UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 — Network — Epstein Files

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UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 — Network — Epstein Files

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UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14

PFD

Chase

The Transaction Market Value

USD

SERVICES INC. TRADE DATE 04/01/14

Maxwell

FINANCIAL SERVICES INC. TRADE DATE 04/01/14

Settle Date Selection Method Description

JPM

JPMorgan

UBS Financial Services Inc.

Financial Services Inc.

TRANSFER

DTD 04/23/2008 TRANSFER TO UBS FINANCIAL

CO VAR RT PFD STK

TRANSFER TO UBS FINANCIAL

UBS Financial

CMGROUP INC NEW TRANSFER

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