosance Yaw Wets oration model or the most recent price we are net (Wen* etigble for public sate Les Financial carpanies underw•ting the a-rustycontracts, You. statement -acmes securities rid other assets held obtained and may not reflect an actual man ace Services uses the mallet price a the trwestrxted stock affiliates of the inane compron a sponsors of n the acct rat at the end of the StArnent period. You IX vala of the sane issuer as in ratted vale for the the tat ointment trusts we distribute. may a* for delver), d lull, pad senates at any tine. - Certain positions may appear without a pr ice and restricted stock for purposes of the gatemen: only To — Oil Akan also receive trading COrrenicionS and You may recent washes used as ban collateral after me show as 'price was not salable- if we re the extent that restricted washes are elgble to sale, other compensation Iran mutual tads and paying any balance due as them. Ant secuit ies unalUe to obtain a price for a security the vale received may be stbstantally less than the insane carpet whose products we data* transferred to the Fern drip the statement period are — Deposes or securities dencennated n CuTenCieS raced vale shown. - We receive an annual fee from UBS Bun USA and acted at man vale as of the end of the statement other than U.5. dollai are reflected at the tithinge UBS AG Stanford Branch of up to S25 per roar* period. rate as of the statement date. • Est. (estimated) income, current yields and rates. sweeping to the banks under the LOS Bank Sweep • Gast basis. In detenniing the cost basis of the - For certain SearRiel tracing in nencenforming An 461013te a xnual income 6 based cn anent Progrann amnia incbckd this statement, where vacated denominations. price and parley (face vane) may druclend and interest rates, assuming the saunas will with the number' I,' IBS Fnarxal Services has relied have boon adµted to lactate proper valuation. be held for pre yea. from statement date or until Activity on information obtained Ban sources other than LOS To obtan anent quotations. when available, comas nuituvy This ennui. 6 OM/ a wattle, accuracy Irterniumen regarding cenvessior6 and other charges annul Sena including intermit:3n Iran another yar Financial Advisor and cont rad name re net garardeed nomed n connection with the 'mouton of trades. Inn a that you may have provided to you Financial — Estrmated anal nor* and current yield for &Lang option transactions has teen *laded an Adria. Die Firmdoes not napes:fere& ierty • Private investments and structured products. Certain types of Searles could riciaie a return of confrmatkns previously ft./niched to 0u. and evil be guarantee the accuracy or valdty of arry nf amnion Private investnynt seturitkil (ncludng drect prixpal or capital gam n which case the est provided to you promptly on request. provided by scenes other than WS Fiasco' Semmes Dalai:01On Progurn and real estate Meitner* trust income (and anent yield) would be overstated In fl agon, alehouses UBS ' , axial Services goner* securities) and stuctsred proctizts we genicaly 194 — Est mated erne, inane and current yield and the Short ellrrg updates 016 ilarnaton nets received. the hen Maid Cron structured prod-cts have not been actual income and yield night be lower or higher if you are engaged in short selling a security. you may does not provide any asarces that the int:mean registered with the Seanties and than the estmated taunts nil a charge clue to certain borrowing costs la that under Cost basis' and -Umealired paellas' is Cammisson or under any state secures Ext We — An en mate of arnualized income (dividend ardor parautar tecsrty. Karate as of the date of this statement As such, provide est mated vales for private evestment interest) divided by the careen man Orme do not rely as the inlormatim to nuke securities and stnxtsred products for a °notational vaiutlaverage balance is based on the last dadend Open Peden rtachase a sale decisions, for t sr Papooses a imposes cribs Accuacy 6 not guaranteed. or interest parent made by the Oaf and Recfircing cpen a 'igliedtilksincerted- orders that othetwa. Accounts transferred to the Fern may — These vales may differ tbstantalk, tan prices. if attunes the senretesrdeposits will be held for one were rot eacut id by the statement date, open toy aid rata gallloss ilarnation only for the period of any, at which a private mestment smutty or year from the Staten*** date or uma malunty sell stop orders are reduced by the snout of dividends tine they re held at the Elm More hrstorkal stnxlited crucial may be boor a sold and do Accuracy sod continued yield are not guaranteed. or rents on an ex-dramas ce naps date unless a amnion can be added by war Financial Adviser. not necessary represent the vale you may receive rarated otherwise by you. You are responsble for upon humdrum • Assets not held by UBS Financial Straiten Certain ablers that re executed due to yow hive to cancel • Unrealised galtrlosoes When data 6 available, — Third paty estimates of vas are as of a chain assets are not held by the arm and nal wain tie existing °Pen orders estmatid unrealized gandlosses re calculated for date and are supplied to UPS Franca Semmes as a Firsts possession or control These assets are isdniclual shnsity lets. The transaction data for regular bash by an apsonik. valuation firm deployed on yoke statement for informational Privacy ildracksal lots may or may not reflect commissions. — ewer, general partner a sponsor intimated vales, Pinata only. Positions and values resented are To t'., • , Clem Privacy Notice, charges andor smarty reorganization events. fay, are tippled to the Fan by the issuer. provided by the 6Sung Inn UBS &uncial Services is i• tsar cr visit Oil webste D a and other renvestment lots and systematic general palm or sponsor ad may be calculated not respondk for this information and does not euchre bas we each combo-sad to dupla/re based on deferent information from that used by guarantee is accwacy These assets ate not protected averaged lot The 'Trade date cairn etesects the thid parties to derive their encored cakes by SIPC a the Fern's supplemental SIPC coverage. Mfrs-460 Sava, is twit a we. The RMA, Banns atrial transactor+ trade date. — Yen can obtan additional nfamatai regard.", Services Account BSA and IRMA we brokerage accounts the nethodolow used to determine tie estinate of • Revenue sharing and additional compensation. which provide access to banking services and products • Callable securities Bonds and preferred stock that ate aid the dale ol the ertomution that is the — In add an to ocamestorn on sees and 12b.1 fees thrash arangemmts with allured barks and other the issuer calk for holy rederaton wit be selected bats for the (inmate by creasing yar Financial received'n correction with the distfixation of thrd.party bras, and provides access to nuance and irpattolk by lot from among 0 'nudes of that Advisor. mutual funds to as clients we rich au affiliate rowdy products issued by snail dated third.party issue held ai ea name a n nominee robe for cur — Third party narrated yeas may be reflected as renew revene raring payments from ckstritaces cite ince cOmpall trough nu, once agency clients. Call featwe rifornuton is obtained horn thid 'Not priced- in several aura's: when an and or advisors of the MOWS' funds that we sell. stares of LBS in/nail Sauces Ix panes and its accuracy is not sruranteed. Other call . valuation leen has milstrfoled er These anouits are based on two dff ennt features may tat which could affect yield. complete unable to assign a vale, air we become aware cormorants: (3 the rant a sales by LEG. of a Investment anstraxe. aid may products. information will be provided upon recant that a material event has owned that maga& a particular rnXual lad fain& to ow clients; and 00 Not IDK muted • No bait garter , May lose value previously reverted value no cuestas or when a the abet vale et a particular mutual fund farniVs • Certificates of deposit (CDs) CDs we FCC raved '5160 **-411 lart h9hly spaulathe due to the nature shares held at the fi-m. WA. Resale. Management Account, Banes, Services sp to 5250,000 n papal and accrued interest per of the sonny. — We and our affiliate ako recent network rig and Account BSA, IRMA and international Resource depositor rd per depository Xinjiang', in accordance — When neither an issuer, general partner a sponsor amble processing fees n consideration for Management Account re registered service maks of with FCC man estimated value net a thrd-PrY ^Trod vale transfer age* services that we provide to the UBS humid Services Inc. prenided the vale crt the security will be deferent mutual funds These fees wady are pad frail • Price/yak*. Prices disptated for securities and other Iran its pardase price. investor assets in the mutua I f und and are a fused visa Signature is a registered service male of V63 products may be higher a lower than the price that — • Distributions to date may incale return of dolls snort based on the number of ecoures International UM Visa Saone credit cads and IBS you would actuary receive in the market. Prices are capital, ncome a both. the broker-dealer holden rrutual funds of that fund visa debit cards are issued by UBS Bak USA with obtained tern various dad pity saran winch we — 'Original use we re presents the ntial offering firmly perms. n from Visa U S.A incorporated belave to be reliable, but we do not guarantee thei price per lad and may not reflect your cost basis — DPP rid Ls-tined RECT senates are rot hued ion a UBS Financial Services Inc. Rev 201604 national securities eschnge, and we generally SDNY_GM_000261 01 CONFIDENTIAL EFTA 00136721 EFTA01671885 UBS Financial Senices Inc UBS Private Wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0002 September 2016 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: Questions about your statement? Cad you f ,r dl Ad. Value of your account Resourceline at on August 31(S) on September 30 (1) acc ,n Your assets 14,51488 11,873 22 Visit our website: Your liabilities 0.00 0 00 www utd corNfinanoalservices Value of your account $14514.88 $11,873.22 Sources of your account growth Tracking the value of your account during 2016 Value of yOur account $ Thousands at year end 2015 148,941.10 Net deposits and 87 5 withdrawals 337/172.12 Your mveStment return. Dividend and 489 interest income 14 24 Change 14.5 119 market value SO 00 Value of your accent Dec 2014 Dec 2015 Aug 2016 Sep 2016 on Sep 30„ tom 511.873.22 SONY GM 00028102 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA_00136722 EFTA01671886 Account name: UBS Business Services Account September 2O16 Friendly account name: Account number: Your Ignandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of September 30(S) your account • Cash and money balances may include A Cash and money balances 11,873 22 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 000 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional G Other Total assets $11,873.22 100.00% A Value of your account 511,873.22 Eye on the markets Percentage change Index September 2016 Year to date S&P 500 0.02% 784% Russell 3000 0.16% 818% MSC I - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 580% Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% _GM_ 0002616W 2 of 6 CONFIDENTIAL EFTA_00136723 EFTA01671887 Business Services Account Account name: ELLMAX, LLC Your Nnamcial Advisor- E *UBS September 2016 File ndly account name: '-AMAX LLC Account number: SCOTT STACK MAIILYLE CASRIEL Change in the value of your account Cash activity summary September 2016 (5) Year to date (S) &stances in See Account activity this month for deals. your Sweep °peons are naiad in the opening and dosing balances vat* FDIC insurance 4:4Aes only to &Oats at UBS Bank USA, not to deposits at UBS AG, Opening account value $14,514.88 $48,941.10 Stamford Branch or bank&pouts paced throu Deposit account program the UBS internationa SPC ITTOteCR0P applies to mares (WNWsweep tunic) nolcargs but not bar* deposits. See Important information about tour statement on the last two pages of this document foe petals. Withdrawals and fees, ricluding investments transferred September 2016 (S) Year to date (S) out -2,642 OD -37,072.12 Opening balances $14,514.88 $48,941.10 Divdend and interest income 0 34 4.24 Add/tions Closing account value $11,873.22 $11,873.22 Dividend and interest income 0.34 4.24 Total additions $0.34 $4.24 Dividend and interest income earned Subtractions For purposes of it's statement, traatality of interest and dividend income ha been determined from a US Checks and bill payments 0.00 -25.00 tai reporting perspective Based upon the residence of the account holckr, account type, of product type, some interest entree dyidend payments may not be subject to Linde(' States (VA ardor Puerto Rico (PR) Other funds debrted 2.642 00 -37,047.12 income tares The dent =pithy statement d not intended to M used and cannel De retell upon for tar purposes. Clients should refer to theappiicatie Is reporting loans they recent trcm UBS annualy, such as Total subtractions -$2,642.00 -$37,072.12 the corns 1099 and the Forms a80, for is reporting inf0onatiOn It is the Ptak< Of ORS to Tite the applicatie tar repotting forms with the US Internal Revenue Semce and PR TfeaSufy Department and in Net cash flow -$2,641.66 -$37,087.88 such forint accurately classify dvidends ardor interest as lax exerrpt or laical* income. Please consult your ind Adual tat preparer. Closing balances $11,873.22 $11,873.22 September 2016 (5) Year to date (S) Taxable interest 0 34 3.49 UBS Ban!: USA Business Account APY Total current year $0.34 $3.49 Interest period Aug 5 - Sep 7 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Aug 5 $15,835 88 Total dividend & interest $0.34 $4.24 Closing UBS Bank USA Bwiness balance Sep 7 $13,194 22 Number of days in Interest period 34 Average daily balance $14,631 44 Interest earned 50 34 Annual percentage yeld earned 0.02% SONY GM 00026104 Page 3 of 6 CONFIDENTIAL EFTA_00136724 EFTA01671888 Account name: UBS Business Services Account September 2016 Friendly account name: Account number: Your 'financial Advisor- SCOTT STACK MAINILYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account d you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return obirective: Current income & capital appreciation Your risk profile: Puma!), - Moderate Investment eligibility consideration None selected Your account instructions • Your account is currently coded for margin • Your account cost basis default closing method is RFO, First In, First Out. '_GM_000261l5S44 4 of 6 CONFIDENTIAL EFTA 00136725 EFTA01671889 Business Services Account Account name: EWMAX, LLC Your ri nandal Advisor 4tUBS September 2016 Friendly account name' Account number: SCOTT STACK MARLYLE CASR1EL Your assets Some prices, income and current values shown may be appeoximale As a result. Bans and losses ms not be *Mutely reflected. See Important information about your statement al the end of tits dtcurnern for more information. Cash Cash and money balances Cash and money balances may include evadable cash balances, U8S Bank USA deposit account balances. UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the CDC wtNn applicable lents. but are not protected by 9PC UBS AG Stanford Branch decoy account balances ate not insured by FDIC and are not protected by SIPC Morey market sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important anformation abOut put Statement at tat end of this document foe *Maas about those balances Openng Wane. Closing [dame Price per share Avitage Cm:lendinterest Days in sicking on Sep I (S) on Sep 30 (S) on Sep 30 IS) rate period period Cap amount (S) UBS BANK USA BUS ACCT 14,514 88 11,873 22 250.000 00 Your total assets Percentage d Cost Estimated unrealzed Value On Sep 30 (S) your account basis (S) annual Insane (S) gun or loss (S) Cash Cash and money balances 11.87322 100.00% 11,673.22 Total 611,873.22 100.00% 611,673.22 Account activity this month For ROM information about the prices value shown for restricted secuntres, see important intormabon about yOut statement at the end of ths document Your Quantity Cash Cash and Date ACtuity Desorption expense code Face value Pricey:4u, IS) amount money balance (5) Aug 31 Cash and money balance 614,514.86 Sep I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 13,193.88 ROCKLAND TRUST COMPANY Sep 8 Interest U85 BANK USA BUSINESS ACCOUNT AS OF 0907,16 34 13,194 22 Sep I S Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 11,873.22 ROCKLAND TRUST COMPANY Sep 30 Closing cash and money balance $11273.22 SDNY GM 00026108 Page S of 6 CONFIDENTIAL EFTA_00136726 EFTA01671890 Account name: ELLMAA. LLC UBS Business Services Account September 2016 Friendly account name: ELLMAX LLC Account number: Your Nnancia Advisor- SCOTT STACK MANLYLE CASRIEL Account activity this month (conbnuedl Dar Actrwty Deunpucn Amount to Monty balance activities Aug 31 Baena forward $14,514.88 Sep 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 09(01116 -1,321.00 Sep 8 Deposit UBS BANK USA BUSINESS ACCOUNT A5 OF 0907i 16 0.34 Sep 16 Withdrawal UB5 BANK USA BUSINESS ACCOUNT AS OF 09/1916 -1,321.00 Sep 30 dosing U.S Bank USA Business Account $11,67322 The UBS Bank USA Business Account n your primary sweep option _GM_0002610190 6 of 6 End of statement for account numa CONFIDENTIAL EFTA 00136727 EFTA01671891 Important information about your statement UBS Feudist Serves K. the Firmer MG Friaxial sere you the list ft /114011flt on which the era or Corporation (SVC), dab protects manes accounts el • Produce GwentIncome: investments seeking the Strike* is a norrber of alprincipal security, commodity problem append. its members up to 1500,000 (nchring 5250.000 for generational income only. awl deices exchanges. UBS Financial Services and LBS — Provide yea name and accoust renter (f rat). claire for cash). The *PC asset protection links apply to • Achieve Capita ApprOCiition: Invepownts Sinning Bak USA are reface wbsdiaries of LAS AG rd — Descrbe the error or the trawler you ad insure all accounts that youhold iri a partied. capacity "'OW°, oe ptik** rather than the generation of affiliates of U3S Securitin U.C. The Finis Nana* about, and attain as <kali as you can why you The Five, together with Oft*. Milan, has also viral* slalom/et is rabbi upon request. Sofas's', executive belies* it is an era or why you need more Prchased striplonertal protection the marten • Produce Combination ofincome and Capital off kes re at: dormation. nest payable to al *liable Ores, collectively under Anneciatim: hostments seeking both the generation — Provide the doer arrant of the suspected error. this protection is $500 mtlion as of December IP 2015 el dome and Tooth d pervipat LEIS Fnakial Services hr. Stisiect to the policy radians and limitrions cash at 1200 Habor Boulevard The Fima Cad blur will thestigate you carplint theinn is ItIrtier protected for up to 51-9 mllgn P the Orsinil risk profiles *wherein, N/ 07086 and will correct any error prompt*. For alleged etas aggregate for ally's. accants held is a particular capacity. A full copy of the poky wading is available • Conservative: Seeks to innellail Paid principal, with invohngUBS Vs debit cad exactions, if we tee too ride and windy to the acorn overall, even r thdstatement represent the only official record of you MOM than 10 Warns. days to do this we will credit Ian fewest. LBS Financial Strikes account Other records, noel* the' means Ow accosts does not generate sgnifCant your WWII for the amid you thins in error, so that income or retain and 'nay an keep pace with offkid to (krona-in contaireng cpilicting data should you MI have the used the (noway &erg the tine it The SIPC protection and the suPPlementi protection not be relied upon. 11 you believe there is an end or both do not apply to: inflation takes m to Orearete as investigation • please report it ernmedately in waiting to the • Lenin financial Insets controlled by (and irxl.cled • Moderate: Wiling to accept sane risk to principal and Branch Manager of the office sensing yar account. Please make airlocks Robb to the inner the your account vale)but held away Iran LBS Financial tolerate scene %dinky to seek loiter duos. *uncial institution inckated on the front ol this Services (e.g., certain (1) cash at UBS Bs* USA. OR • Aggressinr WAN to accept high risk to princgal and Allhougs all tigress/won re intended to be actuate, statesmen. In addition to mud &cant fees, accounts cash at LAS AG U.Starandan. notice PrOSICK high *26eicy to seek high rotas over tine. Patentee% data should not be used for tai purposes. Rey may be subject to menterunce fees, dirges for late including variable nods and (dtturesed mutual • innstment SWAM). Conalwation: I selected, a 10a/Ay on waned tar fan (i.e., Fam 1099, 5498, payment for seizeities cactuses and charges kr avail fund where such shares are registered drect* re the porton of the portfolio for the account may include 10475 etc.) when preparing your tar dun. The Fern STIOWIt1 it mil accounts. Accedes that re transferred name of the account holder on the books geld records cared strategies, linked iquility and greater rotated by lbw to sepal to the RS al taxable dirdent, to other insauliced may be Abject to a transfer fee. of the applicable inner a transfer agent); volatility. reparable naktasable dividends ad taxabk Serest • Crean irnestrnent cremes re investment interests earned on secuities held in your account, net proceeds UN Sweep Options (cc , le MedpatneriCipi ad private placements) that Statement loussholding' on sale trinslaCticak ani cost basis an certain covered LBS offers options fa sweeping cash balances, balexes an not registered under the Securities Act of 1973, We may consolidate all related acacia* statements with securities. to bank deposits at LBS Bark USA and LBS AG Stroked and tie sane address el the sane envelope, e g because brats (Sri Sweep Prograth), money rnStrket °US • Corrrnalties contracts (e.g., foreign exchange and they have owners who also mental pet accost Cerrniunicatiena with the Firm (ands (Money Funds) and the MeerPticesel Deposit Maws metal contracts), rickedirg Van contracts distant** with other clients at the sane address. II • Please re.cortire ary oral communications in smiting Account (DA)4a customers with an dernmional and con mole! option contracts. you prefer to recent havidial statements mailed n to fudge protect your rights, including your Firs Resdece Marogement Acadian. Through the Bark lhe SIPC protection and the applernental pratection do separate envelopes, you may deck* hosotholang by under the Securities Irrostor Proven* Act (SIPA). Sweep Programs. cash balances re wad to LAS Bark not apply to these assets evens they otherwise appear paling your Financial Advisor. • II the maxis institution on the top left of the bad USA up to an estabithed lint ad then to LAG AG on your statements The SIPC protectcn and the of this statement is not LBS Financial Services, LEG Stamford Branch, or a Many Fad. Deposits at UM supplernerval protect.** not protect against changes Friendly acorn* nano Financial Services conies yar *mud as cleat* Bak USA at FDIC round in accordance with FIX in the make value d you investments (whether at a The Friendly accosts name is a °slant:able Thick:wee' broker by arrangement with the rdiated nstituticn. nits For more if ormaten please visit sonvidk gov. result of malet rnavernent, issue barImptcy or thosen by you to assist you with you- recondetana• a We Seemed you of this redionshp when you Deposits at LBS AG Stanford Branch awl than of otherwise) has no legaleffect on you account. You can change opened this scours. h th6 case, your hinds and Mod/ Cards re not rand by the FDIC. More information is available upon reckon you Wendy account r /14111W5, through Online Services a so:vides rebated at LAS Financml Services and not You MP/ obtain more Mormation aids SP( ixkdig by cortactig yar Financial Advisor. the heed siv broker, and you mast make a report Throur the DA, available to cash balances re swept to the SIPC %kW.* by contacting SIPC at 202-371-8300 of thy era a minim lo bath firm. At descrbed in deposit amens at US$ AG New Yak Branch and UBS or by vial* the SIPC website et seswits/pc.oeg Amer* mordent the acCOurd arearells. you mast rPtily us of any AG Cayrrun Branch. Thew deposits are not insured by • Value of tOtii e“Ount/pOrtf040 Net of assets and errors or fraxl Melva* docks reflected on your the FDIC. Menses held at Ma UK AG CaronBranch Dividend Iteinvenenent Nygren man statement wthin 30 days the 4 was mailed or made are temparilyegosed to the sovereign risk of the The price reflected is an average pike. You may obtan • Asset IntlUCItS available cash balances, raises for available. Al statements that be deemed earpiece Caplan Minds, and that is no %waren or other the actual price Iran you Feudal Add* Only whole restricted secirty KM 1. and Global line DIPOS anal ramie is at other respects s not *toted to is obligation of vas AG to repay the balances while on the sires are purchased rider DRIP, partial shares will be tnrealined marks to mond and cedars assets not Meta sting wet 60 dai s LBS Cayman's Brach's books. sold end the cash wit be deposited n you account. The by the Fern Does not naked traced SKUlticianetS • Please drat custard complied a ingain to the dividend reit-segment price appliedby the issuer may at the end of the pea ced ed statement periods, a Fern's (kern Relations Department at 201-352-1699 Deposits at UM Bark USA and each UBS AG Beath are differ from the matt peke at wench the erne sNres pante nveltrilenta untested options and ce tenant* al 806354.9103, 8:00 A.M. to 600 P.M. not protected by 51PC. Money Nod sham ak protected are sold. event** stool options. ET Mondry throtghFridar a in veiling to1.6$ by SIPC See 'US$ Financial Services Accosts Protection* • Liabilities. Secludes debit balances, outstardng mangn Financial Services St. Client Relations Department below. Cashdelisu keens. mat line, short account bastes P.O. Box 766 Union City, 6107087. Only dole inks may be held in yea account. fyou are • CarNmoney balances Total of unneeded evadable • Incase of won or *onions about XIOICITOIlk Lida yea request balances in the Bark Sweep entkled to a paned snit as a result dad:Mend payment cash balances, plus deposit brakes al vas 8a* USA, Surds transfer (Efl), bill payment or UM Visa* debit Programs a OA may be wham n, andtures of a a otherwise. the Firm wit either sell pedal inks at LAS AG U.S. Brantes ad money market mutual fund cad transactions. call 800-762-1003, a write to 1185 Monet( hindmat be hardated, and the proceeds maket price or accept as man detennned by sweep balances, at the close of the statement perked. Finance/ Settees lx 1000 Harbor BMA, 6th floor. retuned to you or your secants rooted registered clearing agency, and credit you' account. dricammodity free credit balances how account are Weehawken, W ones, Attn: RIANEGA Serra.. not sayegated from other balances and the Finn may Father information about matte sweep options, Investment objective' use any of these folds at the ordinary course of its Cal or wile as soon as you can, if you think your including cared interest rates and *Oa 6 arailtble at The investment objectives and risk profile re specific to tusiness. These fired are payable upon yaw dernirei statement or recede is wag morrowneed more onwaks.corrisweepyieth, from your Frurcial denser each account ad may say between was accords. This total e5 included in the curved period closing valet information about a transfer on the statement or or biding 800-762-1000 Please sad the Fin. rearptly in ming of any receipt. The Fam or Cad Issuer (as *pliable) Must sigifkart change n your druid situation or Lending inhumation hear from you no later than 60 days after the Firm Fthandel Uvula° ACCOtalt protection ioestment oldectims For each account NIA you For detailed ntemotion on PeFinis •Ag vertices The Firm is a meteor of the Stades Mesta Protection choose ore el the Cdlowng inintmert objectives: and distrusts, refer to you' Client Petrol** SONY_GM_00026108 CONFIDENTIAL EFTA_00136728 EFTA01671892 Inmortala information about your statement (continued) Ageernent or Adam Agreeing and the General - We generally tat the casing price when available or load and even it they can be sold, the ace - 1l Idditin 10 CanniSSCOS received in connection Terms andCandace-6 OBS Statemen of Credo Parton the rowan of Or bid arid ask prices for listed received may be less than the pc share estrnaled with the sale a distrbutan of a-nurty contracts amiable n Agreements and Derensures at wales and options or on& bid prom for OTC value provided in the account statement. and tnt swimmeret trust units to as dents, we JeFaVW vas CafallarOarattaltiatign 'insets. ands our attire receive revenue sharing - Less actively traded secates may be priced using a • Restricted Sedleitin. Restricted securities ger-way compensation fran miry of the nosate your awls vatuation model or the most recent price we are not currently noble for pubic sate. LES Financial companies underaweing the a-narycontracts, You statement itemises securities ad other assets held obtained ad may not reflect an actual maker ace Services uses the matte price of the inrostrkted stock affiliates of the entrance compares a sponsors of n the account at the end of the statement period. You a vain* of the same issuer as an crated value for the the unit torstment trusts we Whitt mar ask for thing d lull, pad serosities at any tine. - Certain positions my appear without a axe and restricted stock for purposes of the statement only. To — Cur aft Woos also receive trading ccm-nesions and You may receive wanks used as ban COIL/tern after MI show as - price was not evadable' a we we the tonere that restricted redeem are elglote la sale, otter convensat ion Iran mutual fads rid payirg thy balance due on them. Any won in unable to °Mail a price to a security the value received may be sobstantuly lass than the Minim* campartes Mout products we dostrtarto transferred to the Fon ding the statement peed are — Deposes or secure es denominated in cuTennes routed value shown. - We receive an annual fee from UM Bark USA and Wed 31 matte wake as of the end of the sutermnt other than U.5. dollars are reflected at the /change UBS AG Stanford Branch of up to $25 per account period. rate as of the statement date. • Est. (estimated) income, currant yields and maw sweeping to the bats under the LOS Bank Sweep • OM basis. In detennlning the cost basis of the - For certain SeCtrein taxing in nonconforming An estimate of annual income is based cu current Programs writes included iv this statement. where ideated dencennaticri price and Quantity (face value) may drirtokrd and interest rates, assuming the smashes will with the number • I: LOS Financial Services has relied haw been adµted to I >oblate proper valuation. be held for ore sea from statement date or until Activity on information obtained from scares other than LEK To obtain °trent quotations. wbm available, context mutiny This estimate 6 Ore/ a gudelne, xcuracy Mammon regarding comarnistora and other charges Nana Senaincluding itemaion Iran another yaw Financial Advisor. and contend scare se not garameed nand n connection with the executor, of trades. Inn a that you may here provided to your Financial — list mated manual ncam ad current peed for including option transactions has teen included an Advisor.Dee Advisor. ar. Dee Firm does not independently worth, a • Private investments and structured products certain types of wanes could racesie a return of confrmations previously Iarorthed to you, and veil be guarantee the accuracy or valickty of pricynformatim Private investiyinl sectoritel (ncludng drect prixpal or capital gam n which case the est provided to you pomp* on request. provided by sources other than WS Gramma' Semmes PanitrinOn program and real estate nvesimere trust name (and anti yield) would be overstated. addilan, although UBS Financial Services paler* securities) and structured pocests we generaly highly — Est mated lima twine and current yield ad the Shaft eating ny updates the doernaton bee received the fern dliguld Certain structured prod-cts have not been actual tome and mood might be lower a higher If you are engaged in short selling a 'Marty. you may • not provide assames that the is registered with the Smarm and Exchange than the estimated mounts nosed...no Cita to tartan borrowing costs fa that • 'Cost base' and thus -Urrealired gar, Ws' is Camthesion or under any state sertari We — An estimate 01 arnualized income (diudend ardor palkaar seasty. arcuate as of the date ol statement As such, prove* estmated values for private vestment interest) divided to the current market plea do not rely an the iiormatin to nuke securities rd 'insisted products for Monmational vaitilavera9t balance is based on the last dividend Ow adore Purehase a sale decisiorn, for lax deposes a pspases orak Accuracy 6 not guaraateed. or interest parnent mad by the issuer and Reg-ado:spell o •goodtilreaxellet orders that otherwise. Accounts trashed to the Frrn may — These values may differ sibstantalLo from prices. if assume the secureksideposits will be held for one were not wised by the statement date, open be, and relent gale loss formation only for the period of any, at which a private divestment security a year from the Staten*** date or until ntnurity sell stop orders are reduced by the amount of dividends time they are head at the Fin More historkal stylised product may be ball' a sold and do Accuracy sd coined yield are not guathteed or ruts on an exdrederds a exathls date unless mention can be added by year F.- uncut Adviser. not necessany represent the value you may receive instructed of by you. You are responsble for upon liquidator. • Assets not held by UBE Financial Sorrow Certain Men On are executed due to you false to cancel • Unnoalitod pine/las When data a available. — Third pity estimates of mks are as of a certain assets are not held byits/From and not wenn the esivng open orders estimated inrealued gains/losses are calculated for date and are supplied to UPS Financial korona on a Fins possession or control These assets re novidaul smarty lots the transaction data for regular base by th depends. valuanon firm displayed on you statement for informational Privacy notrockial lots may or may not reelect commissions. - issuer, general partner a sponsor ntimuted mhos, Parows oney. Positions and values presented are To obtain a copy of as current Clint Privacy Notice, charges arida security reacrenzt nn ewes. fay, are applied to the Fern by the issuer, provided by the awl-0g fim UBS Financial Services is Pkgse contact mom Financial Advisor or visit dr webree Dindend arid other reinvestment lots and systematic general prom or sponsor and may be calculated not respawbk for the nforrnatan red does not at www rd. ramfrodurmary purchase lots are each combined to display one based on different information from that used by guarantee es accuracy These assets are not protected averaged lot. The • Track date (thorn otesents the third partite to drive their enrnated values by SIPC a the Fern's supplemental SIPC coverage UK Fascia Services 6 not a bank. Me RMA, Busness (signal transactor+ trade date. — You can obtain additional Mrematim regarding Services Account BSA ad IRMA we brokerage accounts the methodology used to determix the estinate of • Ravioli sharing and additional compensation. which provide access to barking services and products • Callable Nourilin Ponds and preferred stock that value and the dale al the donation that is the — n addition to carrressions on sales and 12b-1 fees dvoe4n thangemmts with all Awed barks and other the issuer calls for ealy rectemploon wit be selected bats for the estimate by contacting yak Financial received Co connection with the dist, &Mon of third-party bares, and provides access to 'warn ad inpatialy by lot from among al smarties of that Advisor. rrutual unds to dr clients we ender as /Mae armory products issued by unaffiliated third-party issue held it ear name a in flannel nine for Out — Lid party estimated values may be reflected as receive revenue taring pay/sent5 from destribias enta mot compw throuith rat ante agency dents. Call testae do mom is obtained from thid 'Not piked' in several SeuationS. when an axle.- admen of the mutual funds that we sell. saddens of LDS F nancial Services ix penes and its accuracy is not guraateed. Other call . Neaten Ism has nil StiClid Se. 6 Thew moats are based on Iwo MN-in features may era which could elect yield. complete ankle to assign a value, when we become aware components: (k the amount of sales by LEE, at a theestment, rearaxe. rid fl uty products. Mammon will be provided upon request that a material event has owned that may cal a particular Initial Isaid failibr10 as dents; and Not IDK enured • No bark par/inter May lose value previously reverted vale into Westin a when a the asset yaks of a particular mutual fund IarniVs • Certificates of Week (CDs) CDs are FCC reared Yale Yo,s1k1 be highly gisCulaUse due to slat shares held at the fin. RMA. Remote Management Account, Business Services Li to 5250,000 n tomcat and armed interest per treaty. — We and our affiliate aka receive ragwort rg and Account BSA, IRMA and international Resource depositor and per depository institution, in accordance — When neeher an issuer, general partner or sponsor ominous processing fees in consideration for Management Arran re registered service maks of with FDIC rules ellinated value nor a thrdiotrY M rotted "kr " transfer agent unties that we trade to the taS Enamel Services Inc. provided the yak* ol the security will be deferent !mutual funds These fmsgenen/ly are pad from • Price/mkt hires displayed for secure*s and other Iran its purchase price. investor assets in the maw If und and are a fad visa Signature is a registered service mark of Visa products may be higher a lower than the price that — • Distributions to date may idle* return ol dolls moat based on the mambar of accounts at exernatcrul LES Visa Scone credit cads and UBS you would actually MONO n the market. Prices are capital, scone o both. the broker-dealer holding rrutual funds of that fund Visa debit cads are issued by UBS Bat USA with obtared tan various thid piny sauces ViiCh we — tnw sift' re presents the abet offering fang perrisson from Visa U S.A tharporated behove to be reliable, but we do not guarantee Meat price per ad and may not reflect you- cost bass mazy. — DPP and tented REIT smoothes are not Need on a UBS Financial Services the Rev 201604 national SeCutdieS enchange. and we generally SDNY_GM_00026109 CONFIDENTIAL EFTA 00136729 EFTA01671893 UBS Financial Services Inc 44) UBS Private Wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY 101714:02 October 2016 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number Your Financial Advisor: SCOTT STAC,i MAN'LYLE CASREL 'Mono Questions about your statement? Call your Financial Advisor or ft- Value of your account Resourceline at on September 30 151 on October 31 (1) accoun 'four assets 1 1,873 22 9,23151 Ksit our website: Your Itabdit,es 0 00 0 00 WVAV ubs cornitinancialServiCeS Value of your account $11,873.22 $9,231.51 Sources of your account growth Tracking the value of your account during 2016 Valve of your axount S Th546-490; at year end 2015 SA8,941 10 Net deposits and f. withdrawals -$39,71a 12 VOW rweStrnent return. 48 9 Ondend and interest income 44 53 Change in 11 9 92 market value so 00 Value of your irammt on Oct 31, 2016 $9.231.51 Dec 2014 5‘e: 2015 Sep 2016 Ocl 2016 SDNY GM 00028110 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA_OOI 36730 EFTA01671894 Account name: ELLMA LLC UBS Business Services Account October 2016 friendly account name:ELLMAx LLC Account number. Your 15 nondal Advisor. SCOTT STACK MARLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31 (S) your account 9,231 51 • Cash and money balances may include A Cash and money balances 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last G Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets $9231.51 100.00% A Value of your account $9,231.51 Eye on the markets Percentage change Index October 2016 Year to date S&P 500 -1.82% 587% Russell 3000 -2.16% 584% MSC I - Europe, Australia & Far East -2.04% 0. 12% Barclays Capital U.S. Aggregate Bond Index -0.76% 499% Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% IlY_GM_000260P9. 2 of 6 CONFIDENTIAL Eftes_00I 36731 EFTA01671895 Business Services Account Account name: ELLMAX, LLC Your Nnuncio, Advisor Friendly account name: ELLMAX C *DUBS October 2016 Account number: SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary October 2016 (5) Year to date (S) See Account activity this month tot deia Is Balances in your Sweep options are included in the operorg don closing balanCeS Tars FDIC Insurance ales only to deposits at UBS Bank USA, non to deposits a MS AG, Opening account value $11,873.22 348,941.10 Stamford Brash or bar* deposits pato through the UBSIntenlionS Deposit Account program StPC visitor' applies to money market sweep fund hcargS but not bank deposits. SeermPoctlof olnematiOn about your statement on the tat two pages dthis document for Stith Withdrawals and fees, including investments transferred October 2016 (5) Year to date (I) out -2,642.00 -39,714.12 Opening balances $11,873.22 $48,941.10 Dividend and interest income 0 29 4.53 Additions Closing account value $9,231.51 $9,231.51 Dividend and interest income 0.29 4 53 Total additions $0.29 $4.53 Dividend and interest income earned Subtractions FOr purposes of the statement. tsablity of interest an:tont:kw income ha been *Mimi's( from a US Checks and bill payments 0.00 -25.00 torsi rePahrg Perspective Bated upon the residence of the account holder. account type, or product type, some interest ands cindend payments may not be subject to United States (US/ ardor Puerto Rico (PR) Other funds debrted -2,642 00 -39,689.12 income tares The dent monthly statement rs not intended to be used and CaltIld be relied upan for is purposes. clients should refer to the applcaRe tai reporting forms they recent from UBS annualy, such as Total subtractions -$2,642.00 -$39,714.12 the forms 1099 and the Forms 483, for tar reporting information it is the sachet of UBS to file the applicable tar reporting forms with the US interna Revenue Service and PR TICZLIfy DepartmeM, and in Net cash flow -$2,641.71 -$39,709.59 such forms accurately classify dvidends ardor interest adder cars% Or 1st* income Pleas«Onsult your incicdual Is stoats Closing balances $9,231.51 $9,231.51 October 2016 (1) Year to date IS) Taxable interest 0.29 3.78 UBS Bank USA Business Account APY Total current year $029 $3.78 Interest period Sep 8 - Oct 6 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Sep 8 $13,194 22 Total dividend & interest $029 $4.53 Closing UBS Bank USA BLainess balance Oct 6 $10,552.51 Number of days in riterest period 29 Average daily balance $12,009.88 Interest earned $0 29 Annual percentage yield earned 0.03% SONY_GM_00026112 Page 3 of 6 CONFIDENTIAL EFTA_00136732 EFTA01671896 Account name: ELLMAA. LLC 44,UBS Business Services Account October 2016 Frie ndly account name: Account number: AX Your Knancial Advisor- SCOTT STACK MANLYLE CASRIEL Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, a wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current ncome & capital appreciation Your risk profile: Prmaiy - MDderate Investment eligibility consideration - None selected Your account instructions • The account record was signed by your Financial Advisor and approved by a Pnnopal of the Firm. • Your account cost bass default closing method is FIFO, First In, First Out '_GM_0002611l4/0 4 or 6 CONFIDENTIAL EFTA_00136733 EFTA01671897 Business Services Account Account name: ELLMAX, LLC YourNnancial Advisor: *JIBS October • Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANLYLE CASRIEL Your assets Some pnces, income and current yaws shown may to appoxirnate Asa result, gains and losses may not be accurately reneCted See Important Mfonnabon about your statement at the end of this document for more infornaton. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit aaount balances and money market mutud fund sweep balances. UBS Bank USA deposit account Waxes are insured by the FDIC vat Nn applied* limits, but are not protected by 9K UBS AG Stanford Branch deposit account balances are not Mauled INFIX aid are not protected by 9K Money market sweep balances are protected SIPC but are not insured by the FDIC Seethe Important information about put statement at the end of this document tce del Ms about those balances Openng biance Closing taance Pace per share Awrage Dadenctinterest Days in ieddng on Oct 1 (S) on Oct 31 (5) on Oct 31 (5) rate period period Cap amount (1) UBS BANK USA BUS ACCT 11,873 22 9231 51 250,000.00 Your total assets rercemage of Cost Estimated unrealized vSue on Oct 31 (S) your (mount basis(S) annual income (S) ga n or loss (S) Cash Cash and money balances 9.231.51 100.00% 9231.51 Total $9,231.51 100.00% $9.231.51 Account activity this month For more I nforrnson about the price/value shown for restricted secuntno, see important intormabon about your statement at the end of this document Your Quantity, Cash Cash and Dale AfDaly Detenption euzense code Face value Pricey:rue (S) amount (S) money balance (5) Sep 30 Cash and money balance 311.873.22 Oct 3 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 10,552 22 ROCK LAND TRUST COMPANY Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF I 006/ 16 29 10,552.51 Oct 17 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 9,231.51 ROCKLAND TRUST COMPANY Oct31 Closing cash and money balance 39231.51 SONY GM 00028110 Page S of 6 CONFIDENTIAL EFTA_00136734 EFTA01671898 Account name: ELLMAA. LLC *DUBS Business Services Account October 2016 Friendly account name:ELLMAX LLC Account number: Your Snanda/ Advisor. SCOTT STACK MAFILYLE CASRIEL Account activity this month (continued) oat Activity Deunocicn Amount (3) Money balance activities Sep 30 Baena forward 511,87322 Oct 4 Withdrawal UBS BANK LISA BUSINESS ACCOUNT AS OF 1003116 -1321.00 Oct 7 Oeposit UBS BANK USA BUSINESS ACCOUNT AS OF 10/06/16 0.29 Oct 18 Withdrawal UBS BANK LISA BUSINESS ACCOUNT AS OF 10117/16 -1,321.00 Oct31 Closing UBS Bank USA Business Account $9,231.51 The UBS Bank USA Bussness Account 11 your prim.vy Sweep Option _GM_000261%3° 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00136735 EFTA01671899 Important information about your statement UBS Fancied Sewn Ix. (the Fern or UEG Camel sent you the first ft ateMent en which the ex( or Coq:cab:a (SEC), Muth protects sands accounts of • Produce CurrentIncome: awesome-its seeking the Sakes), is a riverbed alprincipal security, commodity problem append. its members up to 1500,000 (nclexing 1293.000for genevation of income on8. and *here exchanges. UBS Financed Senicers and LBS — Provide yea name and rasa rather (I thy). claire for cash). The SIC asset protection links am* to • Achim, Opiti1ApprOCiitiOn: tnestmems seeking Bank USA are indirect stbsdiaries of 1.46 AG rd — Descrbe the error or tie trawler you are insure all accounts that youhold et a partied. capacity growth of pciroal rather than the generation of affiliates of U3S Securitin U.C. The Finis larval about, and toplain as dearly as you can why you The Fans together with anal affiliates has also exome. stamen is rabbi upon request. the Fins execute believed is an era or why you need more Pschased sapplermegal protection The moornsn • arcade* Combination ofincome and Capital offices re at: information. rerun payable to al doable dents, collectively under Appreciator: Investments seeking both the generation — Provide the dodo arrant of the suspected error. the proledien 6 $500 mtlion as of December 10. 2015 of Mame and 'earth d procipat LEIS Fnawial Services M. Sated to the policy condign ad Wilton cash at 1200 Habor Boulevad The Fiona Cad Muer will thestigate yam carplint therim is lister protected fa up to 51-9 million in the OVIISI risk profile. Meehan...1, NJ 07086 and will correct any error promptly. For alleged ewers aggregate Ice all )over wants held jimmied.), irwohigUBS V6 debit card traroactions, if we take capacity. A full copy of the poky wadi* is available • Conservative: Seeks to mention Midprincipal, with This statement represents the only official record of you mar than 10 Maine's days to do the, we will credit lanrecmest. low risk and rolablity to the account overall, even a LBS Muncie' Sakes ann. Other records, meat Out means the accost don not generate sgn kart your WWII for the anoint you that is in error, so ttet Okla tar densants. contacting conflicting data should you wi have the used tie waxy tairg the tine The SIPC protection and the suPPlanenla proles-6m krone or retails and may not keep pace with not be relied upon. f you believe dere e an env' or both do not apply to: inflation. takes us to complete as inestgation anima\ please report t immedately in *siting to the • Certain financial assets controlled by (and included in • Moderate: Wiling to accept some risk to principal and Branch Manager of the office strong ow moult. Please make thick. mate to the Fiona- the you roan vale)but held away Iran LOS Fnancial tolerate same Walley to seek hither returrs. financial /*dauber, indicated on the front cd this Services (e.g., certain (1) cash at UBS Br* USA. (18 • Ag9ressit: Malin; to accept high risk to princPal and Meowed, all Igoes shown an inended to be aconite, Statrriefd. In Aaron to muter meant fees, accesses cash at LBS AG U.S.branthes, masse Protects, high robe ay to seek logo mans over tine. Stalefil4Wl data should not be used for ter purposes. Rely may be subject to minterunce fees, doges for late include* variable nog es, and (Mthats of mutual • %ointment ENsidalrty Consideration: I selected, a solely cnyeariend Ua foam (i.e., Fenn 1099, 5496 payment for semities pathases and charges for unpaid furls where such shares are registered drat* al the paten ef the portfolio for that account may Mb& 10475. etc.) Men preparing yaw use Sun. The Firm rant it cat accounts. Accords that are transferred name of the adorn holder on the books end records cariplex strategies, linked iquility and greater requied by law to report to the RS al taxable diedent, to other institutions may be Abject to a trade fee. of the applicable eats or transfer agent); sedately. repolable nentouble dvidends ad taxable Serest • Celan intstrnent contracts or investment interests earned on seosities held in yea secant, net proceeds UN Sweep Option, (tip , l Ttdpatmrdvps and private placements) that Statement Theusehelding" on tae trittattealk and cost basis on certain covered LBS offers options for sweeping cash balances, balares at not registered war the Securities Act of 1933, We may consolidate all related accent statements with securities. to bank deposits at UBS Bark USA end LBS AG Stanford and tie same address en the son tent4004., e g because branch (Birk Sweep Programa), money snake nailed • Corranaktin contracts (e.g., foreign caching* and they have owners Moo aka manse, pail natant Ceandasicatiena with tha fins (ands (Math Funls) and the hternatieral Deposit Morin metal contracts), ackederq fuMes contracts mistime*, with other clients at the sane eddress. • Please re.conlirn ay oral cormmunkations in *rein Account (DA)4c• customers with as Menu heel and conw'odty option contracts. you prefer to receive naviclual statements mailed n to lull* protect your rights, inclidng your Firs Restate Marugement Account. Through the Bark The SIPC protection arid the paoplenental protection do separate envelopes, you may obeli* Ineseholang by under the Securities Mesta Prated:an Act (SIPA). Sweep Pregams, cash balances re swept to (ES Bark not apply to these assets even A they otherwise appear calling your Financial Advisor. • II the franca I -dilution on the top left of the front USA up to an estabiged lank ad then to MG AG on yam statements The SEC protection and the of this statenent is not LBS Financial Services, LEG Stamford French, or a Way fund. Deposits at UBS saplernental protection do not protect against changes friendly mon* name Enamel Services cries yas want as dean* Bade USA are FDIC awed in accordance with CDC es the market value of yen elvettrilfraS (whether as a The Friendly secant none is a customizable 'nickname' broker by arrangement with the Mailed intension Nos For more Mormation please visit weeneld. gov. recut of market remanent Mem barknetcy a chosen by you to assist you with yea recordeeldrq • a We idamed you of this reWionst* Mien you Deposits at LBS AG Sanford Branch and shares of otherwise) has no legal effect on yea account. You can change pined this XCOUnt. 11if* case, your hinds and Mawr knds re root aura by the FDIC. More information es available upon request *a Menai accent ranks through Dane Services or SealitieS re bated at LBS Financial Services and not You mod obtail more information about SIP( iwkdaq by cortactib yap Financial Advisor. the introduag broker, and you rant make a report Thar the OA, available, to cath baboon re swept to the SIPC rota.. contacting SIPC at 202-3714300 webs of thy era or emission le bah firm. At descrbed in deposit adorns at U3S AG New York Branch and UBS a by visiting SIPC at sestinIptoiv Account overview the acCOUrrt areevnents. you mom rattly us of any AG Cayrrun Brach. These deposits re not insured by • Vibe or iota account/pallet* Net of assets and errors or Mad Moly.* decks reflected on your the FDIC. Balances held at the UK AG CarnalBirch Dividend Reinveetrnant Program (DRIP) statement withal 30 drys anew.' mailed or made are temporarily toothed to the sovereign risk of the The price reflected is an average price. You may obtan • Asset IntlUdeS available cash balances, wakes kir available. Al statements that be deemeckerrpla Cayman Mends, and there is no guanine or other the actual price Iran yes Firoxial Aetna Only whole restricted secirty (a 1. and Global line Della ih. ad adobe ei at other respects 4 not *toted to n obligation of vas AG to repay the balances while m the shares are pschased under DRIP, partial shares will be Liveaded mats to motet and cenan assets not had veitig wet 60days LBS Cayrnares Brach's books. sold and the cash wi be deposited n yoke account. The by tie Fem. Does not rick& traced SieCialtielabetS • Please drat customer complains a again to the dividend reinvestment price svpplied by the issuer may at the end of the via rod anent statement periods, a Firnis (lent Ratans Department at 201-352-1699 Deposits at UBS Bark USA and each UBS AG Beath are differ from the market mice at Mich the partial shares mate investments, invested stock options and cc toll -fret at 800.3549103, 8:00 A.M. to 600 P.M. not protected by 51PC. Money rad shams re paroled are sold. exercised)* dholdenopons FT Maeda IhridghFriday, a in writing to LOS by SIC. See lid Ciminero' Services Account Protection' • Liabilities. hol debil balances, outstardng manan Financed Se-Mesta.. Client Relations Department below. Cadeielieu loans. dab line, lastsccount bares P.O. Eby 766 Union City, 6107087. Only whole ernes may be held in you. account. If you are • CadVmoney balance Total of urarasted available • Incase of errors or gesliore about al fleCITOnk Warts request. balances io the Bade Sweep entded to a peal ink as a result °lad:Mend payment oath balm-ices, plus dinest balawes al vas 8a-1 USA, funds trawler (81), bill payment or LBS V. debit Programs a IDA may be witabon, and tures of a Cr otherwise. the Firm wil either sell partial units at U8S AG U.S. Brantes and money market mutual find cad transactions. call 800.762.1000, a write to 1185 Mawr Send may be fgadated and the proceeds matte pace or adept an amain detennned by a sweep balances, at the close of the statement period. Finance/ Unites kw., 1000 Haber 8hd, 6th floor, reamed to you or your secants account registered clearing agency, and credit you' want Morocemmodig free credit balances n yea accant are Weehawken, al ones, Ann: RNUVEGA Servas. not *mewled from other balances and the Firm may Custer information about available sweep options, Immetment objectives use arty of these finds in the canarymune of its Cal or mite as soon as you can, if you think your induing cavern interest rates and yields, 6 available at The investment ebyrotives and risk profile are specific to tininess. These finis are payable upon ycurckmani statement a recap is man or f exe need more wwwskescorrisweepyiekle, from your Fruncial Pointe each moult awl may saybetween yam accents. This total 6 in the anent period closig vase. information abase a balder on the statement a or by Slag 800-762-1000 Please acMse the Finn promptly in raga,el by receipt. The Fen or Card Muer (as *pliable) mans significant change n you Maria siluation or bonding information hear from., you no later dun 60 days after the Firm UBS fthandal SIIVidle &acted protection vestment objectives For each aocouro held. You For detailed neon..dim en to Fin's lee.$ g practices The Fim is a member of the Seasthes enact Promoron choose or,, d the following Marren objectives: and diukeures, refer to you Client Ragiand* SONY_GM_00026116 CONFIDENTIAL EFTA_00136736 EFTA01671900 Inmortala information about your statement (continued) Agin's, or Account Agreernert and the General - We generally use the closing price when available or lord and even if they can be sold, the price — 1l addition 10 CCM/VISCOS received in connection Teems and Canaan; LAPS Sunman of Credit Practices the ',lean of the bid arid at prices for listed received may be less than the per share 'striated with the ale a distrbuton of arnuny contracts avalable n Agreements end Dar Assures at securities and options or ony bid prices for OTC value provided in to meant statement. ad unit investment bun units toms Ebert, we leeNW ubl COMIACCOafedfOrbtunal worths:. ands our abase receive revenue sha-i-g - Less actively traded securities may be priced using a • Restricted learitiet Restricted securities gereaky corrpensation frommiry of the nuance Your wets valuation model or the most recent price we are not currently eligble for public sate 125 Financial remnants underneing the array contracts, You statement -Modes securities ad other assets held °blamed and may not reflect an actual market pr ice Services uses the market price a the trrosincted stock affiliates of the instranee comas a sponsors of n the acccurn at the end of to statement period. You a value of the sate issuer as an repUed vat* for the the unit meanest trusts we distribute. row/ asli fa delver), d fully pad secants at any tine. - (erten positions may W. WilhOUt a pr ice and restricted stock for purposes of this statement only To — Our affiliates also receive trading COrrellicionS and You may receive seorties used as ban collateral after will show as 'price was not avalabk' a we are the mint that restricted porgies are &title for sale, other carpensatien than mutual scads and paying any balance due on them. Any Pori in unable to obtain a take fora security the vats reserved may be sibstantally less than the insurance carpet meow predicts we dist-tun transferred to the Finn drag the statement period are — Deposes or secure es dencennated n currencies imputed vale shown. — We receive an aural fee from UBS Bark USA and Fated at matte vale as of the end of the statement other than U.S. dollars are reflected at the exchange UBS AG Standen Branch of ip to $25 per scan pried. rate as of the statement date. • Est. (estimated) income, current yields and rates. sweeping to the banks under the LitS bank Sweep • Cost basis. In detenwilig the cost basis of the - For certas securities trading in rancedorming An estimate Of annual income 6 tossed on current Progrann seanties nixed n this statement. where educated denominations. price and Quantity (lace vela) may dividend and interest rates, attuning the securities will with the timber' 1,• LOS fluvial Services has relied have been adµted to lac dilate proper valuation. be held for ene yew from statement date or urea Activity on information obtained from sources other than LEIS To obtan anent quotations. when available, contact mutiny This estimate 6 Onsi a guideline, accuracy Irtorrotion regardng commission and other charges Financial Semen, ixLding dogmata-I kern another your Financial Advisor. and cont irked mane me not guranned roared in connection with the execution of trades. Inn a that you may hem provided to )err Financial — (sunned argue mare and current yeld for ixludng option transactions has been included an Advisa. The Fandoes non 'dependently witty a • Private investments end etrucared products. certan types of smarties could 'glade a return of coot rmatkns previously funded to you, and visa be guarantee the accurxy or validity of any neonatal Private investment securities (ncludna drect prixpal or capital gam n which case the est provided to yeti promptly an request. provided by sources other than WS Inane' Scenes Parhatual an Proqum and real estate nveStresta trust income (and patent ye* would be overstated In galas although US$ Financial Services generaty securities) and structured marts are anicaly hop& — Est mated annul mono and current yield and the Short soling updates this non t is received the fern Maud Chian structured products have not been actual acne and yeid matt be lower a Ticker t you are engaged in short selling a 'Korey. you may does not provide ary assances that the mei:matea registered with the Securities and Exchange than the estmathd amounts Oka a char de to certain borrowing costs fa that under "Cost basis' and 'Irmialered gait loss' is Commission or under any state seurie:rt We — An ese Mate of anodized income (div4end ardor partkular smuney. separate as of the date of this statement. As such, provide eat mated values for private investment interest) divided by the current make panne do not rely al the information to make securities and stnxtered products for re°mutate' valueI average balance is based on the last dividend Open coders nrchase or sale decisions, too to purposes a imposes onb. Accuracy 6 not guaranteed. or interest parent made by the iSluer and Rooting open or 'good-tit-canceled' orders that oche/wise. Accounts transferred to the Fpm may — these values may differ sabstantelb f ran prices. if assumes the seetreesdeposits will be held for one ware not coicui id by the statement date, open bay and reflect gadlens formation only for the period of fry, at which a private continent security a year from the Staten*** dice or until malady sell step ceders are reduced by the amount of dividends time they are held at the Fan More historkal stnintved product may be bought or sold and do Accuracy and continued yield se not guaranteed a rights on an eadmderds a earghts date sinless di:maim can be added by you Francial Advisor. not necessarily represent the value you may receive instructed otherwise by you. You are responsble for upon hardware • Assets not held by WS Financial Service& Certain orders that are executed due to you false to cancel • Unrealized gains/loam When data is available, — Tined paty estimates of vats are as of a certain assets are nulled byIfni/Fern ri d sal vinthn the POP nth open orders estimated unrealized gardlosses are calculated for date and are suppled to UPS fnanciol Sentei on a Fin's possession or control These assets am rdredual security Fats. The transaction data for mogul, basis by an dipmin t valuation firm displayed on yea statement for informational Privacy rdniduel lots may or may not reflect commissions. — awn, genital pawner a sponsor estimated vales, Pal:ow alb. Positions and values presented an To cr t., • , xt it C Wnt Privacy Notice, charges ands entity reorganization tents. if any, are applied to the Fern by the issue. provided byte 6Sung lion UBS Financial Services is pl.,. • • line or visit or welosie and other reinvestment lots and systematic general palner or sponsor and may Le cakulated not responsble for this nformaton and does not purchase Ices aro each cornbread to dnplat en. bawd on deferent information from that used by guarantee is acctsacy. These assets are not protected averaged lot The • Trade date' colons presents the thid panes to dense their evened values by SIPC a the Fern's supplemental SIPC coverage It s Francis' Set visys is,1 siva& The RMA, Busress enigma' transactor+ trade date. — You can °Man additional nfamatim regard.", Services Accost BSA and IRMA we brokerage venoms the rnethodologi used to determine the estinate of • Revenue during and additional compensation. which provide access to bankng services and products • Callable maxilla Bonds and preferred stock that vete and ice date ol the rdomtatim that is the — h addecn to CCernieSSorn as saes and 12b'1 fees through arrangements with WI doted barks and other the issuer cats for kitty redemption wil be selected baits for the ecttnate by ccetactiv3 axe Financial received in connection with the distr &Mon of tad-party barks, and provides access to nsurance and inpatialy by lot from awing al smarties of that Advisor. mutual funds to or dents we inlet or snide unity accosts issued by unaffiliated third-party issue held ri our name a n nominee name for out • mid party estimated values may be reflected as name revenue. Oaring payments Iran distribrat nsur ince canons through manna army clients. Call feature infornalan is obtained horn thid • Not priced' in several seuations: when an ardor advisors of the rnrual funds that we sell. vabodisies of (BS F fiancee Services ax panes and its accuracy is not coranteed Other call independent valuation firm has rrat Strislid of 6 These STIOUlliS are based on two delant features may tent which could ailed yield. carpele unable to assign a value, when we become awn components: (0 the more of sales by LES ol a Investment, restance. and amity products. numeric/1 will be provided upon reared that a material even has mowed that may cle a pandas unatual fad family to as clients; and 60 Not 'DK enured • No bat pannier, May lose value previously resorted yakae into ountort, or when a the asset vale of a particular mutual lurid Iarnikvs • Certificates of deposit (CDs) CDs we FCC Cared Yale "yid be IVRY speculative due to the nature shares held at the f Resource Management Account Brines, Services hp to 3250,000 n principal and accrued interest per of the nosey. — We and or affiliate also receive retworkwg and Account BSA, IRMA and international Resource depositor and per depository institution, n accordance — When neither an issuer, general partner a sponsor iambus processing lees in consideration for Management Account se registered service maks of with FDK cults mewed value net a them:I-NAY en mated vela transfer agent services that we provide to the tA3S flora of Services Inc. provided the vats of the security will be deferent mutual funds These f esgoner* are pad from • Price/sok*. Prices displayed for securities and other from its purchase price. nveStCf aSSels in the mutua I f und rd are a flied visa Signature is a registered service mark of V63 products may be higher or lower than the price that — • Distributions to date' may nark return of dolls non based on the maybe of xenon,' at International Visa Sorrow credit cads and UBS you would actually receive n the market. Prices are capital, income or both. the broker-dealer holden mutual funds of that fund visa debit cads we issued by US$ Bat USA with obtained from variOuS ted pity sources wench we — use ate' represents the ntial offering fang perrmsen from Visa U S.A Incorporated below to be reliable, but we do not guarantee tic' price per use and may not reflect you' cost bass accuracy. — DPP and enlisted REIT securities are rot hoed on a UBS Financial Services Inc. Rev 201604 national Noreen evehange. and we generally SDNY_GM_OOO26117 CONFIDENTIAL EFTA 00136737 EFTA01671901 UBS Financial Senices Inc cat UBS Private Wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0302 November 2016 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number. Your Pi nandal Advisor- SCOTT STACY MArrLYLE CASP EL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resourceline a on October 31 (S) on November 30 (5) account Your 35. ..1$ 9,231 51 6,589 77 whitour weak': Your :tab Flit ieS 000 000 WVAV. trbsxorNfinancialservices Value of your account 49,231.51 46,589.77 Sources of your account growth Tracking the value of your account during 2016 Value of your account S Thoxancs at yea end 2016 148,941.10 Net deposits and withdrawals -542,356.12 Your nvestrnent return. 0,vdend and interest income 44 79 Change in market value SO CO Value of your accent on Nov 30 2016 54589.77 SDNY GM 00026118 Member SIPC ►age 1 of 6 CONFIDENTIAL EFTA_OOI 36738 EFTA01671902 Account name: LMA.• ,• LLC Your Knandal Advisor. UBS Business Services Account November 2016 aunt nu Account number. name- ^ I • SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 30 (S) your account 6,589 77 100.00% . Cash and money balances may include A Cash and money balances Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0 CO 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 cwo% G Total assets $6,589.77 100.00% A Value of your account 56,589.77 Eye on the markets Percentage change Index November 2016 Year to date S&P 500 3.70% 9 79% Russell 3000 4.48% 1058% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U 5. Aggregate Bond Index -2.37% 2 50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% Givt_00026tIlr 2 of 6 CONFIDENTIAL EFTA_00136739 EFTA01671903 Business Services Account Account name: ELLMAX, LLC Your 16nancial Advisor (SUBS November 2016 Friendly account name Account number: SCITT STACK MANI VI F CACRIFL Change in the value of your account Cash activity summary November 2016 (S) Year to date (S) See Account activity tha month tot (trials. Balances in your Sweep Operas are inducted in tne opening and closing balances vase FDIC Insurance d0Olies only to deposits at UBS Balk USA, not to deposits at UBS AG, Stamfond Branch or bank deposits placed througb the UBS International Deposit Account program WC Opening account value $9,231.51 $48,941.10 protection applies to money market sweep fund hdcales but not bank deposits. Set OtIPatanf ininrinemn about your statement on the hot two pages of this document for Wits withdrawals and fees, ncluding investments transferred November 2016 (5) Year to date (4) out -2,642 OD -42,356.12 Opening balances $9,231.51 $48,941.10 Divdend and interest income 026 4.79 Additions Closing account value $6,589.77 $6,589.77 Dividend and interest income 0.26 4.79 Total additions $0.26 $4.79 Dividend and interest income earned Subtractions FOI purposes of 'IFS Statement, tactility of interest and diudend intone has been determined from a US Checks and bill payments 0.00 -25.00 tag reporbng Perspective. Based upon the residence of the account holder. tcount type, or product type, sane interest ardor dvidend payments may not be subject to United States WA ardor Puerto Rico (PR) Other funds debrted -2,642 00 -42,331.12 income tares The dent monthly statement is not intended to be used and cannot be relied upon for tar purposes. Clients should refer to the acalcetie tar reporting forms they receive from UBS annualy, such as Total subtractions -$2,642.00 -$42,356.12 the forms 1099 and the Forms 480, for tar reporting information it is the practice of US$ to file the appaatie tar reporting forms with the US internal Revenue Semce and PR Treasury Deparonem, and in Net cash flow -$2,641.74 -$42,351.33 such forms accurately classafy cam:tends ado interest aster, exempt or taxable income. Please Onsult your Indactual tax preparer. Closing balances $6,589.77 $6,589.77 November 2016 (1) Year to date (S) Taxable interest 0.26 404 UBS Bank USA Business Account APY Total current year $0.26 $4.04 Interest period Oct 7 - Nov 6 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Oct 7 $10,552 51 Total dividend & interest $0.26 $4.79 Closing UBS Bank USA BLainess balance Nov 6 $7,910 77 Number of days in nterest period 31 Average daily balance 89,401 96 Interest earned $O 26 Annual percentage yield earned 0.03% SONY GM 00026120 Puce 3 of 6 CONFIDENTIAL EFTA_00136740 EFTA01671904 Account name: *UBS Business Services Account November 2016 Friendly account name: Account number: Your Iguana.' Advisor- SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current ncome & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Y_GM_000261N91 4 cfrf 6 CONFIDENTIAL EFTA J11136741 EFTA01671905 Business Services Account Account name: EWMAX, LLC Your Nnandal Advisor 4tUBS November 2016 Friendly account name: ELLMAX LLC Account number: SCOTT STACKMen/LYLE CaSRIEL Your assets Some paces, income and (went Miles shown may be apixoximide Maresat pans and losses may not be *Mutely reflected. See Important information about your statement $ the end of teas Oa anent for Imre inform:loon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sheep balances. UBS Bank USA deposit account balances are insured by the FDIC vat n appticdie limits, but ale not protected by 9PC UBS AG Stanford Branch deposit account balances an not diluted by FCC and are not protected by SIPC Money rnaiket sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important information about put statement at the end of this document for Calais about those balances Openng Mance Closing balance Price per share Average DividendInterest Days in Hddng on Nov I (I) on Nov 30(S) on ?Mr 30(f) tale period period Cap amount (1) 1785 BANK USA BUS ACC 9,231 51 6,589 77 250.000 00 Your total assets Percentact ct Cost Estimated °mated yew on Nov 30 ($) your account basis (S) annual income (S) gan or loss (S) Cash Cash and money balances 6,589.77 100.00% 6,589.77 Total 16,589.77 100.00% 96,589.77 Account activity this month For more I nloirna ion abort the prxdvatue shown for restricted secunbes, see important informabon about your statement at the end of ins dot velem Your Ouantrtyr Cash Cash and Date Activity Description barite code Face value PnceiValue (S) amount (SI money balance (5) Oct 31 Cash and money balance 59231.51 Nov 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 7,910.51 ROCKLAND TRUST COMPANY Nov 7 Interest UBS BANK USA BUSINESS ACCOUNT AS Of 11/04/16 26 7,910 77 Nov 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,32100 6,589 77 ROCKLAND TRUST COMPANY Nov 30 Closing cash and money balance $6,589.77 SONY GM 00026122 Page S of 6 CONFIDENTIAL EFTA_00136742 EFTA01671906 Account name: ELLMAA. LLC UBS Business Services Account November 2016 Friendly account name: ELLMAX LLC Account number: Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL Account activity this month :continued) Dae Antwty Descrioncn Amount (3) Money balance activities Oct 31 Balance forward $9,231.51 Nov 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 11/01/16 -1,321.00 Nov 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 11/041116 0.26 Nov 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 1111916 -1,321.00 Nov 30 Closing MIS Bank USA Business Account 56,569.77 The U85 Bank USA Business Account is your primary sweep option _GM_C430261%,1 6 of 6 of statement for account num CONFIDENTIAL EFTA 00136743 EFTA01671907 Important information about your statement UBS Ferret Sinn n. (Iv Firma LE6Frumul writ you the fest statement en which the «fa or Corporation (Spck vAch protects ~rein accounts of • Produce CunentIncome: bwestritas seeking the Seated is a nowber of alpriscipal murky, cominality problem append. its members up to 1500,000 dichang 1250.000for generation of nome onkr. gel edits «changes. L85 Fowled Senrices and LBS — Provide you name and anent run (day). clams for and The SIC asset protection Ines app, to • Achieve Capital Appreciation: Investinis seekirg Banc USA are indirect ~Win of L65 AG ard — Ø6eØ Mor or the Vander you re untie all arram that youher in a patine capacity gowth of prixerl rather than the generation of affiliates of U3S Securitin The Fits leaned about, and attain as dead as you can why you The Fem together withcertain elf dirk has also infant. senate is rabbi upon request. 7er Fitts nor» belie. it is an end or why you need more Panawd soppleinereal prang' The meant, • Produce Combindon of/more and Casa? offkn re at: demistion. rant payable to alterable dents, collectively under APPreaktirr Investments seekiv) bah the generation — Provide the dole auxin oe the suspected error. this prolectin 5503 mllion as of Denerber 10. 2015 of dome and anther paint LI35Fnancial Services tat. &Mort to the policy conchare a-4 knitted cash at 1200 Harbor' Bann The Fim«Cad muer will instigate pur canner therein is Inner nand for up to 51.9 minion n the Overall ride profile@ Weehawken, N1070B5 and will correct ar/ error prompter. For alleged ekes anegate for all you tarns held n a particular capacity. A full copy of te poky wading is available • Conservative: Seeks to ~la« edit principal, with invokingUBS Maedebit cad tratactions, if we eke Thisstatement represents the only official record of you mew ea. 10 busts. days tot the, ow will ant low reek and sanity to the account overall, even il OPOnregieSt. that mean ter accost clan not generate serifcad L85 Financial Sakes accon. Other records, end pur rant for the anent you ters in error, so that offkid tax clairantc cedar:rig coining data should you oval have the use nay dring the tine it The SIPC protection and the suPPlemerer prolection don or retard and mey at keep pace with not be relied Ø. If you believe there is an ernx or both do na apply to: inflation. takes us to can ose inestigition cenieset please rent it enmedately in raked to the • Certain Monk ants caltrolkd by (and nand n • Moderate: Willivg to accept some risk to principal and Branch Unger of the office mad yon account. Please make 'Inns pawl* to the Fn «the your account van)but held away Iran UM Financial takråe sane wonky to seek loiter returns. Omaha' vintuten inckated on the front d this Services (e.g., certain (ikon', at UBS Bark USA. dO • Agsvesske: Wiling to accept hid, rid to Printtal and Although reigns shon re herded to be aconite, greened h adrift to regular acorn fees, accents cash at LES AG LI.S.brand'en (I0 insane PrOlactl• n41avlat kny to seek loge rdsns over tine. Statement data should not be teed for tar purposes. 11e4 may be subject to network fed doges for late ixludng variable amities, and (n) laws el marl • Inhinetn•nt Eti9a&y Coma:Megan: I selected, a wkly cei«rnd ter fame <i.e., Fenn 1099, 5498, raiment for unities purchases and charges fa unpaid fad where such shams are registered dreak ri the portn of the portfolio for the accent may dark I0475. etc.) when preparing yaw tro return. The Fern is STIOWItl rm cash accounts. Acccull that are transferred name of the acorn holder on the books en men canal« Wakens, linked kinky end getter requited by law to rent to te IRS el Useable dined, toner initulicas may be warn to a transfer fee. of the applicable issar or birder »gent); •eportable natant Ødt ard tan« Said • Crain hennaer centrads a arsine« Mends earned on ~ties held in your arcane, net proceeds UBS Sweep Option, (tg , frnedpatnadps and private placements) that Statement Ineseheldine in ere trensactiar and cost basis al certain cowed LBS often open, fa swept; cash banes, balances at not registered under the Studies Act of 1933, We may consolidate all related accent statements Mth securities. to bank deposits at LES Bark L6A end L85 AG Stanford and the sane address n the sane envelope, e g because Wan fat Sweep Progreso», money ten men • Corn-notes contracts (e.g., forego exiting* end they have owners who an mantas pee accede Cornininicationt with the Fim fords (Mary Funds) rod the remedial Nan ~cad metal fOlitradt), Mbar.; Mures «drat relationshps with other clients at the erne address. II • Please re.cordirrn any oral ccerrnunications in sting Account Manor customers with an «tensional and ornery option contacts. you reeler to receive individual statements mailed co to fate prered you rØ nand you tilts Resource Marnenree Accord. Through the Bark The SIPC protection and the soodernental ProtectiOn do separate «went you may Soda hoireholdeng by alder the Securities Investor Proleclian Act (WAY Sweep Pregame, cash bands are swept to LES Bak not apply to these assets even i they otherwise awn «Bingpur Financed Anise< • lithe awn «dilution on the top art of the front USA up to an 'sledded lit and them to LES AG on yos statements The SIK protean and the of this statement is not L85 Fisancial Services, UM Stamford Branch, ora Money Fund. Deposits at L85 strainerOat proteanin not protect against changes friendly man name Nunn Services conies your accent as and Bair USA re FDIC inn in aaorda-cre with FDlC in the market value of rya fivegrilereS (whether as a lbe Friendly account name is a customizable rnicenrne baker by arrangement veth the «dined natal 'an For more Narration please visit ~wide gov. result of market movement, issue barkrtatcy or chosen by you to assist you with you recordetrO• We Married you of this relationship when you Deriosits at LES AG Stanford Branch and shares of <Aherne) has no legaleffect on you accont. You can charge pared this account. hit case, you Inds and Money Fitt re rot «and by the FDIC. More information it available upon request na Fnendk account names, throuch Online Services a seOsities Ye bated at UBS Financial Services and not You MP/ obtail more information about SIPC, «clung by contacted yin Friend Advisee the nØ id broker, and you an make a report Throur the V.A. available to can bairn re swept to the SIK Brochore, by contacting SIPC at 202471.8300 of a-, tact a minimn lo beds friro. At ckscrbed in depose accounts at U135 AG New Yak Brand' and LES a by vising the SIPC vent se www.s1pc.osp Acorn overview the acorn anernents. you mose needy us day AG Camun Drench. These deposes are not inured by • Yalu of >our account/port%oko Net of assets and erns or fend Mang necks reflected on your the FDIC. Bances held at ter UBS AG Cara, &arch Dividend einte ment Pagano (DRIP) kitties. statement Weill 30 days after 4 was mailed a nude are temparily «posed to the sovereign risk of the The dice reflected is an average price. You may Øne • Asset dens available can bands, rakes for available. Al statements that be deemenorrptle Canon nets, and there is no guratee or out. ne actual price from gar Financial Advises. Only whole restricted seamy (en I. an Global Tine Deposits. and wawae h d other respects if not objected to obligation of LES AG to repay the balances while on the slurs se purchased under DRIP, partial shares will be averted marks to market and cenan assets not Inn inn we 60days LES Cayman's Brach's books. sold arid the cash wit be deposited n you account. the by te Fn. Does not none anted secontielassets • Please den customer Ølavis a expire to the &Mend reinvestment price strafed by the issuer may at the end of the nor zedanent statement periods, a Ferts (Bent Ratite Department at 201-3521699 Derain at UBS Bad USA and each UBS AG Branch we deft from the market dice al which the petal stores wale artitmeres, 'slotted stock options and ce toll-free al 800.354.9103, 8:00 A.M. to 600 P.M. not pattedby SIPC. Money Fad share at ranted are sold. ~rank slod. Of4i0r6. FT Mad«nounFalk a in *Teem to LES by silt See -UM Financial Services kccunt Protection' • Lianas. «dudes debit balances, cutstanang mangn nadir Seaces hr. Client Relations Department below. Cadenlieu bank ant Ite, short account bands P.O. Bon 766 Union City, N107087. Only dole units may be held es year account. t yve re • CarNmonty balances Total of uninvested available • h case of woes or questions about nektonic Øyar request balances in the Bad Sweep entitled to a Isvind nil as a result of a dividend payment cash balakces, pa detail bairns al LES ink USA, funds transfer (Efl), bill anent or Les Mae debit Pregame a DA may be witdan IrKiltaS 04 a or otherwise the Fin wit either sell partial units at LES AG U.S. Drones and money market mutual fond cad transactions. call BOO-762.10CA a write to L85 Mon«Fund maY be fainted and the proceeds maket price a accept xi anon cannoned by a sweep balances, at the close of the statement pond FinarK6A Service, ex 1000 Han Blvd, 6th floor. retuned to you or you ~lief account registered clearing agency, and credit AXE secant. latannoday free <red, balances n yin accent re Weehawken, NJ ones, Attn: RMXII64 Services. not set*gated from other balances and the Finn may hotter nformation about ankle sweep options, Invettmont objective! use ay of these Inds n te ordinary cone of its Cal or write as son at you can, if you thee your incising own interest rakes and yields, 6 rank at The nattann dentin rid rik prole* are speak to t4.6i6455. These funds are payable upon yaw dernaki statement a tearer is wing or d nu need more wwwde.cordsweepyiek, from yea Frontal Advisor each none red may varybeaten nor accents. This total 6 idkerd inflated period eking valt. information about a trader on the statement a or by tang 800-762-1000 Please advise ter Firs non& in mend sty receipt. The Fem a Cad near (as applicabldnIuSt tad can change in your f evangel «nation a Lending information hear from you no later than 60 days after the Firm L85 Financial SevinKant protection «vestment objectives For each nou' held. You For detailed donation on theFin's *dig practices The Firm 6 a nettyr of the nines Inner Protection choose or. d the following meant drain: and 'Woad refer to you Client Rewkiongip SONY_GM_00026124 CONFIDENTIAL EFTA_00136744 EFTA01671908 Iniporlatil information about your statement (continued) Arsenic.), or Accost Agreernert and the General - We generally Le. the cbsrg price when available or kpad and even d they can be sold, the ace — 1l addax:010 CCinin6SCOS received in ronritCli:41 Teems and Condoms OBS Statemca of [red Practices the mean of tie bid and at prices for listed received may be less than the per share estmalt with the sale a dariouton of a-nurty contracts available nAgrarnents andDocAssures at wallies and options or ony bid prices for OTC value provided in the account statemenl and ant stoma trust mils loco [bents, we leeNW cAt (Offdlar011trAlittnnal tureens. ands cur aeliate receive revenue sharing - Less actively traded sectsbes may be priced tog a • Restricted Seadritie. Restricted securities groat compensation frommiry of the nuance your -sets valuation model a the most recent age ime • not currently Mode for public sate Les Fnancul carpanies underwaing the may contracts, You statement itemizes securities ad other assets heed obtained and may not reflect an actual maker price Services uses the market price of the trees-trusted stock affiliates of the i-MtalCe companies a sponsors of n the acorn at the end of the TIMM/61 period. You a valo of the sane issuer as an ironed value for the the int chastener* trusts we clanbute. my ask for dickey d lUlla pad securities at any tine. - (tan positions May War WahOla a price and restricted stock for purposes of this statement only. To — Ott aftilates also receive trading cormnissiom and You may recent states used as ban collateral after will show as 'price was not evadable' i we are the tent that restricted stoats re elglMe lor ale, other conbensaten from mutual fads and paying any balance due as them. AM WIXOM arable to °Man a peke fa a security the vats received may be sibstantuly Its than the entrant* carotin tbs. products we thstrtuu. IranSfertea 10 the Fern dingIN Matte peed are — Deposits or secant denominated n CuTMCM imputed vabe town. — We receive an stun fee horn MS Baia. USA and bled at nude yaks as of the end of the statement other than U.5. dons are reflected at the /achinge UBS AG Stamicad Branch of as to VS per scam period. rate as of the statement date. • Est. (estimated) income, current yields and rates. motto to the bats under the LOS Bank Sweep • Cost basis. In detennintg the cost basis of the - For cenan faCtraies tracing in nonconforming An estimate of actual income 6 bated CeiCinent Progrann matt titer n this statement, where ideated dencomations. price ad @ray (face Max) may clonckrd and interesi rates, assuming the seethes will with the number' I,• U6S Financial Services has alit has been adµted to lactate proper vakaation. be held for one year from statement date or used Activity Ca information obtained fran solaces other than LOS To obtan grant quotations. Men available, contact nutisty This entitle 6 OM/ a guideline, accuracy d arrutron regarding ornmissorM and Other charges Financial Swat incLding incrmakan Irani another your Ftricul Advisor. and contrund ramie se no wasted n oted in connection with the execution of trades. Inn a that you may has, provided to your Fiuncul — Estimated annual name ad current meld for including option transactions has teen nclided on Advt... The inn does not independently nerdy a • Private treatments end eructated products. certain types of Se< tram could alaie a return of cordrmatkns previously hinted to Ku. and will be guarantee the accuracy or validity of any nformatit Privale investment seturifial (ncludng drect prixbal or capital gam n which case the est. prodded to you promptly an request. provided by sources other than WS Fenno' Somas Perak:01On Croftam and real estate nvestrnert trust exam (and area yield) would be overstated. Is taut Stout UBS Financial Services "nerdy securities) and sUuctared prock.r.ls we gemialy highly — Est mated arta score and arrae yield and the Short seeing sty updates tie iicimaton aids acted. the Firm dlipuid Certan structured prodats Ns* not been actual acme and mid might be lower a higher If you are engaged in show selling a 'auny you may bats not provide astaxes that the nIcemat co registered with the Secant and Exchange than the 'simnel stunts incur a doge die to certain borrowing costs la that undee 'Cost basis" and •Umolired gad kiss' is (attain a under any state seusi We — An est Mate of arnualized "'nom. (dividend ardor prtkular sentry. actuate as of the date of this statement. As such, provide est mated values for private investment menus) divided by the cart malt plea do not regal the inlormalim to nuke securities and 'insisted waits fa nfamational idolater balance is based on the last dividend Open adore purchase a sale decisions, for tat gnomes a panes ong. Accuracy 6 not guaranteed. or inert payment made by the issuer and Petra%) open a 'iglicdrtilicatellet ceders that othermse. Accounts transited to theerrn may — These vat*, may differ sibstantialbi from prices. it assays the seareasideposits will be held for one were not coonid by the statement date, open buy and teat gaits intimationonly for th period of try, at which a private roMtnient saucily a yea from the statement date a until maturity sell stop orders are reduced by to arnDLIM of dividends terse they re held at the Fins More historkal stnacitted asocial may be boor a sold and do Accuracy erd continued yield se not guammeed a rights on an ex-deaden:Is a exatts date unless internam can be added by You Friancul Ad nor. not necessity represent the value you may receive instructed otherwise by you. You are responsble for upon liquidators. • Assets not held by UBS Financial Servicea Certain orders that are (minuted due to you false to cancel • Unrealised geinalosses When data n available. — Third pro estimates of vas are as of a certain assets are not held byte Fim and not *Ann the 'lent rig ten orders *stated arealcred gaindlosses re calculated for date and are supplied to UPS Financial Stag.; on a Eim's possession or control These assets xe individual secaity lots The transaction data for regular basis by an delimit it valuation firm displayed on you statement for Marna:anal Privacy ndrvickial Ins may a may not reflect commissions. — Istall. antral patter or sparser intiyuted abet Palmas only. Post ions and values parented are To cbtain a copy of as current Clint Privacy Notice, charges ado scanty reocanizahon earn. fay, are smolt to the Fern by the 6Stalf, provided by the Mung fin UBS Fnancial Services is Pleae contact your Financial Advisor or visit or webst Dividend aril other rinvestment los and systematic general pater or sponsor ad may be calculated not respondle for ties nformaton ind bats not at www rim ratornor tray purchase Ices are each combisad to dnplw one based on derail information nom that used by guaantee its away these assets are not protected award lot lbe • Trade date cant pastes tie thin parties to derive Their 'Penang values by SIPC a the Fern's supplemental SIPC coverage UBS Ennui Services n not a bank. The RMA, Botts crignal transactors trade date. — You can obtain additional nfamation regard.", Services Account BSA and IRMA re brokerage tots the methodology used to determise the est taste of • Revenue during and additional compensation. which provide access to bankng services and points • Callable securities Bonds and preferred stock that yam and the date of the domain° that • the — t Martin to canossons as sales and I 2tii1 fees thrash tangements wch alldated barks and other the issuer cats lor urn redemption will be selected basis for the tomato by comactrig you Financial received in cantos with the distrbution of third.party bares, and provides access to nsuance rd irpatialy by lot from among al monies of that Advisor. mutual funds to or cants we ants as affiliate arremy products issuedby ✓affiliated thirdiparty issue held in ca name a in naninee akin. for our • lbirdpaty tented values may be reflected as receive revenue taring parents Iran ckstribias nsuranot comptt though•eta axe army clients. Call featae information is obtained from thid 'Not piked' in several Situation: when an ants advisors of the mutual furls that we sell. sanduries of UBS F tunnel Services Ix pant and its accuracy n non cutranteed. ether call independent valuation fern has raa1 APPlid or is These anoints re based on two caters features may eon which could affect yield. complete useable to assign a yak*, Men we become aware carenontts: the nut ol sat by LEG d a Investment, nuaraxe. and nutty products. idea nna will be provided upon requit that a material event has acted that may cal a particular mutual fad Lehi& to as clients; and 00 Not IDK enured • No bra garanten May lose value prey:Ducey reported value into outistorti a when a On as-At yaks of a particular mutual fund farnikts • Certificates of deposit (CDs) CDs we FCC toted value would be highly speculative due to the nature tares held at the frm. RMA. Resasce Management Account Busies Services .410 $754000 n scrotal and accrued interest per of the unity. — We and our affiliate dm recent retwoek rig and Account BSA, IRMA and international Resource depositor and per depository innitutian, in accordance — When neither an issuer, general pawner or spores.v omnbus processing lees in consideration for Management Account se registered service maks of with FDIC mks estimated value ma a thrdbarty et mated yaks is transfer Kra %wake that we provide to the UBS anemia Services Inc printed, the vats of the security will be deferent rrutual finds these feesgently are paid teen • Pricavalue. Rakes displamd for securities and other from its padtase price. nsesta assets n the mutua I fund mid are a freed visa Signature is a registered service mark of Visa produds may be higher a lower than the price that — • Distributions to date may inclide return of dolly anti based on the number of acounts at Mantra Vna Signature credit cans and UBS you would actually MONO n the market. Pros are capital, ncome a both. the broker.dealer holding mutual funds of that fund visa debit cods ere issued by URS Bat USA with obtanid iron various thed pity sauces which we — in side' represents the ntial °Piing fanny pests:el from Visa USA. Incorporated belt. to be reliable, but we do not guarantee thei price per at and may not reflect you' cost basis ataxy. — DPP and tinted REIT sautes are rot Weed on a UBS Financial Services Inc. Fey 201604 national securities each:roe. and are generally SDNY_GM_00026125 CONFIDENTIAL EFTA 00136745 EFTA01671909 UBS Financial Services Inc 44) UBS Private Wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0202 December 2016 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLNAAY LLC Account number: Your Financial Advisor: SCOTT STA< MAti'L', LE CASK EL Phone Questions about your statement? Call your Financial Advisor or lir Value of your account Resourcetme a on November 30 (S) on December 30(i) account Your assets 6,589 77 96,225 08 Visit our %tribute: Your liabilities 0 00 0 00 VP/AV ubs cornifinancialservices Value of your account $6,589.77 $96,225.08 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth wow annualcreditreport can. Tracking the value of your account during 2016 Value of your account S Thou:swot at year end 2015 448,941.10 962 Net deposits and rathdfarrals 447,27019 Your nveStMent return. Dividend and interest income 44 79 Change in market value $000 Value of your &coin on Dec 30. 2016 596225.06 Dec 2014 Ce: tepe 2016 Dec 2016 SDNY GM_00026126 Member SIPC ►age 1 of 6 CONFIDENTIAL EFFA_001 36746 EFTA01671910 Account name: UBS Business Services Account December 2016 friendly account name• Account number. ' • r Your Pinandal Advisor. SC TT STACK MARLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 30 (S) your account . Cash and money balances may include A Cash and money balances 96,225 08 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 000 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 a00% G Other 000 0.00% Total assets $96,225.08 100.00% A Value of your account S96,225.08 Eye on the markets Percentage change Index December 2016 Year to date S&P 500 1.98% 1196% Russell 3000 1.95% 12 74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index 0.14% 265% Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% ' GM 000261t$0 2 of 6 CONFIDENTIAL EFTA_00136747 EFTA01671911 Business Services Account Account name: ELUMAX, LLC Your 16 nancial Advisor- *UBS December 2016 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANf LYLE CASRIEL Change in the value of your account Cash activity summary December 2016 (1) Year to date (S) See Account activity teem month tot cleia Is Essences in your Sweep options are mcluaid in the °perk rg and closing balances v.lue FCC Insurance 4/0kes only to deposits at UBS Bank USA, not to deposits at UBS AG, Opening account value $6,589.77 $48,941.10 Stamford &aro or bank deposits piarecitmouo the UBS Internaiond Deposit Account program Sec protection aPaies to moray market sweep fund hOlcirqs but not bant. deposits. See Important ntormabbn about your statement on the last two pages of this document for details Deposits, including investments transferred in 100,000 00 100,000 00 December 2016 11) Year to date (S) Withdrawals and fees, Opening balances $6,589.77 $48,941.10 ncluding investments transferred out Additions -10,364.69 -52,720.81 Deposits and other funds credited 100,000 00 100,000.00 Dividend and interest income 0 00 4 79 Dividend and interest income 0.00 4.79 Closing account value $96,225.08 $96,225.08 Total additions $100,000.00 $100,004.79 Subtractions Dividend and interest income earned Checks and bill payments -7,722 69 -7,747 69 For purpOsts or lees statement, taxability of interest and dadend income has been determined from a US Other funds debited -2,642 00 -44,973.12 to reporting perspective eased upon the residence of the account holder. account type, or product type, some interest ardor dwdencl payments may not be subject to united Stites (US) ardor Puerto Rico (PR) Total subtractions -$10,364.69 -$52,720.81 income tines. The dent monthly statement is not intended to be used and cannot be relied upon for tar purposes. Cams should refer to the applitale to reporting loons they recent from uBS annuay, such as the Toms 1099 and the Town 00, for tar reporting information it is the practice of UBS to file the Net cash flow $89,635.31 $47,283.98 aphcatle to reporting forms with the US internal Revenue Service and PR Treasury Depart ens, aid in such forms accurately classify OviCends WOO interest as tar eterrOt or tattle income. Pleat consult your Closing balances $96,225.08 06,225.08 indtdual to prepare( December 2016 (11 Year to date (5) UBS Bank USA Business Account APY Taxable interest 0.00 4 04 Interest period Nov 7 - Dec 6 Total current year $0.00 $4.04 Opening UBS Bank USA Business balance Nov 7 87,910 77 Prix year adjustment 0.00 0.75 Closing UBS Bank USA &airless balance Dec 6 85,268 77 Total dividend & interest $0.00 $4.79 Number of days in nterest period 30 Average daily balance $6,677 84 hterest earned $000 Annual percentage yield earned 0.00% SDNY GM 0002612$ ►age 3 of 6 CONFIDENTIAL EFTA_00136748 EFTA01671912 Account name: ELLMAA, LLC 4tUBS Business Services Account December 2016 Friendly account name. ELLMAX LLC Account number: Your Ifinandal Advisor- SCOTT STACK MANLYLE CASRIEL Your investment objectives: YOu have identified the following investment objectives for this account if you have questions about these objectives. disagree with then, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current ncome & capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration None selected Your account instructions e Your account cost basis default closing method is AFO, First In, First Out. Y GM 000261INjue 4 of 6 CONFIDENTIAL EFTA_00136749 EFTA01671913 Business Services Account Account name: EWNAX, LLC Your Pinandal Advisor I UBS December 2016 Friendly account name: ELLMAX LLC Account number: SCOTT STACKMANILYLECASRIEL Your assets Some prices, income and current yaws shown may be appeoxirnale As a result, pans and losses mai not De a<Curately reflected. See Important Mlorrnabon atoursour statement a the end of teas MKanent for more inform:loon. Cash Cash and money balances Gash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. MIS Bank USA deposit account boraxes are insured by the FDIC vallin applicdole lints. but are not protected by 9PC MS AG Stanford Branch depose account balances ate not insured by FDIC and are not protected by SIPC Morey martet sweep balances are protected by SIPC but are not insured by the FDIC See the Important information 1000.00U, staternenl at tne endot this dournent for dean tote those balances Openng balance Closing balance Pnce per share Average Dwdenct interest Dan in Heldrig an Dec I (S) on Dec 30 (S) on Dec 30(S) fate period period Cap amount (1) Cash 0 00 -5,426 19 WS BANK USA BUS ACCT 6,589 77 101,651 27 250,000 00 Total 96,589.77 $96225.08 Your total assets Percentage of Cost Estimated Untealle0 vaue on Dec 30(1) your account (S) annual income (S) pan or lois (1) Cash Cash and money balances 96225.08 100.00% 96,225.08 Total 596,225.08 100.00% 596,225.08 Account activity this month for more information &Cut the prkevalue shown for restricted $&untie. See Important meormaton about your statement a the end of this docunem. YOUI Duality/ Cash Cash and Date ACtisity DesenDlion expense code Face 'Mutt pnceivdue amount (5) money balance (5) Nov 30 Cash and money balance $6,589.77 Dec I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,321 00 5,268 77 ROCKLAND TRUST COMPANY Dec 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,32100 3,947 77 ROCKLAND TRUST COMPANY continued next page SDNY GM 00026130 Page 5 of 6 CONFIDENTIAL EFIa_00I 36750 EFTA01671914 Account name: *UBS Business Services Account Your Nnancid Advisor. ELLMA/c LLC Friendly account name: ELLMAX LLC SCOTT STACKMAI/LYLE CASRIEL December 2016 Account number: Account activity this month (continued) Your Quantity Cash Cash and Dap Actraty DesKolatiOn expense code face roue pnceivalue (S) amount (S) money balance (S) Dec 28 Transfer JOURNAL FROM Y123575 GHISLAINE MAXWELL 100,00000 103,947 77 Dec 29 Withdrawal ACH WITHDRAWAL ADP Ta4401k -2,296 50 101,651 27 Dec 30 Bsa Check CHECK PAID 050001 -5,42619 96,225 08 Dec 30 Closing cash and money balance S96.225.08 Date Activity (*Unction Amount (S) Money balance OldiVithIS Nov 30 Balance forward $6,569.77 Dec 2 Withdrawal UPS BANK USA BUSINESS ACCOUNT AS OF 12/01116 -132100 Dec 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/1916 -1,321.00 Dec 29 Deposit UBS BANK USA. BUSINESS ACCOUNT 100,000.00 Dec 30 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/2916 -2,296.50 Dec 30 dosing UPS Bank USA Business Account 810145137 The U8S Bank USA Business Account is your prtmery sweepcolon Summary of approved payees and recurring payments Baud on your instructions. the foNothing payees and recurring payments are consijered 'approved The payees and recurring payments Idled below do not include BM Payments Electronk Funds Transfers and payees' As a result (thou may authorize additional transfers to these payees verb/FY and (2) Tee are no °Wain other transfers between accounts at U85 if you nave additional payees andlor terunosh instructions bolger fete/Wog individual COntirmanOnS tor payments to these payeeS on Me yOu wie receile separate conlimegions horn your Financial ActdS0t. To update or tame! any of Mete snatruttrOnt please contmryour Financial AdviSO* Dsbursement Last used Payee descropOon Amount (S) method TypalEvent Frequency Start date End date date R and C Ventures Inc ROCKLAND TRUST COMPANY varied Federal Finds Payee On Me Upon request rid Na Dec I5, 16 Gmfitmeffigge 6 of 6 ot statement for account num CONFIDENTIAL EFTA_00136751 EFTA01671915 Important information about ‘„our statement LOS Fruncial Somas hc. (the Firm is LOS Financial hear Iron you no later than 60 days after the Fern UN Runde Scrim account protection mon« observes To each scorn ?ski you StfiKeS), is a merrier of all principal security. commodity sere you the fist statement on which the error or the Fern intim*. of the Seosities Investor Protection choose one of the Following reestment objectives. and options exchanges. UM financial Sent, and LBS problem appeared. Corporation (SIPC), which/seeds mann accounts of • Produce Current income instmeerts seeking the Bank USA are rind sdosediaries of LE6 AG and — Provide your name and account !sober (I aryl. its members so to SSOO,)PO (incising 1250,000 for generation of Income only. affiliates of LOS Securities N.C. The FSm's Inertial — Descrbe the error or the transfer you are nue dens for cash) The SSC asset protection Dnils apply to • Achieve Caplet Apprecation: Investments seeking statement is available upon request. he finis nouns about. and oplain as diary as sou can you all accounts that you hold in a pal ruler cosily. growth of principal rather than the generation of office re at: believe it is an error or why you need more The Fink together with certain affiliates, has also name nfomutio. purchased Sipplerisental pineal Ilse mbornum • Produce Combination or income and Coital LIBS Fnnial SinfiCOS he — Provide the dole amount of the suspected error. arrant payable to all Oglote clients, colkeively under Apereeettnn- investments seeking both the generation 1200 Nab« Boulevard On protection 6 SSOO sem as of December ID, 2015. of income and growth of principal Weehawken. NJ 07086 The Fern or Card Issuer will investigate you <coolant Sibeect to the poky conditions rid Into:ens, cash at and will correct ary error promptly. For alleged errors the Ganglia-tor protected for up to minim in the Orwell ride profile. Ds stators« represents the only official record of you irnolvi-gUBS Vase debt card transactions, I we tee agregate fee all your accents held n a poker • Comervati.e: Seeks to maintain otter principal with LOS Financial Services aCCoult, Other records, except more than 10 bus hiss days to do ths, we will credit «patty. A full copy of the policy wording is available official tar docunns, cootainrig cord Sling data shah you account for the an low re and volatility to the account overall even if you think 6 in error, so that ultrOn regent that mean the account does nee generate ogreCant not be reload upon. I you belt* there a an error or you wa have the use of the money &erg the tine it annska please report it itirriedately n vnitog to the The SIPC protection and the stoplemental protection name or reams and may not keep pace with takes us to cc•Torete cur investigation inflation Branch Manager 01 the office seining you scout both do not aPOIY • moderate . Mfrs; to accept some risk to crincOal and Please make all checks payable to the Fins or the • Certain financial assets controlled by (and abided el Although all 'gates shown are intended to be accurate, ildKated On the from of this yea account value) bus held away Irons LOS Financial tolerate some volattity to seek higher reams. statement data should not be used for to purposes. Rey statement In addition to regular account lets, &occults Services (e.g.. certain () cash at UBS Bank USA. lig • Aggressive Willing to accept high risk to prinCtoal ad sole on year-end tax fOnnl. (i.e., Form 1099, 5498, may be subject to manterence lees, charges for late cash at LBS AG U S.brandits, (it entrance Productk ‘obtilty to seek 110 return over I me 10425. etc ) wean preparing yaw tax rerun. The Firm is payment for securities purchases recharges for «pad including viable amities. and (iv) shares of mutual • InsetuntentEayeatty Consteleunen: II selected, a regsied by law to report to the IRS al taxable «o dhocks. amants in cash accounts. Accounts that are tranchereCI funds where such shares ate registered orecty n the potion of the portfolio to that scoot may include reportable rxretarable dividends and taxable rawest to ocher iNSIttutpOni may be 9Jajen to a transfer fee. name of Be scoot holder on the books and records compten strategies. tinted kinity and Tester end on securities held inyour account, net proceeds of the applicable issuer Or transfer agent); volatitty on sale tinsel:as, and cost ninon certaii covered UBS Sweep Options • Certain investment contracts ce investment interests secuities. LOS oilers woos Ice sweeping cash balances, balances (e 9, hinted partnerships and private placements) that Sutomorn 'household:1gs to bark deposits at UBS Bar*. USA ad 1185 AG Stamford are not registered oder the Seco, is Act of 1933, We may cornoldate all related account statements wen Comnvoications with the Finn branch tart Sweep Programs), malty mates =Anal and the sane address in the sane ernelOpe, e g bone • Please re.< col ern any Pal connunicatios o writing funds (1/koey funds) and the International Deposit • Comslities coons leg, Dreg, usage old they have corners who also manta." pint account to f✓Oiler protect you rights, including you rights Account (teaks customers with an Intonational precious metal contracts), inc Wag futures contracts retekenhos wen other clients at the same address if under the Stout es rosio Protection Act (WA) Inas« Msugernert Account Through the Bark and connodity option contracts. you prefer to wen individual statements mailed on • If the financial institution on the top left of the front Sweep Programs, cash balances are swept to MS Bark The SIPC protection and the sopkonente protectiondo Wart, n,. ke.S, you may declne hoseholdng by of this statement is not WS Finance Services. UBS USA up to an established lint and then to UBS AG not apply to these assets even if they otherwise app. calling you financial Advisor. Finance Soso coin you atone as clewing Stamford Branch or a Money Fwd. Deposits at WS on your statements the SIPC protector and the baker by arrangement with the indicated institution. Bank USA are FDK insect fri accorclaxe with dOK supplemental presto" do not protect against chines Friendly amount name We informed you of this reatioto seen you nits Fa sere Horne ion plan visit wenn fdic gov. in the market vase of you' investments (whether as a The friendly scoot none is a oslonizable nickname • opened this account. In the case, yea finds and Deposits at UBS AG Sintad Branch and shares of result of market movement, MIS barknotcy or chosen by you to assist you with you recoreeeptig Porkies are located at LOS Financial Services and not Money Funds are not rased by the FDIC *theorise has no legal effect on you scout. You can change the ends kg broker, and you inns mere a report More inIcanatim is tradable upon request you Frio* account manes. through &dine Services Of of any error a omission to ben firm. As &sorbed o Rough the IA. avail.** to cash balances re swept to You may obtain more information about SIPC ricking by contact:19ov financial Advisor. the account aren't, you must notify us of any deposit accosts at 1.113S AG New York Brash and LBS the SIPC Brochiss by contacting SIPC at 202.371.8300 errors or fraid involveg decks reflected on your AG CayMan Branch. These dePOS are not rated Cr by visiting the SIPC vsosite at news* tog Account overview statement ward 30 days after t was mailed or made SOAG Cayman Branct the FDIC Balances heid at the UBS • value of yam aCCOuht/pOrt101.0 Net ol assets and avails/ore. Al statements that be domed carp** re temporarily °loosed to the sovereign risk of the Dividend Reiwesonent Program (Dan &abilities and sante in al other respects d not ',betted to ii Como Islands, and there a nO guarantee or other The price reflected is an average price. You may obtain • Assets FK lades available cash balances, values for wain wthin 60 dos oblige on of WS AG to repay the balances while on the the actual price from you Financial Adis& Only whole restricted security (est ), and Global Tin Deposits, • Please duct customer complanti « none to the WS Cayman Branch's books. shares are purchased under DRIP, partial shares will be urveakzed marks to make and certain asses not held Firm's Client Relations Department x 201.352.1699 sold and the cash will be deposited n you account. The by the Finn Does not ncicte worked secure ••1assets or toll-fro at 800354-9103 8 00 A IA. to 600 P.M. Deposits x UBS Bark USA and each UBS AG Branch are dividend reinvestment price spOlied the ester may at the red of the pro and current statement periods, « FT Monday through Friday, or in «Wog to LOS not protected by SIPC Money Fund shares are protected dater Iron, the node pace at which pate shares private investments, invested stock options and Financial Services Inc , Client Relations Departrnem, by SIPC See "LOS Financial Services Account Protection' are sold exercisable stock clean P.O. Box 766 Union City, N1 07087 below • Linton Iodides debit balances. outstandeng mmin • For TTY services Call 844-612.0986 or from MASC. Cosh-rvlieu loans, credit lox short accost balances the U 5 : Call 201-352-149S Lboo you request, balances in the Bark Sweet, Ony whole ants may be held nyour account. If you are • Cash/money baancts Total of uninvested available • In case of errors or Crae51UnS about es ekictrone Proc ams or CA may be wen:Sawn and shares of a Keeled to a pang/ oil as a result of a dirderd payment cash balances. plus deposit balances al LBS Bat USA, buds transfer MI bill payment or U8S visedebit Money fund may be liquidated and the proceeds or otherwise, the Finn we either sell partial units at UBS AGNS. Branches and money nurket initial fund card transactors, call 800462'1000. a write to I.85 retuned to you « you' Senile% aCCourd market price or scrota-unhurt donned by a sweep balances, al the close of the statement period. irumai Service% kx , IMO Harbor Blvd., 6th floor, regent' clearing agency, and credit your account. Non-commodity free ere& balances in your scout se Weehawken. NI 07036, Alin: RIANBSA Services. Futhe information about avail** sweep options, not segregated from other balance, and the fern may ockeifing cure's interest rates and yields, is available at Imminent objectives use any of these funds en the ordnary count of its Cal or mite as soon as you can, t you the* your wens ubs.corrisweepyiekb from you Financial &tensor The norstment obrotnes and rots profile n 'pectic to business. These funds re payable upon you- demand. statement or wept es iworg or I you need more or by calling 900.762.1000. each soon and may varybetween you accounts. This total is eluded in the correct period closing valor. 'dossing«, about a hamster on the statement or Please advise the fern promptly in writing day reams The From or Card hsuer (as ;plicate*) extra sag-kcal change in your I ina-kial situation or SDNY_GM_00026132 CONFIDENTIAL EFTA _N1136752 EFTA01671916 lnptlrla II information about your statement (continued) Landbg Sanitation believe to be reliable, but we do not guars« thew — DPP aid unlisted REIT securities are rot listed on a out continent trust was to as clients, we ander For deeded information on the Fiat's i s practices accuracy national sautes exchange, and are generally our affiliate receive resin. Awing compensation and docbsures, refer to your Clint Retro-My - We generally use the closing price when available a lard arid eves if they can be sold, the price from many of the nsuance cameras undermiting Agyernice or Account Agreanere arid the General the mean of the bd and ask pekes for listed received may be less than the per share estenaled the amity contracts, affiliates of the insurance Terms andCandace*. UB5 Statemea of Credit Predicts securers arid options a only bid aces for OTC value provided in the account statement companies or sponsors of the unit iwestmmt trusts available nAgreimiwo and Clarbsurts at secures. ace derbste yowl ribsremlan-watnSwborret. - Less artnely traded sautes may De priced rang a • Restricted securities Restricted securities generally — Qr affiliates also receive trading cornwssion" and valuation model or the most recent price at re not currently elryble for pubk sale. LOS Financial other compensator from mutual fits and Muffle Your Mete oblaned and may not reflect an actual market price Services uses the market price of the wrestricied stork macaw whose products ace chinta.t• Your statement itemizes 'azurites and other assets held value at the same saver as an mated value foe the — We receive an gruel fee from 1.85 Bark USA and im the ocean al the end of the statement period. You - (Man Positions may appear wane a ace and restricted stock for purposes of this statement On;/ To UBS AG Stamford Branch of up to $75 per account may at for dares of fully pad securities r any tine. will show as 'price was not eatable' it we are the mew that restricted sautes re olgta foe sale, sweepng to the basks under the LEIS Beni Sweep You may receive seanties wed as ban cc/lateral after untie to obtain a price for a security the value received may De substantially less than the Programs paying any balance die on than Any securities - Deposes Of securers denannated in currencies imputed aka shown. transferred to the Fenn ding the statement period age other than U.5. dollars are reflected at the exchange Activity Iced at market value as of the end of the statement rate as of the statement date. • Eft. (estimated) income. Waren! yields and rates. Information regarding commissions and other charges period. - For certain mates tradng n nonconforming An estinate ritual exam is based CO (Went incurred in connection with the executer, of trades, • Cast basis. In detercnning the cost basis of the *nonmetals, lance and quantity dace value) may &Mend aid Serest rates, assuming the seasies int licIng option transactions has been included on securities included is this statement. where inckated have been adjusted to lxttate proper valuation. De had for one year from statement date or ureil COnlimatiOr6 previously luMithecl to you. and nvil be with the number ' I.' U3S F manta' Sens' Km relied To obtain current quotations, when available, contact maksty This Shale is only a guideline, accuracy provided to you promptly on request. on infarration obtained from sources other thanLei your Financial Advisor. and conned income are not guaranteed Markel Services, ncludng Samaria, from another — Estimated anal Mare and current yield for Short palling Inn a that you may have provided to your Franca' . Private investments and sauce red productl. certain laws of securities could include a return of V you re engaged in short selling a security, you may Advisor. The Firm does not independently seedy a Private trestrant acuities (Pckdrip drect princoal or capital gam n ankh case the est My a charge die to certain Ixaconng costs for that guarantee the accuracy or valicky of any elfOnnatica park:pawn;cavern and real estate investrnere trust income (and anent yield) would be own:rated. pan culr seonty. provided by sources other than Le3S Fnancal Stokes securities) and Matured products re generaky hi by — Estimated alma nose rind stmt yield and the h realist although UBS Maxie' Services sway &OM Chan structured products have not been actual name and yield might be lower ce hiber Open orders updates this irionwiton at it is rased the Fern registered with the Securities and End sift than the estimated amass Regarding open or 'good-tracancellecr orders that don not provide try assurances that the ekes on Commission or Isla any state sure.* laws We — An estimate of amualired some (dividend ardor were not executed by the statement date. open bury and under "Cost basis' and 'Wreaked go-lb.'" is provide est mated values for pews iwestment merest) divvied by the current market sell stop orders are reduced by the amount of dividends xcurate as of the date of this statement. As such, secisaies and star lured products for Wormaaral vabaerage balance 6 based on the last dividend or rights on an ex.dteklends a eurghts date unless Para do not rayon the Sarmatian to make purposes ony. A (ovary e not guaranteed or interest payment made by the issuer and menxted otherwise by you. You are responsble for pads a sale Sass, for tar papaw or - These values may die. sibstantalk from prices, assumes the senstarkrposts will be held for one orders that re ',resoled due to your lease to cancel otherwise. Account translated to the Firm may any, at which a private emanate security or year from the statemert date or until maturity. costing open orders reflect galloss infamation only for the pad] of structured product may be bought or sold and do Accuracy ad continued weld are not garseed. tore they se held at the Firm More hntorical riot necessarily represent the value you may receive Privacy Hammon can be added by your Franca Advisor. upon hatStan. • Amen not held by Les Financial Services. Cenain To obtan a copy of as current Client Privacy Note, - thirdparty estimates oil value are as of a certain assets are not held by therm and not withn the please contact your Financial Advisor on visa our *rebate • Unrealized pains/losses. When data is available, date and re applied to LOS Fnancial Sawn on a Fern's possession or control These assets re at rev, idttenenlernagyeeln. estimated wrealaed gaindlosses are calculated for regular basis by an *tweak.t valuatim firm displayed on yam 'tetanal fa informational — LBS Financial Services es roe a bark. The RAM, Business ndnidual secuity lots The transaction data for - Wier. general partner a sponsor estimated valas, purposes only. Positions and value, presented are Service Account BSA and RMA are brokerage Meeduel lots may or may not ref lets commissions. try, re supplied to the Form by the 6Suef, provided by the owing firm UBS Financial Services is Mcants Nhich provide access tobring services and charges ardor security Magna:11On emits. general partner or sponsor and may be calculated not responsble for this informal On and does not products through arrangements with affiliated bat Dredged and other reinvestment lots and systematic based on deferent infocmation from that used by guarantee is accuracy. These assets Xe riot protected ad other thiclbarty barks, and provides access to purchase Res se each combined to display one third parties to derive thee' estenated sabers. TO Slit or the Farm's suebamental SIPC coverage mass and annuity products *sued by wallekated averaged tot. The 'Trade date' column presents the - You can obtain additional infamatai regardng shad-party nuance companies throucb Morse orignal transact on trade date. the methodology used to determine the estinate of • Revenue shoring and additional COVVIIM•60.4. agency subudain of 1.85 Financial Services Inc vats and the date of the Hammon that es the — h addition to carmssions on sales and 12b.1 fees — Investment, nsurarkt and arnuity products • Callable securities Bonds and preferred stock that bars* for the estimate by to your Financial received in connection wish the &subset of mutual — Not FDIC nsured • No bank guarantee. May lose value the issuer cal* for earl/ redernaiOn wll be selected Advisor funds to our clients we irdor cur affiliate rase - RAU Resource Management Account, Business inpanially by lot from among an sectsies of that — Thedpaty estimated satin may a reflected as revers. sharing mash from dsbutors sloe Services Account BSA, IRMA and international Resource issue heI n ow nave a nomnee name for as 'Not piked' n sexes SituatiOnS: when an adman of the mutual funds that we sell These Management Account are registered service muds of clients. Call feature Sormation is oblined from chid independent valuation fern has not supplied a ts amounts are based on two deferent ccenanents. (A UBS Financial Services Inc parties and its accuracy is not guararteed Other call untie to ass:revalue, when we become aware the rasa of sales by UBS of a particular mutual — VISA *registered trademark owned by Visa features may exist which could affect yield; COMplete that a material event has occurred that may cal a hand iamb/ to or dents; ,r4 DO the asset sal* of a International Setae Assocaon and used aide Of(Maim will be provided upon request previously reported value into casket a *two a particular mutual fund larniVs shares held at the license. The LOS Visa credt cards and the LOS Visa yak* would be high& speculative due to the mauve Crm. debit cards re issued by OBS Bank USA with • Certificates of deposit (CDs). CDs ay FDIC Wised of the sec say. — We and as affiliate also receive networking sal permission from visa U SA Incorporated AR other up to $250,000 n prixipal rd accrued interest per — When neither an issuer, general parts or sprat orrntan processing tees el consideration for bander trademarks, registered Paden:As, service malts and depositor and per depository institution, n accordance estimated value nor a thrdpirty estmated vale 6 agent services dal we provide to the mutual funds registered service nuts are of thee respective with FDK rules. provided, the value of the mosey will be deferent Thee fees generally are pad horn Mesta assets in companies. born is purchase pike. the mutual fund rd teetered dollar amount based • Price/value Prices Spayed for seances and other — • Dar-butlers to date' may include return of on the nurnber of accounts at the brokerrdeahr products may be higher a lower than the price that capital, some or bosh. holding mutual lunds of that fund Cray. you would actuary recene in the market Prices are — unit sae' represents the Mal Meting — a. Sawn to cammssons reamed in selection obtaned from vans tad parry sources which we price per unit and may not refled yar cost basis with the sale or durbran of nary contracts and UBS Finenciel ServalInc. Rev. 201612 SONY_GM_00026133 CONFIDENTIAL EFTA _00136753 EFTA01671917 UBS Financial Seruces Inc 44) UBS Private wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 January 2017 ELLMAX, Account name: ELLMAX, LLC Friendly account name: EL LMAY LLC Account number: Your Financial Advisor: SCOTT STA°. MMI'Lr LE CA EL Phone Questions about your statement? Call your FInanoa' Adwtor Or The Value of your account Resourcelme a on December 30 (S) on January 31 (3) accoun Your assets 96,225 08 87,985 40 Keit our website: Your liabdrt ies 0 00 0 00 www ubs cornifinanoafservices Value of your account $96,225.08 $87,985.40 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Ago, get your free credit report annually from Sources of your account growth wvavannualcreditreport corn Tracking the value of your account during 2017 value of your account S7555:57nc5 at yea end 2016 $9622508 Net deposit and withdrawals -$8240.28 Your ovestment return. Dividend and interest income $060 Change in market value SO 00 Value of your account on Jan 31, 2017 $87.985.40 Dec 2014 Do: ?015 Do: 2016 ran 2017 SDNY GM 00028134 Member SIPC Page 1 of 8. CONFIDENTIAL EFTA_00136754 EFTA01671918 I*a UBS Business Services Account January 70' Account name: Friendly account name: Account number: Your Mounds' Advisor TT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 31 (S) your account • Cash and money balances may include A Cash and money balances 87,985 40 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 000 0.00% Total assets $87,985.40 100.00% A Value of your account $87,985.40 Eye on the markets Percentage change Index January 2017 Year to date S&P 500 1.90% 190% Russell 3000 1.88% 188% MSC I - Europe, Australia & Far East 2.91% 2 91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0 20% Interest rates on January 31, 2017 3-month Treasury bilk: 0.51% One-month LIBOR: 0.78% _ _ 000261ftge 2 of 8 CONFIDENTIAL EFTA_00136755 EFTA01671919 Business Services Account Account name: ELLMAX, LLC Your Nnaocial Advisor- Friendly account name:ELLMAX LLc 4tUBS January 2017 Account number: SCOTT S7ACKMAMLYLE CASRIEL Change in the value of your account Cash activity summary January 2017 (1) Year to date (I) See Account actmrty tna monthto' deedIs Balances in your Sweep00ms are inducted in the opervrg and closing balances vane FDIC Insurance applies Only to clepOUtt at uRS Bank USA. not to deposits at MIS AC,, starnforo eranth or bark deposits placed thicru0 the UBS InternationS Deposit Account program WC Opening account value $96,225.08 $96,225.08 VOteCbOo applies to money market sweep tun./ IYACIngs but not bar* deposits. See Important intormatipn about your statement on the last two pages d this document for *Nils Withdrawals and fees, ncluding investments transferred January 2017 (1) Year to date (4) out -8,240 28 -8,240.28 Opening balances $96,225.08 $96225.08 Dividend and interest income 0.60 060 Additions Closing account value $87,985.40 $87,985.40 Dividend and interest income 0.60 0.60 Total additions $0.60 Dividend and interest income earned Subtractions For purposes of the statement. tmatility of interest and Ortickixt income nay been determined from a US Checks and bill payments -5,598.28 -5,598.28 av Ief>darig Perspective Bated upon the residence of the account Dider. account type, or product type, sone interest andor OviOnd payments may not be subject to United States (US ands Puerto Rico (PR) Other funds debrted -2,642.00 -2,642.00 insane taxes The client rnonItiy statement is not intended to be used and canna be retied pan for tag purposes. Clients should refer to the appicade tax reporting forms they receive from UBS annualy. such as Total subtractions -$8,240.28 -$8240.28 the form 1099 and the Forms 4130, for lair reporting information It is the pracbce of ties to fide the 410litabte tai reporting forms with the US Internal Revenue Seance and PR Treasury Department and in Net cash flow -$8,239.68 -$8,239.68 such forms occur/Amy classify dviCends andor interest as tag exempt or taxable insane. Please consult your incladual tar preparer Closing balances $87,985.40 $87,985.40 January 2017 ($) Year to date (1) Taxable interest 0.51 051 UBS Bank USA Business Account APY Total current year $0.51 $0.51 Interest period Dec 7 - Jan 8 Prof year adjustment 0.09 0.09 Opening UBS Bank USA Business balance Dec 7 $5,268 77 Total dividend & interest $0.60 $0.60 Closing UBS Bank USA BLainess balance Jan 8 $92,158 60 Number of days in merest period 33 Average daily balance $34,676.59 Interest earned $0.33 Annual percentage yield earned 0.01% Y GM 00026136 ►age 3 of 8 CONFIDENTIAL EFTA_001 36756 EFTA01671920 Account name: *UBS Business Services Account January 20' 7 Friendly account name' Account number: Your Knancial Advisor- SCOTT STACK MARLYLE CASRIEL Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this docurnent. Your return objective: Current ncome & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Y_GMJ:000261/3494 4 cfrf CONFIDENTIAL EFTA JX)136757 EFTA01671921 Business Services Account Account name: ELLMAX, LLC Your Financial Advisor: 41) UBS January Friendly account name: E ^' f- • LLC Account number: Your assets Some once', income and (went velues shown may be appeoximale Asa result, pins aid losses may not be accurately reflected. See important infotenabon ahoy: )ow. statement a the end of this document for more information. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vat hn ataplicable I nuts, but are not protected by 9PC U85 AG Stanford Branch deposit account balances se not insured by FDIC and are not protected by 9K Money market sweep balances are protected by SIPC but are not insured by the FDIC See the important information about your statement at the endot this docisnent for <Wats about those balances Operrng baance Closing biance Pnce per share Awrage I:kw:lendinterest Datl in Wldng on Jell I (S) on Ian 31 (5) on tan 31 (5) rate period period Cap amount (5) Cash 5,42619 0.00 UBS BANK USA BUS ACCT 101,651.27 0.00 250,000 00 UBS AG DEPOSIT ACCOUNT 0 00 87,985 40 Total $96.225.08 $87.915.40 Your total assets Percentage d Cost Estimated unrealzed Vaue on tan 31 (5) your account bans (S) annual income (5) ono' loss (S) Cash Cash and money balances 87,98540 100.00% 87.905.40 Total 587,985.40 100.00% $87.98540 Account activity this month For mare informalion about the prceivalue shown for restncted secunnes, see Important intormaton about row statement at the end of thrs document YOUr Ouantityr Cash Cash and Dee Actiaty Description expense code Face value PnceiValue (5) amount (SI money balance (S) Dec30 Cash and money balance 396.225.01 tan 3 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 1030'16 09 continued neat page SONY GM 000213138 Page 5 of 8 CONFIDENTIAL EFTA_OOI 36758 EFTA01671922 Account name: ELLMAx, LLC 4tUBS Business Services Account January 2017 friendly account name: ELLMAX LLC Account number- Your Snancial Advisor- SCOTT STACK MARLYLE CASRIEL Account activity this month «ontinuedl Your Ouantrlyt Cash Cash and Date Actonty DeuncrtiOn expense code Face vaue Pnreivaue (S) amount (S) money Sklar-Ka (S) Jan 3 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,32100 94,904 17 ROCKLAND TRUST COMPANY Jan 5 Withdrawal ACH WITHDRAWAL ADP Ta4401k -76613 Jan 5 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC -64 62 94,073 42 Jan 6 Bsa Check CHECK PAID 050002 -1,808 11 Jan 6 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -106.95 92,15836 Jan 9 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 0110E/17 .24 92,15860 Jan 13 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -95 95 92,06165 Jan 17 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,32100 90,740.65 ROCKLAND TRUST COMPANY Jan 18 Interest UBS BANK USA BUSINESS ACCOUNT .27 90,740.92 Jan 19 Withdrawal ACH WITHDRAWAL ADP Tau:401k -766. 12 Jan 19 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC -23.08 89,951 72 Jan 20 Bsa Check CHECK PAID 050003 -1,80812 88,14360 Jan 25 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -61 25 88,082 35 Jan 27 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -96 95 87,985 40 Jan 31 Closing cash and money balance $87,985.40 Dare Activity Description Amount CO Money balance activities Dec 30 Balance forward $101,651.27 Jan 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/30116 -5,426.19 Jan 3 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 12130116 0.09 Jan 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01/03/17 •1.321.00 Jan 6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0110017 -83075 Jan 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01106117 -1,915.06 Jan 9 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 0110017 0.24 Jan 17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01113/17 -96.95 Jan 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01117/17 -1,32100 Jan 18 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS -90,74065 ACCOUNT Jan 31 Closing UBS Bank USA Business Account $0.00 The UBS Bank USA Winless Account is your tanmay sweepoption Y_GM_000261 . 6 of 8 CONFIDENTIAL EFTA_00136759 EFTA01671923 Business Services Account Account name: EWMAX, LLC Your Knandal Advisor. 44) UBS January 2017 Friendly account name:ELLMAX LLC Account number: SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) Use Activity Degruabon Amount IS) Money balance activities (continued) Dec 30 Balance forward $0.00 Jan 18 Deposit UBS AG DEPOSIT ACCOUNT 90,740 65 Jan 20 Withdrawal UBS AG DEPOSIT ACCOUNT AS Of 01/19117 -788.93 Jan 23 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 01120r 17 -1,808. 12 Jan 26 Withdrawal UE15 AG DEPOSIT ACCOUNT A5 OF 0112917 -61 25 ran 30 Withdrawal UBS AG DEPOSIT ACCOUNT AS CF 01127/ 17 -96.95 Jan 31 dosing U.S AG Deposit Account 887.965.40 The U8S AG Deposit Account is you seconday svirtep option SONY GM 00028140 Page 7 of 8 CONFIDENTIAL EFTA_00136760 EFTA01671924 *UBS Yournotes _ostosoze,. s oF 8 CONFIDENTIAL EFT,001367fil EFTA01671925 Important information about our statement .25 Fruncial Services hc. (the Firm« WS Financial hear Iran you no later than 60 days alter the Fern Soviets account protection mesitnent observes For each account held you Serves), is a merrbec of align-tip.] security, commodity Sent yaa the fist oaten« on which the error or the Fern isomer*. of the Seosties Investor Protection choose one of the following nostrnent objectiws. and options exchanges. UM Financial Seniors and WS problem soured. Corporation (SVC% which/voted, wanes /occults of • Produce Current Income mestmeets seeking the Bak USA are ran subsidiaries of IBS AG and — Provide your name and account curbs (I and. its mamba's to to 1500,000 (noising 1250.080 for generation of income only. affiliates of U3SSecurites LLC. The Fen's Inancul — Descrbe the ma or the transfer you are nue darns for cash) The SSC asset protection knits appky to • Aches* Caplet Apprecation: Investments seeking statemmt is salad* upon request. he Finis executive about. and oplain as deny asyrou can why you all accounts that yes:hold in a pal rule- cosily drab." of pr.-typal rather than the generation of offices are a: believe it is an error or why you need more The Far together with certain affiliates, has also nano nfomuton. puchased nolernental «noir The mantra • Prodse Combination of income and Curtal UM instal Services Sic — Provide the does amount of the suspected error. amount payable to all erobre clients, collectively under Appredaran- Mestments seeking bah the generation 1200 Sabot Boulevard the protection 6 $500 Minn as of December 10, 2016. of riccene and growth of prixint Weehawken. NJ 07086 The Finn or Card Issuer wan investigate your <coolant &beet to the policy Caxlitons and Ignattem cash at and will coned Fry error «wryly. For alleged errors the Famish/Se protected for up to million n the Orwell risk profiles 1).6 statement represents the on& official record of you morn-5 UBS Vrsae debt card transactcns, 1 we tee aggegee fa all yaw Racal, held n a reticular • Comervatre: Seeks to maintain ortial aincipal with LeBS Financial Services af.COunt, Other records, except more than 10 lousiness days to do this, we will credit capacity. A full copy of the policy wording is available official tar dowsing tattering confiding data should you scout for the mast you that 6 in error, so that low rite and **May to the account meal, ran uPOn request that means the scout does riot generate ogre Cart not be relied upon. R you bele:tette 6 an error or you wi have the use of the money clang the tiro it income or mum and may not keep pace with ninoon please report it immediately in wring to the takes us to cavolete cor instigation The SIPC protection and the supplemental Protection inflation Branch MANN of the *Stewing wee account both do not aPPIY to: • Moderate . Wan; to accept some risk to brklai and Please make all checks payable to the Fin or the • Certain financial assets controlled by (and included in Although all Igses shown are intended to be accurate, fnacial nStrbiCin idKated on the frorg of this you accost wive but held away from LOS Financial to*ate son whitey to seek higher returns. stalemmt data should not be used for tar purposes. Rey statement in addition to regular account lees, ace/nits Services (e.g.. certain () cash at US$ Bank USA. 60 • Ayr!we Wiling to accept highhihrid to rtinc0 sd *NOY on year-end to Toms. (i.e.. Form 1099, 5498, may be subject to maintenance fees, changes for Late cash at UBS AG U S.branies, (id Maxi Productk hip ‘obtilty to seek high reins OM In.. 10425, etc ) when wowing you tax rein. The Frm payment for securities pischns aid charges for uncoil including viable arruties. and (iv) shares of mutual • insegmentErgasaly Consisbratiso: II selected a reguied by law to report to the IRS al tauble cards, amine; in cash accounts. Accounts that are transferred funds More such shares are registered drectb• an the portico of the portfolio for that scan may include reportable is clinadendi and taxable merest to ocher nclitutiOni may be *bred to a transfer fee. name of Be scan holder on the books and records connoi strategies. lined kmdity and seater eared an secsties held in your account, net proceeds of the applicable issuer a trader agent); vol.:they on sale transactions. and cost bastion certain covered USS Sweep Options • Conan Ointment contests or investment interests securities. INS offers ovals nor sniping cash balances, balances (e 9, Meted partnershcrs and private placation's) that Sutoment 'household:1gs to bars deposits at UBS Bark USA and U3S AG Stamford are not registered under the Secants Act of 1933, We may consoidate all related axon statements wth Comminicetions with the Fim branch (Fin Sweep Programs), men market ritual and the sane address in the sine ernelOPe, e g became • Please re.00f rm anr Oral communications o writing funds (I/koey Funds) and the International Deposit • Canixlities ea-tracts leg, firers othrge and they have owners who also mini, point account to hither protect you rights, noising your rights Account (DA)or customers with an International precious metal contracts), ex ludng futures contracts reaccishos wth «het clients at the sane address if under the Secures, Irina Protection Act (WA) Resasce Msugernect Account Through the Bads and connodity colon cataracts. you defer to gene individual statements mailed n • If the financial rottution on the top ten of the front Sweep Programs, cash balances are swept to U8S Bat The SIPC protector and the nokmente protect:ando separate n.. leis, you may declne ho_neholding by of this statement n not LOS Financial Services, LOS USA up to an established Ino and then to LOS AG not apply to these assets even if they otherwise seer calling you Financial Advisor Financial Serves cares your account as Novo Stamford Braich or a Money Fun. Deposits at IBS at your statements. The SIPC protection aid the broker by arrangement with the indicated institution. Bank VSa are dOK owed n accordance with FDIC supplemental proles-Itodo not protect against changes Friendly mount name We informed you of this relationship when you wits For more Hairsco plan yew Nom fdic it the market vabe of you investinces (whether as a The Trendy accost name is a customizable *nickname • gamed this scant. kt this case, yam fulds and Deposits x IBS AG Sintad Branch and shares of result of market movement, nos barks/sty or chosenby you to assist you with you recoramprig Jennies are located at (BS Financial Services and not Money Funds are rot awed by the FDIC otherwise has no legal effect on you octavo. You can change the Otroducio broker, and you inns make a report More inf <noon is amine soon request. yi' Friendly account runes. *avouch Online Services a of any error a omission to both firm. As descried Root* the CA. avail** to cash balances are swept to You may obtain more rionnation about WC, rocluing by «macho yogr Financial Advisor. the scout airman* you must notify us of any devout accosts at UM AG New York Brach and U3S the SIPC Brochure, by (nacho SIP( at X32371.8300 won or fraud 'mono docks reflected on you' AG Carlan Brandt These deposits are not rand cir by visiting the SIPC vabste at ....comae org Account overview statement withal 30 Mit after t was mailed cr mole the FDIC Balances the US$ AG Cayman Braix7 • value or row account/portfolio Net of assets and nibble. Al statements that be deemed carp** re temp:fey °posed to the soverogn risk of tN Dividend Reinvotonern Proven, (DP1P) &abilities and accsate in al other respects it not objected to in Carnal biands, and there 6 no guarantee or other The price reflected is an average price. You may obtain • Assets FK lades available cash balances, values foe ratio wthin 60 dos obligator of LOS AG to repay the balances while on the the actual price from your Financial Advisor Orly whole restricted securty (est ), and Global Tin Deposits, • Please direct customer comports a mires to the LC Cayman Branch's books. shares are purchased under GRIP, patial shares will be urveakzed marks to market aid certain assets not held Firm's Client Relations Department x 2013521699 sold and the cash will be deposited in yaw scant The by the Fin Does not include spirted «curd el assets a toll-free at 800354-9103. 8 004 M. to 6-00 P.M. Deposits x IBS Bark USA and each IBS AG Branch are dividend reinvestment price **Plied bi,:he Ewer may at the end of the pro and current statement periods, FT Monday through Friday, or in metro to UM rot protected by SIPC Money Find shaves are protected defer from the nude price at Mich rube shires private investments, nested stock options and Financial Services k., Chart Relations Department, by SIPC See -UEIS Financial Services Account Protectron' are sold cormable stock options P.O. Box 766 lint City, NJ 07087 below • (iabileges Includes debit balances. outstanding ma-gn • For TTY services Call 844-612.0986 or from MASC. Cash-nein loam, credit lee, short scan balances the US : Call 201-352-149$ Lyon you reepaell, balances it the Br* Sweep Only stole tints may be held in your account. If you are • Cash/moneybalances Total of uninvested available • Incase of errors a Cranlget about n electronic Programs or IDA may be wen:taut arid shares of a este:id to a partial in as a result of a deiderd poment cash balances, plus deposit balances al UBS Bs* USA, keit transfer (FT). bill payment or LOS visedebt Money Fund may be liquidated and the proceeds or otherwise, the Fern wi either sell partial tires at U3S AG U S. Branches and money market mutual fund card transactors, call 830462.1000, or write to b65 retried to you « yaw secuto aCCourd manes axe or accept an amount deter mind by a sweep balances, at the close of the statement period. Finns/ Service kx IOC° Harbor Bhd., 6th flax, registered clearing agency. rd credit you aeon. Noncommodity free credit balances it your scan se Weehawken W 07886, Mtn: RIANBSA Sews. further idamxion about avail** sweep options, not segregated from other balances and the Fern may including cumin interest rates ad yields, a available at Investrnent objectives use airy of these funds n the ordnary cane of its CIA cc mite as soon as you can, t you Uri your Un.cornsweepyiekes. from your F proemial Advisor The nurstment absents and risk profile n specific to business. These funds re payable upon yin demand. statement or inept it mess pr e you need more or by calling 800.762.1000. each noun and may van, between you accounts. TNs total is included it the curtest period doing value. • °mutton about a bonder on the statement or Please advise the fon ptortotly in writing of any receipt. The Firm ce Card hsuer (as applicable) must icpsficrt cha-ge en your financial situation or SDNY_GM_00026142 CONFIDENTIAL EFTA_00136762 EFTA01671926 Iniporla II information about your statement (continued) Landing idannatian beimh to be reluble, but we do not gairant« thew — DPP and misted REIT securities are rot listed co a old ornestinent Gust tnts 10 Oa Client; we actor For detailed information cea the Fire's biding practices accuracy national seosites exchange, and re generally our if AM. reCeirtreWelse twig compensation ard disci:mut refer to your Client Reletanhip - We generally use the closing pro when available a agid and even if they can be sokt the price from many of the nsurke comma indewiting A nts re or Account Agramerrt adthe General the mean of the bd and a* prices for Wed received may be less than the per share estimated the sexily contracts, affiliates of the insane* Te and Ca-adorn. LBS Starner* of Credit Pixtices securites and options or only bid pekes for OTC value provided tithe accotn statement companies or sponsors of the unit investment trusts eatable nAgmerant andDarbsurts at securities. ace dertertt iyvew Lab,. ramstrovardrybuffes. - Less Wirth traded mantes may be priced using a • Restricted securities Restricted securities gene* — Dir affiliates also receive trading corn-ass:on, and valuation model or the most 44C044 price we re not currently elgblt for pubk sale. LBS Fnncal other compensation from mutual holds and reurance Your assets oblaned and may not reflect an actual market price SPOONS uses the market price of the ',restricted stock compares whose products et deviste Your statement itemizes 'azurites and other assets heed or vale of the same twee as samored ale fee the - We moth* en renal fee from U35 Bark USA and ins the acount at the end of the statement period You - Celan positions may appear withosa a peke aid restikted stock tor purposes of this stamen+ only To LBS AG Sungord Ranch of up to 175 per accum may at for denary crt fullpad securities at any tine. will show as 'price was not tradable' it we me the extent that restricted securees re olgbie fix sale, sweeprog to the basks mder the t_BS Back Sweep You may receive securities used as ban collateral alter samba to Man a price for a security the yakw received may be substantially less than the Programs paying any balance de on them Any securities - Deposits or vestals Kis dencomated in cannon mpued vales shown. tramfmad to the Ferncling the steamed period ate other than U.S. dollars se refined at the exchange Activity bled at market vane as of the end of the statement rate as of the statement date. • Est. (estimated) income, orient yields and rates. tifOnnatiOn regarding ccerminkos and other charges period. — For certain warners trading in non.ccrifarming An *Penale of ritual acme is thud C41 (want incurred n connection with the execute-, of trades. • Cost basis. In detemmig the cost basis of the dencrimatans. price and quantity (face vale) may &Mend ael rarest rates, assuming the stories will OC Wog coon transactions has been indsled on securities nark! II this statement. where idaaed have been adµted to facilitate proper valuation. De held for one year from statement date ce urea COrlirrnatrar6 previously furnished to you, and wit be with the number' I.' LBS F manna' Some. hen relied To othan anent quotations, when available, contact many This emanate is only a gadelne, actuary provided to you porn:* on repast. on attenuation obtained from sources other thanlei year fi-uncul Advisor. and contnued income ate not gavanteed Mantel SeraXes, ',lading mansion from another — Estimated mat scare and current yield for Short selling tem or that you may have provided to your farkul • Private investments and rtructured products certan types of unties could incline a return of V ytAi re engaged in short sang a security. you may Advisor. The Firm does not independently way a Pnvate invertMent SeCultieS (ricking clan prixbal or capital gain in which case the est no-recharge die to caftan Ixerowing costs for that swam.* the accuracy or valicity of any tiOnnahal partkigatith;cairn and real estate nvesIrnent trust axone (and csment yield) would be thrusted. pan culr seeing provided by sources other than US$ f nancul Stokes securities) and Martyred products are gineeaty highly — Estimated annul name and cures yield ant/the ackliart ahhough LEG Fnaxial Services general, Algid Celan Mutated products have not been actual an ad yield misfit be lower cc higher Open orders **dates this infornaton Maio 'nem* the Fern registered with the 5mM:es and End sue than the estimated anions Regarding open a Igocd-tilkarxellecr orders that does not provide any assurances that the 'Momsco Ccomission or aide any state securees LIM We — An earn** of amualired income (dividend .der were not executed by the statement date. open by and under 'Cost basis" and "Unasked garibss' is *cafe est mated values foe private investment intent) divided by the anent maker sell stop ceders we reduced by the amount of dividends xcurate as of the dated stn statement. As such securities and structured products for reomaticnal aludreerage balance 6 based on the last dividend or rights on an ex-oviderris a exPghts date unless *era do not reS co the mammon to make prposes only. Accuracy n not gained or aeon payment made by the issuer and nstakted otherwise by you. You are responsble for *Admse or sale &ream, for tau puposes or - These alas may differ substantalb from prices. if assures the seortiesickipases will be held for are orders that re executed due to you Igen to cancel otherwise. Accords trasiened to the fan may any. at which a private nastrnmat security or year from the statemerrt date or until matural tostig open orders reflect hare loss informationonly for the period of sinacured *marl may be bought or sold aril do Accuracy rd continued yield re not guarreeed. time they se held at the firm More 'choral not necessarily represent the yak* you may receive Priem ormaion can be added by note Friathal Advisor. upon ligedaton. • Amu not held by UBS Fronde' Seneca Cenain To obtan a copy of as einem Client Privacy Notice, - third party estimates ol aka are as d a Certain assets are not held by the fin and riot withn the please contact your Manna' Advisor or visit our webste • Unrealized pale/Ins. When data is available, date and re applied to LBS Fnanciel Sewn en a Fin's possession or control These /CPIs NA y.S.Wht rmilyavarrimay. estimated unrealoed gains/losses are calculated for regular basis by an depeuim it valuation lima dripleyed Omar statemert for informational — US5 Financial Services is rat a bark. The AMA, Business ndnidual security lots. The transaction data for - Inher. general partner a sprmc estimated alas, proposes ON./ Positions and values presented are Services Account BSA and RMA are brokerage ednidual kits may or may not reflect con-missions. uf any, re applied to the Fin by the mute. Provided by the stung fins UB5 Financial Services is accounts Much mode access tobring services axl charges ands security reOrgarnaliin Pent, general Panner or sponsor and may be calculated not respcnsble fee this 'Hama an and does not products througa stagecraft% with affiliated bats Dividend and other rerwestment lots and systematic based on different information from that used by guarantee its accuracy. These assets are riot protected ad other thidorty barks, and provides access to purchase Ices re each toothed to display one thug parties to dare thee estimated agars. by Slit a the Fon's surphmental Slit towage mane and annuity products issued by mallikated heard kit The 'Trade date' column presents the - You can cam additional clay:vial regarding thrd-party mama companies througa Murano* «gm' transact on trade date. the methodology used to determine the estimate • Revenue sharing and additional compensation. agency sibudirin of LEG Fnanoal Services tic. wen and the date of the Hammen that is the — h addition to ccermsson on sales and 126.1 fees — Mama* issuance. and arnuity products', • Whole securities Bonds and 'referred stock that bass for the estimate by corextrig your Franc:el received n connection wth the Mukha:el of mutual — Not FDIC oared • No bank guarantee. May lose value the issuer cab for early redemption will be selected Achnor feat to or clients we ardor cur XICate receive - AMA. Remote Ma agave Account. Runes, napanially by lot from among at securities of that — Medprty estimated ratan may bee reflected as mania sharing warm from dntrbutors and or Senates Account BSA, IRMA and international Rater« issue he in our nave a n nomixe nine for or 'Not piked' n seseral SstuatiOnR when an admors of the mutual funds that wo sell Those Management Account are registered smite maks of clients. Call featse information is oblaned from chid independent aeration fn n has not applied a n rocas are based on Iwo ddf erent CCOOPCOOMS. 1185 Financial Services Inc parties and its accuracy is not guaranteed Other call um** to assign a valet ashm we become awn the anon of saes by LBS of a particular mutual — VGA is a registered tradermark owned by Visa features may rest which could ailed yield; complete that a material event has °caned that erns/cal a band family to or dents; red (i0 the asset Yaks ea a International Service Associton and used ride arriation will be provided upon request previously repined valor itto gwstvt or when a partkuls mutual fund lmiys Mares held at the license. The LOS Visa credt cards and the LOS Visa vakie would be Ingah speculative due to the nature fem. debit cads re issued by MBank USA with • Certificates of deposit (CDs). CDs re FDIC insured of the secmay. — We and as allAtte also receive networkrag in] permission from visa U SA Incorporated All other Li to S250.000 n principal and accrued interest per — When neither an issuer, general pager or sonar orrinian processing fits in consideration for trend.. trademarks, registered oadernaks. service maks and depositor and per depository ingitaion, el accordance estimated value nor a thrdparty estimated value 6 .94414 services to we proside to the mutual finds registered service mats are of their respective with fDK rules. monde* the vela of the security will be deferent These fen generally are paid from nester men in companies. from its purchase pike. the mutual fund ad naked dolls amout based • Pricalralue Prices displayed for senates and °thew — • Distributions to date' may ric ed. return of on the number of accounts r the brOkerPeakr products may be higher or lower than the price that capita( income of both. holding rrirtual funds of that fund lardy. you would actually receive in the market Ma. are — ure see' represents the trial °Hering — h aoldecn to corn ssos received in ornectico obtaned from arcs third pity sources which we price per Una ad may not reflect hat cost bass with the sale or <hula/ton of ataxy contracts and UBS finsexial Services Inc. Rev 201701 SONY_GM_00026143 CONFIDENTIAL EFTA 00136763 EFTA01671927 UBS Financial Senices Inc. Private Wealth Management 4tUBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 February 2017 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number: Your IS nandal Advisor: $0)11- STACI, MANILYLE CASP,FL Phone Questions about your statement? Call your Financial Advisor or ;re Value of your account Resourcetrne a on January 31 (S) on February 28 CP account You assets 87,985 40 79,968 85 Visit our %rebate: Your liabilities 0 00 0.00 www ubs corn/ financialservoces Value of your account $87,985.40 $79,968.85 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth %WAY annualcreditreport can. Tracking the value of your account during 2017 Vaiue of your account S Thchohnot at year end 2016 $%225 08 Net deposits and 88 0 withdranials -$16,257.43 800 Your nvestment return. 4A'1 Dividend and interest income $1 20 Change in market value 40 CO Value of your mond on Feb 28 2017 579.968.85 Dec 2014 Der XIS Dec 2.016 Ian 2017 Feb 2017 SDNY GM 00028144 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA 00136764 EFTA01671928 Account name: UBS Business Services Account February 2017 Friendly account name: Account number: Your Pinandal Advisor. TT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (1) your account • Cash and money balances may include A Cash and money balances 79,968 85 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UB5 AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets $79,968.85 100.00% A Value of your account $79,968.85 Eye on the markets Percentage change Index February 2017 year to date S&P 500 3.97% 594% Russell 3000 3.72% 567% MSC I - Europe, Australia & Far East 1.45% 4.39% Barclays Capital U.S. Aggregate Bond Index 0.67% 087% Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% IV GM 000261PS. 2 of 6 CONFIDENTIAL EFTA_00136765 EFTA01671929 Business Services Account Account name: ELLMAX, LLC Your Komi:MI Advisor. cat UBS February 201/ Friendly account name: ELLMAX LLC Account number: SCOTT STACK MARLYLE CASRIEL Change in the value of your account Cash activity summary February 2017 (5) Year to date (S) See Account actAnty this month tot dna Is. Balances in your Sweep options are included in the operorg and closing balances vase. FDIC Insurance aPfAes only to deposits at UBS Bank USA, not to deposits at ISS AG, Stanford Branch or bar* deposits placed throegb the UBS Intenliona Deposit Account program SVC Opening account value $87,985.40 $96,225.08 reotechon applies lo money market sweep fund holdings but nit bank dePOlitt • See larPator information tout your statement on the tat two pages of this document for *tits Withdrawals and fees, including investments transferred February 2017 (5) Year to date (S) out -8,017. 15 -16,257.43 Opening balances $87,985.40 $96225.08 Dividend and interest income 060 120 Additions Closing account value $79,968.85 579,968.85 Dividend and interest income 0.60 1 20 Total additions $0.60 $1.20 Dividend and interest income earned Subtractions FOr purposes of MS Statement, tacablity of interest and dadend income has been determined from a US Checks and bill payments -5,375.15 -10,973.43 tae ref:Pang Perspective Based upon the residence of the account hcackr, account type, or product .2,6:12 Ct.) sane interest andor dvidend payments may not be subsed to United States (VA ardor Puerto Rico (PR) Other funds debited -5284.00 income taxes The dent monthly statement is 1104 intended to be used and cannot be relied upon for tag purposes. Clients should refer to the applicatle tat reporting forms they recent from UBS annualy, such as Total subtractions -$8,017.1 5 -S16,257.43 the forms 1099 and the farm 480, for tat reporting information it is the practice of UBS to file the applaatie tat reporting forms with the US Internal Revenue Semce and PR Treasury Department, and in Net cash flow -$8,016.55 -$16,256.23 such forms accurately classify dviden)s arida interest as taM ettITO or larable income. nerve consult y0ur indAdual tax preparer. Closing balances $79,968.8 5 $79,968.85 February 2017 (5) Year to date (S) Taxable interest 0.60 1 11 UBS Bank USA Business Account APY Total current year $0.60 $1.11 Interest period Jan 9 - Feb 6 Prior year adjustment 0.00 0.09 Opening UBS Bank USA Business balance Jan 9 $92,158 60 Total dividend & interest $0.60 51.20 Closing UBS Bank USA Business balance Feb 6 $84,067 48 Number of days in riterest period 29 Average daily balance $46,083.84 Interest earned S0.39 Annual percentage yield earned 0 01% SONY GM 00028148 ►age 3 of 6 CONFIDENTIAL EFTA_00136766 EFTA01671930 Account name: UBS Business Services Account February 2017 Friendly account name Account number: Your Ignandal Advisor. SCOTT STACKMO/LYLE CASRIFt UBS AG Deposit Account APY Interest period Jan 9 - Feb 6 Opening UBS AG Deposit balance Jan 9 80.00 Closing UBS AG Deposit balance Feb 6 80.00 Number of days in interest period 29 Average daily balance 842,672 49 hterest earned 80.28 Annual percentage yield earned 0 01% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Pnmary Moderate investment ehgtbility consideratron None elected Your account instructions • Your account cost baus default closing method is RFO, First In, First Out. YGM000264444 4 of 6 CONFIDENTIAL EFTA_00I 36767 EFTA01671931 Business Services Account Account name: ELLMAX, LLC Your rinandd Advisor 4UBS February . Friendly account name: ELLMAX LLC Account number. SCOTT (Jar r had Nf I yl F C 'Vatic! Your assets Some awes, income and current values shown may be approximate As a result. wins aid losses rney not be accurately reflected. Set Important infonnahon about you( statement al the end of this cICK 'orient for Mae inform:loon. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account batarces are insured by the FDIC wlNn applied,* lints. but are not protected by 9PC UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 9PC Money market sweep balances are protected by SIPC but are not insured by the FDIC See the Important intotmation about your statement M the end of this document fcr <Mats Mail prose balances °benneWax. Closing [dance Pace per share Average [evidenceinterest Days in wicIng on Feb I ($) on Feb 28 (St on Feb 2815) rate period period U85 AG DEPOSIT ACCOUNT 87,985 40 79,968 85 Your total asset Penent,NX0i COSI Estimated unheated value on F.•. : ,,,, 5 , ., ,w (Cunt muf(i) annual income (5) gam or loss (S) Cash Cash and money balances 79.968.85 100.00% 79,968.85 Total 579,968.85 100.00% 579,968.85 Account activity this month For more informaron about Ile price/ value shown for restricted secuntres, see important information about Your Ouantityr Cash Cash and Die Actney Description expense code race ',due PncelValue (f) amount (51 money WOW (5) lan 31 Cash and money balance 587.985.40 Feb I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1321 00 ROCKLAND TRUST COMPANY Feb I interest UBS AG DEPOSIT ACCOUNT .28 86.664 68 Feb 2 Withdrawal ACH WITHDRAWAL ADP Taxl401k -766.11 Feb 2 Withdrawal ACH WITHDRAWAL ADP EEPAYIGARNWC -2308 85,875 49 Feb 3 8S3 Check CHECK PAID 050004 -1,80813 84,057 36 continued next page SDNY GM 00028148 ►age 5 of 6 CONFIDENTIAL EFTA_00 I 36768 EFTA01671932 Account name: ELLMAX, LLC UBS Business Services Account February 2017 Friendly account name. ELLMAX LLC Account number: Your Gnancial Advisor- SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) YOur Qatar Cash Cash and Date *chary Description expelne <Ode FaCt 'Moe eneelVSue (1) amount (S) money balance (S) Feb 7 Interest U6S BANK USA BUSINESS ACCOUNT AS OF 02109 17 12 84,067 48 Feb 10 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -9695 83,970 53 Feb 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1,32100 82,649 53 ROCKLAND TRUST COMPANY Feb 16 Withdrawal ACH WITHDRAWAL ADP Tai4401k -752.74 Feb 16 Withdrawal ACH WITHDRAWAL ADP EEPMIGARNWC -2308 81.87371 Feb 17 13s3 Check CHECK PAID 050005 -1,80811 Feb 17 Interest IRS BANK USA BUSINESS ACCOUNT 20 80,065 80 Feb 24 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -9695 79,968 85 Feb 28 Closing cash and money balance S21 1.968115 Date Atlivrty Deunpucn Amount (I) Money balance activities Ian 31 Balance forward $0.00 Feb 1 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 87,985 40 Feb 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/01/17 -1,320.72 Feb 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02102/17 -789.19 Feb6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02)03/17 -1,80813 Feb 7 Deposit UBS BANK USA BUSINESS ACCOUNT A5 OF 02/06/17 0. 12 Feb13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02110/17 -9695 Feb 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0211917 -1,321.00 Feb17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02116117 -775.82 Feb 17 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS '81,87 3 71 ACCOUNT Feb 28 Closing UBS Bank USA Business Account S0.00 The UBS Bank USA Eng r Ian 31 Balance forward $87.985A0 Feb 1 VBS AG DEPOSIT ACCOUNT .87,985 40 Feb 17 Deposit UBS AG DEPOSIT ACCOUNT 81,873.71 Feb21 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 02/ I 7117 -1,807.91 Feb 27 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 02/24117 -96.95 Feb 28 dosing UBS AG Deposit Account $79.96825 The UBS AG Depart Account is you/ secondary sweep cpecn Y_GM_ 000261We 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00136769 EFTA01671933 Inmortant information about •our statement LOS Frunciol Services he (the Firm« LEG Palencia her hem you no later than 60 days after the Fern Corporation (UPC), "Ankh protects season custerna • Ado« Caput Appreciation: Investments 'tang Services), is a meteor a all principal security, cormudity sere rta the fist oaten-ea on which the eery a a is men-tees to to 1500,000 («ludo) 1250,000 for growth of fornerial rather than the generation of and options «charges. U35 Financial Seniors and LBS problem appeared. clams fee cash) Esplanatery brochure nailer upcn inure Bank USA re irdred siloskliaries of UBS AG and — Provide your rune and account number (1 ary). rectal or at www spc on; the SIPC asset protection • Produce Comtunamon of income and Capra! affiliate, of LOS Securitin U.C. The Frm's 'nearest — Descrbe the error or the transfer you are souse Imes apply to all accounts that you hold an a particular Apprerfaton- bustments who bah the roam siatemmt s avail". upon request. The Fres execuove about. and "plain as clear' as rota can why you (Macey. of nco eandgowmdprncpat offices re a: believe it is an ear or why you need more The Fri* together with rerun affiliates, has also nfomution. purchased orolernentel nuance The nVornum Overall risk profiles UBS Fnrcial Sevres Ix — Provide the doter amount of the suspected error. amount parable to all efigbie clients. collectively trader • Corvenatee: Seeks to rural initial pincer( with 1200 Harbor Boulevard this protection 6 1500 mason as of December 10, 2016 low re& ad "Later to the account overall, even 4 «tauten. N) 07086 The Fim cr Cad Issuer ma investigate you «ogle« SUhect to the policy cinder« ad Imitator* cash at that meam the account does not generate sgrica and will coned any error prompth. For alleged errors the fen 6luther protected for up toll 9 melon n de income or returns and may rot keep pace with Ths statenent represents the only official record of for dwolengURS Visa• debit card transactions, I we tee aggregate for all yoa accounts held n a pakular inflation Les FM/Xi& ServKIS INCOvit. Other records, except more than 10 lousiness days to do this, we will credit capacity. A full copy of the policy wording vs available • Moderate: Wiling to accept some risk to prince and official tax downer.* (entailing confining data should your account for the mount you that es in era, so the noun request not be relied upon. 1 you believe there is an error or tolerate some voter:Ty to seek hotter returns. you wi have the use of the money <Meg the tint it • Aggresame. Wang to accept high risk to preMoal rd «run. please report it inirredrately n terco to the tees us to caplet or incistgetion the 51PC Protection and the sucpkiwental Protection Branch Manager 01 the off ice serving yoix account both do not :pa to: high «Wiley to seek high returns Over tone Please make an checks payable to the Fein or the • Certain Inancial assets ccntrolled by (ad rickkerd • investment 600y Considtratkoi It selected a Although all lepitS shown re intended to be accurate, Nona instorcet Skate, on the front of this you accrue value) but held away Iron LBS Financial colon of the portfolio for that account may include statement data should not be used for tat purposes. Rely statement In action to regular account lees, «cants Services (e.g.. certain 0/ cash at UBS Bark USA, (I) aeon strategies, line« kmdity and greater 'a« cora -ad to forms. (i.e.. Form 1099, 5498, may be subject to montane lees, chrges for Late cash at UK AG V S. Branches. (ii) nuance prodects, tarty 10475, etc ) whim properly your tax nun The Frm myna for securities purchases andchar for urpad «kicky variable arida. and (W) shwa of mutual regaled by law to report to the RS al taxable derickinds, amines in cash accounts. Accounts that are transferred lads where such shares re registered directly in the Stablemen shouseholdirter reportable noritesible orders and taxable roast to other iNSIttutpOni may be *bed to a transfer fee. name of the account hold er on the books and records We may consolidate all related account statements with earned on securities held in you account, net proceeds of the issuer cc transfer agent). the sane address in the sane envelope, e 9 because on sale transactions. ad cost bar on certain covered WS Sweep Options • hvectillent contacts « investment ritereSts (e.g., they have owners who also maintain loom account securities. LBS dlers operas Ice sarong cash balances, balances laud pariah's and private placements) that are retetionships with other clients at the tare «Mess. If to bask deposits at CBS Bark USA ad UBS AG Stanford not registered under the Securities Act of 1933; ad you prefer to recent rdwidual statements mailed n Comnvairerion. with if.. firm branch (Bre Sweep Programs), money nude mutual • Commodities contracts (e 9, foreign exange end Septa redoes, you may decant hoorholdrig by • Please record km any«al communkations in writing funds (Mary funds) and the htemational Deposit precious metal (covens), ex berg Stores contracts ceiling your Fannies Advisor. to tither protect you rights, nclAng you rights Accuse (OA) for customers with an hteme *nal and comma:lay Won contracts. under the Securities have Protection Act (SPA) Resource Management Account Thriugh the Bark The SIPC protection and the siopkownlal protection do Madly account name • If the financial institution on the top left of the front Sweep Programs. cash balances are swept to UBS Bar not apply to theu asses even el they otherwise appear The Awn* account name is a customizable • nickname' of this statement is not LOS Financial Services, UBS USA up to an established lint and then to LOS AG on you statements. The SIPC protectors ad the chosen by you to assist you with you recoreeeprig Financial Services can your accord as clung Stamford Bach or a Money Fund Deposes at UBS has no legal effect on you «out. You can change sioprnental «Menai Coro protect against changes your Friencly account nines, Thrush Online Services or taker by arrangement with the indicated institution. Bank USA are FDK hued in accordance with FDIC in the market vane of your investments (whether as a We niried you of this relate:into when you rules Fee more donne on phase visit teem MK got result of market movement. issuer ber*.notcy or by contactioros Financial Advisor. opened this «cant. In this case, you Rends and Deposits at UBS AG Stamford Branch and shares of othentese) secuities re boated at LOS Financial Services end not Money Finds are not Owed by the FDIC Account overview the introducing broker, and you mist make a report Dividend Reinverrnan Program (DRIP) • Yak, of you accomelportfolo Net of assets ad of try era a emission to bads finis. Recut the 0.A, cash betakes are swept to deposit The price reflected s an near coo( You may obtain Uinta • As descrbed in the «coat «fitments, you nut accounts a 1.85 AG New York Branch and Les AG the actual price Iron your Financial Ades« Only whole • Assets «kicks avaiale cash balances, vaikes for notify us of any errors or had invoking checks Cayman Branch. These deposits are not insured by the shares are purchased under DRIP, partial shams will be restricted security (est ). and Global Skint Deport reflected on yea statement within 30 days alter it was FDIC Balances held at the LBS AG Cayman Branch are sold and the cash will be deposited in you account. The urreakzed mats to market, end cerl4n .rifett not held mailed « made salable. temporarily exposed to the sovereign risk of the Cayman «Med reinvestment price applied by the emaff may by the FM Does not rude aukid vxunt 44 assets • Please deed customer corrolorts a «pia to thr Islands, and there is no guarantee or other oblgatia of differ from the market price at which the one shares at the end of the pro and current statement periods, or Firm's Client Relations Department a 201.352-1699 V85 AG to repay the balance. while co the UM Cayman at sold prate natures, senesced stock options and or tollfreo at 800-354-9103. 8'.00 A IA. to 600 P.M. Branch's books exercisable stock colons ET Monday through Friday, or in writing to VETS Cache:olio • baba«, Includes debit balances. outstanding magn frontal Services Irk , Oen Relations Doormat Deyelits et UM Bark USA and each UM AG Branch are Only whole units may be held ors your account It arOv we loan, credit lew, sheet account balances P.O. Box 766 Mtn City, w 07087. rot protected by SIPC Money Fund shares are protected erected to a prtul unit as a result of a di decd paymere • Casherioay balances. Total of anwested men* • Al statements shall be deemed complete and acute by SIPC See 'L85 Financial Services Account Protection' or otherwise, the Fern wi either sell partial tans at cab balances, plus depose balances al LBS Br* USA, if not objected ton wring within 60 days below market «ko or accept an amount determined by a LBS AG U S Branches and money motet metual fund • Fee STY services Call 844-6124)986 or from outsde registered clearing agency, and credit your account sweep balances, at the close of the statement period. the US : Call 201-3524491 Von you regent balances n the Br*. Swot, Non-ourrolty free credit balances n yea Stoma" in Progress or CA may be wrkkaut and awes of a not segegated from other balances and the firm may • V. case or wors or ounoon• abro ah ekkercok Money Find may be lquictaled and the proceeds hwastmont objectives use ary of these fends n the ordnary cane of its finds under (EFT), NI payment or UBS Vise debit The nostment arch** and risk profile re VeCilK to retuned to you « you. sante, AKCour6 each account end may vary between yea accounts business These lads are payable run your deenad. cad transarund call M0.767-1000.« wait to LBS Financial Service, hc., 1000 Harbor Blvd, 6th floor, Please advise the Fern prompt' n wring of ary This total a «laded on the torrent paiod closing value Ftether information about available sweep Ointoos, significant change on your frame situation or Weeloween. NJ 07086, Alin: RMNBSA Services. including came interest rates and yields, is available at re•Stment oblates For each account hold, you www nen contswerrysekb from you Fiume Mow choose ant of the following «enema aprives Cal or write a seen as you can, arta the* yoke or by calling 800.762.1000. statement Or race« s mono or 1 you need more • Produce Current Worn* hveStinentS seeking the UM Financial Services acoonnt protection ilearmakin *soul a trawler on the staterrat or The Finn it a member of the Secure*, lwestor Protection generate-id WW1! Only receipt. The Fern or Card Issuer applkable) mast SDNY_GM_00026150 CONFIDENTIAL EFTA JX)136770 EFTA01671934 Important information about your statement (continued) Landing Sarmatian behest to be reltable, but we do not smarm« their - DPP and misted REIT securihes are cot listed on a unit nastiness trust wets to or clients, we ardor for detailed reformation en the firths let deg practices acoracy national securities exchange, and re generally our *lathe retries nnenue Owing compensation sal disclosures. refer to you Clint Reletwthp - We generally use the closing price when available a road and even ef they can be sob. the price from many of the nmance companies widervoiting Agrement a Account Agreement arid the General the men of to bid and ask prices for kited received may be less than the per share estimated the amub contracts, affiliates of the Muni* Term andCannons. nAgreeois. UBS Statemea of Credit PliCliCeS skunks and options a Only• bid pikes for OTC value provided el the account statement companies or sponsors of the unit imestmmt trusts amiable Agreements and Clochasurts at sectates. ace dertute yew uht ramfrennntntMbarem. - Less Whey traded sermons may be piked vim a • Restricted securities Restricted securities general, — Qr affiliates also receive trading con-erosions and valuation model or the most merit rite we re not currently elmble for public sale. LBS Finncal other conwensation from mutual funds and return. Your wets oblaned and may not reflect an actual market price Services uses the market price of the mestricted stock cancan whose maids we cleintaie VOW statement itemizes saunters and other assets held or value of the same 6Suer as n mooted wax for the - We receive an rrual fee from LBS Bark USA and ih the account al the ervi of the statement period. You - Cedar positions may proper withal a ace aid restricted stock for purposes of this slander onk To LEIS AG Sun-ford Branch of up to S25 per account may at for delwy of fully paid securities at any tine. will show as 'ace was not scalable if we re the extent that restricted securities are olgble for sate, sweepng to the bras under the Le35 Bait Sweep you may receive secunties used as ban co/lateral after untie to obtain a price foe a swirly the valid received may be substantially less than the Programs paying any balance are on them Any securities - Deposits or secures denominated in ow:Tenors muted vats shown. sambaed to the Fenn during the Stleafrient period are other than U.5. dollars re reflected at the exchange Activity Wed al menet vale as of the end of the statement rate as of the statement date. • S. (estimated) income, assent yields and rates. Information regarding Carenrnia6 and other charges period. - Foe certain worries trading n non.ariforming An estivate of annual ^corned based CO ctrent incurred in connection with the executm of trades. • Cost bask In determnim the cost bass of the denominations, price and quantity (face yam) may dinidend and interest rain assumthq the secures will inckelem cam transariens has been included an securities included in this statement, where indicated have boon adµted to facilitate proper valuation. be held for one year from statement date a trail COdirmatearts previously lunched to you, and ma be with the number • I.• U3S f minas' Serve's Ms relied To obtain anent quotations, when avaittle, contact manly this estimate t only a gLaidelne, acctrary provided to you peomptly on request. on information obtained from sources other than Uri year Fe-uncial Advisor. and conned income ate not guaranteed Fnancial Serves, ncludrig eViodination from another - Estimated anal Mare and current yield for Short selling in, of that you may hie provided to your Financial • Private investments and penalised products. certain types of securities could inelde a return of y you re engaged in she sang a security. you may Advisor. The Fern does not indepenckaly may a Private investment Securities (ilade%) dreci princbal or capital gars in which case the est mu a charge ciao to °Man bmamina costs fa that garnet the accuracy or validity of any tiOnneticei parteipawn ;rowan and real estate nvestmert trust name (rid cumin yield) would be overstated. pan Tula' warty. prowled by souces other UBS f nanculknices securities) and shwa:red products are airway high& - Estimated annual wane and curet yield and the ackliton. ahhoLgh LES Fmncial Services general, Bead Chan Prorated products have not been actual acme an yield night be lower cc higher Open ordeis *iodates the vide at A 6 reamed. the fern registered with the Securities and Ettl sive than the estimated amounts Regarding open or 'peacd-tilicarxelkd orders that not provide try assuances that the «ma en Ca/mission or Levier any state works taws We - An est mate of amualired income (dividend ardor were not executed by the statement date. open buy and under 'Cost basis' and -Unreakted gad As, loss' is provide est mated values for private iwestmem interest) divided by the anent mrket sell stop orders se reduced by the amount of dividends wcurate as of the date al Use statement. such, secures red structured products for Mematenal variseeiage balance 6 based on the last dividend or rights on an ex-dividends a ex-fights date unless arease do not redo the mammon to make purposes ony. Accuracy s not goateed. a interest payment made by the issuer and mouthed otherwise by you. You are responsble for purchase a sale dent' its, for td paposes or - These valid may differ sibstantuly !ran pr ices, if assumes the searekdoksposes will be held fa cm ceders that re executed due to your timbre to cancel othenvise Accounts transiened to the f irn may my, at which a private rhestrnint security or yes from the stet/mew date or until maturity maim open orders reflect gad loss informationonly for the period of structured valet may be bought a sold and do Accuracy ad continued yield are not georareeed. tone they re held at the Firm. More hstoncal not necessarily represent the value you may receive Privacy damson can be added by yotr Financial Advisor. upon kridaton. • Anita not held by UBS Financial Services. Cenain To obtan a copy of as anent Cleat Privacy - thirdprey estimates of vale Xe as of assets are not held by the Finn and not within the Please contact your Financial Advisor a visit our matte • Unrealised gaindlowes. When data is available, date and re applied to LBS Financial Servos on a Firm'S possession a control These /MIS re at rem, aht rneirstwennotry. estimated nrrealmed gainthlosses are tabulated for mina" basis by an depeuieut valunian horn dintryed attar statement foe informational — LBS Financial Services O not a bank. The AMA. Business Oche:Judi security lots The transaction data for - lssar, general partner a same estimated calm, PWPOSes only. Positions and values presented are Services Account BSA and PIMA are brokerage rdnidual as may a may not ref Met commissions. sty, am supplied to the Firm by the issues Provided by the issue..? fin/ UB5 Financial Strikes is accounts ii.hoth mode access to bri ng services and charges motor seority wog/main events general Partner a sponsor and may be calculated not respensble for this 'donna an and does not products through mangernents with a blated bras Dividend and other rerwestment lots and systematic based at different intern-tat:cm from that used by gaarantee its accuracy. These assets are rot protected and other thetharty bads, and provides access to pis-chase lots re each canbiwd to display one thief panes to afire thew emended values. by Slit a the Finis sublememal Slit towage mine and annuity products issued by mallAsted averaged kit. The 'Trade date' alarm presents the - You can obtain additional nfainatin regardrg thrithparty entwine companies through insurance original transact on trade date. the methodology used to detemthe the estimate of • Revenue shoring and additional COVIVIIMIltiOn. agency absidires of 1.85 Financial Services Inc yam and the date of the Hammon that is the - h atIdtKin to carmssom on sales and 126.1 fees imestmint, insurance, and arnuity products • Callable securities Bonds and preferred stock that bases for the estimate by cormung your Financial received in connection wth the &tubule:in of imitate — Not FDIC insured • No bank guarantee. May lose vale the issuer cab fa early reclernaiOn will be selected Admor ands to our cleats we endear cur all fate recent - AMA. Resome Management Account, Business inpataly by kit from among at amines of that - DMparty estimated oaken maybe reflected as revenue sharing papaws from distrbutors and or Services Account BSA IRMA and international know« issue held n our name a n nomPee name foe our 'Not priced' n seneral SstuatiOnS: when an advisors of the mutual funds that we sell These MaliceMent Account re registered service marks of clients. Call Name information is obtained from chid independent valuation km has not applied a is mauls ate based at Imoafferent ccropments. te UBS Financial Services Inc parties ad its accuracy is rot guaranteed Other call unite to assign a wait whim we become awn the arnart of sates by UBS of a particular mutual — VISA semis-wed trademark oared by Vna features may exist which could died yield; complete that a material event has armed that myna a fund family to ow clients; and fie the asset vale of a International Service Assonaon and used war Won-twin will be provided upon request previously reported value into clastion, a when a particular mutual fund larnik's shares held at the license. The 185 VSa credt cards aid the LOS Visa value would be P44 speculative due to the nature debit cads re issued by UBS Bank USA with • Certificates of &pewit (CDs). CDs re FOC inswed of the Sec Lily. — We and as affiliate also receive networking awl permission from Visa U SA Incorporated All other Li to $293.000 n principal and accrued interest per - When neither an issuer general paths a sponsor antis processeng led consider-then foe trans:tee trademarks, registered trademarks. service ma ks and depositor and per depository institution, n accordance estimated value nor a thrthparty estimated vela 6 agent services that we epr ide to the mutual finds registered service mats are of the. respected rah f DK rubs. provided the rata of the security will be drier ern These lees general/it r paid from nests assets companies. horn its purchase pike. the mutual fund and au a fwd dolls- amount based • Prieralveku Prices droolkal for secures and other - • Distributions to date' may nabe return of on the ribber of accounts at the broker-desks prolicts may be higher or lower than the price that capital, name a both. holding mutual funds of that fund fury. you wound ktual& receive in the market areas are - Original unit site represents the trial offering — h addrten to carmssons received ownecten obtained from varox third party soirees which we once per Lela and may not ref led you cost bass with the sale or thstributern ol annsty contracts and WS Financial Services Inc. Rev 201702 SONY_GM_00026151 CONFIDENTIAL EFTA_00136771 EFTA01671935 VBS Financial Services Inc. Private Wealth Management cat UBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 March 2017 Fl I MAX I Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your Finandal Advisor: SCOTT STACK mAN LYLE CASA EL Phone- questions about your statement? Call your Financial Advisor or the Value of your account Resourceline on February 28(S) on March 31 (1) acosin Your .43D2t$ 79,968 85 67,904 60 whit our website: `flys liabilities 0 00 0 00 wvAv ubs conYfinancialservices Value of your account $79,968.85 $67,904.60 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. ABO, get your free credit report annually from Sources of your account growth www annualcreditreport corn Tracking the value of your account during 2017 Value Of yOUr account S T50553nCs at year end 2016 696225.08 Net deposits and vAthdravals -128,322.44 Your int5t/nent return. Dividend and interest income SI 96 Charge in market value $0 00 Value of your mown on Mar 31, 2017 567,904.60 De( 2014 De.; 2,015 Dec 2)16 Feb 2017 Mai 2017 SDNY GM 00028152 Member SIPC ►age 1 of 8 CONFIDENTIAL EFTA JX11 36772 EFTA01671936 Account name: ELLMAA: LLC UBS Business Services Account Friendly account name: ELLMAX LLC Account number: Your Nnandal Advisor 7 STACK MANFLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (S) your account Cash and money balances • Cash and money balances may include A 67,904 60 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UB5 AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commochhes 000 0.00% G Other 000 0.00% Total assets $67,904.60 100.00% A Value of your account $67,904.60 Eye on the markets Percentage change Index March 2017 Year to date S&P 500 0.12% 6.07% Russell 3000 0.07% 5 74% MSC I - Europe, Australia & Far East 2.87% 7.39% Barclays Capital U.S. Aggregate Bond Index -0.05% 082% Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% 1_GM_000261tMe 2 of 8 CONFIDENTIAL EFTA_0()I 36773 EFTA01671937 Business Services Account Account name: °AMAX, LLC Your 6neecial Advisor- UBS March 2017 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MAFILYLE CASRIEL Change in the value of your account Cash activity summary March 2017 (5) Year to date (I) See Account activity this month for dna Is. Balances in your Sweep Options are included in the operorg and closing balances value FDIC insurance agrees only to &po➢ts at UBS Bank USA, not to deposits at UBS AC,, Stamford Brach or bank deposns Ned througb the USS international Deposit Account program sec Opening account value $79,968.85 $96,225.08 P0t«b0n applies to money market sweep fund hdGngs but rot oant. deposits. See Important nformation about;our statement on the lint two pages of this document for Wails Withdrawals and fees, rich/cling investments transferred March 2017 IS) Year to date (4) out 42,065.01 -28,322.44 Opening balances $79,968.85 $96225.08 Dividend and interest income 0.76 1.96 Additions Closing account value $67,904.60 $67,904.60 Dividend and interest income 0.76 1 96 Total additions $0.76 $1.96 Dividend and interest income earned Subtractions F0r purposes of this statement, tebatility of interest and dnidend income ha been determined from a US Checks and bill payments -9,819.31 -20,792.74 tag reporting perspective. Based upon the residence of the account holder. account type, or product type, some interest anclUx dvidend Payments may not be subject to unwed States (US) ands Puerto Rico (PR) Other funds debrted -2.245 70 -7,529.70 income tiara The dent monthly statement is not intended lo be used and cannot be relied ,pm for tat Turban Chenit should refer to the applicable tat reporting lams they MC etre Iran 085 annualy, such as Total subtractions -$12,065.01 -$28,322.44 the forms 1099 and the Forms 480, for tat reporting information It is the practice of U8S to file the xpliratie tar repotting forms with the US internal Revenue Semce and PR Tleaug Department, and in Net cash flow -$12,064.25 -$28,320.48 such forms accurately classify Oyu:ends add interest as tat extra% or tattle income neat 0nsult your includual tat preparer. Closing balances $67,904.60 $67,904.60 March 2017 (5) Year to date (S) Taxable interest 0.76 1.87 UBS Bank USA Business Account APY Total current year $0.76 $1.87 interest period kb 7 - Mar 6 Prior year adjustment 0.00 0.09 Opening UBS Bank USA Business balance Feb 7 $84,067 48 Total dividend & interest $0.76 $1.96 Closing UBS Bank USA BLainess balance Mar 6 $76,064 74 Number of days in merest period 28 Average daily balance $46,269.63 hterest earned $0.32 Annual percentage yield earned 0.01% SONY GM 00026154 ►age 3 of 8 CONFIDENTIAL EFTA_00136774 EFTA01671938 Account name: *UBS Business Services Account March 2017 Friendly account name Account number: Your financial Advisor- SCOTT STACK MANLYLE CASRIEL UBS AG Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS AG Deposit balance Feb 7 $0.00 Closing UBS AG Deposit balance Mar 6 $0.00 Number of days in interest period 28 Average daily balance $34,296.60 hterest earned $0.24 Annual percentage yield earned 001% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment ebgibilqy consideration None selected Your account instructions • Your account cost basis defa. • -nog method is FIFO, First In, First Out. Y_GM_000261lAge 4 of 8 CONFIDENTIAL EFTA _N1136775 EFTA01671939 Business Services Account Account name: ELLMAX, LLC Your Nnancial Advisor *UBS March Friendly account n Account number: • SCOTT STACK MARLYLE CASRIEL Your assets Some pnces, income and went varies shown may be Bowan* As a result, gain at losses may not be ac curately reflected. See important information about you,. statement S the end or this ditcument for more inform:loon. Cash Cash and money balances Cash and money balances may old avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mut ud fund sweep balances. UBS Bank USA deposit account banes are insured by the FDIC vat Nn applicdole lends, but are not protects by 9PC UBS AG Stanford Branch deposit account tames ate not insured by FDIC and are not protected by 9K Money market sweep baances are protected by siPc but are not insured by the FDIC Seethe Important information about you, statement at the end of this document for (Wats about those balances Openng 0clance Closing blame Pnce per share Average I:kw:lendinterest Dais in Hdd lag on Mat I ($) on Mar 31 ($) on Saar 31 IS) rate period period UBS AG DEPOSIT ACCOUNT 79968 85 67,9)4 60 Your total assets Percentage of Cost Estimated unrealized Value on Mar 31 (S) your account taus (5) annum intone (5) ga n Of IOIS (S) Cash Cash and money balances 67.904.60 100.00% 67.904.60 Total $67,904.60 100.00% 567,904.60 Account activity this month For mare informaron about the prveivalue shown for restricted secuntres, see important intormabon about Your Quantity' Cash cash and Date Actority Description expense code tae rase Pitted Value (5) amount (S) rroney balance (a) Feb 28 Cash and money balance $79,96885 Mir I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1321 CO ROCKLAND TRUST COMPANY Mar I Interest 'SS AG DEPOSIT ACCOUNT 24 78,648 09 Mar 2 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC -2308 Mar 2 Withdrawal ACH WITHDRAWAL ADP Taut 401k -752.27 Mar 2 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC - 1,80812 76,064.62 continued next page SDNY GM 00028158 Page 5 of 8 CONFIDENTIAL EFTA_00136776 EFTA01671940 UBS Account name: ELLMAX, LLC Your Knancial Advisor Business Services Account Friendly account name. SCOTT STACK MAINFLYLE CASRIEL March 2017 Account number: Account activity this month f.ontinued) YOur OUanteyf Cash Cash and Die Actinty Description eigterne COY GAGA v.gue priceivaue (1) amount (S) money bellanCe (S) Mar 7 Interest US$ BANK USA BUSINESS ACCOUNT AS OF 03/0917 12 76,064 74 Mar 10 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -96 95 75,967 79 Mar IS Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -23 08 Mar 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -924.70 ROCKLAND TRUST COMPANY Mar 15 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -180811 Mar IS Withdrawal ACH WITHDRAWAL ADP Tax -752.28 72,459.62 Mar 16 Withdrawal ACH TO Bnan Yurasits AT CAPITAL ONE, NA -1,87500 70,584 62 Mar 24 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -96 95 70,48767 Mar 27 Interest U85 BANK USA BUSINESS ACCOUNT .40 70,48807 Mar 29 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -23 08 Mar 29 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1,808.13 Mar 29 Withdrawal ACH WITHDRAWAL ADP Tax -752.26 67,904 60 Mar 31 Closing cash and money balance 967,904.60 Date ACtivity DeSetipeCti amount (s) Money balance activities Feb 28 Balance forward 90.00 Mar I Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 79,968 85 Mar 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03101/17 -1,320.76 Mar 3 Withdrawal U85 BANK USA BUSINESS ACCOUNT AS OF 03/02/17 -2,583.47 Mar 7 Deposit U8S BANK USA BUSINESS ACCOUNT AS OF 03/06/17 0.12 Mar 13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03110/ 17 -96.95 Mar IS Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0311917 -3,508 17 Mar 17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/1917 -1,875.00 Mar 27 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03124/17 -9695 Mar 27 Withdrawal Transaction Limit Reached U85 BANK USA BUSINESS -70,487 67 ACCOUNT Mar 31 Closing UBS Bank USA Business Account So.00 the U8S Bank USA Bus,ness Account is your pnmary sweep %mon Peb 28 Balance forward 979,96825 Mar I Withdrawal U85 AG DEPOSIT ACCOUNT -79,968 85 Mar 27 Deposit UBS AG DEPOSIT ACCOUNT 70,487 67 continued next page Y_GM_000261W0 6 of 8 CONFIDENTIAL EFTA_00136777 EFTA01671941 Business Services Account Account name: ELLMAX, LLC Your Nnancial Advisor *UBS March 2017 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MARLYLE CASRIEL Account activity this month (continued) Dace Activity DeKritati011 Amount (I) Money balance activities (continued) Mar 30 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 03/2917 -2,583 07 Mar 31 dosing UPS AG Deposit Account $67,90/.60 U8$ AG Deposit Account is your seconday sweep Cplicn SONY GM 00028158 Page 7 d8 CONFIDENTIAL EFTA_00B6778 EFTA01671942 *UBS Yournotes sAtoometir • 0 . CONFIDENTIAL EFT,00136779 EFTA01671943 Important information about \ our statement LOS Enema Services Inc. (the Tema (BS Fnancial her from you no later than 60 days after the Fern OBSFinancial Services aware protection • Produce Current Monne. Immo-mots seeking the Sergies) is a mete of al principal stocky. commodity sere you the list statement on which the error a the Fern is a meatier of the Mos ares Investor Protection generation of nom* only. and options exchanges. UM financial Seniors and CBS problem appeared. Corporation (SrC). whichprams smunties (vitamin • AthenaCapita1Apprise aeon: Investments seeking Eta* USA art li re gaol/ries of LBS AG and - Provide year non and accost number (4 any). of its rnierinna up to $500,000 Cockade.) $250,000 for growth of prixpal rather than the generation of affiliates of IBS Securities U.C. The Fem's Inatome - Dacia the error or the transfer you are loose darns for cash) Entrutory brochure available upon income statement s aniline upon request. he Finis mount about. and oplain as deed as you can why you request or at www spec hid The SIPC asset protection • Produce Combination of income and Capital off ices re a: believe it is an error or why you need more lines apply to all accounts that you hold n a particular Appreciation: Investments seeking both the gromign information. CaPacty. of income and growth of pencipal. (BS Forcial Services ho — Provide the doter mount of the suspected error. The Fmk, together with certain affiliates. has also 1200 Hato' Boulevard purdosed Sapplemenal insurance The maim= Overall rids profiles Weehawken. NS 070136 The Fim or Cad Issuer was investigate your comas« amount payable to all noble clients, collecthely under • Consenatne. Seeks to maintain Ma prixpal, with and will coned int error promptly. For alleged errors the protection 6 1500 mlb:c as of December 10, 2016. This Staterrifl represents the only official record of you many LOS Veto debit card transactions, I we take Subject to Be polcy condeore and «Mations, cash at low ask and Malay to the acorn overall, even 4 LOS Feudal Services accord. Other records, except the Fern 6 farther protected for up to SI 9 Slim in the that rm.,' the ac w does not generate syncant more than 10 bus (kiss days to do this, we will credit income or return and may rot ken pace with official tax downs-es centainng confining data shoot you' account for the moat you that es Cl error, so that aggregate for all you accounts held in a penkuLy not be relied upon. I you belt* there is an error or Mote, you wr have the use of the money clang the tune capacity. A lull copy of the policy had"; is immikble • Moderate. Willey to accept some risk to peixpal and annum please report it immediately n nano to the takes us to complete or inantgation non fewest. Branch Manager 01 the off Ke seining you account tolerate some watateity to seek hone recurs. Please make an checks payable to the Fem or the The SIPC protection and the supplemental protection • Asigresxw Wiling to accept high risk to pricy.' and Although all I gates shown we intended to be actuate, financial now«, idkated on the from of the both do not apply to: high vastly to seek high resins over Woe stalemmt data should na be used for tar purposes. Ray statemem In addition to «gun account Ins. accounts • Cermet financial assets controlled by (rid included in • InnstmentEtgitMy Consrdwasisit t seleded, a solely n nor-end ten forms (i.e.. Form 1099, 5498, may be subject to maoterunce fees, changes for Late you account stake) bat held away Iron LBS Financial portion of the portfolio for tlha account may include 10425, etc ) when properly year tax must The fern is payment for securities purchases and charges for unpaid Services (e.g., <erten 0) cash at UBS Bark USA, «mon strategies, limited nudy and greater fecund by law to report to the IRS al taxable dividends, amino; in cash accounts. Accounts that are transferred cash at UEG AG U.S. Branches. (ii) nuance mono, vol they. reportable rimitzsible diviimth and taxable remit to other nclitutOni may be sabect to a trader fee. including variable amain And shots of midst eared an secugies held in your account net proceeds funds nee sash shares are registered directly in the Statement Thouseholding" on sale transactions, and cost base on certain covered IBS Sweep Options name of the account holder n the books and records We may consoldate all related account statements with securities. CBS ours crows for stoning cash balances, balances of the mule or transfee agent); the sane adtress in the sine ereetpt e 9 because to bare deposits at UBS Barg USA and UK AG Stamford • Investment contacts « investment interests (e.g., they have mom who also maintain pen account Comnomications widi the Firm branch (Bat Sweep Programs), money market mutual Invited parthershn and private plaCerneraS) that are relaticeshke will other clients ee the same address. If • Please re.cordem an/Oral communications in ratio Olds (Moon fund) and the International Deposit not registered coder the Seorities Act of 1933; and you ;refer to receive Monet statements mailed o to tither protect you. Opts, ncludio your rights Account (C)4) for custoriges with an Internal coal • Commodities contracts (e g, tango endaye and separate ei eases. you may decline hasseholJeo by under the non es enema Protection Act (SPA) n os« Management Accent Through the Bark precise metal contacts), ex kicky futures contracts callig your Financial Ades« • If the financial institution an the top left of the front Sweep Preoraw, cash balances are swept to (BS Bad and saken744Y option contracts. of this statement vs not LBS Financial Services, LBS USA up to an established lint arid then to LBS AG The SIPC protection and the supplement* protector do Friendly account nano financial Services carries year accord as dewing Stanford Breech or Fun Deposes at GBS not apply to these assets even /they otherwise apex The Friendly account rune is a customizable 'nickname' tidier by arrangement with the indicated institution. Bank USA are FDK owed in accordance with CDC year steam/Its The SIPC protection aid the chosen by you to assist you with you rakordenege It We informed you of this retatimsty when you Nn Fee more donna on phase visit mow fdk goo supplemental protector, do not protect agairst chances has no legal erred on you. account. You can change opened this account. In Ns case Sou kmds and Deposits a LBS AG Stanford Branch and shares of in the makes vale of yOar in*ShMentS (whether as a mar Friendly account runes through Onto, Seines or stogies re boated at CBS financial Services and not Money Finds are not Owed by the FDIC result of market movement, issuer benne:icy or by contacting your Fiyncal Advisor. the introducing broker, and you mist me* a report otherwise) of ay error «omission to beds Thee* the DA, chit banes are swept to deposit Account monism • As descrbed in the account agreements, you mat acorns at LOS AG Nov York Branch and CBS AG Dividend Reitwestment Program (DPP) • value of your account/Xi/Slay Net of assets and notify us of my enOn or had invoMng checks Capron Branch. These deposits are not ensued by/ the The price reflected is an average peke. You may °bum tablets reflected alms statement within 30 drys alter it was FDIC Balances held at the LOS AG Corkin Brach re the actual price Iran year Fnancial Advisor Only non • Assets In(kideS available cash balances. values for mailed of rude sealable. temporary exposed to the sovereign rile of the Cayman shares re purchased ceder DRIP, partial shares will be restricted "Huey (est ), and Gebel Tine Deposits. • Please dent customer corr.:nets a Ogees to the Islands, arid there is no guarantee a other obligation of sold and the cash MI be deposited in yov account. The unreakzed maks to mates, and certain assets not held Firm's Client Relations Department a 201.3521699 CBS AG to repay the balances while on the IBS Cayman drederd reimestment peke appliedbolo int.' may by the Finn Does not «lade unposed securan assets or tollfree at 1300-354-9101 8'.004 IA. to 600 P.M. Branch's books Oiler horn the market price at *tech the prat Owes at the end of the pro and current statement periods, or ET Monday through Friday, or in writing to tea are sold private investments, invested stock options and Foam« Services Inc Client Relations Department Deposes a UM Bark USA and each UM AG Branch are exercisable stock option P.O. Box 766 Lite, City, N1 07087 mat protected by SIPC Money Fund shares are protected liesa • tiatekries Includes debit balances, outstanding malin • Al statements shall be deemed complete ad ranee by SIPC See 'CBS F Mandl knees none Protection' Only whole urns my be held in yor a If youwe loam, credit loe, short account balances if not objected ton *reek) within 60 days below trailed to a partial una as a result of a dividend payment • Cashernornytubnca Total of uninvested Joiner • For TTY 'ernes Call 844-6120986 or f rem outside a otherwise. the Fern wi (Alter sell partial ems a cash balances, plus deposit banes at (.BS Berl USA, the US: Call 201-3524495 UP", you rniesk banes in the Beek Sweet, market Vic* a accept an man «daned m by a IBS AG U S. Branches rid money mega mutual fad Program or OA may be wrkkant arid shares of a •etslwil dearth) aagency, and credit yea' /Chant sweep balances, al the cbse of the statement period. • In case of (mots or questions about an electronic Money Fund ety be liquidated and the proceeds herds Cadet (EFTS 611 pry/rent or LOS Vise debit Non-ccorrolty free credit balances in your account re retuned to you « you' soon el Meant litnetment objectiviee not segregated from other balances and the Firm may cad gammons, call 830.762.1000, or vele to LBS Formal Services Inc., 1000 Harbor Wad., 6th floor, The thourent objectives end risk profile ay Weal( to use any of these funds in the ordinary coarse of its further Of canton not available sweep options, each account and may vary between you accounts. business. These Inds at payable upon you demand. Weehawken NJ 07086, Ann: RMNBSA Services. including cummt merest rates and yields, n available as Please advsc Minn promptly in metro of my This total is ixkided is the curet period closing value www ubs.consweepyiekis, from your F runnel Advisor sgvjcat charge in your formal situation or Cal or write a solo as you can, if you tel your or by calling 800.762.1000. statement a recept s wrong a / you need more nestrnem objectives For each account held, you ilcrrinkin tout a trader on the statement or choose an of the followeo inastment °niches receipt. The fern or Card Issuer (as atackabee)6161 SDNY_GM_00026160 CONFIDENTIAL EITA_00 136780 EFTA01671944 Iniportaut in tomat on about your statement (continued) Landlig Sarmatian believe to be reliable but we do not grantee thew — DPP and misted REIT securities are not listed co a Lot messes oust sts to as disk we ardee For detailed information on the Fun's*Taro practices scanty national wastes exchange, and me generally our affiliate receive nose dying compensation and disclasures, refer to ycut Clint Relies-shop - We generally use the closing pro when available or Afraid and even of they can be soro the price from miry of the nsuence caroms sienwiting Assent or Account Agreernere and the General the se of the bed and at prices for listed received may be less than the per share estimated the sooty contracts, affiliates of the inturance Terms and Carodices. UM Premed of Credit radices secures and options or only bid pekes for OTC value provided in the accost statement tomPafies a sponsors of the use Priestrnmt trusts avalable nAgisonts andOath:um at Toes. ace dstrist aysem ass ronsfastronterobvios. - Less ads* traded secures may be priced eying a • Restricted securities Restricted securities generally — Qr affiliates also receive trading corrovssions and valuation model or the mast sent peke we re not currently elgble for pubic sale. UBS Fnncal other carperance from mutual fonds and nuance Your Meta oblaned and may not reflect an actual mattes peke $4,4wCPS uses the make) price of the restricted stock compares whose products we dentate Yost statement itemizes situates rid other assets held a vale of the same Ewer .11littalted value for the — We renege in sue fee from U35 Bank USA ad im the account al the end of the statement period You - (eetan positions may appear withal a prke aid restricted stock For purposes of this statement on' TO UBS AG Stabled Brash of up to 175 per stunt may at for daisy a INNpad securities a any time. will show as 'price was not scalable' it we re the extent that restricted samurai's re elgbar la see sweeping to the banks wider to LEIS Bonk Sweep wes may receive senates used as ban co/lateral after unable to oboe a price for a security the valve neared may be substantially less than the Programs prying any balance ate on them Any securkies - Deposits or unites dencennated n currencies mcuted vats shown. tramfgered to the Ferncling the statement period age otter than U.S. dollars se ref tided at the exchinge Activity Wed at market vale as of the end of the statement rate as of the statement date. • Est. (estimated) income, current yields and rates. tolsure resting commission and other charges period. - For certain sites trades' ro non.rortfonning M ennuie of arnual mos is laliSed (41hr-rent inured n connection with the execuron of trades. • Cast base detemming the cost bass of the dencoratons, price and quantity (lace vale) may dividend rd interest rates, assuming the secures tic Icing cptico transachcns has been 'loaded on secuities island this statement, where e6cated have been adµted to facilitate proper valuatko. be held for one year from statement date or urea COnhirnatOr6 previously furnished to you. aid wit be with the nearby • I.• U3S F mance' Sens. hts relied To obtain anent quotations when available, contact study this estivate is only a gadelie, scanty provided to you mesa on coquet. on Paconatko drained from sources other than LOS your Finsal Advisor. and contnued arose ate not guaranteed fnaricel Seises, MUNN ofcollation from another — Estimated anal MOMr and current yield for Short selling Inn that you may have prowled to rose Finset • Private investments and penalised products. eerier* types of panties could incide a resin of V you ea engaged ii shoe siting a security, you may Advisor The fan roes not independently wdy se Private ineestront secure*, (mixing drect pr coal or capital gains n which case the est ncur a charge doe to certain rogrowng costs for that swam* the accuracy or validly of any flown:Ida park:rater program and real estate nwstmerc trust income (and came yield) would be overstated. rano:luta' Tasty. provided by sources ocher than UBS Fnancal Strokes securities) and stn ensed products se genvotaty hip; — Estimated arena, rose and carom yield rid the in Sins. ahhough UBS Enamel Services general/ MOM Chan structured products have not been actual an and yield might be lower cc higher Open orders roodates ism Hamra,Mit 6 oared. the Fern registered with the Sentries and Exchange than the estimated amass Re9Frdrd open • goccatiacancelled* orders that does not provide sr, assonances that the nicest co Cegemisseco or under any state securteSraws We — An et mate of amualired some (dividend ardor were not executed by the statement date, open buy and under 'Cost base and 'Llereakred gariDs' is provide est mated values for private iwestment interest) divided by the anent matter sell stop ceders me reduced by the sour of dividends accurate as al the date a this statement. As such Tortes and strurured products for ortemaronal vaxisrerage balance is based on the last di dend or ages on an maroon& or eerghts date unkrn dere do rot ream the a-Formalises to make psposes ona. Accuracy s not cur/steed a merest parent made by the issuer and r6inkted 0Ther tede by you. You are responsble for purchase a sale decisions, foe t it puposes cc - These vales may differ sobstantaly from prices. if assures the seciatiercksposes will be held for one ceders trot re executed due to your lase to cancel otherwise. Adams tansigned to the Fern mar ry, at which a private mermen security or yes ran the statemere date or until maturity **Peg open orders reflect gait Ms Promotes only fee the peed of warred product may be bought a sold and do Accuracy ad continued yield se not pima-seed. tone they se held at the Finn More Moder not necessarily represent the value you may receive Privacy Piamnion can be added by you Fnancsal Advisor. upOillaaadatoan. • Aneu not hold by UBS Financial Services. Cenain To obtan a copy of our (sent (bent Privacy Notice, - Midprey estimates of vita areas of a certain assets are rot held by the Fern and not within the pease contact your f nancel Advs.' or visit our webste • Unrealized geinstleme. When data is available, date and re applied to LBS Frontal Semen co a Firm's possession «control These >MIS at sc y.S.Wht rneorosigyarolva. estimated unealsed greilosses re calculated for regain' basis by an amended valuaron lam displayed en yes statists for informational — US5Fnanctal Services is rid a bank. the RAM. Stones ndnidual secusty his The transaction data for - Inuer, general parts a sponsor estimated valor, Papooses only. Portions and cabs presented are Services Acmes BSA and PIMA are brokerage rdrodual bus may a may not ref led commissions. try, se wooled to the Firn by the sus Provided by the stung him UBS Forscial Bermes is accounts %hid, provide access tobring services ind Maws ands 'entityFerganaion events general Parts ce sponsor and may be calculated not responsble fee this normal an and does not products through assogrronts with affiliated bads Dividend and other renvestment bus and systematic based or. different information from that used by guarantee is accuracy. These Meta are not protected a-d other thicroory barks, and provides access to dachae lots re each carolled to display one rad parties to dime thee erased values. by Slit a the Fern's surremental Slit coverage mane and suety islets sued by unaffiliated averaged kot. The 'Trade date column presets the - You can croon additional clematises regardeg thrdparty mums companies througi Sorge Myra, transact on trade date. the methodolow used to Swine the estimate of • Revenue sharing and additional compensation. agency abudirin of LEtS Fiscal Services M. vale and the date of the nromancn that is the - h addition to caremshons en sales and 12b-I fees — aivestnhwx, nsuranot and arnuity products: • Callebla securities Bonds and preferred stock that bass for the estimate by corexting your Francial received in connection wish the diStrlauldn d mutual — Not FDIC muted • Ni bank guarantee. May lose vale the isomer car for easy redemption avoll be selected Achnor keels to as dents we enrol' cu affiliate resew — AMA. Repose Managss Account Business inpaniala by be from among at 'eonies of that - hadparty estimated vakaes may be reflected as revenue sharing assents tram disabuses ardor Services Account BSA, IRMA and international Resource issue held on our none a n nomPee rise fa our 'Not piked' n semi situatiort when an rowers of the mutual lads that we sell These Management Account re registered service maks of dents. Call feats Mormation is oblined from chid iradeperxkre vs/minces lent has not applied Cf amounts re based an two dff trent Porroments: IS UBS Coaxial Senates Pic parties and its acosacy is not guararteecl. Other call unite to assign a valve, when we become awn the moue of sales by U3S ofI a pankular metal — V6A is a registered trademark owned by 'Ma features may trot whkh could affect yield; corrolete that a material event has dared that not cal a toed family to our dents; and (i the asset vat* el a Integrational Secy. Assocron anal used under eicanatin will be provided upon request devearry scrod vale nto castor\ a when a Particular mutual foxl famiVs shams held at the kens.. The U3S Visa credt cards ad the LEIS Visa vale would be hog* speculative due to the nature firm. debit cads re issued by 0BS Bank USA with • Certificates of deposit (CDs). CDs se IOC Posed of the sec wry. — We and as affiliate also receive new:Song ad permission from visa U SA Marooned All other Lo to 1750,000 n primPal and accrued interest per - When neither an spree, general pram a sports cents processing Ices in considecaron for trader trademarks, registered trademsts, service main and depositor and per depository institution, n accordance estimated value nor a throprey estimated .ale 6 agent services that we provide to the mutual fonds registered service mats are of they respect:* with FDK rules. worded, the cake of the security will be different Thee fees generally are paid from Mesta. assets n companies. tram its purchase pike. the mutual find a-d re a feed dolt anoint based • Pricalvalue Prices clerogsd for worts teal other - • DS-tunas to date' may nclide return of on the number of secures at the broke dealer products may be higher or lower than the price that Capital, mom, a both. holding mutual hinds of that fund lama. you would study receive in the market Prices are - • 0rignal wet we represents the trial Meting — m addecn to carmssons received in pornectko obtained Iran vans trod party sources With we price per unit and may not reflect rat cost bass with the sale or ckstrioutkon of armory contracts and UBS financial Services Inc Rev. 201703 SONY_GM_00026t61 CONFIDENTIAL EFTA_00136781 EFTA01671945 OBS Financial Se ices Inc Private Wealth Management UBS 299 Park Avenue 25th Floor Business Services Account New York NY 10171-00O2 April 2017 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: Questions about your statement? Value of your account Resourcetine a on March 31 (S) on April 28 (1) accoun Your assets 67,904 60 58,958 28 Visit our **abate: Your liabilities 0 00 0 00 vervw.ubscomifinancialservices Value of your account 567,904.60 558,958.28 Items for your attention . Our Capital Market Assumptions and Strategic Asset Allocations were updated at the end of Feb These changes may impact your portfolio. Please call your Sources of your account growth advisor with any questions Tracking the value of your account during 2017 Value of your account S Thousands at year end 2016 1%225 08 96.2 Net deposits aid 87 5 withdrawals -537269.38 Your nvestrnent return. Dmdend and interest income 42 58 Change market value SO 00 Van of your accent DE 2014 Dec x115 Dec 2016 Mar 2017 Apr 2017 on Apr 24 2017 554993.28 SDNY GM 00028162 Member SIPC ►age 1 of 6 CONFIDENTIAL EFTA _N1136782 EFTA01671946 Account name: E-L^,14 • , UBS Business Services Account April 2017 friendly account name. r ^ n • Account number. Your Finandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of Apnl 28 ($) your account A Cash and money balances 58,958 28 100.00% . Cash and money balances may include Your current asset allocation available cash balances, UB5 Bank USA deposit Et Cash alternatives 000 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the Important information about your statement on the last I) Fixed income 0 CO 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 0.00 ark% G Total assets $58,958.28 100.00% A Value of your account $58,958.28 Eye on the markets asofApo/27, 2077 Percentage change Index April 20I 7 Year to date S&P 500 1.22% 7 36% Russell 3000 1.38% 7.20% MSC I - Europe, Australia & Far East 2.72% 1030% Barclays Capital U.S. Aggregate Bond Index 0.68% 1 51% Interest rates on April 27, 2017 3-month Treasury bills: 0 79% One-month LIBOR: 0.99% Y GM 000261W° 2 of 6 CONFIDENTIAL EFTA_00136783 EFTA01671947 Business Services Account Account name: ELLMAX, LLC Your Nnancial Advisor UBS April 2017 friendly account name* Account number: SCOTT STACK MA's/LYLE CASRIEL Change in the value of your account Cash activity summary Apnl 2017 (1) Year to date (S) See Account activity this morn tot deials Balances in your Sweep Options are included in the opening and closing Mantes v4 ue FDIC Insurance climes Only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch of bar* deposits placed through the USSInternlionS Deposit Account program WC Opening account value $67,904.60 $96,225.08 VOIeCbOnaPPliesilornOrsey matt sweep fund hdcings but not bar* deposits. se Important informakm about your statement on the last two paces cr this document for details Withdrawals and fees, ricluding investments transferred Apni 2017 (St Year to date (4) out -8,946 94 -37,269.38 Opening balances $67,904.60 $96,225.08 Dividend and interest income 062 2.58 Additions Closing account value 258,958.28 $58,958.28 Dividend and interest income 0.62 2 58 Total additions $0.62 $2.58 Dividend and interest income earned Subtractions For purposes of this statement, taxability of interest and dnaclerd income has been determined from a US Checks and bill payments -8,946 94 -29,739.68 tat ref:Offing (XISpective Bated upon the residence of the account holder. account type, of product type, some interest apace cividend payments may not be subject to United Stmes (US! ardor Puerto Rico (PR) Other funds debrted -7,529.70 in fates The dent rnonlNy staterixre is not intended lo be used and cannot be retell upon for tas purposes. Clients should refer to the applicatde tax reponing forms they recent from UB5 annually, such as Total subtractions -$8,946.94 -$37269.38 the forms 1099 and the forms 480, for tat reporting information it is the practice of U8S to file the applicatie tai reporting forms with the US internal Revenue Semce and PR TleaSuni Departrnent, ancl in Net cash flow -$8,946.32 -137,266.80 such forms accurately classify dividends Linda interest aslax exempt or taxable income. Please consult your includual tar preparer. closing balances $58,958.28 $58,958.28 Apia 2017 (S) war to date (S) Taxable interest 0.62 2.49 UBS Bank USA Business Account APY Total current year $0.62 S2.49 interest period Mar 7 - Apr 6 Prior year adjustment 0.00 0.09 Opening UBS Bank USA Business balance Mar 7 $76,064 74 Total dividend & interest $0.62 $2.58 Closing UBS Bank USA Business balance Apr 6 S66,029 82 Number of days in riterest period 31 Average daily balance $55,508 12 hterest earned SO 48 Annual percentage yield earned 0 01% SONY GM 00026164 ►age 3 of 6 CONFIDENTIAL EFT/4_00136784 EFTA01671948 Account name: *UBS Business Services Account April 2017 Friendly account name: Account number: Your finandel Advisor- SCOTT STACK MANLYLE CASRIEL UBS AG Deposit Account AF'Y Interest period Mar 7 - Apr 6 Opening UBS AG Deposit balance Mar 7 $0.00 Closing UBS AG Deposit balance Apr 6 $0.00 Number of days in interest period 31 Average daily balance $15,499.95 hterest earned $0 14 Annual percentage yield earned 001% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary moderate investment eligibility corisideat,cei None elected Your account instructions • Your account cost basis del a ng method is RFO, First In, First Out. Y_GM_000261tSfle 4 of 6 CONFIDENTIAL EFTA_00I 36785 EFTA01671949 Business Services Account Account name: ELLIMAN, LLC Your financial Advisor *UBS April 201 Friendly account name* U.MAX LLC Account number: SCOTT STACKMAN/LYLE CASRIEL Your assets Some potes, income and current vaues shown may be approximate As a result, cams end losses may not Be acute, * reflected. See !Warrant inlarnabon ebota your statement 8 the end of this (fawners for more info nation. Cash Cash and money balances .Osh and money balances may include avalable cash balarxes, UBS Sant USA deposit account balances, WS AG Stanford Branch deposit account balances and money market mutual fund sweep baances UBS Bank USA deposit account balances are insured by the FCC rotten &Ocala, limits, bul are not Protected by 9PC UBS AG Stanford Branch ClepT64 account balances are not insured by FDIC and are not protected by 9PC morey market sweep baances are protected by WPC but are not insured by the FCC Set the Important infotmation about your statement at the end of this document for deists about those balances Cpereng baance Closing Piante Price per that Average Cwdenctinterest Dap in Heldng on AP, t (3) on Apr 28(5) on AP, 28 (11 period penod Cash 000 0.40 WS AG DEPOSIT ACCOUNT 67,904 60 58,957 88 Total 567,904.60 $58858.28 Your total assets Percentage of Cost Estimated (»reeked value on Apr 28 (1) your account 0854(1) annual income (1) gan or loss (5) Cash Cash and money balances 58,959.28 100.00% 58958.29 Total 558,958.28 100.00% 558,958.28 Account activity this month For Øe information 4Øt the prcervalue shown for restricted fatuities, see ImpMant ettormston about You, Quantity' Cash Cash and Dale Activity Descreition trilense code race rave Pnceivalue (1) amount (1) money balance (1) Mar 31 Cash and money balance 567.904.60 Apr 3 Withdrawal ACH TO Brian Yugasits AT CAPITAL ONE, NA - 1,87500 AP! 3 Interest t€S AG DEPOSIT ACCOUNT 14 66,029.74 Apr 7 Interest 185 BANK USA BUSINESS ACCOUNT AS OF 04/0E/17 08 Ør7 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES - 1500 66,014 82 continued next page SONY GM 00028166 Page 5 of 6 CONFIDENTIAL EFTA_OOI 36786 EFTA01671950 UBS Business Services Account April 2 Account name: ELLMAX, LLC Friendly account name. ELLMAX LLC Account number: Your Gnancial Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (contnueal Ouamn)r Cash Cah and Date Actiety Description euperior Fate yaw. enceivSue (1) amount (31 money balance (I) Apr 12 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -23 08 Apr 12 Withdrawal ACH WITHDRAWAL ADP Tax -752.27 Apr 12 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1,80812 63,431 35 Apr 17 Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -1,87500 61,55635 Apr 21 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -1500 61,541 35 Apr26 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -2308 Apr26 Withdrawal ACH WITHDRAWAL ADP Tax -752.28 Apr 26 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1,808 I I 58,957.88 Apr 27 Interest UBS BANK USA BUSINESS ACCOUNT 40 58,95828 Apr 28 dosing cash and money balance 658,958.28 Date Activity Description Amount (I) Money balance activities Mar 31 Balance forward 60.00 Apr 3 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 67,904 60 Apr 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04103/17 -1,874.86 Apr 7 Deport UBS BANK USA BUSINESS ACCOUNT AS OF 04/06r17 0.08 Apr I0 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/07(17 •I5.00 Apr 13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/12/17 -2,58147 Apr 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/17117 -1,875.00 Apr 24 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/21117 -15.00 Apr 27 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/2017 -2,58347 Apr 27 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS -58,957 88 ACCOUNT Apr 28 Closing UPS Bank USA Business Account S0.00 the u8S Bare USA gaminess Account is your pima, sweepoption Mar 31 Balance forward 667,904.60 Apr 3 Withdrawal UBS AG DEPOSIT ACCOUNT -67,904.60 Apr 27 Deposit UBS AG DEPOSIT ACCOUNT 58957.88 Apr 28 dosing UPS AG Deposit Account $58,957.88 The UBS AG Deposit Account is yow seconcLay sweep option GM 0002810,90 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00136787 EFTA01671951 Important information afoul off statement LOS Fronde Stokes he. (the Firm cc LES Frame her horn you no later than 60 days after the Firm UBS F«antral Sees me account protection • Produce Current atm' Investrnims seeking the Services), is a rrierribec a all principal security, cormodity sect seethe fist statement on which the ere or it K. Firm n a mcfrbei of 'Iv Sty, ries nws!il Protection generation of income ontr. and options exchanges. UBS Financial Sere« and LBS problem appeared. Corporation (SIN) which protects Secuntiel customers • tree Caste Aare ern: Investments seek ng Eta* USA are Sired sebsetaries of UBS AG and — Provide your rare and keno nurrber (4 ay). of its cambers up to $500,000 (nckailog $250,000 for growth of prime:al rather than the generalion of affiliates of U3S Securities U.C. The Finfis renal — Descrbe the error or the trader you are trete clams for cash) barer rehire eyed:ileum:a MOM& statement es milkle upon request. The Fern's executive about. and «plain as dead/ arm can why you ream «a www spa cop The SIPC asset protecto, • Produce Combination offtene and Caporal offices re a: believe it is an error or *try you need more lints apply to all accounts that you hold in a prtkular Appreciation: Investments snag both the ginner nfomution. CaPacty. of income and growth of pekoe UBS Fnnual Santos a — Provide the dolor root of the suspected error. The Fmn, together with <erten affiliates, has also 1200 Harbor Boulevard purdosedupplemmal entrance The roam Come ride profiles Weehawken. NJ 070136 The Fern or Cad Issuer MI investigate you' cookie* amount payable to all etigble clients. collects it under • Conservative. Seeks to maintain nee farm* with and will coned erg error prorrpttr. For alleged errors this protecton 6 1500 mIlKal as of December 10, 2016. Th6 Stateillent represents the ontr official record of you mob e;OBS Vase debit card transactors, I we tee low ark and volatility to the accost await even d Skied to the policy condtorm and lontaliOnS, cash at that means the ac ut does not generate sorticant LOS Fiancee Services Bawl, Other records, except more than 10 bud mess days to do this, we will credit the Fern 6 foster protected for up toll 9 miller en the official tax deserve, centainng corileing data should you account for the anent you the 6 Cl error, so that aggregate for all yen amounts held in a particular acme or returns and may not keep Pace with not be reload upon. l you believe there is an error or nf Leon you wi have the use of the money clang the tint it capacity. A fug copy of the policy wtede9 is melt* • Moderate. Wilirg to accept some risk to pekoe and mason, please report t irernedutely n Ming to the tees us to caveat or inmate:0hr upon repast. Branch Manager 01 the off Ke Strving you account. tolerate some volatility to seek hire ream. Please make all checks payable to the Fenn or the The SIPC prattler and the supplemental Pretax,' • Aggressive Wilco to acce pt high risk to «ape and Although all I gates shown re intended to be accurate, financial inetuton indicated on the front of this. both do not apply to: high volatilty to seek high rettsns over taw stalemmt data 'hook not be used for tax purposes. Rey statemem In addition to regular account les, accents • Certain financial assets cantrolkd by (ad ncluded • Insortmentagthtly Consedepret II selected. a seed an year-end to fmm, (6.e.. Form 1099, 5498, may be subject to mantenrice lees, charges for Late your account vise) bet held away Iron LBS Finance portion of the portfolio tor that accent may include 10425, etc ) when preplan.; your tax noun. The Frm payment for securities purchases rodcharges for urpaid Services (e.g., train 0) cash at UBS Br* USA, 00 COrre:47, straeeges, Heed loudly end greater required by law to report to the IRS al taxable dividends, amounts in cash accounts. Accounts that are transferred cash at 185 AG U.S. Dance** (ei) courant* «oars, volatilty reportable «Moir dodo* and taxable omit to other iNSIttutiOni easy be sleet to a trader fee. includrg variable empties. and (a) shares of mete end an seorties held egour account, net proceeds funds Owe such shares an registeed direct& in the Statement Irouteholdig" on sale transactions. and cost basis on certain covered UBS Swap Options name of the account holder an the books and rotted% We may consolidate all related account statements with securities. LBS offers aeons Ice smeang cash balances, balances of the tan or tramfe• agent); the safe kites, in the sane mere e 9 because to bet deposits at UBS Bar* USA and LBS AG Stamford • tweernent contracts Of nvestment interests (e.g., they have owners who alit maintain pen account C.ommirications with the Firm branch (Bark Sweep Programs). money market metal Imted pannershen and private placer/VMS) that are reatictishps web other clients ae the name access. • Please rood-dm an/oral convnunications in witting funds (Money funds) and the bitornational Deposit not registered rider the Securities Act of 1933; and you peeler to receive indodue statements mailed n to further protect your rights, ncluding your rights ACCCuill (C/4) for customers with an thterne rat • Commodues contracts (e g, (reign enthage and separate r raves. you may client hoottioldog by under the acuities Invest« Protection Act (SPA) Roan Management Account. llva4n the Be* precis metal center) roc Wog futures contracts (erg your Fannie *censor • If the tnanCtal inStitutiOn n the top let of the front Sweep Program, cash balances are swept to URS Bark USA up to an established lint ad then to LBS AG and (mPent•d4Y option cruxes. Friendly account name of this statement is not LBS Finance Seances. LBS The SIPC protection and the supplement* protection do finance Service carries you account as timing Stanford Bra-oh or Fund Deposes at LBS not apply to these asses even A they otherwise appear The Tandy account name is a customizable 'nickname' deer by arrangement with the educated estitution. Bank USA are TDK roared in accordant with CDC on yea statements. The SIPC protection and the chosen by you to assist yOU with your remixtreeerg It We stormed you of this relationship Men you auras Fee more Homan phase visit vim fdk gov. supplemental protean do not protect against changes has no legal effect on your account. You can change read this accaan. In this case, yen fonds and Deposits x LBS AG Stanford Branch and shares of in the market vase of yes alwilbnentS (whether as a your Friendly account mews, throucb Online Senates or securities re located at LBS Financial Services and not Money Finds are not inured by the FDIC result of market movement, issuer barkre.ptcy or by contacting your Financial Advisor. the introducing broker, aid you mist me. a report otherwise) of sty era ce cmissixt to bah f inns. lemur the DA, cash balances are swept to deposit Aocomtoverviaw • As descrbed in the account agreements, you net atoms at LDS AG New Yolk Branch and URS AG Dividend Raiewestnoret Program (DPP) • trabe of $or account/portfolio Net of assets and notify us of any forOn or had iwoleng cheds Come Branch. These deposits are not nsured by/ the The price reflected is at avatar peke. You may °Man reflected rye« statement within 30 dos alter it was FDIC Balances held at the LOS AG Cayman Bran(h re the actual price frcm you Financial Advisor OrO whole • Assets Includes eatable cash badanCeS, values for mailed ce rude salable. terrporritr exposed to the smear rile of the Cayman shares are purchased under DRIP, partial shares will be restricted Hourly (est ), and Global Tine DepOSits, • Please died cuttorner correolpots a ogres to the Islands, ad there is no guarantee of other oblgatir of sold and the cash wall be deposited et yea account. The urreakted marks to meet, and certain assets not held Ferns Client Relations Department a 201.3521699 LBS AG to repay the balances while co the MG Cayman dreiciand reirostment peke suppliedbra hear may byte Fein Does not inclak unprked mourn caresses or tolleree at 1300-354-9101 8.00 A IA. to 600 P.M. Branch's books deer Iron the note price at wench the pate shires at the end of the vex and current statement periods. or ET Mondry through Friday, or in «keg to UFA re sold private investments, unrested stock options and Force Services Inc. Cart in Deposits a UM Bark USA and each UM AG Brat are coagulable stock cars P.O. Sax 766 LI-On City, NJ 07087 not protected by SIPC Money Fund shares re protected Cadrimlieu • tiabents Includes debit balances, outstanding margin • Al statements shall be deemed comarte ad accurate by SIPC See 'LOS Fnaxial Seances Account Protectoon' On tole units envy be held in ye. accent you re loam, credit Ine, short account balances if not objected ton waling within 60 days below miffed to a partial unit as a result of a diced.nd paymmt • Cathirmemy theme Total of uninvested available • For TTY services Call 844-61209N or from outside or otherwise. the Fern wi ether sell partial ants x cash balances, plus deposit balances a UBS B8* USA, the US: Call 201-3524495 Urn pia reCpaill, heroes in the Bak Sweep mikes Pfc. Or accept an SWUM bummed by a Les AG Li s. Branches rid money market mutual fund Program or CA may be wedamt and shares of a •egistered deem() a)ency. and your account. sweep balance* at the close of the statement period. • In case of emors or questions about an electronic Money Find may be liquidated, and the proceeds hods Unify (EFT), 611m/rent or LOS Vise debit Ncnoceerrolty free credit balances in your account re retuned to you « your secular, account Innetment objectival not segregated from other balances and the Finn may cad transactor* call POO-762.100Z or write to UBS Frokal Services Inc.. 1000 Harbor Bed., 6th floor, The reestrite objectives and risk profile se SpeCIC to use any of these fire in the ordinary cotrse of its further ilomeon abort available sweep Options, each account and may vary between your accounts. business. These luniS sit payable upon yea demand. Wethsertert NJ 07086, Alin: RMNBSA Seances. including curent interest rates and yak* es available at Please km the Fer prompt& n envy of my This total a included in the current period clang vatt wine ubs.canisweepyeelds, from you F recce *censor • I C rt change n your Muncie skater or Cal or write as son as you can, if you the. you or by callrg 800.762.1000. statement or recept s wrong « 1 you need more rnestrrwm objectives Foe each account held, you itcantkin gat a transfer on the statement or choose not the following inmstrrent obectims: receipt. The Fern of Card ISSUer (as applicable) mast SDNY_GM_00026168 CONFIDENTIAL EFTA _N1136788 EFTA01671952 Iniportaut Intirrumation about your statement (continued) Landitsi Sarmatian belie.e to be relible, but we do not gars« thew — DPP and misted REIT securities are not listed en a to imestment trust wits to or dims, we andet Far detailed information en the Fim's leafing practices acosacy national acuities exchange, and are generally ou affiliate receive covenr dying compensation and disclosures. refer toy ut Client *Wrathy - We generally use the closing pric• when available or avoid and event they can be sad. the price frail nary of the insurance cemparies unkiniting Ointment or Account Agawam arid the General the mew of the bid and ask aces for listed received may be less than the per share estimated the amuty contracts, affiliates of the irenranc• Term andCantons U35 Statement of Credit Practices securities and options or only bid aces for OTC valve wended in the account statement. clomPanes or sponsors of the unit investment trusts available n Antrum and Clachasurts at we dartutt raw hiss roesfammintnYabvires. - Less aeon* traded snares maybe priced wog a • Restricted securities Restricted sautes generally — affiliates also receive trading cornwssions rid valuation model or the most recent vice we re not currently eligble for plAik sale. LOTS Financial other ccupermation from mutual funk and mane Your wets oblaned and may not reflect an actual market price Services uses the matt* price of the treestricted stock mutants whose products we Moine YOUr statement itemizes 'azurites and other assets heed or vakie of the same issuer as an mated value for the — We receive NI nue fee from 1.85 Bark USA and ri the account al the end of the statement period You - (Wan positions may properwithat a price aid restricted stock for purposes of this StarWrient Or/ TO UBS AG Stretford Branch of up to 175 per account may at for dawn of fulk pad securities at sty tine. will show as 'peke was not eatable weare the extent that restricted securer's re elgble foe sale, sweepng to the bat alder the LEIS Bak Sweep You may acne sec sties wed as ban ceisteral after to obtain a price for a security the yaw rutted may be substantially less than the Programs paying any balance ate on than Any securities - Deposits or securit.es denominated in currencies muted vale shown. handiest:Ito the Fern eking the statement period age other than U.S. dollars re reflected at the exchange Activity bled at nuke yak* as of the end of the easterner* rate as of the statement date. • Eat. (estimated) income, went yields and rates. trlormabon ',giant) commissions and other charges period. - For certan secirties trading in I-m.o.:cifarming An eltmate of ritual son* is bard C41 current incurred it connection with the execution of trades. • Cort basis. In der-sing the cost base of the dencemann, price and quantity dace vale) may &Wend rd merest rates, assuming the secures will 41CIcing cow transachens has been nclided on securities included this statement. where r6csted have been adµted to f acetate proper valuation. be held for one year from statement date or cria Centrmatra prev susly lunched to you, aid will be wish the nearby I.• LOTS F manual Senseshue relied To abut, anent quotations, when available, contact many This estivate is only a guideline, accuracy provided to you pr.:only an request on ithennation chtsined from scythes other thanLAS yotr Feuncial Advisor. and contnued income ate not guaranteed Marna Services, *lading ntamation from another — Estimated anal income arid current yield for Short selling Inn a due may have provided to you Financial • Private investments and anactwed products. certain. lows of secnies could incl.-deafen/II of V you re engaged in that Wing a security. you may Advisor. The Firm does not ildepenciently wily a Private known securities Snaring drui princoal or capital gars n wench case the est ncur a charge des to certain [cawing costs fa that guarantee the accuracy or validly of any riarnatial partkipaum program shear estate nominee trust Mom. (and own yield) would be overstated. particular storey. provided by sources Wier than US$ Fnancal Semites securities) and stntchred products are general,/ honk — Estimated anal nose and cured yield and the acklint although LES Menai Services wooly MOM Celan struchad products have not been actual an and yield mgt be lower cc legvir Open orders textiles the infamnion mite received the inn registered with the Secants and Exchange than the estimated amounts Rtgrolna open a -gxcktiacarxelksl* eiders that does not provide ary assaances that the nicestion Cm-mission or axle, any state setureeraws We — An estimate of amualired ncon (dividend ardor were not executed by the statement date, open buy and under 'Cost lase and -Urreakted gailbse is provide est mated vales for ante iwestment interest) divvied by the curvet mate sell stop orders are reduced by the amount of dividends accurate as of the date of this statement. As such securities and structured products for Wormaticnal vaxisrerage balance is based on the last doidend a rights on an ex.dreklends or nuns date unkre Wow do rot rek at the intormatian to make pwposes onk. Accuracy s not greened a interest payment made by the issuer and mingled otherwise by Wu. You are responsble for purchase s sale deceit, for tax pupa's or — These vales may differ substantalk !fon prices, if assumes the seortinckiposits will be held for me orders the re executed due to your lease to cancel otherwise. Accosts trandemd to the aim nay any, at which a private nitistownt security or yea torn the statemert date or until maturity. eestng open orders reflect gait loss idarnatim only for the period of structured product may be bought a sold and do Accuracy and continued weld are not guaranteed. time they se held at the Firm. More Worn! not necessarily represent the value you may receive Privacy ithermoon can be added by your Franca Advisor. upon lepaidaton. • Asset, not held by UBS Financial Services. Certain To obtan a copy of ea current Client Privacy bisect, — third party estimates ol take re as o! a Certain assets are rot held by the pans and not within the pease contact yea Mama' Adviser or veil ou websae • Unrealized gaily/Iowa. When data is available, date and re applied to LOTS Financial Sewn en a Firm's possession a control These Malts a* o Y 'Eno (At rnenlernagyeeln. estimated wreaked gardlosses re cakulated for recut, basis by an slepeoski rt valuation hen displryed emote statement for informational — US5 Financial Services is not a bank. The AMA Cuteness ndwidual ucuity lots. The transaction data for — Soh general partnes a sponsor estimated ya ws. PaPOSes only. Positions arid vale es presented are Services Account BSA and AMA art brokerage individual lots may a may not reflect corrminiens. ay, re applied to the Fim by the ewe, Provided by the issuing (inn UBS Financial Services is accounts ninth provide access tobring services and charges ardor stonyFerganaion events generalPain a sponsor and relay be calculated not respcnsble Ice this it ormatOrk ad does not products throun wangernents with Ablated bales Dividend and other 'tamest* lots and systematic based en different information from that used by guarantee its aCCurafy. These Meta are not protected ad other *tap" baths and provides access to purchase bas re each canbined to display one third parlits to deity Thee Wowed values. by SIPC a the Fern's suothemental Slit cow.age mune and suety products awed by unaffiliated averaged kit. The 'Trade date earn presents the — You can obtain additional nfamation regarding thrdparty nuance companies througi insurance capital transaction trade date. the methodology used to determine the estimate of • Revenue sharing end additional compiwastion. agency stud:win of LEG Financial Services tic yaw and the date of the ricemaecn that is the - e. addition to carrresons en salts and 12b-1 foes - Stuns nsuranst and arnuity products • Callable securities Bonds and preferred stock that bass for the estimate by corvette-is your Financial received n correction wch the diStrbut/On of mutual — Not FDIC insured • No bank guarantee. May lose vale the issuer calk fa early redernaion wil be selected Advisor hods !Oar cents we anchor cu affiliate receive — AMA. Resource Management Account, Business imanialy by lot Iran among ail secant ies of that — Dudpanty ntmated vaktes may bee reflected as revenue sharing parents Iran denizen and a Strikes Account BSA, IRMA and international Resour« issue he in ow mare a it nominee name fa ow 'Not piked' n several situation': when an schism of the mutual finds that we sell These Management Accost are registered service muds of clients. Call fern information is Mined from chid twdeperxhra mantas fen has not swipled a amounts are based an Iwo dff trent acipments: UBS Financial Services Inc parties rid its accuracy is rot guararteal. Other call unite to assign a +aka +ohm we become awn the rant of sales by 1.85 of a pankWar mutual — VISA is a registered trademark owned by Visa features may exist which could affect yield (ankle that a material event has tamed that may all a fund family to as dents; and (i0 the asset value a a Internacional Service Assoc iron and used tsar ricanatin will be provided upon request Folvardy repated value into garden, a when a Particular mutual fund famiVs shares held al the kerne. The UBS Visa credt cards and the UBS visa yaw would be hug* speculative due to the nature firm. debit cards aro issued by MBank USA with • Certificates of deposit (CDs). CDs se IOC tend of the wittily. — We and as affiliate also reset. new:clung ad permission from visa U SA Incorporated All other up to S290.000 n prixipal aid accrued interest per — When nether an esuer, general palritc or worn antis processing fees m cornea:cans,.I« transfer trademarks, registered oedemata. service mans and depositor and per depository institution, n accordance estimated value nor a third-party estmated vale 6 agent services that we sonde to the mutual funds registered service mats are of their respective with FDIC rubs. Fronded the vale of the security will be &leant These lees generally re paid from investor assets companies. from its purchase pike. the mutual fund and art a find dolt amount based • Pricalvabe Prices clanyal for secuan and °thew — • Distrtuticris to date' may ncbde return of on the number of accords at the brokewdedkr products may be higtwr or lower than the price that capital, some or both. holder; mutual lands of that fad lardy. you would Mtual& recewe in the market Prices are — 'Original unit we represents the teal offering — es Welton to carmssons received in connection obtaned from vane third party sources which we price per unit and may not refled you cost base with the sale or distrbutkin of am...ay contracts and 115 Financial Services Inc Rev. 201703 SONY_GM_00026169 CONFIDENTIAL EFTA 00136789 EFTA01671953 UBS Financial Services Inc UBS Private Wealth Management 299 Park Avenue 25th Floor Business Services Account New York NY 10171-0302 May 2017 Account name: ELLMAX, LLC Friendly account name: EaMAY LLC Account number: Your Financial Advisor: SCOTT STAC. MANLY LE CASK EL PV Questions about your statement? Call your Financial Advisor or tke Value of your account Resourceline a on April 28 (1) on May 31 (1) account Your assets 58,958 28 50,011 76 whit our websion: Your liabilities 0 00 0 00 vvvinv ubs coral financialservices Value of your account $58,958.28 $50,011.76 Items for your attention Help protect ycorself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www annualcreditrepon corn. Tracking the value of your account during 2017 Van* of yo.s account S Thc,u:_inct at year end 2016 196225 08 Net deposits aid withdrawals -14621632 Your Ovtitifierit return. Dividend and interest income 13.00 Change in market value 10 CO Value of your accotrt on May 31. 2017 $50.011.76 Dec 2014 Dec 2015 Dec 2016 /6,12017 May 2017 SDNY GM 00028170 Member SIPC ►age 1 of 6 CONFIDENTIAL EFTA 00136790 EFTA01671954 Account name: UBS Business Services Account May 201 7 Friendly account name• Account number: Your Ignandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 31 (S) your account 50,011 76 • Cash and money balances may include A Cash and money balances 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 000 0.00% Total assets 550,011.76 100.00% A Value of your account $50,011.76 Eye on the markets Percentage change Index May 2017 year to date S&P 500 1.41% 866% Russell 3000 1.02% 796% MSC I - Europe, Australia & Far East 3.81% 14.40% Barclays Capital U.S. Aggregate Bond Index 0.77% 2 38% Interest rates on May 31, 2017 3-month Treasury bills: 0.97% One-month LIBOR: 1.06% _GM_000261/l19° 2 of 6 CONFIDENTIAL EFTA J10136791 EFTA01671955 Business Services Account Account name: EWMAX, LLC Your Knancial Advisor. 41D UBS May 2017 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANfLYLE CASRIEL Change in the value of your account Cash activity summary may 2017 (s) Year to date (S) See ACCOunt aCtioty this month for Beta Is Balances in your Sweep Options at included in the opening and closing bilianCeS value. FDIC insurance 4aPfes only to &po➢h at UBS Bank USA, not to deposits at Des AG, Stamford Branch or bar& deposits paced through the USSInternationd Deposit Account program sec Opening account value $58,958.28 $96,225.08 protection applies to money matt sweep fund Mc:ergs but not bank deposits. See ImpeXtant entoanition .about your statement on the last two pages d this document for details Withdrawals and fees, ricluding investments transferred May 2017 (1) Year to date (S) out -8,946 94 -46,216.32 Opening balances $58,958.28 $96,225.08 Dividend and interest income 0 42 3.00 Additions Closing account value $50,011.76 $50,011.76 Dividend and interest income 0.42 3.00 Total additions $0.42 $3.00 Dividend and interest income earned Subtractions FOI purposes of lhs statement, tactility of interest art 0ntderet Income hat been determined from a MS Checks and bill payments -8,946.94 -38,686.62 fat rePating Perspective Batted upon the residence of the account hdder. account type, or product type, some interest andor dvdend payments may not be subject to United States (VA arida Puerto Rico (PR) Other funds debited 0.00 -7,529.70 income taxes The dent moms ay statement is not intended to be used and cannot be relied upon for to purposes. clients should refer to the applcatde tat reposing forms they receive Iran UBS annualy, such as Total subtractions -$8,946.94 -$46,216.32 the forms 1099 and the forms 480, for tat reporting information it is the practice of OBS to file the er°Scat* to reporting forms with the US Internal Revenue Semce and PR Treasury Department and to Net cash flow -$8,946.52 -$46,213.32 such fount accurately classify dviCends soda interest aslax exempt Or tamable income. Please Onsult your indadual tat prepare(. Closing balances $50,011.76 $50,011.76 May 2017 (S) war to date (S) Taxable interest 042 291 UBS Bank USA Business Account APY Total current year $0.42 $2.91 Interest period Apr 7 - May 4 Prior year adjustment 0.00 0.09 Opening UBS Bank USA Business balance Apr 7 $66,029 82 Total dividend & interest S0.42 $3.00 Closing UBS Bank USA BLainess balance May 4 157,083 44 Number of days in merest period 28 Average daily balance 153,159 08 hterest earned SO 48 Annual percentage yeld earned 0 01% SDNY GM 00026172 Page 3 of 6 CONFIDENTIAL EFTA_00136792 EFTA01671956 *UBS Business Services Account May 2017 Account name: Friendly account name: Account number: Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL UBS AG Deposit Account APY Interest period Apr 7 - May 4 Opening UBS AG Deposit balance Apr 7 $0.00 Closing UBS AG Deposit balance May 4 woo Number of days in interest period 28 Average daily balance $8,422.55 Merest earned $0.08 Annual percentage yield earned 0 01% Your investment objectives: You have identified the ((Mowing investment objectives for this account If you have quesoons about these objectives, disagree with then', or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment el /9 ibi ty COnS'iderat,co • None Selected Your account instructions • Vow account cost basis defa., • ng method is RFO, First In, First Out. Y_GM_00026194114 4 of 6 CONFIDENTIAL EFTA_00136793 EFTA01671957 Business Services Account Account name: ELLMAX, LLC Your Nnancial Advisor 441UBS May 201 Friendly account name:ELLMAX LLC Account number: SCOTT STACK MANLYLE CASRIEL Your assets Some pun, income and current yaws shown may a appoxirnale Asa result, gains and losses may not be accurately reflected. See Important information about you( statement at the end of this document to. 'Mit trifocal:100M Cash Cash and money balances Cashew' money balances may Ind ode avalable cash balances, lies Bank USA deposit account balances, UBS AG Stamford Branch deposit accoum balaxes and money market mutual fund sweep baances UBS Bank USA deposit account babies are insured by the FDIC vaINn applicable Imits. but are not protected by 9PC UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 9K Money market sweep baances are protected by SiPC but are not insured by the FDIC See the IMPOITint information about your gatemen< at the endot this docurneM fp deters about nose balances Openng bdance Closing blance Price per share Awrage D , dendInterest Da/1 in Htldng act Mal 1 (5) on May 31 (S) on May 31 IS) rate period period Cash 0 40 0.26 WS AG DEPOSIT ACCOUNT 58,957 88 50,011 50 Total 858,958.78 $50,011.76 Your total assets Percentage of Cost Estimated Unrealized Yalue on may 31 (S) your account oasis (s) annual income (5) gam or loss (I) Cash Cash and money balances 50,011.76 100.00% 50,011.76 Total $50,011.76 100.00% $50,011.76 Account activity this month for not information about the prkelvalue shown for restricted seCuntits, see Important intotmalon about Your Ouantays Cash Cash and Dale Artery Description erpense code Face value pnceivalue (S) amount (S) money balance (I) Apr 28 Cash and money balance $58,95828 May I Withdrawal ACH TO Bnan Yurasits AT CAPITAL ONE, NA -1,87500 May I Interest U8S AG DEPOSIT ACCOUNT 08 57,083 36 May 5 Interest UBS BANK USA BUSINESS ACCOUNT A5 OF 0904/17 08 May 5 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -1500 57,068 44 continued next page SONY GM 00028174 ►age 5 of 6 CONFIDENTIAL EFTA_OOI 36794 EFTA01671958 *UBS Account name: ELLMAX, U.0 Business Services Account Your Snancial Advisor. Friendly account nam.: ELLMAX LLC SCOTT STACK MANLYLE CASRIEL May 2017 Account number: Account activity this month (continued) r C•ur Quantity.' Cash Cash and Date Artery Description expense cc. race race enceivSue (S) amount (SI money balance (5) May 10 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -2308 May 10 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1808 12 May 10 Withdrawal ACH WITHDRAWAL ADP Tax -752.27 54,484 97 May 15 Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -1,87500 52609 97 May 19 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -1500 52,594 97 May24 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -2308 May24 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1,808 13 May 24 Withdrawal ACH WITHDRAWAL ADP Tax -752.26 50,011.50 May 25 Interest UBS BANK USA BUSINESS ACCOUNT .26 50,011.76 May31 dosing cash and money balance 850011.76 Date Activity Description Amount IS) Money balance activities Apr 28 Balance forward 80.00 May I Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 58,957 88 May 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0901117 -1,874.52 May 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 0904/ I? 0.08 May 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 090917 -15.00 May I 1 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0910'17 -2,583.47 May 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 091917 - 1,87 500 May 22 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/19/17 -1500 May 25 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS OF 0924/17 -2,583 47 May 25 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS -50,011 50 ACCOUNT May31 Closing UBS Bank USA Business Account 80.00 The UBS Bare USA 8usness Account is your pnmay sweep option Apr 28 Balance forward 858,957.88 May I Withdrawal UBS AG DEPOSIT ACCOUNT -58,957 88 May 25 Deposit UBS AG DEPOSIT ACCOUNT 50011.50 May31 dosing UBS AG Deposit Account 550,011.50 The UBS AG Deposit Account is you seconday sweep option Y_GM_000261969. 6 of 6 of statement for account num CONFIDENTIAL EFTA_00136795 EFTA01671959 Important information about .\ our statement LOS Ennui Stevie% hc. (the Femor LES Pommel her Iron you no later than 60 days alter the Fern UBSFMancial Services account protraction • Produce Current Income: Investoren% seeking the StmeCeS), is a merrier of all principal security, commodity sere you the fist gatemen on which the error a The Fern e a member of the Sees ides Investor Protection generation of income only. and options exchanges. UBS Financial Sences and LEES problem creed. Corporation (sec. which protects %aunt« (vitamin • Achim Capra1Apple( anon: Investments seeking Bask USA are norm sobriaries of UBS AG and — Provide your run and account nurrber (4 ay). of its merbal up to $500,000 enduring $250,000 for growth of prixCal rather than the generation of affiliates of 165 Secure:n11C. The Fm's Initial — Desert* the error or the transfer you are oasise clams for cash) Diplyrory Paha available upon MOM. statemmt n availing upon request. The Fim's trout« about. and oplain as clean" as wou can why you regain or at wow spa mg The SIPC asset protection • ProduceCombine/on of Income and Caporal offices re a: believe it is an error or why you need more lints apply to all accounts that you hold in a particular Appreciation: Inwstrnints seeking both lee generation nfomasten. capacity. of interne and growth of oixfoal. UBS Fna-coal Services M. — Provide the dolor amount of the suspected error. The fen\ together with certain affokates, has also 1200 Harbor Boulevard purdoseduppleminalirStralla The maiimam Overall rift profiles Weehawken, NJ 07086 The Fen or Cad Issuer viol investigate you corrialint arrant payable to all eligble clients. collectively under • Come/van. Seeks to maintain ortul fairepal with and will coned my error pimply. For alleged errors this protection 6 1500 mlbsc as of December 10, 2016. Th6 Statf•neoit represents the only official record of you mots gOBS Vitae debit card transactions, Awe tee low ark and «Wiley to the account overall even if %beat to the policy ocreleions and Imeations, cash at that mean thew ut does not generate Serf lard Les FeUrKiel Serv(es bawl. Other records, except more than 10 bus new days to do this, we will credit the Fern 6 further protected for up to nallim on the official tax downer«, cottoning conflicting data should your /coon for the snout* you think es in error, so the aggregate for all you accounts held n a particular incorrect* renews and may not keep pate with not be relied upon. k you believe there is an error or Olsten you wi have the use of the money pang the time it capably. A lull copy of the POKY wording is rear* • Moderate. Wiling to accept some nsk to oixpal and unisser\ please report it Ornectiately it «Ong to the tees us to complete our inwstgation uPCO fewest. Branch MINX,' ol the off Kt *(wO; you )(Count tolerate some wratility to seek higher reins. Plectra". all checks payable to the Fon or the The SIPC protection and the supplemental Protection • Aggress'''. Wiling to accept high risk to once and Although all bares shown are intended to be actuate, financial noniron rodeatt0 on the front of this both do not apply to: high «lathy to seek high retains over tone stalemmt data should not be used for ten purposes. Rey statement In addrtion to regular account lees, accounts • Certain !nodal assets controlled by (and ocluded • Pasant Elva" COrtikleafim, It seeded, a scale on year-end to forms. (i.e.. Fond 1099, 5498, may be subject to maoternance lees, chrges for late you account rake) but held away from LBS Financial porton of the portfolio to that account may include 10475. etc ) when propering year tax stun. The Frm perm, for securities gallon rid charges fee urpaid Semites (e.g., <man (0 cash at UBS ant USA, 60 carp/ex 'Beteg«, limited ruddy and greater requied by taw to report to the IRS al taxable dividends, rants in cash accounts. Accounts that are transferred cash at LBS AG U S. Branches, (cat) insurance crochets, volatilty reportable rxrutzuble dada* and taxable stmt to other Mistitulioni may be subject to a transfer fee. ncludng sale amities, and (W) than of maul eared on securities held is you account, net proceeds funds where such shares are rogisteeddrecty in the Statement Theutehelding- on sale transaction and cost bases on certain covered LBS Swoop Options nano of ten account holder on the backs and records We may consolidate all related account statements with securities. UBS offers options Ice sweeping cash balances, balances of the ISSUR or transfer agentk the sane adtress in the sane envelope, e g because to bark deposits at OBS Bar* USA and UBS AG Stamford • Irmesummt carets or investment Mimesis (e.g., they have owners who also maintain pen account Comromicatione with Ow Pim branch (Hark Sweep Programs), rnoney market mutual liner pannershins and private placements) that are reaternhas weh other clients at the sane octets, 4 • Please reuseVT ant oral communications in venting funds (Matey runs) and the notomational Deposit not registered coder the Secuities Act of 1933; ad you prefer to rect« ondoodun statements mailed n to further protect you (Opts, nclang you rights Account (DA) for customers rah an International • Commode« contracts (e 9, foreign erhange and separate em nvimores. you may decline horseholtortg by under the Weal es ammo Protection Act (SPA) ansasco Management Account Through the Bark prams metal contracts), orockideq futures contracts calling you Financial Advisor. • If the frontal nsteution on the top let of the front Sweep Program, cash balances are swept to UBS Bark and tonTrid4Y option contracts. of this statement is not LeTh Financial Semites. LBS USA up to as established lint and then to LBS AG The SIPC protection and the supplenerer protection do Friendly account name Enloe Seven twits you account as clewing Stamford Beach or a Money Fwd Deposits at U8S rot ape* to these assets even A they otherwise appear The Fnendly xreunt mane is a customizable • nickname • ticker by arrangement with the edicated ateution. Bank USA are FDK raced in accordance with FDK on soar statements. the SIPC protection rid the chosen by you to assist you with you' reariteePert It We informed you of this relationship when you Nis For more dooms alel phase vise worm fde got Appleton's' protection do not protect again charges has no legal erred on you- account. You can change opened this acorn. In this caw, yea funds and Deposits a UBS AG Stamford Branch and shares ol in the market yaw of yon 'thermion« (whether as a yore Friendly account manes, throup Orene Sera« or securities re located at LBS Financial Services end not Money Funds are not rand by the FDIC resuk of mate movement, issuer barkruptcy or by °treacles; your Financial Advisor. the istrodeig broker, and you must make a report otherwise) of my error a omission to both fins. Mout the IDA, cash balances are swept to deposit Account. coverviaw • As described in the account agreements, you mast moons at LOS AG Now Yolk Branch and LBS AG Dividend Raiewitstmont Program (DPP) • Yak* of tour accountaordoba Net of assets and notify us of any errors a had invoking checks Carman Branch. These deposits are not Osured by the The pace reflected is an average peke You may dean labor« reflected on you statement within 30 drys alter it was FDK Balances heel at the UK AG C «man Branch are the actual price from year Financial Acknor Only whole • Assets l'ockeles available cash balances. values for mailed a made salable. terrporariy exposed to the sovereign rek of the Cayman shares are purchased under DRIP, partial shares will be restricted savory (est ), and Global Tome Demouts. • Please dyed customer corrplorts a inquiies to the Islands, and there is no guarantee or other obligation of sold and the cash MI be deposited ni MS account. The urreakred maks to motet, and cellars assets not held Firm's Client Relations Department a 201.352.1699 LOS AG to repay the balances while co the U8S. Cayman dmidend reirmestment price supplied by the issuer may by Ole Fern Does not ext.& unprKed securd el assets or toll-free at 1300-354-9103. 8'.00 A M. to 600 P.M. Branch's books defer Morn the make price at which the penal shires at the end of the pea and current stateroom periods, or ET Monday Inc Friday, or in writing tOUBS are sold prate investments, unrested stock options and Frontal Services Inc , (lent Relations Depannent Deposits a UM Bark USA and tad' UM AG Branch ate turnable stork cocas P.O. Sax 766 Urn City, w 07087. not protected by SIPC Money fad shares are protected OISIVi/V1111 • bran« Includes debt balances, outstanding mangro • Al statements shall be deemed comp«e and acute by SIPC See 'OBS Financial Services Account Protatoon' Only whole uncs ona be held in your accoat you we barn, credit Ins, short account balances if not *Kited to ri writing withon 60 dins below trailed to a partial unit as a result of a dividend paymmt • Cash/many balancer. Total of uninvested north • Foe TTY seats Call 844-611-0986 or from outs.* or otherwise. the Fern wi ether sell partial irks x cash balances, plus deposit balances at UBS Bak USA, the US : Call 201-3521495 Urn you request, balances it the Bulk Sweep market pmt or accept an rani detemned by a U85 AG U S. Branches rod money market mutual fund Programs or DA may be weeknawn\ and shares of a registered drank agency. and credit you account. sweep balance, al the close of the statement period. • In case of wors or questions about an eiesl•CMK Morey Fund may be liquidated and the proceeds funds transfer (EFT), bill payment or (BS Visa° debit Noaccorrolty free credit balances in your account re retuned to you or yotr scant« account Innetrnant objectival not segregated from other balances and the Fan may cad transaction call 806762.1000, or mire to LBS Fe-uncut Services Inc.. 1000 Harbol31«, 6th floor, The investment objectives and rok profile are Spec& to use any of these funds n the ordinary coarse of is further information rout available Sweep Orions, each account and may vat' between your accounts. busnens. These lulls are payable upon your demand. Weehsthen, NJ 07086, Ann: RMNBSA Senres. ockering cumin interest rates and yields, os available at Please advise [beim prompt/yowler, of am This total is nolided it the curer% period doing value mina alos.confsweepmekK from you F preexist Advisor significant change in your Nome situation or Cal or write a sect' as you can. eau the* you or by calling 800.762'1000. statement a rattle s wrong or d you need more orestment obsectmes Foe each account held, you rolconakin rout a transfer on the statement or chOose cc* of the followng inrestnont °bean«. receipt. The Frm or Card ISSUer applicable) oast SDNY_GM_00026176 CONFIDENTIAL EFTA (X)1367%T EFTA01671960 Important information about your statement (continued) Landing idannation believe to be reliable, but we do not gamut thee — DPP and wasted REIT securities are not listed co a to ornestinent trust wits to as clients, we rods For detailed iiformation can the Fern's Itioarg practices acosacy national acuities exchange, and se genetany our if knee receive reveres doing canniest:on and disclosures. refer to yes Clint Rebewthip - We generally use the closing Pee when available or amid and even r they can be sob. the price from many of the essence candames skinning Agreement or Account Agreernen and the General the mean of the bd and ad' MKS for had received may be less than the per share estimated the awury contacts, affiliates of the irdureilC• Terms and Ca-Shoes. UBS Statelier* of Credit Dicky worth and options Of only bid prices for OTC value provided n the account statement ton-9mm or sponsors of the unit investment trusts ayaiabk n Agreement and Oath:um at sectaries. at dense rm. Wit rontlan-reatnezbeffee. - Less Edney traded skint*, my be piked useg a • Restricad securities Restricted secuit es gentrify — Our affiliates also receive trading commissions and valuation model or the most went vice we are rot currently eligble for public sale. LES Sensate! other compensation from mutual funds and nuance Your mete obtained and may not reflect an actual market peke Services uses the ma net price of the wrestricted stock careens whose products we drInbute Your statement itemizes 'azurites and other assets held or vale of the same 69Jef as 1n rllputed value fce the — We teethe an gruel fee from LBS Bank USA and ri the account al the eed of the statement period. You - (Man positions may upper withaA a prce and restricted stock for purposes of the statement ore/ TO UBS AG Suertord Branch of up to $75 per account may a* for *hey el fuly pad securities at any tine. will show as 'peke was not astable' if we pre the anent that restricted securities re *baba foe sale, sweeping to the Psis under the LIOIS Ben Sweep You may receive servnties used as ban colateral alter unite to obtan a price for a security the value received may be substacrially less tai the Programs paying any balance die on them Any securities - Deposits or securit.es dencomated in currencies myteed value shown. trammed to the Fern clung the statement period age other than U.S. dollars av reflected at the exchange Activity listed at market vabe as of the end of the statement rate as of the statement date. • Est. (estimated) income, went yields and rates. Man itOrl repricing commissions and other charges period. - For certain sectaries tracing in ron.ecofamine An estimate of yowl income is baud co current incurred et comedian with the execution of trades. • Cart basis. In dettanning the cost baps of the dencennatom, price and quantity (face vats) may dnidend ad interest rates, assume, the secures rill teeIcing cow transactims has been exlided secuities Untitled n the statement, where inckated have been adµted to lacerate proper valuation. he held for one year from statement date or snot COnfirrnatiOr6 prevously lunched to you, aid yid be with the nearby ' I.' IBS F manes' Services his relied To oblate current quotations, when avertable, contact nasty This estimate is only a gadelne, acosacy plaided to you pimply on request. on nfoonatko obtained from maces other thanLES your Fkurcul Advisor. and contnued income are not guaranteed Foamed Strokes, inducing ofsmall's trim another — Estimated anal acme and current yield for Short selling Inn Pm you may have provided to you Firvencial • Private investments and Matured products. certain types of secures could iodide a resin of V you re engaged in sham selling a security. you may Advisor. The Fern does not independently very ee Private irrearrent scurries (mixing drect princoal or capital gains n *rich case the est ncur a charge due to certain Daman) costs for that guarantee the accuracy or valiaty of any eionnation park:pans Mogan »Veal estate nvestrette trust income (and anent yield) would be overstated. pan cutv witty. provided by sources Wier than UBS narks' Seraces securities) and structured products are gmeraty light' — (striated aortal name and tureen yield and the acklthart although IBS Fnaxial Services general/ Algid Chan structured products have not been actual an ad yield midst be lower cc higher Open orders updates the infamaton as it is received. the Fern registered with the Sonnies ad End swat than the estimated moans Regsdng open or Igoodalcancelled* orders that does not provide are assurances that the Moonsco Caimission or urger any state securities LIM We — An estimate of amualired some (dividend ardor were not executed by the steamed date, open buy aid under "Cost basis' and 'Wreaked gen bss is provide est mated values for private irwestmeM meant) divvied by the current menet sell stop ceders are reduced by the rase or dividends accurate as of the date of this statement. As sash securities and strudured products for noemannal vasiartrage balance 6 based on the last dividend a mitts on an emdtriands ce exit is date unless Meow do rot rrean the normatim to make purposes ony. Accuracy s not goateed. a rend payment made by the issuer and instructed °There'd< by you. You are refliOnSble for purchase or sale denions, foe ty purposes or — These vales may differ substantaly from prices, if assumes the secirtieecksposits will be held for one cram that re executed due to your leave to cancel otherwise. Ascents tramstened to the Firm may any. at which a private megrim* security or yes from the statement date or until maturity. eceeng open «dee, reflect gen ilamation only for the period of simpered eroded may be bought or sold ad do Accuracy rd conned yield se not pare-reed. tine they se held at the Firm. More hotoncal not necessarily represent the value you may receive Privacy Hanson can be added by your Formal Advisor. upon liciadaton. • Anita not held by UBS Franc' Services. Cenain To obtan a copy of cur current Client Privacy Rake, — Thirdprey estimates ol was seas of a chain assets are not held by the Fern arid not within the please contact your f nancal Advisor or vise 040 mixes • Unrealized gainalloaes. When data is available, date and re applied to LBS inane:al Sevres co a Fin's possession a control These Mats are at y.S.Wht rreitotaterantry. enervated urrealked gairilosses re cakulated for recut. basis by an depeouleevaluskin fern displayed maze stattenere for informational — IBS Palatial Services is not a bank. The RMA, Busies ednidual sectary Ms The transaction data for — has general pediment:cow enervated miss. purposes only. Positions and yak*, Presented are Services Account BSA ad RMA are brokerage rdnidual be, may or may not ref het commissions. any, se supplied to the Fim by the issuer, Provided by the own? fins UBS Financial Services is accosts Mkt, proade access to bank ng services end charges ado security Kpgniaion rvents general Penner re sponsor and may be cakulated not respensble fee this 'Hormel Ork and does not products through snowmen% with a f bend bans Dividend and other rerwestment loss and systematic based on different information from that used by guarantee its accuracy. These assets are nee protected ad other thick," bat and provides access to purchase bits se each combined to display one thed partin to (*nether Mowed sabres. by Slit a the Fern's supplemental Slit towage mane and annuity products issued by unaffiliated averaged lot. The 'Trade date' colso presents the — You can cbtan additional oh:ovation regardeg third-arty man companies throucin Morris original transaction trade date. the methodology used to detente ten estimate of • Review* shying and additional compensation. agency subsidisers of LBS Financial Services tic vats rid the date of to Hermann that es the - h addition to carrnssions on airs and lib-I fan - theStinleit, nsuraxe and arnuity products: • Condole securities Bonds and preferred stock that basis for the estimate by corextrig your Financial received n connection Sib the diStrbt/hOn of mutual — Not FDIC ensured • No bank guarantee. May lose value the issuer cab for early redeerction will be selected Adnsor finds to as clears we ardor our affiliate reserve — RMA. Resource Managman Account, Business inpatal a by be from among at smarties of that — Tiedparty nu-mated miss may bee reflected as revenue sharing palmists from dntrbutors ands Services Amara BSA, IRMA aid international knout« issue held in our am* a n nomkee name fee ate 'Not piked' n srveral SeUeti0C6: when an admen of the mutual finds that we sell These Management Accost are registered service maks of dents. Call feature information is obtained from chid independent viestion fen has not supplied a ts anoints are based on Iwodeferent menoments: rS US$ Financial Services Inc parves ski is accuracy iS not goateed. Other call unable to assign a yaks tshm we become awn the amount of sales by LBS of a pankular mutual — V6A is a registered trademark owned by Visa fears may east which could affect yield; complete that a material rant has owned that rev, call a lug family to sr dents; and (i the asset vats cl a iritifnAtiOnal Service Association and used wider lifarrielicn will be provided upon (mune previously raicead valor it o suntan a when a Paniculx mutual fund famiVs stares held at the tense. The LBS Visa credit cards and the LBS Visa sake would be high& speculative Ave to the nature debit cards re issued by IBS Bank USA with • Certificates of deposit (CDs). CDs we FDIC eased of the — We and as affiliate also receive netwaling ad permission from visa U SA Incorporated All other i.e to 5750,000 n prixiaal arvd accrued interest per — When neither an SUS, general pate or some orretn processing ten as considerateo for transfer trademarks, registered trademalus, service malts and depositor aid per depository institution, el accordance estimated value not a third-party estimated vale 6 agent services thee we pear& to the mutual fonds registered service mils are of their respective with SDK rubs. monied, the vat* of the security will be &lettere These fees generally are paid from Mesta assets companies. tram its purchase pike. the mutual lund and are a fined dolt amount based • Pricervalue Prices depleted for smarm and other — • Distrtuticos to date' my ncbde return of on the ranter of accounts a the brokeodeliar products may be higher or lower than the price that capital, none or both. hoiden rrutual lurid ol that fund fray. you would stoat& receree in the market Faces are — wit sae' represents the teal Meng — addecn to carmussons received n menechen obtained from mos tad party sources which we price per unit and may not reeled ear cost bass with the sale or &urban:in of annaty contracts and ($5 financial Services Inc Rev. 201703 SONY_GM_00026177 CONFIDENTIAL EFTA _00136797 EFTA01671961