FINANCIAL SERVICES INC. TRADE DATE

JPMorgan

The Transaction Market Value

JPM

USD

Chase

UBS FINANCIAL SERVICES INC. TRADE DATE

SERVICES INC. TRADE DATE

Settle Date Selection Method Description

ADR

Maxwell

UBS Financial Services Inc.

TRANSFER TO UBS FINANCIAL SERVICES INC.

Type Quantity Transaction

SERVICES INC. TRADE DATE 02/25/14

2/26 Free Delivery

FINANCIAL SERVICES INC. TRADE

Financial Services Inc.

IHD

Settle Date Selection Method Description Cost Market Value •

J.P. Morgan Account

UBS Financial Services

2/26 Free Delivery HSBC FDS TOTAL RETURN I

2/26 Free Delivery HSBC HOLDINGS PLC

2/26 Free Delivery BAYER

J.P.Morgan Account