EFTA01153541Set 9
2015-01-2246p26,346w
case of a payment in euro, a day on
which TARGET operates);
"Cash Margin", a cash sum paid to Buyer or Seller in accordance with paragraph 4;
"Clearstream", Clearstream Banking ... agreed to by the parties;
"Distributions", the meaning specified in subparagraph (w) below;
"Equivalent Margin Securities", Securities equivalent to Securities previously transferred as Margin
Securities;
"Equivalent Securities", with respect ... London time, on the date on which it is to be
determined;
(z) "Margin Ratio", with respect to a Transaction, the Market Value of the Purchased Securities at the time
https://www.justice.gov/epstein/files/DataSet%209/EFTA01153541.pdf
EFTA01463496Set 10
38p12,034w
Account as a cash brokerage
account. DBSI must separately approve the
opening of a margin account (Margin Account) and Client must separately sign
the Margin Agreement.
3. Order Execution. Orders ... mark to the market deficiencies. Client
must affect all Short Sales in a margin account and designate these sales as
"short." All other sales will be
designated as "long ... Client's assets, clears and settles all transactions,
and extends credit on any margin purchases,
where applicable. Client further understands that Pershing may accept from
DBSI, without inquiry or investigation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01463496.pdf
EFTA01400592Set 10
37p12,000w
Account as a cash brokerage
account. DBSI must separately approve the
opening of a margin account (Margin Account) and Client must separately sign
the Margin Agreement.
3. Order Execution. Orders ... mark to the market deficiencies. Client
must affect all Short Sales in a margin account and designate these sales as
"short." All other sales will be
designated as "long ... Client's assets, clears and settles all transactions,
and extends credit on any margin purchases,
where applicable. Client further understands that Pershing may accept from
DBSI, without inquiry or investigation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400592.pdf
EFTA00165782Set 9
16p12,378w
Account as a cash brokerage amount DBSI mum separately approve the
opening of a margin account (Margin Account) and Client must separately sign the Margin Agreement.
3. Order Execution. Orders ... mark to the market deficiencies. Client
must affect all Shod Sales in a margin account and designate these sales as "short? M other sales will be
designated as long ... Client's assets, clears and settles all transactions. and extends credit on any margin purchases,
where applicable. Client further understands that Pershing may accept from 0851, without inquiry or investigation
https://www.justice.gov/epstein/files/DataSet%209/EFTA00165782.pdf
EFTA01282660Set 10
18p14,661w
each Accountas a cash brokerage account. DBSI mutt separately approve the
opening of a margin account (Margin Account) and Client must separately sign the Margin Agreement.
3. Order Execution. Orders ... mark to the market deficiencies. Client
must affect all Short Sales in a margin account and designate these sales as 'short." AM other sales will be
designated es -Icing ... Client's assets, clears and settles all transactions, and eittends credit on any margin purchases.
where applicable. Client further understands that Pershing may accept from DBSI, without inquiry or investigation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282660.pdf
EFTA01324858Set 10
2018-07-3134p17,923w
Range from $10,000,000 AND ABOVE you, nyeStOlent expenente,
market knowledge and
Federal Marginal Tax Rate 37% and above other assets ands used ro
enSute ow wifestment
You have ... Worth (excluding primary residence) Range from $10,000,000 AND ABOVE feCOMMendatiOnS ate
Federal Marginal Tax Rate 37% and above Waal* for your situation.
You have indicated that ... issuers of any securities held in your ObjeCtneS,
Account.
Your Account Risk Profile for
Margin No thripanecuto account d defined
If you did not choose Margin when you opened this
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324858.pdf
MARGIN DISCLOSURE
IMPORTANT: PLEASE READ THIS MARGIN DISCLOSURE PRIOR 10 OPENING A MARGIN ACCOUNT AND
RETAIN A COPY FOR YOUR RECORDS
Deutsche Bank Securities Inc. (DBSI) is furnishing this document ... Client, to provide some basic facts about
purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before
trading in securities ... margin account, please review this Margin Disclosure carefully (which is to be read in
conjunction with the entire Account Agreement). Please call your Client Advisor with any questions or concerns
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368298.pdf
EFTA00196656Set 9
78p13,777w
Amount Credited $165,274.40 Total $165,274.40 $905,405.21
Funds Withdrawn -66.00 Margin Int. Paid 0.00 -44,988.13
Amount Debited $-66.00
Net Cash Activity 16%208.40
Portfolio Composition
Closing Balance ... Portfolio
Allocation
Cash Balance Summary
U.OSeiG
Cash 246.53 672,183.06 Cash 8 Equreaert
1%
Margin 506.728.13 0.00
Net Cash Balance $506.974.66 $672,183.06
L Equities
99%
Un*oded pomons ... Amount Credited $1,496.53 Total 31.496.53 $740,130.81
Securities Bought -392.755.00 Margin Int. Paid 0.00 -44,988.13
Amount Debited $-392,755.00
Net Cash Activity -391.258.47
Portfolio Composition
Closing Balance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00196656.pdf
EFTA01113316Set 9
2010-02-0241p11,071w
people understand the
16
EFTA01113332
base rate number for the state variable as a marginal or unconditional probability, P(S).
Probabilistically sophisticated people also understand that specifying a full joint ... process in how to represent a specific
table of natural frequencies graphically. Conditional or marginal probabilities (or counts) for
the presence of the disease, S=1, are plotted ... axis direction and conditional or
marginal probabilities (or counts) for the diagnostic D being positive, are plotted in the
y-axis direction. At first we will view the graphical representation
https://www.justice.gov/epstein/files/DataSet%209/EFTA01113316.pdf