Epstein Files Search

EFTA01274387Set 10

2014-02-02330p153,621w

Current yield 2.77% 4,875.000 —This information was unavailable- 2.636 12,850.50 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange NYSE EAI: 41,022 Current yield: 4.13% 365.0e0 --Ibis information ... unavailable-- 67.760 24,732.40 SAE SYSTEMS PLC SPON AC4I Symbol. BAESY Exchange OTC EAI: 11,289 Curent yield: 4.66% 1,000 000 --This information was unavailable ... yield. 5. 19% 555.000 ---This information was unavailable- 60.690 33,682.95 8RMSH AMER TOBACCO PLC GB SPON ACR Symbol. BTI Exchange: AMEX EAI: 42,777 Current yield. 433% 590.000 ---This

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274387.pdf

EFTA01592630Set 10

2005-12-3158p17,250w

HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON -906.94 FUTURE 111727 BAA.L Baa Plc Cfd SWAP 195500 1232627.5 2117838.94 12/31/2005 12967001 SHT 12/31/2005 ... Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 43552.86 STOCK EFTA01592649 111727 BAA.L Baa Plc Cfd SWAP 60000 439494 767114.8 2/8/2006 13047317 SHT 2/8/2006 ... HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 79.06 STOCK 111727 BAA.L Baa Plc Cfd SWAP 0 -1241425 -2194218.69 1/31/2006 13074771 SHT 1/31/2006 0.56577 - 0 0.01 0.01 GBP BRITISH

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592630.pdf

EFTA01567413Set 10

2014-02-01137p14,690w

MAXWELL ACCT. For the Period 2/1/14 to 2/28/14 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII ... Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price EAFE Equity ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN GLAXOSMITHKLINE PLC SPONS ADR 37733W ... Equity KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567413.pdf

EFTA01567387Set 10

2014-02-0126p4,060w

Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price EAFE Equity ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN GLAXOSMITHKLINE PLC SPONS ADR 37733W ... Equity KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB ... ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS UNILEVER N V US DOLLAR 39.56 904784-70-9 UN 1.00 VERIZON COMMUNICATIONS INC VODAFONE GROUP PLC 92343V

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567387.pdf

EFTA01565151Set 10

2013-02-0138p3,762w

Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ... 25243Q-20-5 DEO GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565151.pdf

EFTA01565004Set 10

2013-01-01147p14,188w

MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP Preferred Stocks CITIGROUP CAPITAL XIII ... EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES BAYER ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL BRITISH AMERICAN TOBACCO PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565004.pdf

EFTA01288772Set 10

2015-12-31225p98,138w

Original Cost Basis. S3 171,006 00 LLOYDS TSB BK PLC EURO ISSUE M EOIUM Security Identifier: GISISPP48 TERM NOTES IUD XS0717735822 9.875% 12118/21 REG DTO 12/16111 Moody Rating ... Original Cosl Basic $1,627,500.00 BARCLAYS BK PLC CONTINGENT CAP NT Security Identifier: 06739FHK0 ISK 8U6067390403 7.750% 04/10123 B/E DID 04110113 CALLABLE 04110118 S8 P Rating BP. 04103/13 ... anginal Cost Basic 53.001006.00 LBG CAPITAL NO 1 PLC 144A Security Identifier: G543388G8 ISNOXS0173108283 8.000% 09115/88 REG DID 12115109 CALLABLE 06115/20 S8 P Rating BB* 12/04/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288772.pdf

EFTA01566500Set 10

2013-06-30156p15,338w

Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL ... SPONS ADR 000375-20-4 ABB ALSTOM ADR 021244-20-7 ALSM Y ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES ... ACCT. For the Period 9/1/13 to 9/30/13 Price EAFE Equity BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI DEUTSCHE TELEKOM AG SPONS ADR 251566-10-5 DTEG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566500.pdf

EFTA01566867Set 10

2014-01-01153p15,088w

MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII ... SHARE (ID: 46578W-92-2) Misc Disbursement GBP DELD TO BARCLAYS BANK PLC GHISLAINE MAXWELL POUND STERLING (ID: OGBPPR-AA-9) Total Inflows & Outflows ... SPONS ADR 000375-20-4 ABB ALSTOM ADR 021244-20-7 ALSM Y ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566867.pdf

EFTA01565704Set 10

2013-05-0136p3,341w

account. Equity Detail Price EAFE Equity ABB LTD SPONS ADR ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER ... HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ... SPONS ADR 25157Y-20-2 DPSG Y GDF SUEZ SPONS ADR GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR HBC IMPERIAL TOBACCO PLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565704.pdf

EFTA01199470Set 9

2007-02-052p486w

23/10/06 LED INTL HLDGS LTD Electronic Equipment 6.14 Hong Kong China 17/11/06 TERRA CAPITAL PLC Equity Investment Instruments 38.78 Isle of Man China 14/12/06 TAIHUA PLC Biotechnology 2.15 United Kingdom ... ALLIANCE CHINA LAND LTD Equity Investment Instruments 189.94 Cayman Islands China 30/09/08 SORBIC INTL PLC Food Products 0.00 United Kingdom China 14/12/09 ORIGO PARTNERS PLC Specialty Finance 17.52 Isle ... INVESTMENT GROUP LTD Specialty Finance 1.68 British Virgin Islands China 06/09/10 ASIA CERAMICS HLDGS PLC Home Improvement Retailers 4.67 Jersey China 31/12/10 LEYSHON RESOURCES Gold Mining 0.00 Australia China 08/03/11

https://www.justice.gov/epstein/files/DataSet%209/EFTA01199470.pdf

EFTA01288520Set 10

2014-12-01252p106,698w

LLOYDS 768 BK PLC EURO ISSUE MEDIUM Security Identifier: GIS1SPP18 TERM NOTES151NR XS0717735822 9.875% 12/16/21 RIG DTO 12/16/11 Moody Rating Bat SS P Rating BBB- 12/04113 ... Original Cos' Basis: $1.627,500.00 BARCLAYS 8K PLC CONTINGENT CAP NT Security Identifier: 06739FHK0 ISIA81.936739FFKO3 7.750% 04/10123 B/E DTD 04110113 CALLABLE 04110118 S 8 P Rating BB' 04/03/13 ... Original Cost Basis 52.122.916.67 LOG CAPITAL NO 1 PLC 144A Security Identifier: G5433B668 ISIN# X50473106283 8.000% 09115188 REG DTD 12i 15109 CALLABLE 06115/20 $8 P Rating BB 12104/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288520.pdf

EFTA00025018Set 8

2021-10-2213p2,675w

Monday afternoon works. Today is shot. Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocks@sondeeracine.com www.sondeeracine.com CONFIDENTIALITY NOTICE ... they do not have a color version. Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocks@sondeeracine.com EFTA00025018 www.sondeeracine.com ... what went in the mail today. Thanks, Jeff Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocks@sondeeracine.com www.sondeeracine.com

https://www.justice.gov/epstein/files/DataSet%208/EFTA00025018.pdf

EFTA00023182Set 8

2021-10-2213p2,576w

they do not have a color version. Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocks@sondeeracine.com www.sondeeracine.com CONFIDENTIALITY ... what went in the mail today. Thanks, Jeff Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocksPsondeeracine.com www.sondeeracine.com ... next couple of days. Thanks, Jeff EFTA00023183 Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocks@sondeeracine.com www.sondeeracine.com CONFIDENTIALITY

https://www.justice.gov/epstein/files/DataSet%208/EFTA00023182.pdf

EFTA00593632Set 9

2015-04-0112p7,332w

Legg Mason Inc.. Oaktree Capital Group, LLC. CM Asset Management Plc. The Blackstone Group LP.. The Carlyle Group LP.. Within the last 12 morths. Morgan Stanley ... Legg Mason Inc.. Oaktree Capital Group, LLC, CM Asset Management Plc. The Blackstone Group L.P., The Carlyle Group LP.. Virtus Indastment Partners Inc.. In the next ... Legg Mason Inc., LPL Insestment Holcfings Inc., Oaktree Capital Group, LW, OM Asset Management Plc, I Rase Price Group, Inc.. The Blackstone Group LP., The Carlyle Group LP., Virtus

https://www.justice.gov/epstein/files/DataSet%209/EFTA00593632.pdf

EFTA01288997Set 10

2016-12-31204p88,660w

Original Cost Basis. 5362.407 50 BARCLAYS 8K PLC CONTINGENT CAP NT Security Identifier: 06739FHK0 ISINPIS06739FEK03 7.750% 04/10123 B/E DTD 04110/13 CALLABLE 04/10118 38 P Rating ... Original Cost Bair $2,175,016.17 'LLOYDS BANKING GROUP PLC FXD RATE RESET Security Identifier: 539439AG4 ADDL TIER 1 SECS13'5SL 6539439AG42 7.500% 04127/88 B/E DTD 04/07/14 S8 P Rating ... Total 8,100.000 1643,204.00 $580,041.00 ,163,103.00 315,220.00 GLAXOSM ITHKUNE PLC SPONS ADR Security Identifier: GSK Dividend Option: Cash CUSP 37733W105 06/10115

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288997.pdf

EFTA00029315Set 8

2021-05-1312p2,436w

what went in the mail today. Thanks, Jeff Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocksPsondeeracine.com www.sondeeracine.com ... next couple of days. Thanks, Jeff Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocks@sondeeracine.com www.sondeeracine.com CONFIDENTIALITY NOTICE ... compliance with the subpoena correct? Thanks, Jeff Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocksPsondeeracine.com www.sondeeracine.com CONFIDENTIALITY

https://www.justice.gov/epstein/files/DataSet%208/EFTA00029315.pdf

EFTA00598622Set 9

14p8,563w

Alnylam Pharmaceuticals, AMAG Pharmaceuticals. Inc.. Auxilium Pharmaceuticals. Cubist Pharmaceuticals Inc., GW Pharmaceuticals PLC. Idenix Pharmaceuticals. Inc., ImmunoGen Inc.. Ironwood Pharmaceuticals, Inc.. Ophthotech Corp. Within the last ... Celgene Corp. Chimenx Inc. Cubist Pharmaceuticals Inc., Gilead Sciences Inc.. GW Pharmaceuticals PLC. Ironwood Pharmaceuticals, Inc., Ophthotech Corp. Portola Pharmaceuticals Inc, Relypsa. Inc.. Synageva Biopharma Corp. Ultragenyx Pharmaceutical ... Celgene Corp. Chimerix Inc, Cubist Pharmaceuticals Inc., Gilead Sciences Inc.. GW Pharmaceuticals PLC. Ironwood Pharmaceuticals. Inc., Ophthotech Corp. Portola Pharmaceuticals Inc, Relypsa. Inc.. Synageva Biopharma Corp. Theravance

https://www.justice.gov/epstein/files/DataSet%209/EFTA00598622.pdf

EFTA00006587Set 4

2006-09-04100p39,983w

9/06/06 White Pis, NY 7:43 AM (F) 1 - $ 9/06/06 White Plc, NY 7:44 AM 1 • $ 9/06/06 White Pls, NY 7:45 AM (F) - 9/06/06 White Plc ... 9/06/06 White Pls, NY 9:53 AM (F) 1 - $ 9/06/06 White Plc, NY 9:54 AM (F) 1 - $ 9/06/06 White Pis, NY 9:54 AM (F) $ • 9/06/06 White ... 9/10/06 White Pls, NY 11:36 AM 1 - $ 9/10/06 White Plc, NY 11:37 AM (F) 1 - $ 9/10/06 White Pls, W 11:42 AM (F) 7 $ 8/10/06 New York

https://www.justice.gov/epstein/files/DataSet%204/EFTA00006587.pdf

EFTA00019582Set 8

2021-03-2611p2,174w

compliance with the subpoena correct? Thanks, Jeff Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocksPsondeeracine.com www.sondeeracine.com CONFIDENTIALITY ... that is the best number. Thanks, Jeff Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocksPsondeeracine.com www.sondeeracine.com CONFIDENTIALITY ... 10am, and then again after 11am. Thanks, Jeff Jeffrey L. Jocks Sondee, Racine & Doren, PLC 310 West Front Street, Suite 300 Traverse City, Michigan 49684 231-947-0400 jjocksPsondeeracine.com www.sondeeracine.com

https://www.justice.gov/epstein/files/DataSet%208/EFTA00019582.pdf