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I. CLIENT

Client

Appendix

Account

Deutsche Bank Securities Inc.

Client

c. Client

FINRA

CONDITIONS

Financial Industry Regulatory Authority, Inc.

Account(s

lien

affiliates

Transmission of Instructions

Securities and Other Property

Restricted Securities

Complete

Pershing

Account Agreement

Sale of Securities

Order Placement and

Cancellation/Modification Requests

http://www.pwm.db.com/americas/en/annualdisclosurestatement.html

BSI

Financial Industry Regulatory Authority

OBS