EFTA02713989

Dataset 11

Undated54 pages14,102 words

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02713989.pdf

Extracted Text

UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Oiseau dans l'espace (Bird in space) Circa 1922-23 Signed with monogram CB on the underside of the cylinder base Marble and stone BRANCUSI, CONSTANTIN Height overall: 48 inches 35.000.000 35.000.000 100% 4B6GS The Table (Still Life with Fan) 1910 Oil on canvas BRAQUE. GEORGES 15 x 21 % inches 24.000.000 24,000,000 10r Berliner Strassenszene and Baume: a double-sided painting it interest , 1913-14 Signed KIRCHNER. ERNST Oil on canvas LUDWIG 47 /14 x 35 V. inches 45.000,000 22,500,000 Y N 50% Neue Galena 4GPS5 The Risen Christ Watermark indistinct on 33-mm vertical chainline, the upper corners made up. BUONARROTI. Red and black chalk, pen and brown ink MICHELANGELO 9 Z x 8 V. inches 22,500.000 22,500,000 100% 3XJDH Jardin de flours 1888 VAN GOGH. VINCENT Quill and reed pen with black ink over pencil on paper 22.500.000 22.500.000 100% 3Z3DJ Selbstbiklnis mit Horn (Self Portrait with Horn) It r5:1% 1938 Signed and dated A.38 Oil on canvas BECKMANN. MAX 43 /14 x 39'% inches 42.500,000 21.250,000 Y N 50% Neue Galeria 3XJCW Marocaine en jaune 1912 Oil on canvas MATISSE. HENRI 32 x 25 inches 20,000,000 20,000,000 100% 323DP Buste de femme 1907 Oil on canvas PICASSO, PABLO 28'% x 23'/. inches 18,000,000 18.000.000 100% 3XJHN Portrait de Berthe Morisot 1874 Oil on canvas MANET. EDOUARD 24 x 19'% inches 15.000,000 15.000.000 100% 4GWYN Page 1 of 54 EFTA_R1_02138423 EFTA02713989 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Homage to J.S. Bacht 1911.12 Oil on canvas BRAQUE, GEORGES 21 1/4 x 28 3/4 inches 13.005.000 48% MoMA 99N1B2 'Au bal de l'opera 1893 Signed and dated HT Lautrec. 93 lower left, signed with monogram upper left Oil, charcoal and gouache on pined paper laid down DE TOULOUSE- on panel LAUTREC, HENRI 30 % x 9 % inches 10.125.000 10,125,000 100% 4GX7Y Cylinder with Two Figures 1891 Signed PG at either side of the crouching figure Wood GAUGUIN. PAUL Height: 14 inches 10.000.000 10.000,000 100% 4GPS2 The Drunkard Pushed into the Pigsty Oil on panel, circular BRUEGEL I. PIETER Diameter: 7 V. inches 9.000,000 9,000.000 100% 3Z3D7 Group of six prints including the Six Portrait. 100 Guilder. Jupiter with REMBRANDT VAN RIJN Antiope, St. Jerome and the Francken portrait 8,500,000 8,500.000 100% 73XPK The Surprise 1913 Oil on canvas DE CHIRICO, GIORGIO 51 V. x 16 V. inches 8,000,000 8.000.000 100% 3XJDR A Seated Old Man Facing Left 1631 Signed with initials and dated lower center RhL 1631 Red and black chalk on pale yellow prepared paper REMBRANDT VAN RIJN 9 x 6 V. inches 7.000.000 7.000.000 100% 3XJJK Tete d'homme 1909 Gouache and watercolor on paper PICASSO. PABLO 24 x 18 % inches 7.000,000 7.000.000 100% 4GWYP Tete moustachue Signed and dated Picasso 1911 on the reverse Charcoal on paper PICASSO. PABLO 24'V. x 18 '/. Inches (sight) 7.000.000 7,000,000 100% 6D7PX Page 2 of 54 EFTA_R1_02138424 EFTA02713990 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Christ blessing with an angel holdinging a flute, and a flying putto surrounded with seraphs Black and white chalk and charcoal on 12 blue-grey sheets of paper BAROCCI, FEDERICO 1510x 1120 mm 6.400.000 100% 99N1B1 Sentinel 1961 Stainless steel SMITH. DAVID 106 x 23 x 16 % inches 8.000,000 5,333.333 67% MoMA 3YKC7 Portrait of a Man Holding a Book (Portrait d'homme tenant un livre) Signed with the initials FH lower right Oil on canvas HALS, FRANS 26 x 19 % inches 5,000,000 5,000,000 100% 4GWZ3 Self-Portrait Circa 1893 Charcoal and watercolor on paper GAUGUIN. PAUL .11 x 7 'A inches 4.650,000 4,650.000 100% 6XSYL Untitled 2012 Stainless steel and aluminum, painted finish KELLY. ELLSWORTH 22 feet 6 inches x 20 inches x 10 feet 9 inches 4.000.000 4.000.000 100% 6XTGJ SCHONGAUER Group of Prints. Including the large Crucifixion 4.000.000 4,000,000 100% 73XNX 'Black, White, Blue Circa 1963 Acrylic on paper laid down on panel MARK ROTHKO 29 'A x 21 % inches 3.500.000 3,500.000 100% 4GX88 DUVET. JEAN Group of Prints including the Apocalypse 3.500.000 3.500,000 100% 73XPF The Angel Gabriel for an Annunciation* Circa 1528 Inscribed with the artist's monogram lower center: inscribed on the reverse in graphite L.V. Leyden Pen and brown ink on paper laid down on paper VAN LEYDEN, LUCAS 8% x 6 % inches 6,800,000 3,006.960 Y N 44% Met 4GX8D Etude de nu pour 'La danseuse Circa 1919-1921 Number thirteen in an edition of twenty plus two Bronze with brown patina DEGAS, EDGAR Height: 28 'A inches 3,000.000 3,000.000 100% 3Y479 Page 3 of 54 EFTA_R1_02138425 EFTA02713991 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (it not on Appraisal) GIFT? OWNER IDENTIFIER MASTER E. S. Group of 15th Century Prints, Including the initial "M" 3,000.000 3.000,000 100% 73XNR La table (Still Life with a Fan)t nt.:u.7 1910 Signed on reverse Braque Oil on canvas BRAQUE, GEORGES 15 x 21 % inches 5,300,000 2.650.000 V 50% MoMA 4B6HC Recto: Regata in the Bacino di San Marco with the Rialto Bridge in the Distance Verso: The Grand Canal with the Rialto Bridge in the Distance Toward the Riva del Carbon Pen and brown ink with brown wash over black chalk GUARDI FRANCESCO 15 x 24 % inches 2.500.000 2.500.000 100% 3XJG7 Untitled (from the series The Raft of the Medusa) t 1996 Oil on canvas KIPPENBERGER. MARTIN 78'/. x 94 % inches 2,500.000 2,500.000 N V 100% 5TCSL Dessin pour Tescaliet 1913 LEGER. FERNAND Gouache and India ink on buff paper 2,500,000 2,500,000 100% 3XJGR Les toils. Arles 1888 Pencil, reed pen and ink on paper VAN GOGH. VINCENT . 10 x 13 % inChes 2,500,000 2,500,000 100% 409JN GERMAN. 16TH Group of prints including the pair of colored CENTURY Burgkmairs 2,500,000 2,500,000 100% 73XP6 'Christ Crucified Between Two Thieves (The Three Crosses) (Bartsch 78; White/Boon, fourth state of five; Hind 270) Circa 1653-55 With Strasbourg lily watermark (Ash/Fletcher, variant 1.a; Hinterding. variant 1.a) Drypoint with some engraving REMBRANDT VAN RIJN 15 x 17'% inches 2.200.000 2,200.000 100% 46XJC: Seated Male Nude (Study for the Martyrdom of Saint Lawrenoe):15n !Wert's', Circa 1569 Inscribed lower right in a later hand in graphite with the artist's name Black chalk on laid paper laid down on toned brown paper BRONZING. GNOLO 13 x 18 3116 inches 4,000.000 2,000,000 Y N 50% Met 486GX Page 4 of 54 EFTA_R1_02138426 EFTA02713992 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Episode de la Guerre Coloniale: Noir sur un cheval cabre Black chalk and brown ink. watercolor and bodycolor on blue paper GERICAULT, THEODORE 8 % x 10 % inches 2.000.000 2.000.000 100% 4CXV3 Three People Around a Dying Man (Le malade) From the "Sepia album-F" 1812-1823 Brush and sepia ink DE GOYA. FRANCISCO 8 % x 5 % inches 2.000.000 2,000,000 100% 3XJG3 La bouillie (Beggars Eating Mash) Black lead. brush and grey wash DE GOYA. FRANCISCO 8 V. x 5 % inches 2,000,000 2,000,000 100% 409J0 La chanson a boire Circa 1857-60 Colored crayons, pen and ink and watercolor on paper DAUMIER, HONORE 9 V. x 13''4 inches 2,000.000 2,000,000 100E:: 3XJDY Femme au Bain 1879 Signed, dated and inscribed Degas a P. Rossana on the reverse Monotype DEGAS, EDGAR 7 % x 16 % inches 2.000.000 2.000.000 100% 4GPH4 L'Air (premier etat) 1938 Lead MAILLOL, ARISTIDE 54 % x 100'% x 33 % inches 2.000.000 2,000,000 100% 3ZBBS Group of Prints: Woodcuts and Engravings Including DURER. ALBRECHT St. Jerome 2.000.000 2,000,000 100% 73XP3 Diagonal with Curve XVI 1984 Mahogany KELLY, ELLSWORTH 126 x 50 1/4 x 2 1/4 inches 2,000,000 2,000,000 100% 73LRJ VAN MECKENEM. ISRAHEL Group of Prints 2,000,000 2,000,000 100% 73XNV Oiseau Edition 6/6 1968 Bronze MIRO. JOAN 82 % x 63 x 57 '4 inches 1.850.000 1.850.000 100% 3XJCH REDON. ODILON Les Flews du Mal 1,769,219 100% 99N1R3 Page 5 of 54 EFTA_R1_02138427 EFTA02713993 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Torqued Ellipse IVt i Pi' ir 1998 Weatherproof steel SERRA, RICHARD 12 feet 3 inches x 26 feet 6 inches x 32 feet 6 inches 3.500.000 1,750.000 Y Y 50% MoMA 3XJCN Maja y Celestine Circa 1824-25 Carbon black, touched with red wash, heightened with graffito on ivory DE GOYA, FRANCISCO 2 V. x 2 V. inches 1,750,000 1,750,000 100% 3Z3DK Groupe d'arbres Circa 1877-80 Watercolor on paper CEZANNE. PAUL .18 %x 12 % inches 1,750,000 1,750,000 100% 3XJDN Apres ('audience 1862-65 Charcoal, pen and ink and watercolor on paper laid down on paper DAUMIER, HONORE 11 % x 14 Y. inches 1,750,000 1,750,000 100'. 3XJDZ Contraste de formes 1913 India ink, wash, and gouache on buff paper LEGER, FERNAND .16 %x 19 Y. inches 1,750,000 1350.000 100. 4CXVH Venus lila coquille II One in an edition of ten 1932 Bronze with brown patina MATISSE, HENRI 12 Yix 8 x9%inches 1,750,000 1,750,000 100% 3Y4711 Femande Olivier 1906 Bronze PICASSO, PABLO Height: 14 inches 1,750.000 1,750,000 100% 3XY2L Study for 'Head of Nude with Drapery 1907 Gouache and watercolor on paper, mounted on canvas PICASSO, PABLO 12 %x 9 'A inches 1,750,000 1,750,000 100% 3YKD3 Page 6 of 54 EFTA_R1_02138428 EFTA02713994 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER L'araignee en pleurs 1881 Charcoal on paper REDON, ODILON 19 x 14 % inches 1,750.000 1,750.000 100% 3Y47N Les Bourgeois de Calais Jean crAire. height 18 1/2 inches Pierre de Wiessant. height 18 inches, Jacques de Wiessant, height 18 1/2 inches, Eustache de Saint-Pierre. height 16 3/4 inches. Andrieu d'Andres. height 18 5/8 inches RODIN. AUGUSTE Bronze 1/50,000 1,750,000 100% 3Y077 Arbres et bateaux 1890 Oil on panel SEURAT, GEORGES 6 x 9'/. inches 1,750,000 1,750,000 100% 3XJJO Tief-Ebene (Lowlands) 1932 Signed Klee lower left titled, dated 1932.9 and inscribed S.CI X on the artist's mount Watercolor and wash on paper laid down on the artist's mount KLEE. PAUL .15 % x 22 % inches 1,750,000 1,750,000 100% 69KDR Personage III (Ningen 3) 1984 Basalt with granite base Column: 71 x 14 x 14 inches NOGUCHI, ISAMU Base: 9 V. x 21 x 21 inches 1,700.000 1,700,000 100% 5TCNR Study of a Lion Executed circa 1500 Brush and brown wash with white gouache on blue/green Venetian paper CARPACCIO. VITTORE 8 %x 11 V. inches 1.700.000 1.700,000 100% 69KCX A standing figure of a gentleman from the Procession of the Order of the Garter Circa 1660 Numbered in pencil on the backing : 1499 and 879 Black oiled chalk, heightened with white chalk on buff paper LELY. SIR PETER 18 V. x11 % inches 1,648.165 1,648,165 100% 6XTFC REDON. ODILON La Tentation de Saint-Antoine 1,573,244 100% 99N1R1 Baoule Mask Masque-heaume 'gob glin' Ivory Coast Wood IVORY COAST Height: 43 inches 1,573,244 100% 77N111 Page 7 of 54 EFTA_R1_02138429 EFTA02713995 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Disegni Rappresentanti it Purgalorio Di Dante Nighieri and /Mtn Disegni rappresentanti Alcuni Canti del Paradiso di Dante Alighieri An album of 12 drawn sheets with the respective captions, executed in pen and brown ink with white STRAET. JAN VEN DER, heightening on reddish and golden-brown prepared CALLED STRADANUS parer respectively, in its original binding 1.525.000 100% 99N151 Stehendes Madchen. Karyatide tt (50% interest) 1909.10 Signed KIRCHNER, ERNST Carved and painted wood LUDWIG Height: 17 inches 3.000.000 1.500.000 Y N 50% Neue Galerie 4GPS4 Young Woman Surrounded by Witches (Jeune femme languissante) From the "Bordeaux album-H" 1824-28 Black chalk DE GOYA. FRANCISCO 7 %x 6 inches 1,500,000 1,500.000 100% 3XJG5 Baigneuses Circa 1895-1900 Watercolor on joined paper CEZANNE, PAUL 6 % x 10' inches 1,500.000 1,500,000 100% 3XJDP Etude pour racteur and deux profits de Femande 1904-05 Signed and dated Picasso 22 June 09 Pencil on paper PICASSO. PABLO 19 x 12 4 inches 1,500,000 1,500,000 100% 3Z3DW Glass-top Table and Eight Side Chairs The table: Height: 30 inches GIACOMETTI. DIEGO Diameter: 5 feet 9 inches 1,500,000 1,500,000 100% SRZJC Femme nue 1910 Pen and ink and wash on paper PICASSO, PABLO 16 x 11 % inches 1,500.000 1,500,000 100% 3XJHS Konigsburg 1932 Oil on linen in artist's frame KLEE. PAUL 10'/. x 10 % inches 1,500,000 1,500,000 100% 3Z3DN Page 8 of 54 EFTA_R1_02138430 EFTA02713996 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER La nounice Circa 1882 Conte crayon on paper SEURAT, GEORGES 12 % x 9 % inches 1.500.000 1,500.000 100% 3Z88R Cavalier sur une route 1883 Conte crayon SEURAT. GEORGES 9 % x 12 % inches 1.500.000 1.500,000 100% 4GPGW Portrait of Elie Faire 1922 Pencil on paper PICASSO, PABLO 12'% x 9 % inches 1,500,000 1,500,000 100% 3XJJ6 Gegensatze Abends (Blau and Orange) 1924.25 Signed Klee upper left and indistinctly inscribed top center; dated 1924 25 and titled Gegensatze abends on the artist's mount Watercolor. gouache. pen and ink and pencil on Ingres paper mounted on artist's board KLEE. PAUL Sheet: 8 % x 13''4 inches 1.500.000 1,500.000 100% 4GX8G Saint Eustace (Mader 60. b; Bartsch 57; SchochiMende/Scherbaum 32) Circa 1501 Engraving DCIRER. ALBRECHT 14 % x 10 % inches 1.500,000 1,500,000 100% 5TFDR Apocalypse, Passion, Life of the Virgin (Mader 127. 259. 316) Three woodcut sets, complete with title-pages. bound DORER, ALBRECHT n a 19th century brown call binding 1,500,000 1,500,000 100% STFDS L'uomo nuovo Watercolor on paper GROSZ. GEORGE 17'4 x 12 inches 1.325,000 1,325.000 100% 5TCQK A Grotto in the Gulf of Salerno. Morning and A Grotto in the Gulf of Salerno, Evening WRIGHT OF DERBY. Chalk on paper JOSEPH Each: 11 % x 18 % inches 1.300.000 1.300.000 100% 4GX8C Page 9 of 54 EFTA_R1_02138431 EFTA02713997 UN-PLEDGED IF PARTIAL, Fair Value (°/0 PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Etude de personnages 1906 30 x 23.5 cm PICASSO, PABLO Gouache and watercolor 1,291.000 100% 99N1P2 A Boy with a Blind Woman Circa 1824-25 Watercolor on ivory DE GOYA. FRANCISCO 2 % x 2 % inches 1,250,000 1,250.000 100% 3XJFZ A Prisoner Circa 1824-1825 Watercolor on ivory DE GOYA. FRANCISCO 2 % x 2 Mt inches 1,250.000 1,250.000 100% 3XJG2 Drapery Study with the Christ Child Standing on the Madonna's left Knee Inscribed on the mount Pietro peruchino maestro de Rafael/de urbino No 14/100 and no 5792-100 Metalpoint. with pen and brown ink and fine brush and wash heightened with white on pale cream/pink prepared paper DI CREDI. LORENZO 10 /12 x 7 % inches 1.250.000 1.250.000 100% 69KDK An Extensive Landscape 1645-48 GELLEE. CLAUDE Point of the brush on brown wash on paper CALLED LE LORRAIN 8 V. x 12 % inches 1,250,000 1,250,000 100% 3XJGS Nicodemus 1616 RUBENS. SIR PETER Black and white chalk on paper PAUL 389 x 225 mm 1,250,000 1.250000 100% 69MMF Study for a Seated Prophet Black chalk heightened with white, partially pricked for transfer, unevenly cut to a circle and laid down SIGNORELLI, LUCA 11 'A x 8 G inches 1.250.000 1.250.000 100% 3Z304 La coiffure 1893 DE TOULOUSE- Oil on board LAUTREC, HENRI 13 % x 10 % inches 1.250.000 1.250.000 100% 3XJJX Page 10 of 54 EFTA_R1_02138432 EFTA02713998 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Das grosse gehege Circa 1824 FRIEDRICH, CASPAR Oil on canvas DAVID 7 % x 11 % inches 1,250.000 1,250,000 100% 4GPRX GIACOMETTI, DIEGO Chandelier 1,250,000 1,250,000 100% 73LRG L'autobus 1913 Signed and dated G. Severini 1913 lower right Charcoal on paper SEVERINI, GINO 21 %x 18 % inches 1.250.000 1.250.000 100% 4GX7Z Frauenportrait in Rot (Bertha) 1920 Oil on canvas laid down on board in artist's frame KLEE. PAUL 9 %x 7 % inches 1,200,000 1,200,000 100% 3YP27 Chinesisch II Signed lower right; also signed, dated 1923 and numbered 235 bis on the reverse Oil and ink on board, in artist's frame KLEE, PAUL 12 % x 8 % inches 1,200.000 1,200,000 100% 4GXJJ St. Jerome in his Study (Meder 59. a: Bartsch 60) 1514 DORER, ALBRECHT Engraving 1,200.000 1.200.000 100% 5TFDQ Adam and Eve (Bartsch 1; Meder state Ila of Illd) 1504 With bull's-head watermark (Mader 62) Engraving DORER. ALBRECHT 9 % x 7'/. inches 1,100.000 1.100,030 100% 4GXJH JACQUES DE CHAPEAUROUGE (1744 - 1805) Pastel on parchment LIOTARD, JEAN ETIENNE 19 •% x 15% Inches 1,000.000 1,000,000 100% 6XV6Y Wettertannen (D. H 392) 1919 Signed and inscribed Eigendruk and Wittend 17...18 KIRCHNER. ERNST Woodcut printed in colors LUDWIG 24 Y. x 13 % inches 1,000.000 1,000,000 100% 4GX7D Constellation de quatre formes blanches et dune noire Constellation (with Four White Forms) 1931 Painted wood, unique ARP, HANS 27 % x 33 % inches 1.000.000 1.000.000 100% 3XJHT Page 11 of 54 EFTA_R1_02138433 EFTA02713999 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Autoportrait Circa 1854.55 Black chalk and pencil with stump on paper DEGAS, EDGAR 15 x 11 % inches 1,000.000 1,000.000 100% 3XJF4 Exotische Flusslandschaft 1922 Signed Watercolor KLEE. PAUL 10 'A x 7 % inches 1.000.000 1.000.000 100% 4GX7F Jeune fille a la mantilla (Etude pour L'espagnole aux fleurs) Circa 1919 Charcoal and estompe on paper MATISSE, HENRI 20 1/2 x 16 % inches 1,000,000 1.000,000 100% 3Z300 Composition 1933 Black chalk with collard postcard and botanical prints on cream laid paper with watermark MIRO. JOAN .24 % x 18 % inches 1,000.000 1,000.000 100% 3XJH9 Arleguin a la guitare 1916 Pencil on paper PICASSO. PABLO 12 % x 9 % inches 1.000.000 1.000000 100% 3XJJ5 Rayons Circa 1884 Conte crayon on paper SEURAT. GEORGES 9 1/2 x 12'A inches 1,000,000 1,000,000 100% 3XJJR Mariee juive a Tanger Circa 1833 Watercolor on paper DELACROIX, EUGENE 10 % x 13'% inches 1,000.000 1,000,000 100% 3XJF6 Die Schlange 1929 Oil and mixed media on panel In artist's frame KLEE, PAUL 11 %x 28 % inches 1,000.000 1,000,000 100% 3XJGL Los Caprichos 1799 DE GOYA. FRANCISCO Set of first edition etchings and lithographs 1.000.000 1.000.000 100% 73LR8 Page 12 of 54 EFTA_R1_02138434 EFTA02714000 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Untitled (Leda and the Swan) Oil on board GERICAULT, THEODORE 39 x 38 cm 1,000,000 1,000.000 100% 73LRK Tete de taureau 1935 Dated 4 avril XXXV upper right Colored crayons PICASSO. PABLO 9 %x 7'/ inches 1000.000 1.000.000 100% 5TCR2 Le Ragout, Forel de Fontainebleau Circa 1830-1835 COROT, JEAN-BAPTISTE- Oil on canvas CAMILLE 20 x 24 inches 850.000 850,000 100% 3XJDV Profile of a Man with a Study of a Hand Circa 1719 WATTEAU. JEAN- Black and red chalks on paper ANTOINE 6 /14 x 9 %inches 800,000 800,000 100% 3XJK4 Isis on the Way 1983-92 Oil and emulsion on canvas with lead airplane KIEFER, ANSELM 74 % x 102'% inches 800,000 800,000 100% 4GX7S Portrait du fits de rartiste (recto) and Scene illustrant un recit romantique (verso): a double-sided drawing Circa 1875-85 Pencil on paper (recto). and watercolor and pencil on paper (verso) CEZANNE, PAUL 19 % x 12% inches 800.000 800000 100% 4GWZ2 Nature mate Dedicated A Mademoiselle Henriette Mono Gage d'Affection Gouache. colored crayon, sand and charcoal on card GRIS. JUAN 18 % x 12 /14 inches 800,000 800.000 100% 3VKCP Portrait de Mlle. Jeannette Hayard 1815 INGRES. JEAN- Pencil on paper AUGUSTE-DONIINIOUE 11 x 8 V. inches 800.000 800.000 100% 3XJG9 Taureau et cheval Dated 25.03.1921 upper right. inscribed 2715 on the reverse Pencil on paper PICASSO, PABLO 8'/. x 10 % inches 800.000 800.000 100% STCOT Page 13 of 54 EFTA_R1_02138435 EFTA02714001 UN-PLEDGED IF PARTIAL, Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER La glare noyee 1881 Charcoal on paper REDON, ODILON 18 x 14 % inches 800.000 800.000 100% 4CXV7 Selbstaldnis (Self Portrait) 1909 Watercolor, colored crayon, pencil and gold paint on paper SCHIELE. EGON 15'% x 11 % inches 800.000 800.000 100% 3YKD7 Pastorale 1924 Signed and dated Mino/23 -10-24 lower right Pastel. black crayon, India ink and pencil on paper MIRO, JOAN 18 % x 24'/. inches 800,000 800.000 100% 4GX7V Femme se reposant 1935 Pen and India ink on paper MATISSE. HENRI 20 %x 15 % inches 800,000 800,000 100cV, 3XJH2 Melancolia I (Bartsch 74; Mader 75 Ila; Scherbaum 71) 1514 With no watermark Engraving on laid paper DURER. ALBRECHT Plate: 9' x 7 7/16 inches 800,000 800,090 100% 4GX83 'An Architectural Fantasy with a Colossal Obelisk Circa 1747-50 Pen and brown ink, with brown wash and graphite PIRANESI, GIOVANNI indications BATTISTA 8 x 10 % inches 800,000 800,000 100% 4GXJK The Wise and Foolish Virgins 1859 Pen and ink and gray wash, with scratching out BURNE-JONES. EDWARD 18 x 23'% inches 775.000 775.000 100% 45SWL Sheet of Studies of a Turbanned Head. a Foot. and Hands Holding a Sword and a Stick Red, black. and white chalk on paper BOUCHER. FRANCOIS 15 x 11 inches 767.753 767.753 100% 74DTX Page 14 of 54 EFTA_R1_02138436 EFTA02714002 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER View of the Island of Rugen with a Shepard and his Dogs i 111:.A, (Easten Coast of Rugen Island with a Shepard) 1805.06 Pen and brown ink with brown wash and white FRIEDRICH, CASPAR gouache over pencil DAVID 24 % x 39 inches 1500.000 750.000 Y V 50% Met 4GPH2 Le singe et le masque 1954 Pen and brush and ink on paper PICASSO. PABLO 9 % x 12 % inches 750,000 750,000 100% 3Z3DY The Artist's Portfolio, Pont Avon =!.5C 1894 Inside covers: watercolor and gouache over charcoal: outer cover bound in leather GAUGUIN, PAUL . 16 3/4 x 10 378 inches 724,000 Y V 50% Met 99N1G1 Femme anise dans un fauteuil Pencil on paper Picasso. Pablo .14 1/2 x 10 5/8 inches 721,875 100% 99N1P3 Studies for Hercules Holding a Club Seen in Frontal View a doublesided drawing IT lt, 11.:;1, Recto: charcoal or soft black chalk, pen and dark LEONARDO DA VINCI brown ink: Verso: charcoal or soft black chalk 1.400.000 700.000 Y Y 50% Met 3YKD9 Phedre with Cupid and Pegasus Inscribed In pencil lower right N. Poussln- Pen and brown ink and brown wash POUSSIN. NICOLAS 7 %x 10 Y. inches 700,000 700,000 100% 45SWW Hexen-scene 1921 Watercolor and gouache and collage on paper laid down by the artist on board KLEE. PAUL Image: 12 x 9 inches 700,000 700,000 100% 4CXVG Beatrice 1885 Pastel and pencil on paper mounted on board REDON, ODILON 13 % x 11 /14 inches 700.000 700,000 100% 3XJJB The Reading (La Lecture) Circa 1780 FRAGONARD, JEAN- Bistre wash over black chalk HONORE .13 % x 17 % inches 650.000 650.000 100% 3V47C MULTIPLE ARTISTS A Selection of Early German Prints 650,000 650.000 100% 739GY Page 15 of 54 EFTA_R1_02138437 EFTA02714003 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER The Three Trees (Bartsch 212: White/Boon, only state; Hind 205) 1643 With foolscap watermark with five-pointed collar (Ash/Fletcher 17 A.a) Etching, drypoint and burin REMBRANDT VAN RIJN 8 %x 11 inches 650.000 650.000 100% 4GXJD The Rabbit Hunt Executed in 1560 Watermark: Gothic P Etching laid on paper BRUEGEL I. PIETER 8 % x 11 /12 inches 625.000 625.000 100% 69KCT A Vagrant Couple with a Dog Black chalk, pen and brown ink, framing lines. the upper left corner made up REMBRANDT VAN RIJN 6 /12 x 5 % inches 620,000 620,000 100°,".: 4GPGZ Virgil Reading the Aeneid to Augustus, Livia. and Octavia Drawing (Virgile Lisant L'Eneide Devant Auguste. Livia Et Octave) t Dated in pen and prows ink 1809 and rewritten in black chalk 1819 Inscribed in the artist's hand in pen and brown ink Pen and black ink, graphite, gray watercolor washes, white gouache heightening. tont° crayon on blue INGRES, JEAN- paper AUGUSTE-DOMINIOUE 16 % x 13 % inches 1.500.000 600,000 Y V 40% Mot 69KDN Recto: Studies of Angels and Children's Heads Verso: Studies of Legs and Angels 1576.78 Inscribed At Woodbum sale June1854 on verso in graphite Black and red chalk on paper BAROCCI. FEDERICO 9 % x 13 % inches 600,000 600.000 . 100% 69K2J Landscape with a Double Flight of Steps and Eight Figures FRAGONARD. JEAN- Bistro wash over black chalk HONORE 13 x 18 /12 inches 600,000 600,000 100% 4D9JY Early Spring 1944 Oil on canvas AVERY, MILTON .28 x 36 inches 600.000 600.000 100% 3XJK5 Te Faruru Circa 1891-93 Charcoal, pen, India ink and wash on paper GAUGUIN. PAUL 13 %x 9 %inches 600.000 600.000 100% 4GXK3 Page 16 of 54 EFTA_R1_02138438 EFTA02714004 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Chimneypiece Molded plaster GIACOMETTI, DIEGO 41 x 59 x 10 % inches 600,000 600.000 100% 5S32X Study for an Allegory of the Rhine River Black and white chalk with extensive stumping. on PRUD'HON. PIERRE- blue paper (faded to ochre) PAUL .23 % x 16 % inches 600.000 600,000 100% 3XJJ8 Kilgarren Castle, Pembrokeshire Circa 1828 TURNER, R.A., JOSEPH Watercolor MALLORD WILLIAM 11 %x 16'/. inches 600.000 600,000 100% 4CXVF Two Lines Up Excentric - Twelve Feet Inscribed with the anises signature, dated 1995-96 and numbered 2/3 Stainless steel Overall height: 232 inches RICKEY, GEORGE Length of each blade: 144 Inches 600.000 600.000 100% 5TCL7 Knight, Death and the Devil (Bartsch 98: Meder 74b (of g); Schoch. Mende and Scherbaum 69) 1513 DORER, ALBRECHT Engraving 600.000 600,000 100% 4GWYR Ariadna I Inscribed with the artist's initials Bronze and steel wire VALDES, MANOLO 161''% x 82 % x 90 ' inches 550.000 550.000 100% 5TCL8 Portrait de Schmareck. tanneur 6 Tanger Stamped ED lower right Sanguine and black chalk with watercolor DELACROIX. EUGENE 10 ' x 7 inches 550.000 550.000 100% 4GXK5 A Landscape with Two Pine Trees in the Center (8. 70: W. 26: Hell. 88) Circa 1520 ALTDORFER. ALBRECHT Etching 550,000 550,000 100% 5TCPV Cloud Study Oil on board CONSTABLE, JOHN 10 x 14 Inches 550,000 550.000 100% 69KC2 Christ Giving Saint Peter the Keys (Le Christ donnant les des a Saint Pierre) Pen and brown ink and brown wash over black chalk VASARI, GIORGIO 11 % x 8 % inches 535.000 535.000 100% STCPR Page 17 of 54 EFTA_R1_02138439 EFTA02714005 UN-PLEDGED IF PARTIAL, Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Landscape with a Farm Building; Signed and dated lower right (partly cut away) A: van dyck F. 1632 VAN DYCK, SIR Pen and brown ink with brown wash ANTHONY 11 % x 7 % inches 1,000.000 500.000 Y Y 50% Met 45SWT The Bearer of the Banner of the Canton Glarus: I tr;rest, (A Landskenecht With the Banner of Glarus) Signed with the monogram and dated 1521 Pen and brown ink on paper GRAF. URS . 11 % x 7 % inches 1,000.000 500.000 Y Y 50% Met 45SWX Bulls of Bordeaux: a group of four (El American. Bullfight, Bravo Toro, Diversion) 1825 Crayon lithographs DE GOYA. FRANCISCO . 11 x 16 %Inches 500,000 500,000 100% 3YKCN Portrait of Mlle. Jeanne Farochon 1863.64 COROT. JEAN-BAPTISTE- Oil on canvas CAMILLE 12'/, x 8 %inches 500.000 500000 100% 3YKCF Femme anise tenant une quenouille (Clotho la Meuse) PRUD'HON, PIERRE- Charcoal with white heightening on blue paper PAUL 17 % x 11 % inches 500.000 500,000 100% 3XJJ7 Black Stallion in a Stable 1822 Watercolor over pencil on woven paper GERICAULT. THEODORE 9 Y2 x 12'% inches 500.000 500,000 100% 3XJFG Baronne Chades-Atharase Walckenear, nee Marie- Jeanne-Antoinette- Josephine Mancotte 1825 Signed and inscribed lower right INGRES, JEAN- Pencil on paper AUGUSTE-DOMINIQUE 12 % x 9 Yi inches 500.000 500.000 100% 4GPRY Gelatin Circa 1880-85 Watercolor and gouache on paper MOREAU. GUSTAVE 14 % x 9'/. inches 500.000 500.000 100% 3XJHD Martha sur un divan Circa 1900 Oil on cardboard BONNARD. PIERRE 17 % x 16 V. inches 500.000 500.000 100% 323CW Page 18 of 54 EFTA_R1_02138440 EFTA02714006 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Portrait presume de Gioacchino Rossini 1819 INGRES. JEAN- Pencil on paper AUGUSTE-DOMINIOUE 11 % x 8 V. inches 500.000 500.000 100% 3XJGC La dense 1911 Pen and ink on tracing paper MATISSE. HENRI Image: 4 % x6 % inches 500,000 500.000 100% 3XJGZ Sujet Allegorique (David et Goliath) Charcoal on paper REDON. ODILON 18 x 18 '4 inches 500,000 500.000 100% 3XJJD La chute de Phaeton Circa 1891 Charcoal and black chalk on buff paper REDON, ODILON 20 Y. x 14 % inches 500,000 500,000 100E:: 3XJJD A Landskneeht Turned to the Left Carrying a Halberd (recto) and Two Studies of Coats of Arms (verso): a double-sided drawing SCHAUFELEIN THE Pen and black and brown ink, watermark high crown ELDER, HANS 10 x 6 inches 500.000 500.000 100% 4B6GY Jeunes Idles cueillant des flours devant la mer Circa 1894 Oil on board DENIS. MAURICE 17 % x 14 % inches 500.000 500,000 100% 4CXVL Liegender Weiblicher Akt 1918 Black crayon on paper SCHIELE, EGON 11 % x 18 % inches 500,000 500,000 . 100% 3Z3F2 Rome, La Vasque de la Villa Medici COROT. JEAN-BAPTISTE-Oil on paper laid down on cradled panel CAMILLE 77. x 11 % inches 500.000 500,000 100% 4GWYZ DUTCH AND FLEMISH, Group of prints including examples by Lucas van 16TH CENTURY Leydens and Brueghel 500,000 500,003 100% 73XPB EARLY ITALIAN AND SPANISH Group of prints including The Campagnola 500.000 500,030 100% 73X04 Landscape with Three Gabled Cottages Beside a Road (B.217) 1650 Etching and drypoint REMBRANDT VAN RIJN 6 V. x 8 inches 500,000 500.000 100% 69KD3 Page 19 of 54 EFTA_R1_02138441 EFTA02714007 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? %, OWNER IDENTIFIER Untitled Executed in 1937 Iron on a steel base SMITH, DAVID 17 % x 5' x 2 inches 500,000 500.000 100% 6XTFT Study of male nude lying on the ground TINTORETTO. JACOPO Black chalk on blue paper ROBUSTI. CALLED 8 V. x 7 % inches 500000 500,000 100% 6D7PY Untitled (Cottage) (Landscape after Campagnola) WATTEAU, JEAN- Red chalk on paper ANTOINE 14 % x 15 V. inches 500.000 500,000 100% 69W2V *The Ghost of Septimus Severus Appearing to Caracalla. After the Murder of His Brother Signed and dated j.l. David inv. et fecit in grey ink lower right Pen, grey and brown ink and grey wash over black chalk with touches of white heightening DAVID. JACQUES-LOUIS 9 %x 12 inches 480.000 480,000 100% 4GPGY Paris and Helen Pen and ink with traces of black crayon and grey wash annotated by David in the candelabra Amores Hel/nis Paridis annotated on the mount DAVID, JACQUES-LOUIS David avid 82 464,230 464,230 100% 5TFDJ St. John The Evangelist Inscribed in pencil No 4/ St. Jean par Cigoll 1559 - 1613/ 68. on the backing Pen and dark brown ink and grey wash heightened with white over black chalk CARRACCI, LUDOVICO 39.6 x 22.5 cm. 460,165 460,165 100% 6XTGT The Firing Squad Circa 1800 Signed lower center Dom. Tiepolo f. TIEPOLO, GIOVANNI Pen and brown ink with brown wash over black chalk DOMENICO 13'% x 18 % inches 450.000 450.000 100% 3XJJT Satan dominant le monde 1877 Charcoal on paper REDON. ODILON 14 x 10 % inches 450.000 450,000 100% 3XJJF Conrad 2009 Paintstick on handmade paper SERRA. RICHARD 78 % x 78 '4 inches 450,000 450,000 100% 5TCK,, Page 20 of 54 EFTA_R1_02138442 EFTA02714008 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Olson 2010 Paintstick on handmade paper SERRA. RICHARD 78 /12 x 78 /12 inches 450,000 450,000 100% 510(4 Reclining Woman to the Right Circa 1912-13 Signed Gustav/Klimt within an oval, lower right Pencil, red and blue crayon on paper KLIMT. GUSTAV . 14 % x 21 % inches 450.000 450,000 100% FICK9 Los desastres de la guerra 1863 DE GOYA. FRANCISCO Set of first edition etchings and lithographs 450.000 450,000 100% 73LRC Self Portrait 1915 Signed Ensor/1915 lower center Colored wax crayons on paper ENSOR, JAMES 9 x 6 inches 450.000 450,000 100% 69KDL Portrait of a Young Gentleman Black and red chalk and stumping, within brown ink GREUZE. JEAN- framing lines BAPTISTE .14 x 12 inches 413,056 413,056 100% 74DW7 Cloud Study (recto) and Suffolk Landscape with a Cloudy Sky (verso): a double-sided drawing Watercolor over pencil CONSTABLE. JOHN 4 Yr x6 %inches 400.000 400,000 100% 4GWYM Triple L Excentric Gyratory Gyratory 1993 Stainless steel RICKEY. GEORGE Height: 20 feet 400.000 400,000 100% 4GPH6 Homage to Susan Sontag 1982 Oil on canvas TANSEY. MARK 22 x 36 inches 400,000 400,000 100% 3XJ8P Pink Swirl 1988 Oil on panel THIEBAUD. WAYNE 15 x 12 inches 400,000 400,000 100% 3XJBO Christ Calling the Fishermen Circa 1735 TIEPOLO, GIOVANNI Pen and brown ink with brown wash over black chalk BATTISTA 16 /12 x 11 /12 inches 400,000 400,000 100% 4CXVD Page 21 of 54 EFTA_R1_02138443 EFTA02714009 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Tigre se lechant la patte Circa 1853-55 Oil on canvas DELACROIX, EUGENE 9 % x 12 V. inches 400.000 400.000 100% 3YKCH Satyre 1877 Charcoal on paper REDON. ODILON 11 x 9'/. inches 400,000 400,030 100% 3Y47M Figures in a Landscape 1905 Watercolor on paper DERAIN, ANDRE 19 x 25 inches 400,000 400,000 100% 5C2WC Nature morte au cafetiere 1917 Pencil and charcoal on paper GRIS. JUAN 18'4 x 12 % inches 400.000 400,000 100% 3XJG6 Portrait of a Woman with a Veil 1632-35 Black and red chalk VOUET. SIMON 10% x8 % inches 400.000 400.000 100% 69MMG The Four Horsemen (Bartsch 64: Meder 167b) Circa 1496-97 With large imperial orb watermark (Mader 53) Woodcut DORER. ALBRECHT 15 'Axil% inches 360,000 360,000 100% 4GXJN A mounted soldier, seen from behind Black, red and white chalk on buff paper FOSSE. CHARLES DE LA 12 % x 8 % inches 360,000 360,000 100% 6XV7B Escalier dans les jardins de la villa Fames° a Caprarola Signed Robert, lower right Red chalk on paper ROBERT, HUBERT Sight: 13 V. x 17 V. inches 353.943 353.943 100% 6)0/82 The Temptation of Adam Circa 1570 Signed B Sprangers fecit Black chalk. pen and brown ink, brown and gray wash SPRANGER, heightened with white on paper BARTHOLOMAEUS 9 % x 7 inches 350.000 350000 4GPRQ Page 22 of 54 EFTA_R1_02138444 EFTA02714010 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Mist in Search of a Model 1931 Gouache on paper DAVIS, STUART 11 x 19 inches 350.000 350.000 100% 3Y470 La defense Pen and ink and wash on paper DAUMIER, HONORE 7 % x 8 % inches 350.000 350,000 100% 4D9JJ Les Nympheas avec saule Aquarelle MONET. CLAUDE 9 x 5 % inches 350.000 350,000 100% STCOM Le cube (L'oeil) Charcoal on paper REDON, ODILON 17 x 11 % inches 350,000 350,000 100% 4GX84 Caryatid, Frontal View, with Background, Hands Behind her Head 1911 Signed and dated Modigliani 2 Juillet 011 lower right MODIGLIANI. AMEDEO Black crayon 350.000 350,000 100% 45SWP Untitled MASTER L. CZ. Print 350,000 350,000 100% 73XN0 Junges Pear (S. L52) 1913 Lithograph printed in colors NOLDE, EMIL Approximately 24 X x 20 inches 350,000 350.000 100% 73LR3 Coat of Arms with a Skull Executed in 1503. Engraving on paper (AMER, ALBRECHT 87, x 6 5(16 inches 338.500 338,500 100% 6XTHZ Saint Anthony Reading Engraving, 1519, without watermark, a superb Meder a impression, with narrow margins, in excellent condition Executed in 1519. Engraving on paper DORER. ALBRECHT 3% x 5% inches 336,500 336.500 100% 6XTHV Louis de Lorraine-guise. Prince de Phalsbourg, in Armour, on Horseback: 5r. - n,tefes•.; Black chalk, brown wash, the outlines of horse and rider pricked for transfer and partly indented CALLOT, JACQUES 9 %x 13 inches 600.000 300,000 Y Y 50% Met 45SWV Page 23 of 54 EFTA_R1_02138445 EFTA02714011 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Return of the Prodigal Son Pen and brown Ink and brown and gray wash CARRACCI, ANNIBALE 15 x 10 inches 300,000 300.000 100% 72WP4 Sentinels 1956 Oil on canvas AVERY. MILTON 34 x 38 inches 300.000 300.000 100% 3XJK6 A Moorish Nobleman 1749 Signed and inscribed on verso I.F.C.M./No 310411069 TIEPOLO. GIOVANNI Red chalk heightened with white on blue paper BATTISTA 12 V. x 9 % inches 300.000 300,000 N Y 100% 3YKD8 The Entry of Christ into Brussels in 1889 on the Day of Mardi Gras Executed in 1898 Etching. hand-colored with gouache and watercolor ENSOR, JAMES 9% x 14 /12 inches 300.000 300.000 100% 6XTFR Pair of torcheres Bronze GIACOMETTI. ALBERTO Height: Approximately 60 inches 300.000 300.000 100% 3XJFJ Autoportrait 1944 Pen and ink on paper MATISSE, HENRI 15 V.. x 10 '/. inches 300.000 300,000 100% 3XJH3 Caliban 1880 Charcoal on paper REDON. ODILON 18'% x 14 % inches 300,000 300,000 100% 4GX85 The Age of Bronze Stamped Alexis Rudier Bronze with brown and green patina RODIN, AUGUSTE Height: 25 /12 inches 300.000 300,030 100% 4CXV8 Le penseur 1880 Bronze with brown and black patina RODIN. AUGUSTE Height: 14 % inches 300.000 300,000 100% 4CXV9 Kleines Rosenstilleben mit blauem Spiegel 1927 Oil on canvas BECKMANN, MAX 10 % x 25 /12 inches 300.000 300000 100% 4CXVO Page 24 of 54 EFTA_R1_02138446 EFTA02714012 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Study of a Man Seen from Behind Black, red and white chalk on light brown paper JORDAENS. JACOB 18 V. x 12 V. inches 300.000 300000 100% 69KDP Untitled VASARI. GIORGIO Work on paper 300.000 300000 100% 73LR6 Superficie bianca 1976 Signed and titled on the stretcher CASTELLANI. ENRICO Tempera on shaped canvas 275.000 275.000 100% 4GWZ4 *Sleeping Nude Stamped with initials J.F.M. lower left Charcoal stumping on paper MILLET. JEAN•FRANCOIS 8 x 11 inches 275.000 275.000 100% 57635 Recto: Deux lilies d'orienlaux (The Heads of Two Turbaned Men) Verso: Un mamelouk debout 1822 Watercolor over black crayon GERICAULT. THEODORE 5 V. x 8 inches 250.000 250,000 N Y 100% 3XJFH Landing 1988 Lead. fiberglass and air GORMLEY. ANTONY 22 x 87 x 22 inches 250,000 250,000 100% 3YKC8 Vampyre (5.34: W.41) 1895-1902 Signed in pencil Combination lithograph and woodcut printed in five colors on offwhite MUNCH, EDVARD Japan paper 250.000 250.000 100% 3YKCY Satyr Crowned with Vine Leaves Pen and brown ink with bistro wash ROMANO, GIULIO 27.9 x 19.4 cm 250.000 250.000 100% 6/0/77 Falconry Tapestry Circa 1490 TOURNAI Approximately 6 feet 9'4 inches x 8 feet 3 % inches 250.000 250,000 100% 4B6FX Calla Lillies 1928 Oil on board HARTLEY, MARSDEN 23 'A X 19 V. inches 250.000 250,000 100% 3XJ03 Autoponrait 1938 Charcoal on paper GIACOMETTI. ALBERTO 10 x 8 % inches 250.000 250,000 100% 3XJFM Page 25 of 54 EFTA_R1_02138447 EFTA02714013 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Jean-Paul Sartre 1949 Pencil on paper GIACOMETTI, ALBERTO 11 % x 8 % inches 250.000 250.000 100% 3XJFN Portrait de Monseigneur Gabriel Cortois de Pressigny (1745-1823) 1816 INGRES, JEAN- Pencil and watercolor on paper AUGUSTE-DOMINIOUE 11 % x 7 % inches 250.000 250.000 100% 3XJGB Sun Line 2008 Red slate LONG, RICHARD 26 inches x 37 inches x 71 feet 6 inches 250.000 250,000 100% 5TD02 Comish Slate Cross 2007 LONG, RICHARD Delabole slate 250,000 250.000 100% 5TDOC Le jeune homme et la mon (Hommage A Chasseriau) Circa 1865 Watercolor on paper MOREAU. GUSTAVE 10 % x 5'4 inches 250.000 250.000 100% 4D9JH Portrait de Madame Peen de Saint-Gilles 1822 PRUD'HON, PIERRE- Oil on canvas PAUL 28 x 23 V. inches 250.000 250,000 100% 3Z6Y5 L'amateur d'estampes 1860-2 Pencil and crayon over charcoal on paper DAUMIER, HONORE 14 V. x 11 % inches 250,000 250,000 100% 6910D2 Reclining Woman with Bent Arms Circa 1916-17 Signed GUSTAV/KLIMT lower right Pencil on chamois simili Japan paper KLIMT, GUSTAV 14 •% x 22 % inches 250,000 250,000 100% 5TCL3 Mohn and Ritterspoon Watercolor on paper NOLDE. EMIL 13 % x 18 inches 250.000 250.000 100% 4CXVV Poinsettia (La flour rouge) Pastel on paper REDON. ODILON 26 %x 19 % inches 250.000 250.000 100% 4CXVW Page 26 of 54 EFTA_R1_02138448 EFTA02714014 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Nemesis (The Great Fortune) (Bartsch 77: Mader 72 Ila (of I); Schoch, Mende and Scherbaum 32) Circa 1501 With high crown watermark (Mader 20) Engraving DURER, ALBRECHT 13 ' x 9 inches 250.000 250.000 100% 4GWY0 Standing Male Nude (recto), Seated Male Nude (verso) PIAZZETTA. Red chalk, heightened with white GIAMBATTISTA 22 'A x 13 'A inches 240.000 240.000 100% 69MLY Brushstrokes Cut into Thirty-five Squares and Arranged by Chance 1951 Ink and collage on paper KELLY, ELLSWORTH 4 x4 V. inches 225000 225.000 100°.: 69MMS Kurt Schvritters: Schriftstellar 1921.22 Collage and montage on card SCHWITTERS, KURT 12 V. x 10 inches 225,000 225,000 3XJJN The Triumph of Pompey* Watercolor. gouache. pen and black ink. graphite. black chalk underdrawing on white laid paper, mounted to an album page DE SAINT-AUBIN. Circa 1760 GABRIEL 8'/. x 15'A inches 400,000 200,000 Y N 50% Met 4B6GV The Confederates Arriving at the Ruth 1778 Brown ink and wash on paper FUSELI, HENRY .10 % x 15 % inches 200.000 200.000 100% 3Z3DF Seeing and Showing 1991/92 Lead, fiberglass. and air GORMLEY, ANTONY 37'% x 35 x 17'/. inches 200.000 200,000 100% 4CXVP Etude preparatoire pour "Le jeu d'echecs" Circa 1815 Black crayon on paper BOILLY, LOUIS LEOPOLD 8 % x 13'/. inches 200,000 200,000 100% 4GX7L Page 27 of 54 EFTA_R1_02138449 EFTA02714015 UN-PLEDGED IF PARTIAL, Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Portrait of a Revolutionary in Profile Facing Left Annotated Dessine par Louis David en moins de vingt minutes et sur le genus, dans les prisons des 4 nations, le 3 messidor au 3 dIR, on the reverse Pen and ink on paper DAVID. JACQUES-LOUIS Diamerter: 17.6 cm. 200.000 200.000 100% 6XSXV Together and Apart Edition 115 1998 Cast iron GORMLEY, ANTONY 74 x 18 % x 12 % inches 200.000 200.000 100% 3YKC5 The Angel of Death Signed Odilon Redon, lower right Charcoal on paper REDON, ODILON 49.5 x 28 cm. 200.000 200.000 100% 6XV7Y Sir Galahad Circa 1858 Pen and India ink over black lead on joined paper BURNE-JONES. EDWARD 12 % x 14 % inches 200.000 200.000 100% 3XJDL Console a plateaux, modOle aux grenouilles Circa 1984 Bronze with brown-green patina GIACOMETTI, DIEGO 35 x 47 x 16 inches 200.000 200.000 100% 3XJFP Console a plateaux, models aux grenouilles Circa 1984 Bronze GIACOMETTI, DIEGO 35 x 47 inches 200,000 200,000 100% 3XJFS Console table with shelf, model with frogs Circa 1980 Bronze with green patina GIACOMETTI, DIEGO 35 x 50 x 15 inches 200.000 200,000 100% 3XJFT Console table with shelf, model with frogs Circa 1980 Bronze with green patina GIACOMETTI. DIEGO 35 x 50 %x 15'/. inches 200.000 200,000 100% 3XJFV The Fish 1932-33 Oil on cardboard HARTLEY. MARSDEN 15 x 24''4 inches 200.000 200.000 100% 3XJ04 Page 28 of 54 EFTA_R1_02138450 EFTA02714016 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Eve a la pomme 1899 Bronze MAILLOL. ARISTIDE Height: 23 inches 200.000 200.000 100% 4CXVN Awes le bain t (Leaving the Bath) (Seated Bather) Circa 1861 Pen and sepia ink with wash, over red chalk with corrections in black chalk on thin wove paper MANET. EDOUARD 10 /14 x 8 inches 200.000 200.000 N Y 100% 3XJGV Le Cerf Volant 1890 Charcoal on paper REDON. ODILON 14 /14 x 12 % inches 200,000 200,000 100% 3XJJH Airplanes 2008 Ash on linen ZHANG HUAN 98 V. x 189 inches 200,000 200,000 100% 4GX7O Chrysanthemum Watercolor and gouache on paper MONDRIAN. PIET 12 x 9 inches 200,000 200,000 100% 3Z3D2 Los Proverbios (or Los Disparates) 1864 DE GOYA, FRANCISCO Set of first edition etchings and lithographs 200.000 200.000 100% 73LR9 Celebration en l'honneur du dieu Pan Pen, gouache and red chalk wash, heightened with white GILLOT. CLAUDE 8 /14 x 12 % inches 200.000 200,000 100% 6BT8W Afar (Memory Door Series) 2007 Silkscreen mounted on carved antique wood door Zhang Huan 5 feet 1 inch x 9 feet 61/2 inches x 4 inches 195,075 100% 99NI ZI The Virgin with the Rosary on the Crescent Ca. 1450 Engraving MASTER E. S. 7. 7:6.3 an 190,531 100% 99N1M1 Solid No. 3 2007 Paintstick on handmade paper SERFtA. RICHARD .40 x 40 inches 180,000 180.000 100% 4GWYS Page 29 of 54 EFTA_R1_02138451 EFTA02714017 UN-PLEDGED IF PARTIAL, Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Solid No. 11 2008 Paintstick on handmade paper SERRA. RICHARD 40 x 40 inches 180,000 180,000 100% 4GWYT *Solid No. 13 2008 Paintstick on handmade paper SERRA. RICHARD 40 x 40 inches 180.000 180.000 100% 4GXJL Group of Seven Horses (Bartsch 56: Hollstein 238: Mende 77; Shestack 83) 1534 BALDUNG. HANS Woodcut 180.000 180,000 100% 4GXJM Handicraftsman (from the Memory Door series) 2007 Silkscreen mounted on carved antique wood door ZHANG HUAN 58 % x 125 x 6 % inches 180,000 180000 100% 4GX7M Broomcorn Field (from the Memory Door series) 2008 Silkscreen mounted on carved antique wood door ZHANG HUAN 55 % x 110 % x 6 inches 180000 180.000 100% 4GX7N Stairs (from the Memory Door series) 2007 Silkscreen mounted on carved antique wood door ZHANG HUAN 48 x 116 x4 % inches 180.000 180.000 100% 4GX7P Transparency #2, 2012 Executed in 2012 Litho crayon on mylar SERRA. RICHARD 30 x 24 inches 175,750 100% 99N1S2 Junges Paar (S.152) 1913 Signed in pencil and inscribed Vom 8 DR. Dieser Fassung Nr. 4 From the edition of 121 NOLDE. EMIL Lithograph printed in black. purple and orange 175,000 175.000 100% 3XJHH Nude with Floral NI (Large Black) 1988 Signed and dated on the reverse Enamel on cut-out steel WESSELMANN. TOM 48 x 83 inches 175.000 175.000 100% 4GPRN Page 30 of 54 EFTA_R1_02138452 EFTA02714018 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER A Bacchic procession with drunken Silenus Inscribed in brown ink Polidoro. on the verso, lower left Pen, brown ink and brown wash ZUCCARO. TADDEO 12.3 x 16.4 cm. 175.000 175.000 100% 6XTGY Calla and Sommerblumen Circa 1925 Watercolor on rice paper NOLDE. EMIL 13 % x 18 inches 175.000 175.000 100% 3XJCK L'Amor the motive il Sole e raft Stelle Circa 1880-83 Pencil on three sheets BORNE-JONES. EDWARD 84 x 42 inches 175.000 175.000 100% 4CXVK Danseuse mettant son bas Edition 17122 Circa 1919-21 Bronze with black patina DEGAS, EDGAR Height: 16 '/. inches 175.000 175,000 100% 3XJC5 Cavalier mamelouk au galop 1849 Pen and brown ink on paper DELACROIX. EUGENE 13 x 8 % inches 175,000 175.000 100% 3XJF7 Table basse aux caryatides Bronze with brown and green patina Height: 17 Y. Inches Width: 28 inches GIACOMETTI. DIEGO Depth: 28 inches 175.000 175,000 100% 5C45B Femme nue Pencil on paper KLIMT. GUSTAV Sight: 21 % x 14 inches 175.000 175,000 100% 3XJGN Autoportrait Circa 1900-05 Brown ink and wash on paper MATISSE, HENRI 10 x 7 % inches 175.000 175,000 100% 3XJGY La ravaudeuse (Madame Millet) 1853 Conte crayon and gouache on blue-gray paper laid down on calendared paper MILLET, JEAN-FRANCOIS 12 %x 10 % inches 175,000 175.000 100% 5C4R6 Page 31 of 54 EFTA_R1_02138453 EFTA02714019 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Two Standing Women Black and white chalk on brown paper LONGHI, PIETRO 8 % x 6 %inches 160,000 160,000 100% 69MM8 Sir Lancelot in Queen Guinivere's Chamber c. 1857 ROSSETTI, DANTE Pencil and blue wash GABRIEL 11 x 14 1/2 inches 150.942 100% 99N1R5 Man, Rocks and Sea Signed Milton Avery and dated 1948 lower left Watercolor and pencil on paper AVERY. MILTON .22 % x 30 % inches 150,000 150,000 100% 3XJHV Beach Umbrellas 1944 Gouache on paper AVERY. MILTON 22 x 30 inches 150,000 150,000 100% 5C2WG Weib and Tier - Inv. 1 (Komfeld, no.13) (Woman and Animal) Signed in pencil, dated and inscribed 13 and PI. zerstort Etching KLEE. PAUL 7 % x8%inches 150,000 150,000 100% 45SWD Zwei Manner. (financier in hoherer Stellung vermutend, begegnen sich - Inv. 6 (Komfeld, no. 7) Circa 1903 Etching KLEE, PAUL 4 x 8 % inches 150,000 150,000 100% 4B6H6 Komiker - Inv. 4 (Komfeld. no. 9) 1904 Etching KLEE. PAUL 5 % x6%inches 150.000 150.000 100% 4B6H7 Landscape with Harvesters at Sunset 1826 BONINGTON, RICHARD Watercolor with touches of todycolor and stopping out PARKES 5'G x 7 % inches 150.000 150,000 100% 3XJD7 Study for Proposed Mural. United Nations Conference Room 3 1955 Gouache on paper DAVIS, STUART 7 % x 11 % inches 150.000 150,000 100% 3ZBJR Page 32 of 54 EFTA_R1_02138454 EFTA02714020 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Wooded Landscape with Figures Outside a Cottage Circa 1778 Charcoal with grey and black washes. heightened GAINSBOROUGH, with white chalk THOMAS 10 'h x 13 /12 inches 150.000 150,000 100% 3Y47D Seated Woman on Bench Edition of 9 1953 Bronze with green patina MOORE. HENRY Height: 8 4 inches 150.000 150.000 100% 5C455 Ash Skull No. 14 2006 Ash on linen ZHANG HUAN 78 % x 98 % inches 150.000 150,000 100% 4GX7R Pedestal a roiseau Bronze with dark brown and green patina Height: 39 % Inches Length: 19 /12 inches GIACOMETTI. DIEGO Width: 15'% inches 150,000 150.000 100% 3YKCL Silver River — Hudson Executed in 2011 Number 1 of 3 in an edition of 3, plus 2 artist's proofs Recycled silver LIN. MAYA .81 x 45 % inches 150.000 150.000 100% 6XT4D Untitled ROMANO. GIULIO Work on paper 150.000 150.000 100% 73LR7 Nighttime, Enigma and Nostalgia Circa 1931-34 Ink and ink wash on paper GORKY. ARSHILE 23 x 29 inches 125.000 125.030 100% 4D9JP The Sidelong Glance 1912 Watercolor and penal on paper DAVIS. STUART 15 x 11 inches 125.000 125,000 100% 3XJKJ Untitled 1912 DAVIS, STUART Watercolor on paper 125,000 125.000 100% 73W72 Page 33 of 54 EFTA_R1_02138455 EFTA02714021 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER The Achieving of the Sangreal 1892 BEARDSLEY. AUBREY India ink, wash and pencil on paper VINCENT 15 %x 12 % inches 125,000 125,000 100% 3XJKA, Kasbek The preparatory study for the drypoint 1923 Signed in pencil, inscribed by an unknown hand Grossman Lithographic crayon on joined, buff transfer paper laid down on board BECKMANN. MAX 19 % x 8 % inches 125.000 125,000 100% 3XJJ4 Redo: Portrait of a Little Couloughi 1846 CHASSERIALL Graphite on light brown paper THEODORE 25 x 18 inches 125,000 125,000 100% 3Z3D8 Pair of Andirons Iron and patinated bronze with traces of gilding GIACOMETTI, DIEGO Height 13 % inches 125,000 125,000 100% 5532Y A Figure Passing in the Horizon. a Gothic Chapel in the Foreground (Dusk) 1837 Pen with black and brown ink wash on paper (bistro) on paper) HUGO, VICTOR 8 %x 11 inches 125,000 125,000 100% 3Z3DL Mere et enfant (Esquisse de le Martyre de Saint Symphorien) Circa 1833 INGRES, JEAN- Pencil on joined paper, squared for transfer AUGUSTE-DOMINIQUE 18'% x 8 % inches 125.000 125.000 100% 3XJGD Cooper Tightening Staves on a Barrel Circa 1848-50 Sanguine crayon on buff paper MILLET. JEAN-FFtANDOIS 16 % x 11 V. inches 125,000 125,030 100% 3XJH7 Bacchus et jeune femme nue 1954 Pen and India ink on paper PICASSO. PABLO V. x 12 % inches 125,000 125,000 100% 4CXV6 La soeur ainee Circa 1881 Watercolor and gouache on paper TISSOT, JAMES 18 % x 10 % inches 125.000 125,000 100% 3XJJV Page 34 of 54 EFTA_R1_02138456 EFTA02714022 UN-PLEDGED IF PARTIAL, Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER La robe rose Circa 1890 Oil on board VUILLARD. EDOUARD 8 % x 10 % inches 125.000 125.000 100% 3XJCS Greiser Phoenix - Inv. 9 (Komfeld, 17) 1905 Signed in pencil, dated and Inscribed 36 Etching KLEE. PAUL 10 4 x 7 % inches 120.000 120,000 100% 45SWC Pair of Lamps Decorated with Owl and Cup Bronze with brown patina GIACOMETTI. DIEGO Height (without shade): 19 % inches 120.000 120,000 100% 3XJFR 'Untitled 2013 Set of five glass lamps Dimensions variable PARDO. JORGE JP 13/004 117.585 100% 99N1P1 Le Combat des pouilleux Desir et Rissole - the Fight of the Down-andouts Desir et Rissole (Combat of the Rascals) (7.19) 1888 Etching and drypoint heightened with gouache and colored pencil on Japan paper ENSOR, JAMES 9'/. x 11 7/16 inches 114,000 114,000 100% 69KDT Les Bains d'Ostende - The Baths at Ostend (T.115) 1899 Titled, signed. dated in pencil below; titled and countersigned on the verso Hand-colored etching on wove paper ENSOR. JAMES 8 %x 11 inches 114,000 114,000 100-, 69KDV Alimentation doctrinaire - Doctrinal Nourishment (T.80) and (7.79): a double-sided print 1889 Etching on Japan paper printed on both sides of the sheet ENSOR. JAMES 7 x 9'% inches 114.000 114,000 100% 69KC8 La Belgique au XIXe siecte — Belgium in the XIXth Century (also called Le Roi dindon) (T.81) 1889 Titled, signed, numbered Le rot dindon Epreuve no 6 on the verso in pencil Etching on Japan paper ENSOR. JAMES 6'V.. x9 %inches 114.000 114.000 100% 69KDS Page 35 of 54 EFTA_R1_02138457 EFTA02714023 UN-PLEDGED IF PARTIAL. Fair Value (°/0 PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Canine Construction 2010 Edition 4 of 4. plus 1 artist's proof Bronze GIMHONGSOK 63 % x 92 /12 x 34 % inches 100.000 100.000 100% 69K0M A Stag at Sharkey's (M.46) 1917 Signed. titled and numbered #27 in pencil From the edition of 98 BELLOWS, GEORGE Lithograph on heavy wove paper WESLEY 18'% x 23 % inches 100.000 100.000 100% 5C457 Der Held mit dem Flags! - Invention 2 (K.16) 1905 Signed Etching KLEE, PAUL 10 x 6 % inches 100,000 100,000 100% 4GX7H Dessin Circa 1898 Pencil and black chalk on paper, in artist's frame KHNOPFF. FERNAND 7 x 3 /12 inches 100,000 100.000 100% 3YKCR Weib and Tier (Komfeld. no. 3) 1903 Etching KLEE. PAUL .8 'x 11 % inches 100.000 100,000 100% 4B6H5 Acrobat (Back Bend) Edition of five 1950 Bronze with brown patina BECKMANN. MAX Height: 9 ' inches 100,000 100,000 100% 3Y47J Heracles Archer Circa 1909 BOURDELLE. EMILE Plaster ANTOINE Height: 23 % inches 100.000 100.030 100% 3Z3F7 Christmas Eve Graphite with stumping VON MENZEL, ADOLPH 8 %x 11 % inches 100,000 100000 100% 3XJH6 'Mary Executed in 1920 Signed and dated 1920 DIX lower right; inscribed Mary upper left Pencil on paper DIX, OTTO 16 % x 13 inches 100,000 100,000 100% 68183 Page 36 of 54 EFTA_R1_02138458 EFTA02714024 UN-PLEDGED IF PARTIAL, Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Mon Pere mort • My dead father 1887 Pencil and black crayon with white heightening on brown paper Ensor, James 170 x 226 mm 97,988 100% 99N1E1 Tanzerin mit gehobenem Rock (Dube W 141) 1909 Signed in pencil KIRCHNER. ERNST Woodcut LUDWIG 9'4 x 13 inches 90,000 90000 100% 3XJGH Junges Paar (S.152) 1913 From the edition of 121 Lithograph printed in black and green NOLDE. EMIL 24 h x 19 % inches 90.000 90.000 100% 3XJHK Transparency d3. 2012 Executed in 2012 Litho crayon on mylar SERRA, RICHARD 30 x 24 inches 85.000 85.000 100% 6XTRY Stalled Cairn 1990 Polished and natural cleft granite Zimmerman, Elyn 266 x 123 x 81 inches 80,063 100% 99N1Z2 Le Bon Samantain (Neuman 49; Van Gelder 100) 1861 Dated and signed in lower margin Edition Vial with ink inscription BRESDIN, RODOLPHE Lithograph on chine applique (backed) 80.000 80000 . 100% 3VKCC A Battle Scene 1857 Pen and China ink with brush and grey wash on paper BRESDIN. RODOLPHE 5 % x 9 % inches 80.000 80,000 100% 3XJDF A Lion Hunt 1857 Pen and India ink with brush and grey wash on paper BRESDIN. RODOLPHE 5% x 9% inches 80.000 80,000 100% 3XJDG A View in Borrowdale 1806 Watercolor and pencil on paper, squared for transfer CONSTABLE, JOHN 7 x 14''4 inches 80,000 80,000 100% 3XJDS Page 37 of 54 EFTA_R1_02138459 EFTA02714025 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Nature morte aux fruits Still Life with Fruits Circa 1935 Gouache and pencil on cream-colored paper BONNARD, PIERRE 12 'h x 13 inches 80.000 80.000 100% 4CXVS Lampadaire a la tete de femme Circa 1935-37 Bronze with brown patina GIACOMETTI. ALBERTO Height: 61 inches 80.000 80.000 100' 3Z30G After Edgar A. Poe (Mellen° 37-43) 1882 The complete set of six lithographs and the paper folder in bistre. Lithographs. printed on off-white chine applique on wove paper REDON, ODILON 17 3/4 123/8 inches 80.000 80,000 100cz 3Z3DZ Selbstbildnis mit Steifem Hut (H.180; GL.157; G.153) 1921 Signed in pencil From the edition of c. 50 on Button paper, printed circa 1922 Drypoint. fourth (final) state BECKMANN. MAX 12 % x 9 V. inches 75.000 75.000 100% 3XJHX Billiardspieler (0. L290) 1915 Second state of three KIRCHNER, ERNST Lithograph on yellow paper LUDWIG 23'% x 19 % inches 70.000 70,000 100% 3XJGK Vue de Volterra COROT. JEAN-BAPTISTE- Black crayon on paper CAMILLE 29.5 x 43.5 cm 70,000 70,000 100% 6)0/7S Lady Gold's Escort (From The Yellow Book Vol. III) Circa 1894 BEARDSLEY. AUBREY Pen, brush and India ink on paper VINCENT 11 x 7 inches 70,000 70,000 100% 3Z3DX The Swarm Executed In 1904/05 Pencil, ink and wash on paper KUBIN. ALFRED 11% x 15% inches 70.000 70.000 100% 6XTGD Page 38 of 54 EFTA_R1_02138460 EFTA02714026 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Taubstumme 1921 Pencil on paper laid down on paper BECKMANN, MAX .10 % x 7 V. inches 70.000 70,000 100% 5C29B Femme nue debout Circa 1900 Pen and ink on paper MATISSE. HENRI 10 x 7 inches 70.000 70.000 100% 3YKCV Studies of a Man Eating from a Bowl Circa 1872-74 Black chalk with stumping on paper VON MENZEL. ADOLPH 9'V.. x 13 inches 70,000 70,000 100% 3YKCW Liegende akt auf dem Sofa 1904 KIRCHNER, ERNST Charcoal on paper LUDWIG .25 %x 35 inches 70,000 70.000 100% 3Z3CZ Les eplucheuses de pommes de terre 1872 Pen and black ink with black washes and gum arabic on beige paper Ribot. Theodule Augustin 11 1/4 x 14 1/2 inches 65,175 100% 99N1R4 Dempsey and Firpo (M. 181) 1923.4 From the edition of 103 BELLOWS. GEORGE Lithograph, on cream wove paper WESLEY 18 x 22 % inches 65.000 65.000 100% 32BBT The Appearance to Joseph Circa 1909 Signed N. Gontcharova. lower right GONCHAROVA. NATALIA Gouache and pencil 62.500 62.500 100% 5TDN8 Table au couvert dresse May 20. 1944 India ink, ink wash, pastel and scratching on paper DUBUFFET, JEAN 7 % x 9 %, inches 60,000 60,030 100% 4GWYY Study for Slue Figure in Chair' (Study after Picasso) Circa 1931 Charcoal on paper GORKY. ARSHILE 23 x 17 % inches 60.000 60.000 100% 3YKCM Page 39 of 54 EFTA_R1_02138461 EFTA02714027 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Study for 'Blue Figure in Chair (Study after Picasso) Circa 1931 Charcoal on paper GORKY, ARSHILE 23 x 17 V. inches 60.000 60.000 100% 4GPRM Channe (Weiblich Anmut) Invention no. 5 (K.12) (Female Charm) Bern, Switzerland Printed by Max Giradet Signed, dated and inscribed PK Bern Juli!Nov. 04 by the artist in the plate, upper left: inscribed Inv 5 upper right: inscribed Chem* (watt. Anmut) lower left One of four known trial proofs, before the edition of 30 Etching on Velin paper KLEE. PAUL 5 %x 3 %inches 60.000 60,000 100t. 5TCRW The Blind Still Leading the Blind 1996 Glass and silver, in eleven parts QUINN. MARC 290 x 65 x 30 inches 60.000 moo 5C453 De animalite Circa 1886 Pencil. colored chalks and watercolor on paper laid down on paper, in artist's matte KHNOPFF, FERNAND 4 %x 4 inches 60.000 60,030 100% 3XJGG Hand of a Woman Holding a Cane 1883 Carpenter pencil and stumping on paper VON MENZEL. ADOLPH 7 %x 4 % inches 60,000 60.000 100% 323DR Sacre Coeur 1949 Conte crayon with white heightening on blue paper BECKMANN, MAX 23 V. x 17 V. inches 60,000 60,000 100% 3XJBX Paysan au pied d'un arbre Circa 1850 Pen and China ink on paper BRESDIN, RODOLPHE 4 '1. x 3 inches 60.000 60.000 100% 3XJOD La puce 1888 Pencil and charcoal on paper ENSOR. JAMES 8% x 6% inches 60.000 60.000 100% 4D9JW Page 40 of 54 EFTA_R1_02138462 EFTA02714028 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? /12 OWNER IDENTIFIER Le Mannequin Charcoal Vuillard. Edouard 9 x 11 inches 59,538 100% 99N1V1 La mannequin drawn drca 1896-1898, Charcoal on buff paper VUILLARD. EDOUARD 9'/. x11 in. 55.000 100% 3XJCV Etude d'odalisque Pencil on paper Matisse. Henn 10 3/4 x 14 3/4 inches 54,125 100% 99N1M2 Untitled (Jamaican Watercolor) 1992 CLEMENTE. FRANCESCO Watercolor on paper 50.000 50.000 100% 3XJKH Marius a Mintumes Circa 1785 Black chalk, pen and brown ink, and grey wash on DROUAIS. JEAN- paper GERMAIN 7 'Az 9 inches 50.000 50,000 100% 3XJF9 Arlistenkind-Marcella (Dube L. 136, I of II) 1909 Signed in pencil KIRCHNER, ERNST Lithograph LUDWIG .15 /14 x 12 % inches 50,000 50.000 100% 3XJGJ Invention 8 - Perseus (Der Witz hat uber das Leid gesiegt) Executed in 1904. Zinc etching on heavy wove paper KLEE. PAUL 5 x 5'/ inches (sheet: 16 1/2 x 12 '4 inches) 50.000 50,000 100% 6XTFP From Crotch Isle, Maine 1922 Watercolor on paper MARIN. JOHN 16'% x 19 /12 inches 50.000 50.000 100% 3XJBL Nu a la baignoire Brown crayon on paper BONNARD. PIERRE 10 x 8 % inches 50.000 50,000 100% 3XJC2 Lampe-trepied a etoile Designed by Alberto Giacometti for Jean-Michel Frank in 1935-37 and cast by Diego Giacometti at a later date. Bronze with dark brown patina GIACOMETTI, ALBERTO Height: 16 inches 50,000 50,000 100% 3XJFK Page 41 of 54 EFTA_R1_02138463 EFTA02714029 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Lampe-trepied a etoile Designed by Alberto Giacometti for Jean-Michel Frank in 1935-37 and cast by Diego Giacomett, at a later date. Bronze with dark brown patina GIACOMETTI, ALBERTO Height: 16 inches 50.000 50.000 100% 3YKCK Signac, Paul La Rochelle 42,900 100% 99N1S10 Kopf Ludwig Schemes (D.H 330) 1918 Signed in pencil and inscribed Eigen ruck Woodcut on beige strong Japan paper with full KIRCHNER, ERNST margins LUDWIG Sheet: 23 7. x 16 % inches 40.000 40,000 100% 4D9JX • Eifursucht (grosse Fassung) (S. 58; W.69) 1896 Unsigned Printed by Clot Lithograph with tusche, crayon and needle on wove paper MUNCH. EDVARD 18 V4 x 22 % inches 40.000 40,000 100. 3XJHG Dans le rave (Mellen° 27-36): a set of ten 1879 Printed by Lemercier et Cie., Paris. in an edition of 25 Lithographs on off-white chine applique on heavy wove paper Varying sizes, the smallest: 22%x 15% inches REDON, ODILON The largest: 22 % x 15'% inches 40.000 40.000 100% 3XJJC The Towpath 1986 Oil on canvas KAHN. WOLF 60 x 52 inches 35,000 35.000 100% 3XJCC El guitarrista 1979 Charcoal, graphite and white chalk on calendered paper BOTERO. FERNANDO 16% x 14 % inches 35.000 35.000 100% 3YKC4 A Threatening Head 1770-78 Pen, black ink, and black wash on paper FUSELI, HENRY 6'%. x 7 % inches 35.000 35.000 100% 4D9JZ Page 42 of 54 EFTA_R1_02138464 EFTA02714030 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Cabeza de una Tehuana (Retrato de Juchiteca) 1935 Sanguine, charcoal and pastel on paper RIVERA, DIEGO 13% x11 inches 35.000 35.000 100% 3YKO6 Untitled V (Centerport) Circa 1940 DOVE, ARTHUR Watercolor and pen and Ink on paper GARFIELD 6 x 9 inches 35.000 35.000 100% 3XJCX The Sun May Shine and We Be Cold Circa 1860 ROSSETTI, DANTE Pen and brown ink on paper GABRIEL .8 x 6 % inches 35.000 35.000 100% 3XJJL Lampe en lone bougeoir Circa 1960 Bronze with brown and green patina GIACOMETTI. DIEGO Height: 8 /14 inches 35.000 35.000 100% 3XJFQ Lampe en forme bougeoir Circa 1960 Bronze with brown and green patina GIACOMETTI, DIEGO Height: 8 V.. inches 35,000 35,000 100% 3Z3DH Costume Design For A Young Hindu Prince In Le Dieu Bleu Signed in Latin and dated 1911 lower right.; faintly inscribed in Latin top right Gouache and gold paint over pencil on paper laid on board BAKST, LEON Sheet size: 11 x 8 inches 30.442 30.442 100% 5TCRY Costume Design For The Priest Soma From Le Dieu Bleu Signed in Latin and dated 1911 lower right.; faintly inscribed in Latin top right Gouache and gold paint over pencil on paper laid on board BAKST, LEON Sheet size: 11 x 8 /14 inches 30.442 30.442 100% 5TDOK Twisted Roots (Tree study) 1927 Black crayon and pencil on paper HARTLEY. MARSDEN 25 Y. x 19'% inches 30.000 30,000 3YKC9 Abenteuerlicher Fisch (Komfeld, 1) 1901 Etching KLEE. PAUL 3 /14 x 4 %inches 30.000 30.000 100% 4B6H1 Page 43 of 54 EFTA_R1_02138465 EFTA02714031 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Irises Circa 1895 TWACHTMAN, JOHN Pastel on paper HENRY 17 'A x 13 V. inches 30,000 30,000 100% 3XJCR Le masseur Pastel on paper VUILLARD, EDOUARD 12 % x 16 '/ inches 30.000 30,000 100% 3XJCT Mottled Hills 1962 Oil on Paper Avery, Milton 23 x 35 Inches 29,227 100% 99N1A1 Wire Landscape 2009 Steel wire LIN, MAYA 47 x 90 x 7 1/2 inches 27,156 100"/, A few clouds and a dark pond (near Manchester, Vermont) Oil on canvas Sztybel, Pamela 37 3/4 x 50 inches 27,156 100% 99N1S4 •Guerrier tartare arretant son cheval Bronze BARYE, ANTOINE-LOUIS Height: 13 /1inches 25.000 25.000 100% 3XJBV These() combattant le Centaur Bienor Bronze BARYE, ANTOINE-LOUIS Height: 12 4 inches 25.000 25.000 100% 3XJBW Cheval Turn Bronze with brown and green patina Height: 11 4 inches BARYE. ANTOINE-LOUIS Length: 12 % inches 25,000 25,000 100% 3XJKC Three Male Nudes 1861 Brown ink on buff paper DELACROIX, EUGENE 7 /14 x 9 Yo inches 25,000 25,000 100% 3XJF8 Nude Seen from Behind MAILLOL, ARISTIDE Charcoal on paper 25,000 25,000 100% 3XJCG Esquisse pour 'Le Mediterranee' Circa 1902 Sanguine on paper MAILLOL, ARISTIDE 9 % x 12 V. inches 25,000 25.000 100% 3XJGT Page 44 of 54 EFTA_R1_02138466 EFTA02714032 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Studies for the Head of the Fanner in 'Found' ROSSETTI. DANTE Circa 1870 GABRIEL Pencil, pen and black ink on paper 25.000 25.000 100% 3XJJM Woman and Child Conte crayon and pencil on paper DENIS. MAURICE 8 % x6 /14 inches 25.000 25,000 100% 3Y47/3 Bei der Toilette (At the Toilette) (H. 261 B; GI. 232; G. 226) 1923 Signed in pencil Edition 9 of 55 Woodcut BECKMANN. MAX 23'% x 17 % inches 20.000 20.000 100% 3XJJ2 Portrait de Talleyrand Charcoal on paper ISABEY, JEAN-BAPTISTE 11 /14 x 8 % inches 20.000 20,000 100% 3XJGE Penelope Edition of 10 1905 BOURDELLE. EMILE Bronze ANTOINE Height: 16% inches 20,000 20,000 100% 3XJC3 Femme a sa toilette 1899 Pen and ink and wash on rice paper DONGEN, KEES VAN 17'/. x 10 % inches 20.000 20,000 . 100% 3Z3CY Self•Portrait 1912 lithograph Schiele. Egon 18 x 24 inches 20,000 100% 99N1S11 Late Fall in CT. 1981 Oil on linen Kahn. Wolf 36 x 52 inches 19,017 100% 99N1K1 Old Billiard Player (M. 84; B. 19) 1921 From the edition of 43 BELLOWS. GEORGE Lithograph on thin wove paper WESLEY 9 % x 7 % inches 18.000 18.000 100% 3XJBY Kasbek (H. 281; G. 245) 1923 Signed in pencil and numbered 9/30 Drypoint BECKMANN, MAX 19 % x 8 % inches 17.500 17.500 100% 3XJJ3 Page 45 of 54 EFTA_R1_02138487 EFTA02714033 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Reclining Female Nude with Drapery Circa 1879 PUVIS DE CHAVANNES, Black and white chalk on papier calque PIERRE 8 V. x 16 % inches 17,500 17,500 100% 3XJJ9 Portrait 1907 RICHMOND. WILLIAM Pencil on paper BLAKE 9'/. x8'/.inches 17.500 17,500 100% 3YKC3 Treasure Chest 1974 Oil on canvas Brandt, Warren SO x 56 inches 16.667 100% 99N1B3 Love and Other Crimes 2006 Oil on canvas Miller, Henry .83 7/8 x 61 inches 16.256 100% 99N1M3 Spur of Piazetta Shaft. Venice Pen, ink, pencil and brown washes on paper RUSKIN, JOHN Image: 4 x 4'/. inches 16.000 16.000 100% 3Z3D3 Mon atelier 1930 Colored pencils on paper ENSOR. JAMES 11 % x 8 inches 16,000 16,000 100% 3XJC9 Bautzen VI 1915 Charcoal on buff paper DIX, OTTO 16 % x 13 inches 15,500 15,500 100% 4D9JT Housatonic II 2008 Oil on paper Sztybel. Parasite 19 1/2 x 25 3/4 inches 15,173 100% 99N1S3 Salamo and Seine Frauen (S.R 153) 1911 Signed in pencil Printed by Sabo Etching and softground NOLDE. EMIL 11 % x 9 % inches 15,000 15,000 100% 3XJHJ •Segelboat (S.H.37) 1910 Signed in pencil Woodcut NOLDE. EMIL .13 % x 18'% inches 15,000 15.000 100% 3Z3DT Page 46 of 54 EFTA_R1_02138468 EFTA02714034 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Victory of Tarquin over the Sabines and Etruscans Pen and ink wash on paper DE SAINT-AUBIN, Image: 8'A x 5'/. inches GABRIEL Sheet: 11 % x 8 % inches 15,000 15,000 100% 4B6GW La Ciotat 1906 Conte crayon and pastel on paper ROUSSEL, KER-XAVIER 10'/. x 14 % inches 15,000 15,000 100% 5C4RB Two Ponds (Bridgewater, CT) Oil on linen Sztybel. Pamela 19 x 24 1/2 inches 13.035 100% 99N1S5 Untitled 1939 Oil on paper Opper, John 15 x 20 inches 12,990 100% 99N101 Study for 'The Horse Fair Circa 1851.52 Black chalk on off-white wove paper BONHEUR, ROSA .10 '4 xil% inches 12,500 12,500 100% 50454 Jeune femme 4 sa toilette Circa 1892 Wash and India ink on paper RANSON. PAUL ELIE 8 x 6'/. inches 12.500 12,500 100% 5C4R9 Northern Sky (Everybody's Happy Nowadays) 2002 Oil on canvas KURTEN. STEFAN 56 x 74 inches 12,000 12,000 100% 3Y476 °elegy 1973 Signed with monogram MC and numbered Iff.XXV Polished bronze CHIRINO, MARTIN 11'/. x 7 % inches 12,000 12,000 100% 3YKDD Dark Soil I (from Sand Painting series) 2012 Mixed media on paper DERAKSHANI, REZA 30 x 22 inches 10,875 100% 99N1D1 Dark Soil II (from Sand Painting series) 2012 Mixed media on paper DERAKSHANI. REZA 30 x 22 inches 10.875 100% 99N1D2 Dark Soil III (from Sand Painting series) 2012 Mixed media on paper DERAKSHANI, REZA 30 x 22 inches 10.875 100% 99N1D3 Page 47 of 54 EFTA_R1_02138469 EFTA02714035 UN-PLEDGED IF PARTIAL, Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Dark Soil IV (from Sand Painting series) 2012 Mixed media on paper DERAKSHANI, REZA 30 x 22 inches 10,875 100% 99N1D4 Dark Soil V (from Sand Painting series) 2012 Mixed media on paper DERAKSHANI, REZA 30 x 22 inches 10,875 100% 99N1D5 Pink Roses 1976 Oil on canvas Brandt, Warren 30 x 36 inches 10,667 100% 99N1B4 Sztybel. Pamela Untitled 10.331 100% 99N1S6 Lion-stalking BARYE, ANTOINE-LOUIS Bronze 10.000 10,000 100% 3XJKB Tigre qui marche Bronze with brown and green patina Height: 8 '/1 inches BARYE. ANTOINE-LOUIS Length: 16 /2 inches 10.000 10,000 100% 3XJKO Lion qui marche Bronze with brown and green patina Height: 9 /12 inches BARYE, ANTOINE-LOUIS Length: 16 % inches 10.000 10,000 100% 5C6RG Horse and Rider Black and brown ink and wash on paper GRAHAM. JOHN 8 'A x 11 /12 inches 10,000 10,000 100% 4D9JR Sense 1993 Watercolor on paper GORMLEY, ANTONY 7 /12 x 11 inches 9,000 9,000 100% 3XJD2 Home of the Heart IV 1995 Watercolor on paper GORMLEY. ANTONY 7'A x 5'/. inches 9.000 9,000 100% 3Y478 Base 1995 Watercolor on paper GORMLEY. ANTONY 7 /12 x 11 inches 9.000 9,000 100% 323D5 Page 48 of 54 EFTA_R1_02138470 EFTA02714036 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Untitled 1950 India ink and gouache on paper signed and dated lower right Ernst, Jimmy 21 x 17 inches 8,100 100% 99N1E2 Schlangendame (H. 200: GI. 175; G. 172) 1921 Signed and titled in pencil A proof impression dedicated to R.P. (Reinhard Piper) From the total edition of 200 On pink Japan paper BECKMANN, MAX 11 'A x 10 G inches 8.000 8.000 100% 3XJHY The Pool-Player (M. 83: B.58) 1921 From the edition of 43 BELLOWS, GEORGE Lithograph on thin wove paper WESLEY 5 V. x 10 Ye inches 8.000 8.000 100% 4CXVR Turkish Dancers Pencil on paper PASCIN, JULES 17 % x 23 V2 inches 8.000 8.000 100% 3XJHL Steam Power 1884 Signed and dated bottom right Fr Stuck 84 Grey wash with white bodycolor on paper VON STUCK. FRANZ 11 x 8 inches 8.000 8,000 100% 4B6H8 Striped Drape 1947 Blue ink on paper AVERY. MILTON 14 x 17 inches 7.500 7,500 100% 3XJK9 Sztybel, Pamela Tree in a Field 7,069 100% 99N1S7 Cabenza 1995 Forged steel CHIRINO, MARTIN 9''/ x 8% x 7 %inches 7.000 7,000 100% 4GXJZ Evening Light 1988 Pastel on paper KAHN. WOLF 30 x 40 inches 7.000 7,000 100% 3XJBJ Page 49 of 54 EFTA_R1_02138471 EFTA02714037 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Espiral 1990 Lead collage CHIRINO, MARTIN 27 A x 39 %inches 7,000 7.000 100% 3Z3CX Two Women 1886 Ink on paper BERNARD. SMILE 4 % x6 %inches 7.000 7000 100% 3XJBZ Drive Shaft Schwartz. Adam Sculpture 7,000 100% 99N1S12 Bomb Mill Schwartz. Adam Sculpture 6,500 100% 99N1513 In der Trambahn (H. 235; GI. 209; G. 205) 1922 Titled and signed in pencil From the total edition of 150 Drypoint BECKMANN, MAX 11 % x 17 % inches 6.000 6.000 100% 3YKO4 Gabriel Corlois de Pressigny (Denali 1 W/iii) 1816 INGRES, JEAN• Etching AUGUSTE•DOMINIQUE 12 % x 8 % inches 6.000 6,000 100', 3XJG8 Deux femmes batifolant sur un matelas de plage. No. 285 from 347 Series (B. 1765, Bar 1782) 1968 Signed in pencil. numbered from the edition of 50 Etching PICASSO, PABLO 7'% x 12 % inches 6.000 6,000 100% 3XJBN Woman Walking Grey wash on paper MARSH, REGINALD .11 % x 7 % inches 6,000 6,000 100% 3YKBZ The Afterlife of Things 1994 Oil on incised canvas Saunders, David 33 x 25 inches 5,400 446 100% AF498R498Z498Z 99N1514 Untitled Signed and dated Ilya Bolotowsky/73 lower right; also signed and dated Ilya Bolotowsky 1973 on the reverse Oil on canvas, diamond-shaped BOLOTOWSKY. ILYA 13 % x 7 X inches 5,000 5000 100% 4GXK2 Page 50 of 54 EFTA_R1_02138472 EFTA02714038 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Fastnacht (H. 231; GI. 205; G. 201) 1922 Signed in pencil From the total edition of 150 Drypoint BECKMANN, MAX 12 % x 9 % inches 5.000 5.000 100% 3XJHZ Seven Palms 1956 Signed and dated in pencil Colored crayon monotype on paper AVERY. MILTON 17 % x 22 inches 5.000 5.000 100% 3XJBT Rencontre de cavaliers Maures (D.23) 1834 Etching, trimmed to the plate DELACROIX. EUGENE 7 %x 9 711 inches 5,000 5,000 100% 4D9JS Le combat des demons (Diaries rossant anges et archanges) (T.23) 1888 Signed in pencil and dated 1888 Etching ENSOR, JAMES Image: 9 V. x 11 % inches 5,000 5.000 100% 4D9JV Profil de femme (Profile of a Woman) no date (1930's • 40's) Sanguine on paper DERAIN, ANDRE 12 % x 9'A inches 5.000 5.000 100% 3XJC7 Femme nue 1919 Sanguine on paper DERAIN. ANDRE 24% x 18 % inches 5.000 5.000 100% 3XJC8 Threshold 1990 Plexiglass Welz, Rebecca 51 x 80 x 23 1/2 inches 4,896 100% 99K1W1 Ardores clandestinos 1995 Oil on canvas ELIZONDO. ARTURO 28 x 44 inches 4,500 4.500 100% 3XJCY Toward Blue Woods 1994 Oil on canvas Kahn, Wolf 14 x 22 inches 4,384 100% 99N1K2 Page 51 of 54 EFTA_R1_02138473 EFTA02714039 UN-PLEDGED IF PARTIAL, Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Rue de Courcelles (Mereville) Oil on paper Sztybel, Pamela 11 3/4 x 15 314 inches 4,005 100% 99N1S8 Nude Meditating 1948 Flobrush on paper AVERY. MILTON 17 x 14 inches 4.000 4,000 100% 3XJBS Two Nudes 1947 Flobrush on paper AVERY, MILTON 14 x 17 inches 4,000 4,000 100% 3YKCI;) Barn in Fog 1979 Pastel on paper KAHN. WOLF 15 x 20 inches 4.000 4.000 100"a 3VKBY Vor dem Auftritt (Akrobaten) (H. 289; G. 250) 1923 Number fourteen from the edition of sixty; published by Paul Cassirer, Berlin, 1924 Lithograph BECKMANN, MAX 22'A x 14 % inches 4.000 4,000 100% 5C4R8 Untitled 1950 Watercolor on paper CAVALLON. GIORGIO 15'A x 23 inches 4.000 4,000 100% 3XJKF Untitled 1950 Watercolor on paper CAVALLON. GIORGIO 15'A x 22 inches 4,000 4,000 100% 3XJKG Untitled 1951 Watercolor on paper CAVALLON, GIORGIO 15''A x 22 %Inches 4,000 4,000 100% 3Y47P Does Your Nose Clog Up Al Lithographic crayon on paper MARSH, REGINALD Image: 5 % x 4 V. inches 4,000 4,000 100% 3XJBM Studies of male figures in medieval dress for "The Arts of Industry as Applied to War" Black and white chalks on blue paper Leighton, Frederic Lord 21.6 x 29.2 cm 4,000 100% 99N1L2 Page 52 of 54 EFTA_R1_02138474 EFTA02714040 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER Head of a Man (L. 8) 1935 Signed in pencil From the edition of 100 Drypoint AVERY, MILTON Sheet: Approximately 18 x 13'% inches 3.500 3.500 100% 3Z3F6 Little River in France Oil on paper Sztybel. Pamela 11 3/4 x 17 1/2 inches 3,464 100% 99N1S9 Big Blue Eclipse 1970 Color etching Peterdi. Gabor 40 x 30 inches 3,458 100% 99N1P4 Half-Note No. 8 1994 Steel Lee. Jenny 20 1/2 x 4 x S inches 3,410 100% 99N1L1 REDON. ODILON Poemes 2,722 100% 99N1R2 Western Union 1964 Mixed media on paper Brandt. Warren 17 x 24 inches 2.667 100% 99N1B5 Yellow and Black Colonnade: Ellis Island Series 1984-89 Toned silverprint with oil on wood Thomas, Gwenn 34 x 42 inches 2,632 217 100% 99N1T1 Returning to Harbor (in Martha's Vineyard) 1962 Pastel on paper KAHN, WOLF .11 x 16 V. inches 2,500 2,500 100% 3XJD6 Birds and Sea (L. 60) 1955 An artist's proof, aside from the edition of 20 Woodcut printed in blue AVERY, MILTON .11 h x 27 inches 2.500 2.500 100% 3XJK8 Self-portrait Head (Second State) (W.C. 160) 1972 Signed in pencil From the edition of 10 Drypoint DINE. JIM Image: 12 x 9 inches 1.500 1.500 100% 3288P Page 53 of 54 EFTA_R1_02138475 EFTA02714041 UN-PLEDGED IF PARTIAL. Fair Value (% PARTIAL PROMISED NAME OF Sotheby's Appraised Ownership) or Cost INTEREST (PLEDGED) OWNERSHIP OTHER Artist Item Description Value (July 2013) (if not on Appraisal) GIFT? OWNER IDENTIFIER The Great Game 1990 Oil on Wood Crawford. Elizabeth 11 3/8 x 9 3/16 inches 920 100% 99N1C1 The Ocean (S11. A3) 1957 Signed in pencil and numbered XXVIL Screenprint in colors ERNST. AFTER MAX 10 x 14 '4 inches 500 500 100% 3XJCZ 534.459,417 Page 54 of 54 EFTA_R1_02138476 EFTA02714042

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