Epstein Files Search

EFTA00621102Set 9

2007-07-1335p10,530w

July 13April 200-7ZW, is hereby entered into by and among APO Corp., a Delaware corporation ("APO Corp."), Apollo Principal Holdings H, L.P., a Delaware limited partnership ("Apollo Principal ... partnership ("AMH Holdings") (together with all other Persons (as defined herein) in which APO Corp. acquires a partnership interest, member interest or similar interest after the date hereof ... Entities, as well as sellingsold some interests in the Partnerships ("Partnership Units") to APO Corp. and its subsidiaries (the "Initial Sale") in connection with the issuance of Notes pursuant

https://www.justice.gov/epstein/files/DataSet%209/EFTA00621102.pdf

EFTA00195618Set 9

2004-02-02154p27,796w

STATEMENT November 28. 2003 Opening Balance $280,444.12 Govt. Agency Int. 529,120.88 9.461.836.30 Corp. Bond Int. 240,687.70 1403.354.75 Securities Sold 34,476,423.63 Credit Balance ... S0MCLCUSP TYPE DUMMY PRICE MARKET VALUE MEREST ANNUAL INCOME YEID FEDERAL HOME LOAN MTG CORP MRGN 10.456.946 10.4905 1.096.983 27.127 610,372 55.6410 SERIES 2526 CLASS SI DATED DATE 10/01/02 ... 03/01/02 BOOK ENTRY ONLY DUE 03/01/2032 .001% FACTOR — 1,00000000 FEDERAL HOME LOAN MTG CORP MRGN 36166,242 3.6400 1.338.278 16.340 367.662 27.4728 SERIES 2471 CLASS YT DATED DATE 06/07/02

https://www.justice.gov/epstein/files/DataSet%209/EFTA00195618.pdf

EFTA00199200Set 9

632p144,902w

Money Fund -1,408.547.67 Substitute Payment 11.25 338.00 Dividends/Interest Charged -5.478.99 Corp. Bond Int. 0.00 8,648.50 Miscellaneous -1.702.36 Credit Balance Int. 1.496.42 53,548.04 Amount Debited $-10.454.123.86 Total ... ALLOY ONLINE INC) ALBERTSONS INC ABS SHRT -1.900 31.4900 -59.831 -1444 2.4135 ANNTAYLOR STORES CORP ANN MRGN 14.200 35.0000 497,000 APOLLO GROUP INC-CL A APOL SHRT ... ESTIMATED CURFINT DESCRIPTION SYMECLCLWP 119E OUANTITT PRCE VALLE ANNA. NCOME Yen NI COSTCO WHOLESALE CORP-NEW COST MRGN 6,400 44.3800 284.032 COLUMBIA SPORTSWEAR CO COLM MRGN

https://www.justice.gov/epstein/files/DataSet%209/EFTA00199200.pdf

EFTA01573161Set 10

2011-07-0173p8,565w

12/10/2009 410345-AF-9 BB- /B1 RITE AID CORP 7 1/2% MAR 01 2017 DTD 02/21/2007 767754-BL-7 B- /CAA JARDEN CORP SR SUB NOTES ... 06/13/2007 74971X-AC-1 B /B3 SERVICE CORP INTL 7% JUN 15 2017 DTD 06/15/2006 MULTI CPN 817565-BF-0 BB- /BA3 SMITHFIELD FOODS INC SR NOTES ... 02/01/2010 723456-AK-5 BB /B1 CHESAPEAKE ENERGY CORP 6 1/2% AUG 15 2017 DTD 8/16/2005 165167-BS-5 BB+ /BA3 CCO HLDGS LLC CAP CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01573161.pdf

EFTA01324270Set 10

96p18,802w

INDUSTRIES INC AW MRGN 50.000 14.0600 703.000 MY/ m CENTER TR INC CANN3RN CHEMICAL CORP CTA CNCPF CASH CASH 2.000 19 4.2500 UnprIced 8.500 320 3.7647 CROWN AMERICAN REALTY TRUST ... SHOWN-OTTAILS ON RED ACTUAL CONFIRM 10 YOUR AGENT UNSOUGHT() 12/20/01 12/17101 SOLD ORACLE CORP ORCL 400000 14.74000 1.473.948.36 WITH RIGHTS TO PURCHASE PREFRO OnSSE00- 019- ANGS STK UNDER CERTAIN ... CENTER TR INC CTA CASH 2.000 4.0300 8.060 320 3.9702 CANHORN CHEMICAL CORP CNCPF CASH 19 Unpnced CROWN AMERICAN REALTY TRUST MN AIRGN 5.000 7.9600 39.800 4.200 10.5528 FELCOR LODGING

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324270.pdf

EFTA01121574Set 9

2013-04-3014p9,342w

lan.11 Perpetual 2.000.000 Bank Of America Corp BB. 5/15/2018 8125% (52,081.180) $2,280,000 $374,653 4.95% $104.06 $114.00 $573,073 30-lan.12 Perpetual 1000000 Southern Cal Edison ... AGNC 15,003 American Capital Agency Corp USD Financial 15.02% (5474,450) $473,839 27-Feb-13 31.63 31.59 41611) 27-Feb-13 MPW 1,210 Medical Properties Trust ... Realty Income Corp USD Financial 4.27% 1591,030) 191,078 6-Mar-13 45.90 45.54 41722) 7-Mar-13 DISCK 1,500 Discovery Communication{ USD Communications

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121574.pdf

EFTA01082482Set 9

2016-05-25126p74,928w

ALLETE Inc. 728,776 1,169,090 41,000 Korea Electric Power Corp., 68,000 Ablaut Energy Corp. 3,217,043 4,246,600 ADRt ... Ameren Corp. 560,038 734,910 15,000 Kyushu Electric Power Co. 70,000 American Electric Power Co. Inc.t ... Shikoku Electric Power Co. Inc. .. 155,987 126,461 10,000 Avista Corp. 199,636 353,700 8.000 The Chugoku Electric Power 44,000 Black Hills Corp

https://www.justice.gov/epstein/files/DataSet%209/EFTA01082482.pdf

EFTA02698499Set 11

2012-08-019p9,903w

1/192013 03026 O11 *ił 0677 1.."** 2.000 O indlCuO5 06$23M9 345 BANK 0% CORP S250% I/300013 03444 052 Al Ai 0714 ...n... 1.000 14201.04WID S01044CC9 ... wnt.4. 2.000 504.2gwer 580131402 ISO MCD04.46D'S CORP 4300% 91/2013 03 371 017 A2 A 0804 Cosvrer.Coom 1,0% N trASICWO 48245RAM 328 AP/t11171 F1NA»Cf 7D0)% 3/1/2013 ... S250% 10/192013 04 860 181 AI A. 1.787 r1.*** LOCO puormasio 459200G/6 1.845 iBM CORP 6500% 19192013 08968 025 443 A. 13% tłumni 100.030 3046(<4.40 459058C87

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02698499.pdf

EFTA01427346Set 10

2016-07-119p4,222w

Insurance 1/31/2012 21MM No No NON- CUMULATIVE all a Pfd ALL A ALLSTATE CORP 5.625 Baa3 BBB- Baa3/BBB- 27.19 5.2252367322 53064 6/15/2018 1.6387708676106205 Insurance 6/12/2013 ... CUMULATIVE all f Pfd ALL F ALLSTATE CORP 6.25 Baa3 BBB- Baa3/BBB- 28.17 5.6080287031 37131 10/15/2019 2.591351875688433 Insurance 6/12/2014 10MM ... ALLSTATE CORP 6.625 Baa3 BBB- Baa3/BBB- 28.36 5.9081414064 72078 4/15/2019 2.1244869690168464 Insurance 12/23/2013 5.4MM Yes Yes NON-CUMULATIVE all e Pfd ALL E ALLSTATE CORP 6.625 Baa3 BBB- Baa3/BBB-

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427346.pdf

EFTA00284666Set 9

2012-07-277p4,720w

PerUnil ANT 7,27,2012 05012012 Buy GTY GETTY RLTY CORP 19.100 18.8489 00125 380215.08 NITA GSCO UD 238.75 238.75 0.00 0.00 USO PerUnil ... GETTY RLTY CORP 10.000 18.8800 0.0125 188325.00 REDI GSCO UD 125.00 125.00 0.00 0.00 USO PerUnil MCIM MIT 7,27,2012 0501,2012 Stien RATE BANKRATE ... GSCO 125 2.000.00 1.900.00 0.00 100.00 USD Perunil Ca 7127/2012 09012012 Shod CTRX CATAMARAN CORP 23.498 63.9303 0.0100 1.971.907.98 CASY GSCO 64.18 234.98 234.98 0.00 0.00 USC PerUnil Ca 7127/2012

https://www.justice.gov/epstein/files/DataSet%209/EFTA00284666.pdf

EFTA00590400Set 9

2015-02-12100p33,760w

with JP Morgan, which held $1.8 million in cash, $5.3 million in Apollo Investment Corp.' stock (603,632 shares with a mean value of $8.81 per share), $2.5 million ... subject to management or carried interest fees. In effect, they 4 Apollo Investment Corp. ("AINV") is a publicly traded business development company ("BDC") managed by Apollo. BFP held ... subsidiaries include Athene Annuity & Life Assurance Company, Athene Life Insurance Company, Investors Insurance Corp, and Athene Life Re Ltd. Products offered by AHL, through its subsidiaries, include: (1) retail fixed

https://www.justice.gov/epstein/files/DataSet%209/EFTA00590400.pdf

EFTA00608765Set 9

2015-10-12108p35,523w

invest interests were not subject to management or carried 4 Apollo Investment Corp. ("AINV") is a publicly traded business development company ("BDC") managed by Apollo. BFP held 14,392 shares ... subsidiaries include Athene Annuity & Life Assurance Company, Athene Life Insurance Company, Investors Insurance Corp, and Athene Life Re Ltd. Products offered by AHL, through its subsidiaries, include: (1) retail fixed ... basis of such other assets, will reduce the amount of tax that APO Corp. would otherwise be required to pay on future income. Additionally, Apollo's acquisition of AOG Units

https://www.justice.gov/epstein/files/DataSet%209/EFTA00608765.pdf

EFTA01324532Set 10

82p17,018w

CSMATED MSSXi DISCRIriThi SYYSCOMISIP rot OlAVOITY Pka WIC MIMS MOW SELO rig CANHORN CHEMICAL CORP CNCPF CASH 19 uniwiced T8LSSEOCIND- ANGS FELCOR LODGING TRUST INC FCH CASH ... ESTlienttD CLIVIENT DESOUPPON STRIBOIXTESP nH °LWOW EWE V.111( MOOS INCOME TRU 00 CANHORN CHEMICAL CORP CNYF CASH 19 Uteri:so _ FELCOR LODGING TRUST INC FCH CASH ... nMOLLY Cij011). SMOORY OFFICE SERVICING YOUR ACCOUNT Beet. Steent & Co. Inc. Bet. Sun Swan Corp. BMR 383 Madison Avenue One Yeas& Cann, Pilknh BaNIL Piet Tot 11202.3149 STMRNS New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324532.pdf

EFTA01324452Set 10

80p15,784w

MARKET MOJA= CURIEW DISCMPTICe4 STIMOUCUS, owner PIKE WILE aIL ROWE KW PO CANHORN CHEMICAL CORP CNCPF CASH 19 Unglued FELCOR LODGING TRUST INC FCH CASH 2.000 11.0800 22.160 0 GLENBOROUGH ... NASD upon request. -n ea- Excess SIPC Account Protection Update Bear. Stearns Securities Corp. (BSSC). a member of the Securities Investor C Protection Corporation CSIPC). provides account protection ... /0ITY PM! Fwwur MIX WPM= MAMA INCOME CORM:Mr MD00 CANHORN CHEMICAL CORP CNCPF CASH 19 Unplced in FELCOR LODGING TRUST INC GLEN8CROUGH REALTY TRUST INC FCH GLB CASH

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324452.pdf

EFTA01572619Set 10

2012-12-0139p3,767w

10/1/12 to 10/31/12 Price US Large Cap Equity BAXTER INTERNATIONAL INC BLACKROCK INC CHEVRON CORP 071813-10-9 BAX 189.68 09247X-10-1 BLK 110.24 166764-10-0 CVX CLIFFS ... HONEYWELL INTERNATIONAL INC ILLINOIS TOOL WORKS INC JOHNSON & JOHNSON LOCKHEED MARTIN CORP MC DONALDS CORP NEXTERA ENERGY ... SPLS P THE TRAVELERS COMPANIES INC. WALGREEN CO XILINX CORP 89417E-10-9 TRV 35.23 931422-10-9 WAG 32.77 983919-10-1 XLNX Total US Large Cap Equity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572619.pdf

EFTA01288997Set 10

2016-12-31204p88,660w

Portfolio (In Makin?), OM Sequence) 'Asset Backed Securities WASHINGTON NUT M TG SECS CORP 2004-RA2 Security Identifier: 939333620 TG PASSTH RV CTF CL C-01 VAR RATE ... BANK AM ER CORP PERP NON COM ULAT1VE DEP Security Identifier: 0605050T8 SH S FIXED TO FLOAT 8125% 04/30/58 WE DTD 04130108 CALLABLE 05/15/18 Moody Rating BA2 S d Rating ... BANK OF NEW YORK M ELLON CORP COM Security Identifier: BK Dividend Option: Cash CUSIP. 064058100 06125/14 250.000.000 36 3060 9.076.406.00 17.3800 11.845.000.00 2,768,594.00 190.000.00 1.60% BIOGEN IDEC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288997.pdf

EFTA01567052Set 10

2014-02-21155p15,764w

Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client ... Period 12/1/13 to 12/31/13 Equity Detail Price US Large Cap Equity APACHE CORP BANK OF AMERICA CORP CITIGROUP INC NEW GENERAL MOTORS CO SCHLUMBERGER LTD SPDR ... Small/Mid Cap Equity GERON CORP 374163-10-3 GERN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567052.pdf

EFTA01540545Set 10

2013-02-01115p12,063w

Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client ... Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Concentrated & Other Equity BANK OF AMERICA CORP 113.41 8 1/8% PFD STK DEC 29 2049 EFTA01540564 DTD 04/30/2008 ... CLIFFS NATURAL RESOURCES CV PFD 7% 18683K-40-8 CLV GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 369622-SN-6 AA- /BAA GENERAL MOTORS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540545.pdf

EFTA00613940Set 9

2009-03-0358p16,044w

LJM2 Capital Mgmt., LP, 794 A.2d 1276 (Del. Ch. 2002) 48 Am. Gen. Corp. v. Continental Airlines Corp., 622 A.2d 1 (Del. Ch. 1992) 48, 49 AT&T Corp ... Lillis, 953 A.2d 241 (Del. 2008) 30 BASF Corp. v. POSM H Props. P'ship, LP, 09 Civ. 3608, 2009 WL 522721 (Del. Ch. March 3, 2009) 36 Chrysler Corp ... Chaplake Holdings, Ltd., 822 A.2d 1024 (Del. 2003) 42 Citadel Holding Corp. v. Roven, 603 A.2d 818 (Del. 1992) 50 Dittrick v. Chalfant, 948 A.2d

https://www.justice.gov/epstein/files/DataSet%209/EFTA00613940.pdf

EFTA01288520Set 10

2014-12-01252p106,698w

Onginal Cost Basis 51.111.573.07 WASHINGTON MUT M TG SECS CORP 3001•RA2 Security Identifier: 939336520 M TG PASSTHRU CTF CL C-B-1 VAR RATE 6.982% 07125133 BlE 010 06/01/04 ... Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULATIVE DEP Security Identifier: 0605050T8 SFS FIXED TO FLOAT 8.125% 04/30/58 ... Original Cosl Basic $2.992.564.97 GENERAL ELEC CAP CORP NON CUM PFD SER Security Identifier: 3696225746 A 7.125% 06/12/62 WE DID 06112/12 CALLABLE 06115/22 Moody Rating SAM S P Rating

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288520.pdf