EFTA01124983Set 9
2007-03-3127p6,985w
Financial Trust Company,
Inc. submit the following statement of claims against D.B. Zwim Special Opportunities Fund,
L.P. k/n/a Fortress Value Recovery Fund I LLC, D.B. Zwirn Partners, LLC, D.B. Zwim ... Zwim Holdings, LLC, and Daniel Zwirn.
Introduction
3. Over a three-year period beginning in 2002, Jeffrey Epstein ("Epstein"), through a
firm he owned and managed named Financial Trust Company ... transferred
to Jeepers during the events in question.
4. In October 2006, Daniel Zwim, on behalf of the Fund, contacted Epstein to report
on certain irregularities at the Fund. Initially
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124983.pdf
EFTA01104798Set 9
2004-10-0160p17,336w
submit the following Pre-Hearing Brief in Support of its claims against
D.B. Zwim Special Opportunities Fund, L.P. k/n/a Fortress Value Recovery Fund I LLC
("Fund"), D.B. Zwim Partners ... Zwim & Co., L.P., DBZ GP, LLC, Zwim Holdings,
LLC, and Daniel Zwim.
1604650vI
EFTA01104798
INTRODUCTION
FTC invested $80 million the D.B. Zwirn Special Opportunities Fund, L.P. ("Fund").
From 2002 until ... leaders in the
hedge fund management business, launched a new fund run by Daniel Zwim. The fund was
called Highbridge/Zwim Special Opportunities Fund, L.P. (the "Fund"). Dan Zwim
https://www.justice.gov/epstein/files/DataSet%209/EFTA01104798.pdf
EFTA01105263Set 9
2004-10-0160p17,309w
submit the following Pre-Hearing Brief in Support of its claims against
D.B. Zwim Special Opportunities Fund, L.P. k/n/a Fortress Value Recovery Fund I LLC
("Fund"), D.B. Zwim Partners ... Zwim & Co., L.P., DBZ GP, LLC, Zwim Holdings,
LLC, and Daniel Zwim.
1604650vI
EFTA01105263
INTRODUCTION
FTC invested $80 million the D.B. Zwirn Special Opportunities Fund, L.P. ("Fund").
From 2002 until ... leaders in the
hedge fund management business, launched a new fund run by Daniel Zwim. The fund was
called Highbridge/Zwim Special Opportunities Fund, L.P. (the "Fund"). Dan Zwim
https://www.justice.gov/epstein/files/DataSet%209/EFTA01105263.pdf
EFTA00731279Set 9
2006-10-0447p12,057w
PARTNERS, LLC, AND D.B. ZWIRN PARTNERS, LLC
Defendants. JURY TRIAL DEMANDED
X
Defendants D.B. Zwim & Co., L.P. (the "Company") and D.B. Zwim Partners, LLC
("DBZLLC"), by their attorneys Cooley Godward ... Jury
Demand herein as follows:
I. Aver that in 2006, defendant Daniel B. Zwim ("Zwim") was the managing
member of Zwim Holdings, LLC, which was the managing member ... which
was the general partner of the Company; aver that Zwim Holdings, LLC was also the managing
member of DBZLLC; aver that the Company was the investment manager of investment
https://www.justice.gov/epstein/files/DataSet%209/EFTA00731279.pdf
EFTA00722250Set 9
2010-05-1320p5,331w
Financial Trust Company,
Inc. submit the following statement of claims against D.B. Zwim Special Opportunities Fund,
L.P. k/n/a Fortress Value Recovery Fund I LLC, Fortress VRF I LLC, D.B. Zwirn ... Partners,
LLC, D.B. Zwim & Co., L.P., DBZ GP, LLC, Zwim Holdings, LLC, and Daniel Zwirn.
Introduction
3. Over a three-year period beginning in 2002, Jeffrey Epstein ("Epstein"), through ... managed named Financial Trust Company, Inc. ("FTC"), made an $80
million investment in D.B. Zwim Special Opportunities Fund (k/n/a Fortress Value Recovery
Fund I LLC, and referred to in this
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722250.pdf
EFTA00586232Set 9
2006-11-1317p4,644w
Jeepers, Inc. ("Jeepers")
(collectively, "Claimants"), submit the following statement of their claims against D.B. Zwim
Special Opportunities Fund, L.P. k/n/a Fortress Value Recovery Fund I LLC, D.B. Zwim
Partners ... Zwim Holdings, LLC, D.B. Zwim & Co., L.P., and Daniel Zwim.
Introduction
2. At all times relevant to the claims stated herein, Claimants FTC and Jeepers were
owned and managed ... successful investor.
3. Starting in 2002, Epstein (through FTC) began investing in D.B. Zwim Special
Opportunities Fund, L.P. ("Fund"), which was managed primarily by Daniel Zwim ("Zwim").
Epstein began making
https://www.justice.gov/epstein/files/DataSet%209/EFTA00586232.pdf
EFTA00722023Set 9
2002-04-2914p4,250w
follows:
INTRODUCTION
1. Jeepers, Inc. ("Jeepers"),' a limited partner in the D. B. Zwim Special
Opportunities Fund, L.P. (the "Fund"), brings this action to recover damages resulting from the
fraudulent ... Fund was misappropriating millions of dollars in investor funds to pay for Mr. Zwim's
lavish lifestyle. Moreover, the Fund and its General Partner blatantly and intentionally
misrepresented Jeepers ... damages that it has incurred -- and
continues to incur -- as a result of D.B. Zwim's and Mr. Zwim's unlawful conduct. Jeepers also
seeks an award of punitive damages
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722023.pdf
EFTA00585800Set 9
2002-04-2914p4,259w
follows:
INTRODUCTION
1. Jeepers, Inc. ("Jeepers"),' a limited partner in the D. B. Zwim Special
Opportunities Fund, L.P. (the "Fund"), brings this action to recover damages resulting from the
fraudulent ... Fund was misappropriating millions of dollars in investor funds to pay for Mr. Zwim's
lavish lifestyle. Moreover, the Fund and its General Partner blatantly and intentionally
misrepresented Jeepers ... damages that it has incurred -- and
continues to incur -- as a result of D.B. Zwim's and Mr. Zwim's unlawful conduct. Jeepers also
seeks an award of punitive damages
https://www.justice.gov/epstein/files/DataSet%209/EFTA00585800.pdf
EFTA00307934Set 9
2011-10-2811p4,449w
Purchase Partner (as defined in the CCP LPA) (the "Purchase LP Interest"; and Zwim's
Foundation LP Interest and Purchase LP Interest collectively, the "CCP LP Interests").
D. Zwirn ... Zwirn's Foundation LLC Interest and Purchase LLC Interest
collectively, the "CCPM LLC Interests"). Zwim's CCP LP Interests and CCPM LLC Interests
are referred to collectively as the "Corbin ... JAMS
EFTA00307934
before the Honorable Anthony J. Carpinello (the "July 25 Sale Agreement') that Zwim would
sell the Corbin Interests to Jeepers, and Jeepers would purchase the Corbin Interests from
https://www.justice.gov/epstein/files/DataSet%209/EFTA00307934.pdf
EFTA00722309Set 9
2010-05-2120p4,025w
Jeepers, Inc., by
their attorneys, Susman Godfrey L.L.P., hereby request that D.B. Zwim Special Opportunities
Fund, L.P. k/n/a Fortress Value Recovery Fund I LLC, D.B. Zwim Partners, LLC, D.B. Zwim ... Zwim Holdings, LLC, and Daniel Zwim produce the documents and
1205876v1/011585
EFTA00722309
limestamp: 8/16/2010 5:38 PM COT
information specified herein, pursuant to the following Definitions and Instructions ... Demand for Arbitration filed in this arbitration on
May 5, 2010.
3. The term "Zwim Response" means the Response filed in this arbitration by D.B.
Zwim Partners, LLC, D.B. Zwirn
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722309.pdf
EFTA00584685Set 9
2007-05-015p1,795w
general partner of the Partnership.
C. The Company has been informed that Daniel B. Zwim ("Zwim") desires to Transfer
his entire interest as a Limited Partner in the Partnership, including ... Foundation Partner and his interest as a Purchase Partner (such partnership interests collectively,
the "Zwim Interests") to Jeffrey Epstein ("Epstein"), and Epstein desires to purchase the Zwim
Interests ... admitted as a Limited Partner in substitution for Zwim whereupon Zwirn would
cease to be a Limited Partner.
D. The Zwim Interest as a Foundation Partner represents, among other things
https://www.justice.gov/epstein/files/DataSet%209/EFTA00584685.pdf
EFTA00584690Set 9
2007-05-015p1,785w
Managing Member of the Company.
C. CCPAM has been informed that Daniel B. Zwim ("Zwirn") desires to Transfer his
entire interest as a Non-Managing Member in the Company, including ... Foundation Member and his interest as a Purchase Member (such membership interests
collectively, the "Zwim Interests"), to Jeffrey Epstein ("Epstein") and Epstein desires to
purchase the Zwim Interests ... admitted as a Non-Managing Member in substitution for
Zwim whereupon Zwim would cease to be a Member.
D. The Zwim Interest as a Foundation Member represents, among other things
https://www.justice.gov/epstein/files/DataSet%209/EFTA00584690.pdf
EFTA01124872Set 9
2010-06-28110p63,250w
Gross, my name is Alan Levine,
6 6 and I represent D.B. Zwim & Co. L.P. and
7 IT IS FURTHER STIPULATED AND AGREED 7 D.B. Zwim Partners, LLC, defending them ... left
10 mortgage-backed securities -- not commercial 10 Nomura to go D. B. Zwim in 2002?
11 mortgage-backed securities -- and treasuries, 11 A. I got a call from ... recruiter that
12 repos, reverse repos. 12 D.B. Zwim & Co. — HighbridgetZwim —
13 Q. And you calculated the P&L for all 13 Higbbridge at the time was looking
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124872.pdf
owned an interest in the general partner and in the investment manager of D.B. Zwim
Special Opportunities Fund, L.P. (the "Zwim Fund"). The Zwirn Fund was named after
Daniel Zwim ... Zwim"). While Zwirn was responsible for the day-to-day management
of the Zwirn Fund, after Zwim spun off his business from Highbridge, Highbridge and I
helped raise capital ... Zwim Fund, we, as Highbridge, allocated money to a
managed account managed by Zwim's company, which was then also the investment
manager of the Zwirn Fund, and Zwirn would
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722151.pdf
partner and in the
investment manager of D.B. Zwirn Special Opportunities Fund, L.P. (the "Zwim Fund").
The Zwim Fund was named after Daniel Zwirn ("Zwirn"). While Zwim was responsible ... management of the Zwim Fund, after Zwirn spun off his business from
DSAM, DSAM and I helped raise capital for the Zwim Fund, we, as Highbridge Capital
Management, LLC, allocated ... assets of my firm, Highbridge Capital Corporation, to a
managed account managed by Zwim's company (which was then also the investment
manager of the Zwirn Fund), and Zwirn would
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722155.pdf
investment manager of.. Zwirn Special Opportunities Fund,
(the "Zwirn Fund"). The Zwim Fund was named after Daniel Zwim ("Zwim").
While Zwim was responsible for the day-to-day management ... operations of the Zwim
Fund, after Zwirn spun off his business from Hlghbridge /Zwim, [Jeffrey. we do not
identify Highbridge/Zwim anywhere previously. Isn't it better to indicate that Zwim ... with DSAM, the entity that Glenn owned and controlled?] -I helped
introduce investors to Zwim, invested my personal and family foundation assets with
Zwim, and my firm allocated assets
https://www.justice.gov/epstein/files/DataSet%209/EFTA00727481.pdf
EFTA01083151Set 9
2003-06-0118p6,082w
Jeepers") and Financial Trust
Company, Inc. ("FTC") (collectively, the "Epstein Parties"); (iii) D.B. Zwim Partners, LLC,
D.B. Zwim & Co., L.P., DBZ GP, LLC and Zwim Holdings, LLC (collectively, the "Zwim ... Entities") and Daniel Zwim (together with the Zwim Entities, the "Zwim Parties"); and (iv)
Glenn Dubin (the parties identified in (i) — (iv) collectively, the "Parties," and, individually, each
a "Party ... from
the Fund in 2006, 2007 and 2008 (collectively, the "Withdrawal Requests");
WHEREAS, the Zwim Entities and the Fund denied that the 2006 and 2007 demands
were proper requests
https://www.justice.gov/epstein/files/DataSet%209/EFTA01083151.pdf