Epstein Files Search

EFTA00316104Set 9

78p20,616w

known as Scottish Re Group Limited) ("Scottish Re") (hereinafter collectively referred to as "the Issuers"). The shares of the Issuers were traded on the New York Stock Exchange throughout ... Offshore System enabled the Wylys to hide their ownership and control of the Issuers' securities (hereinafter "Issuer Securities") through trust agreements that purported to vest complete discretion and control ... trustees. In actual fact and practice, the Wylys never relinquished their control over the Issuer Securities and continued throughout the relevant time period to vote and trade these securities

https://www.justice.gov/epstein/files/DataSet%209/EFTA00316104.pdf

EFTA00289477Set 9

2013-12-268p3,645w

STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN EXEMPTION THEREFROM. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL OR OTHER EVIDENCE REASONABLY SATISFACTORY ... ISSUER THAT SUCH OFFER, SALE OR TRANSFER, PLEDGE OR HYPOTHECATION OTHERWISE COMPLIES WITH THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS. $2,000,000 December 26, 2013 New York ... York FOR VALUE RECEIVED, AdFin Solutions, Inc., a Delaware company ("Issuer" and/or "Company"), hereby unconditionally promises to pay to the order of CVAFH I, LLC ("Holder"), in lawful money

https://www.justice.gov/epstein/files/DataSet%209/EFTA00289477.pdf

EFTA00270996Set 9

2014-02-1246p19,882w

address and security °trove below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have different ... address and security otsective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have cfifferent ... address and security otsective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have thfferent

https://www.justice.gov/epstein/files/DataSet%209/EFTA00270996.pdf

EFTA00078532Set 9

46p19,969w

security al:It:arse Mew are speak only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account: other accounts Account. may have different ... address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have (efferent ... address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have (efferent

https://www.justice.gov/epstein/files/DataSet%209/EFTA00078532.pdf

EFTA01324812Set 10

2014-02-1246p19,836w

address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account: other accounts Account. may hate efferent ... name, address and security ollective below arespecifc only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. mar have different ... address and security olvcrive below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. gary have different

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324812.pdf

EFTA01394988Set 10

2018-03-3061p17,706w

sale of securities by the Private Access Fund that are not reimbursed by the issuer of such securities or others (whether or not any such purchase or sale is consummated ... skill or resources as the existing Sub-Adviser. General Economic and Market Conditions and Issuer Risk. Any investment in securities carries certain market risks. In addition to the factors discussed ... particular portfolio securities held by such Fund, such as perception or changes in the issuer's management, the market for the issuer's products or services, sources of supply, technological

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394988.pdf

EFTA01337869Set 10

2002-08-0189p20,136w

credit purchases beginning on die date the purchase is muted regulations as a Holder. Issuer shall establish an account for each person to the account unless the Previous Balance shown ... unauthonzed use where US= has issued ten (10) or more cards at 9. Disputes. Issuer is not responsible for perusal by any nit:chant, limn. Holders request, Holder will ... institution or automated equipment to honor or accept a caid. Issuer ims no unauthorized use of a card or PIN issued at Holders request for charges that occur responsibility

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01337869.pdf

EFTA01443593Set 10

2018-03-3061p17,672w

sale of securities by the Private Access Fund that are not reimbursed by the issuer of such securities or others (whether or not any such purchase or sale is consummated ... skill or resources as the existing Sub-Adviser. General Economic and Market Conditions and Issuer Risk. Any investment in securities carries certain market risks. In addition to the factors discussed ... particular portfolio securities held by such Fund, such as perception or changes in the issuer's management, the market for the issuer's products or services, sources of supply, technological

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443593.pdf

EFTA00271154Set 9

26p14,341w

address and security °trove below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have different ... Brokerage accounts with cash management features include the UBS Visa Debit Card "Card Issuer" means UBS Bank USA, (Card). If you choose this feature either verbally or in writing ... successors and assigns, or the more Card(s) by the Card Issuer. UBS or the Card Issuer will complete any transactions you issuer of UBS Cards we appoint in initiate

https://www.justice.gov/epstein/files/DataSet%209/EFTA00271154.pdf

EFTA01373004Set 10

1p737w

Risk Factors1 (continued) CONFIDENTIAL FOR DISCUSSION PURPOSES ONLY Limited Rights of Issuer to Sell Assets The Issuer is structured to comply with the exclusion from registration as an "investment company ... restrictive contractual provisions contained in the Senior Note documents intended to maintain the Issuer's compliance with Rule 3a-7. the Issuer will, in certain instances, be precluded from purchases ... holders will have no opportunity to control the day-to-day operations of the Issuer. Investors in the Preferred Shares must rely entirely on the Portfolio Advisor and its personnel

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373004.pdf

EFTA00803405Set 9

2017-03-3043p16,141w

become highly concentrated in securities related to a single or a limited number of issuers, industries, sectors, strategies, countries or geographic regions. This limited diversification may result in the concentration ... number of shares available for trading, unseasoned trading, lack of investor knowledge of the issuer and limited operating history of the issuer. In addition, some companies in initial public offerings ... will continue to receive the equivalent of the interest or dividends paid by the issuer on the securities, as well as interest on the investment of the collateral

https://www.justice.gov/epstein/files/DataSet%209/EFTA00803405.pdf

EFTA01376291Set 10

2012-03-191p947w

grossed up). In addition, there can be no assurance that income derived by the Issuer will not become subject to withholding or gross income taxes as a result of changes ... taxes could be applied retroactively to foes or other income previously received by the Issuer. To the extent that withholding or gross income taxes are imposed and not paid through ... withholding. the Issuer may be directly liable to the taxing authority to pay such taxes. If the Issuer owns a Pre-Funded Letter of Credit and withholding

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376291.pdf

EFTA01597345Set 10

2020-01-0254p31,310w

nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect ... information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY ... edicts or exeghts date ts*ss purchase Cr tale decisions, for tae purposes a — Issuer, general partner of sooner estimated valet displayed on your statement for of°motional instructed otherwise

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597345.pdf

EFTA00604413Set 9

2018-01-309p3,096w

POSITIONS Trade Next Call Yield to Mid Total Int Market Clean Total Date Quantity Issuer Coupon Maturity Date Worst Cost Price Earned Value Gaini(Loss) Return Total Haze Trust ... Trade Next Call Yield to Mid Total Int Market Clean Total Date Quantity Issuer Coupon Maturity Date Worst Cost Price Earned Value Galni(Loss) Return Total Haze Trust - $25 Ptds ... Trade Next Call Yield to Mid Total Int Market Clean Total Date Quantity Issuer Coupon Maturity Date Worst Cost Price Earned Value Galni(Loss) Return 10,2117 1,000.000 FRONTIER

https://www.justice.gov/epstein/files/DataSet%209/EFTA00604413.pdf

EFTA01084049Set 9

2007-07-1333p10,428w

Strategic Agreement dated as of July 13, 2007, by and among the Issuer, APOC Holdings Ltd., a Cayman Islands exempted company, the California Public Employees' Retirement System and the other ... exchangeable, for Federal income tax purposes, with APO Corp., APO FC and the Issuer for Class A Shares (as defined herein), subject to the provisions of the Amended and Restated ... Amended and Restated Exchange Agreement" means the Amended and Restated Exchange Agreement among the Issuer, each of the Apollo Principal Partnerships, APO Corp., APO FC and AP Professional dated

https://www.justice.gov/epstein/files/DataSet%209/EFTA01084049.pdf

EFTA00589172Set 9

2007-07-1333p10,385w

Strategic Agreement dated as of July 13, 2007, by and among the Issuer, APOC Holdings Ltd., a Cayman Islands exempted company, the California Public Employees' Retirement System and the other ... exchangeable, for Federal income tax purposes, with APO Corp., APO FC and the Issuer for Class A Shares (as defined herein), subject to the provisions of the Amended and Restated ... Amended and Restated Exchange Agreement" means the Amended and Restated Exchange Agreement among the Issuer, each of the Apollo Principal Partnerships, APO Corp., APO FC and AP Professional dated

https://www.justice.gov/epstein/files/DataSet%209/EFTA00589172.pdf

EFTA01700995Set 10

2003-06-17100p21,587w

EXCEPTION TYPE CARD Armcorut en a •agct USER NUMBER Ufkli Li LERFREISSUIL 1559 I06 -01

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01700995.pdf

EFTA01365294Set 10

1p707w

states by early 2007. will among other things. impose continuing financial reporting obligations on issuers that have certain types of securities admitted to trading on an E.U. regulated market ... respect of securities admitted to trading on an E.U. regulated market and requires issuers of such securities to disclose any non-public price-sensitive information as soon as possible, subject ... limited exemptions. The listing of Securities on the Irish Stock Exchange would subject the Issuer to regulation under these directives, although the requirements applicable to the Issuer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365294.pdf

EFTA01376077Set 10

1p908w

Collateral Obligation to be a Defaulted Obligation). or on the position of the Co-Issuers or any other party to the transactions described herein or otherwise. The Initial Purchaser ... similar capacity for entities having investment objectives similar to those of the Issuer, and the Initial Purchaser and its Affiliates may act as administrative agent, swap counterparty, underwriter, initial purchaser ... Agent (or an Affiliate) may be advising or distributing securities on behalf of an issuer or providing banking or other services to an issuer at the same time at which

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376077.pdf

EFTA01376441Set 10

1p479w

other financial assets) for application in accordance with the Priority ofPayments. (d) Synthetic Security Issuer Accounts. (i) If and to the extent that any Synthetic Security requires the Synthetic Security ... Counterparty (a "Pledgor Counterparty") to secure its obligations to the Issuer with respect to such Synthetic Security, the Trustee shall, on or prior to the date such Synthetic Security ... into, establish a segregated trust account which shall be designated as a "Synthetic Security Issuer Account". The Trustee shall deposit into each Synthetic Security Issuer Account collateral received from

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376441.pdf