UBS FINANCIAL SERVICES INC. TRADE DATE

The Transaction Market Value

USD

JPM

FINANCIAL SERVICES INC. TRADE DATE

JPMorgan

Chase

ADR

UBS Financial Services Inc.

Maxwell

Settle Date Selection Method Description

SERVICES INC. TRADE DATE

SERVICES INC. TRADE DATE 02/25/14

2/26 Free Delivery

FINANCIAL SERVICES INC. TRADE

Type Quantity Transaction

Financial Services Inc.

IHD

TRANSFER TO UBS FINANCIAL SERVICES INC.

James Buckley Jason Bell

Jason Grosse Online

2/26 Free Delivery ROYAL DUTCH SHELL PLC

TEL

Banker Investment Specialist Client Service Team Client Service Team Client Service Team

2/26 Free Delivery HSBC HOLDINGS PLC

Settle Date Selection Method Income