To: Barrett. Paul S
From: Jeffrey Epstein
Sent Mon 8/20/2012 2:06:08 PM
Subject Re: FW: **NEW ISSUE" JPMORGAN CHASE & CO PREFERRED STOCK
ok
On Mon, Aug 20, 2012 at 9:13 AM, Barrett, Paul S < wrote:
Jeffrey
We should do $2.5MM in this deal.
Let me know
Paul
Paul Barrett, CFA
Managing Director
Global Investment Opportunities Group
JPMorgan Private Bank
320 Park Avenue, 14th Floor New York, NY 10022
(W) (F)
NMLS ID# 853441
Original Message
From: US GIO
Sent: Monday, August 20, 2012 8:47 AM
Subject: **NEW ISSUE** JPMORGAN CHASE & CO PREFERRED STOCK
ISSUER: JPMORGAN CHASE & CO. [Ticker: JPMJ
EXPECTED RATINGS: Bal/BBB/BBB-
SIZE: $500mm (20mm shares)
TYPE: Depositary Shares Each Representing a 1/400th
Interest in a Share of _% Non-Cumulative
Perpetual Preferred Stock, Series O
FORMAT: SEC Registered
MATURITY: Perpetual
OFFER PRICE: $25.00 per depositary share
DIVIDENDS: When, as, and if declared, dividends will accrue
and be payable quarterly in arrears, on the 1st of
March, June, September and December beginning
December 1st, 2012
OPTIONAL REDEMPTION: Subject to regulatory approval, (1) in whole or
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in part, from time to time, on any dividend payment
date on or after , 2017 at Par plus any
declared and unpaid dividends, or (2) in whole but
not in part, at any time within 90 days after a capital treatment event, we may
provide notice of our intent to redeem in accordance with the procedures
described in the Prospectus, and we may subsequently redeem the Preferred Stock in whole,
but not in part, at a redemption price equal to $10,000 per share (equivalent to $25 per
depositary share), plus any declared and unpaid dividends on the shares of Preferred Stock
called for redemption up to the redemption date. Dividends will cease to accrue on
those shares on the redemption date, without accumulation of undeclared dividends. (see
Prospectus)
USE OF PROCEEDS: General Corporate Purposes (see Prospectus) DRD/QDI ELIGIBLE:
Yes
LISTING: NYSE Expected
BOOKRUNNER: JPM
JOINT LEAD MGRS: BofAML/CITUMS/UBS/WFS
CO-MGRS: TBD
SETTLE: T+5
The issuer has filed a registration statement (including a prospectus) with the SEC for the
offering to which this communication relates. Before you invest, you should read the
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