EFTA01462408Set 10
2014-03-0274p15,877w
performance) ADNC
(Motion Q),
slightly more cautious on CSCO (SP execution) BBRY (increasing security
competition)
and XXIA (testing virtualization)
Deutsche Bank Securities Inc.
Deutsche Bank does and seeks ... Kong Branch, in Korea by Deutsche Securities Korea
Co. This report is distributed in Singapore by Deutsche Bank AG,
Singapore Branch or Deutsche Securities Asia Limited Sin a ore Branch ... Deutsche Securities Asia
Limited, Singapore Branch accepts legal responsibility to such person for
the contents of this report. In Japan this report is approved and/or
distributed by Deutsche Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462408.pdf
EFTA00811809Set 9
2018-08-2251p13,267w
controlled by
Epstein. Upon information and belief, TFTC was created by and/or received monies,
securities or
proceeds which were obtained and/or raised pursuant to the fraudulent conduct described herein ... without disclosure of the fraudulent nature. Defendant TFTC has misappropriated or converted
such monies, securities and proceeds.
13. Defendants XYZ Corp. ("XYZ") and ABC, Inc. ("ABC") are fictitious names.
Plaintiffs ... present. Upon information and belief, such entities were created by
and/or received monies, securities or proceeds which were obtained and/or raised pursuant to the
fraudulent conduct described herein and without
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811809.pdf
EFTA01594432Set 10
2013-11-0165p7,016w
Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio ... discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01594432.pdf
EFTA01554860Set 10
2006-12-0125p4,504w
informati
on about assets held at
JPMorgan Chase Bank, N.A. (JPMCB) and J.P. Morgan Securities, Inc. (JPMSI) in accounts listed on the
front page.
Securities are not bank deposits ... incipal amount invested.
Assets held in custody by JPMCB are not protected under the Securities Investor Protection Corporati
on ("SIPC") insurance.
Total USD
Page 2 of 22
EFTA01554861
FINANCIAL TRUST ... CHASE USA or any of their bank or thrift affiliates
(unless otherwise indicated). Such securities and other investments are subject to
investment risks, including possible loss of the principal amount
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01554860.pdf
EFTA01549284Set 10
2011-11-0135p4,321w
Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio ... discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01549284.pdf
EFTA01658425Set 10
2020-08-250p19,443w
Will Subpoena Priestap.
• Federal Government Has Made Progress, But Not Implemented, 2016 Election Security
Recommendations.
• NRO To Launch Intelligence Satellite Wednesday.
• German Doctors Say Navalny Was Poisoned.
• Researchers Say Russian ... Probe.
• Georgia Prisoner Sentenced For Mailing Threats To Federal Judges.
• Arrest Made In RNC Security Violation.
• Attorneys Say South Carolina Pastor Is Victim Of Extortion.
• California Supreme Court Overturns Death ... Senate Intel
Committee."
Federal Government Has Made Progress, But Not Implemented, 2016 Election
Security Recommendations.
Politico (8/24, Starks, 4.29M) reports the federal government has "largely implemented the
election security
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01658425.pdf
EFTA01552171Set 10
2012-12-0116p2,609w
Activity
4
6
Page
2
Client News
If you plan to make gifts of securities this year, please
notify your Client Service Representative before
December 1, 2012. This will allow ... reflect
the most current value of the asset.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically ... liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01552171.pdf
EFTA01478644Set 10
2013-11-0520p2,179w
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York ... Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York ... Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478644.pdf
Senior Notes, the Co-Issuers) will be obligated to make payments on the Securities. To
the extent any losses are suffered by any holders of the Securities, such losses will ... borne by the holders of the
Securities, beginning with the Subordinated Securities as the most junior Classes.
Equity Status of Preferred Shares. The Preferred Shares will be equity interests ... Issuer and are not secured by
the Collateral. Accordingly. Shareholders will rank behind all creditors. whether secured or unsecured and known
or unknown, of the Issuer, including, without limitation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365541.pdf
EFTA02283847Set 11
2019-05-0274p10,401w
Sunday or Monday - let me get you actual answers
dan
Sent with ProtonMail Secure Email.
Original Message
On Wednesday, May 1, 2019 11:15 AM, doitfluet wrote:
Sent from ProtonMail ... Mobile
To learn more about e-mail security or report a suspicious email. please visit us at a.-c-
O 2015 American Express. All rights reserved
American Express uses ... Sunday or Monday - let me get you actual answers
dan
Sent with ProtonMail Secure Email.
Original Message
On Wednesday, May 1, 2019 11:15 AM, doitfluet wrote:
EFTA
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02283847.pdf
EFTA01324270Set 10
96p18,802w
LIST STATSAP/7 Ncsenter 30.2001
OpeningBalance 5-2.971.432.62 Dividends 11454.00 94.319.48
Other Diriderds 0.00 68.516.90
Securities Sold 1,473,948.36
Credit Balance In: 0.00 32.227.50
Funds Deposited 100,000.00
Total ... Miscellaneous 700,000.00 Margin Mt. Paid -5.41589 .5.415.69
Amount Credited 52.285.402.36
-n Securities Bought -167.732.50 Portfolio Composition
C Divdenastmerest Charged -5,415.69
PORT LONG
in Miscellaneous
AmountDobitod ... OnSSE00- 019- ANGS
STK UNDER CERTAIN CIRCUMSTANCE
UNSOUCRED
WE MANE A MKT N MIS SECURITY
AVG PRICE: DETAILS ON REQUEST
UNIT PRICE 14 800030
TOTAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324270.pdf
EFTA01551693Set 10
2010-02-0113p2,484w
confirmed in writing to further
protect your rights, including your rights under the Securities Investor
Protection Act (SIPA). If you have any questions please contact your JPMSI
Account Representative ... including but not limited to, pooled private investments, non -
publicly traded and infrequently traded securities, derivatives, partnership
interests and tangible assets are generally illiquid,
the value of which may have ... implied, that any quoted value represents the actual terms at which
transactions or securities could be bought or sold or new
transactions could be entered into, or the actual terms
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01551693.pdf
EFTA01075057Set 9
1995-05-112p823w
register2—The investment adviser definition: Section 202(a)(11)—Advice, analyses, or reports
about securities—General advice about securities
More difficult questions arise under this element where a person gives ... noted above. For example,
a person may be deemed to be giving advice about securities even if the advice does not relate to specific securities, but
rather relates ... benefits of investing in securities as compared with non-securities such as real estate or insurance.' In
addition, the SEC staff has taken the position that to be considered advice
https://www.justice.gov/epstein/files/DataSet%209/EFTA01075057.pdf
EFTA01573034Set 10
2014-01-0123p2,518w
Please see the enclosed brochure for important
information regarding the tax treatment of debt
securities beginning on January 1, 2014.
Within your asset account, your current amortization
election applies ... exempt bonds purchased at a
premium. Changes in legislation for debt securities may
affect this election for securities acquired on or after
January 1, 2014.
0000002030.00.0.9E.00001.MAXWE04.20131203
Page ... Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Fees & Commissions
$0.00
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
$0.00
$62,959.20
* Year to date information
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01573034.pdf