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this Advisory Business and Possible Conflicts of Interests — Epstein Files
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this Advisory Business and Possible Conflicts of Interests
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2 total mentions
2 documents
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Voting Client Securities
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Broker/Dealer Representative 6
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Client Referrals
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Version Date
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WAM
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the United States Securities and Exchange Commission
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Wax Asset Management
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Evan H. Wax
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Previous Ten Years
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Limited Liability Company
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Personnel are Engaged and Time Spent on Those
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SEC
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Investment Supervisory Services
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Investment Strategies
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Commodity Trading Advisor
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B. Types of Advisory Services Wax Asset Management
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Management Persons
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Non - Advisory Personnel for Client Referrals
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Performance-Based Fees
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Documents mentioning “this Advisory Business and Possible Conflicts of Interests”
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EFTA00284589
Set 9
15p
3,526w
EFTA00284812
Set 9
15p
3,524w