""A. Allocations"" — Epstein Files Search

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EFTA01084507Set 9

2006-12-0649p19,072w

SECTION 5.01. Management of the Company 13 SECTION 5.02. Officers 13 ARTICLE VI ALLOCATIONS; TAX MATTERS 13 SECTION 6.01. Allocations: Tax Matters 13 ARTICLE VII DISTRIBUTIONS 13 SECTION 7.01. Distributions ... Waiver of Jury Trial 26 ii EFTA01084509 Schedule 2.01 Member Information Schedule 6.01 Allocations: Tax Matters Exhibit A The Site iii EFTA01084510 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT ... described in clause (ii) of this sentence for which the Company is required to allocate Net Profits, Net Losses and other items of Company income, gain, loss or deduction pursuant

https://www.justice.gov/epstein/files/DataSet%209/EFTA01084507.pdf

EFTA01134802Set 9

2013-05-0137p14,486w

Management Fees and Executive Producer Fees, distributions made by the Fund will be allocated and paid as follows, in the following order of priority: a. First, 100% of all Fund ... necessary or appropriate in furtherance of the purposes of the Company. 10 EFTA01134811 1.4 Allocations and Distributions. (a) Loss. After making the allocations required in Exhibit D Loss (as defined ... Exhibit D) shall be allocable to the Members in the following order of priority: (i) First, to the Members and the Manager in proportion to and up to the amount

https://www.justice.gov/epstein/files/DataSet%209/EFTA01134802.pdf

EFTA00617557Set 9

Additional Limited Partners 23 Section 3.6. No Other Capital Contributions 25 Article IV Allocations and Distributions 25 Section 4.1. Allocations of Net Profit and Net Loss 25 Section 4.2. Special ... Allocations 26 Section 4.3. Distributions 28 Section 4.4. Valuations of Partnership Assets 30 Article V Management 31 Section 5.1. Power and Authority of General Partner 31 Section 5.2. Restrictions ... Loss; and (d) all items of income, gain, loss or deduction specially allocated pursuant to Section 4.2 shall be excluded from the determination of Net Profit or Net Loss. "Nonrecourse

https://www.justice.gov/epstein/files/DataSet%209/EFTA00617557.pdf

EFTA00558618Set 9

2012-12-3185p35,503w

Manager 7 Compensation and Fees of Manager 8 Liability and Indemnification of Manager 8 ALLOCATION OF COMPANY ECONOMIC BENEFITS 8 Allocation of Profits and Losses from Operations 8 Cash Distributions ... Income and Loss 15 Taxable Year and Tax Reporting 15 Taxation of Members 15 Allocations of Company and Project Entities Tax Items 16 Deductions 16 Limitations on Use of Company ... Company, including voting rights, the management and operation of the Company, and the allocation and distribution of Company profits, losses and cash, are governed by and set forth

https://www.justice.gov/epstein/files/DataSet%209/EFTA00558618.pdf

EFTA01419618Set 10

2016-03-2843p10,350w

Investment Advisers Act of 1940, to the extent required by applicable law. Incentive fees/- allocations may create an incentive for Alkeon to make more risky and speculative investments than ... year lock up. Alkeon, or an affiliate of Alkeon, also receives an annual incentive allocation or fee (as applicable) with respect to each investor in each Growth US Feeder ... Interest was purchased. Alkeon, or an affiliate of Alkeon, also receives an annual incentive allocation equal to 20% of the net realized and unrealized profits attributable to each investor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419618.pdf

EFTA01565740Set 10

2013-05-01139p14,270w

LEFT BLANK EFTA01565744 For the Period 5/1/13 to 5/31/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning ... Estimated 100,447.10 12,191.54 96,667.64 Current Annual Income Allocation 30% 8% Cash & 60% 2% $209,306.28 100% EFTA01565745 Equity Alternative Assets Fixed Income Asset Allocation Other Current Portfolio ... client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565740.pdf

EFTA01289764Set 10

2014-06-05123p57,808w

DANIEL SABBA Asset Al location Prior Year-Fad Last Period Ibis Period % Allocation LSO Cash. Money Funds. and Bank Deposits ... Please review your allocation Non-LSD Cash, Money Funds, and Bank Deposits 0.00 59,750.93 166,68828 2.21% [ I Nan-LSD Axed Income ... CONFIErrPfa sAL SDNY_GM_00046792 O13-SDNY-0009616 EFTA_00I 57401 EFTA01289764 Asset Allocation Disclosure and Footnotes AP values are displayed m U.S. dollars based on interbank exchange rates

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289764.pdf

EFTA00306090Set 9

2010-07-0118p9,896w

hereof. "Economic Rights" are a Person's rights to receive distributions and allocations of Profits and Losses, or items of income, gain, loss and expense, as provided herein. A Person ... portion of membership interests as Members pursuant to Section 9 hereof. 5. Allocations. (a) Taxation; Capital Accounts. It is the intention of the Members that the Company be classified ... make a capital contribution to the Company solely by reason of such deficit. (c) Allocations of Profits and Losses. Subject to the provisions hereof, Profits and Losses for any fiscal

https://www.justice.gov/epstein/files/DataSet%209/EFTA00306090.pdf

EFTA00811602Set 9

borrow and pledge in order to finance such activities; together with the power to allocate between principal and income any net proceeds received as 3 EFTA00811604 Last Will & Testament ... insurance contract or annuity contract pursuant to the terms of such plan; (17) to allocate, in my Executors discretion, any adjustment to basis provided to my estate under the provisions ... obligation to make a compensatory adjustment among the beneficiaries hereunder on account of such allocation; (18) to conduct any audit, assessment or investigation with respect to any asset

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811602.pdf

EFTA00804385Set 9removed from DOJ

2011-10-2673p27,731w

Beneficiary; • Assign this policy; • Receive any dividends that may or may not be allocated to this policy; • Change the Face Amount; • Change the Death Benefit Option; • Make loans; • Make withdrawals ... shown in the Policy Specifications. If DBO 1 is in effect, any Net Premium allocated to the GDB Premium Account will be credited as of the date we receive ... premium. lt DBO 4 is in effect, any Net Premium allocated to the GDB Premium Account and the Specified Premium Account will be credited as of the date we receive

https://www.justice.gov/epstein/files/DataSet%209/EFTA00804385.pdf

EFTA00584288Set 9

2014-06-0319p7,288w

Accounts. The Company shall establish and maintain a Capital Account for each Member. 4.2 Allocation of Profits and Losses. (a) Profits of the Company shall be allocated among the Members ... each Member pro rata and in proportion to the cumulative Losses, if any, allocated to such Member pursuant to Section 4.2(b)(ii) hereof until the cumulative Profits allocated ... such Member under this Section 4.2(a)(i) equals the cumulative Losses allocated to such Member under Section 4.2(b)(i) hereof; and (ii) Then, the balance

https://www.justice.gov/epstein/files/DataSet%209/EFTA00584288.pdf

EFTA01478684Set 10

2013-11-0520p2,093w

Subject: Re: Fw: allocation C From: Chip Packard Date: Tue, 05 Nov • • To: Haig Ariyan Classification: Confidential Thanks, much appreciated. Chip Packard Managing Director Co-Head, Wealth Management Americas ealth ... Caroline Kitidis Cc: Caroline Kitidis; Chip Packard Subject: Re: Fw: allocation [C] Classification: Confidential Lets peel 4k off the top to allocate to these two families. Haig Ariyan Managing Director ... phone fax From: EFTA01478684 To: Caroline Date: 11/05/2013 11:00 AM Subject: Re: Fw: allocation [C] Classification: Confidential Two KCP clients we are speaking about now: 1. Epstein, Morris

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478684.pdf

EFTA01290128Set 10

2014-06-05103p48,428w

Eslcm ated Annual Income 576 527 05 Your Client Advisor: DANIEL SABBA Asset Allocation Prior Year-hd Lad Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits ... CONFID('DEPAt fisAL SDNY_GM_00047398 OB-SDNY-0010222 EFTA_00158007 EFTA01290128 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized ... conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities to participants for which it holds securities on deposit (including Pershing). Because

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290128.pdf

EFTA01464848Set 10

2013-08-01145p14,060w

LEFT BLANK EFTA01464852 For the Period 8/1/13 to 8/31/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market ... Estimated 2,514,419.64 Current Annual Income Allocation 47% 2% 1,984,500.56 $4,498,920.20 51% 100% Alternative Assets Cash & Fixed Income Asset Allocation This Consolidated Summary shows ... client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01464848.pdf

EFTA01546888Set 10

2013-08-01147p14,076w

LEFT BLANK EFTA01546892 For the Period 8/1/13 to 8/31/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market ... Estimated 2,514,419.64 Current Annual Income Allocation 47% 2% 1,984,500.56 $4,498,920.20 51% 100% Alternative Assets Cash & Fixed Income Asset Allocation This Consolidated Summary shows ... client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01546888.pdf

EFTA01119567Set 9

2009-06-1050p26,600w

that the value of a profits interest is equivalent to the amount of capital allocated to the interest in the "capital account" of the partnership, or the "liquidation value ... income, gains, losses, and credits are generated at the fund level." The fund allocates these tax items among the partners and the tax law generally respects the manner in which ... partnership does so, as long as the allocations have "substantial economic effecr—effectively, so long as the allocation of the tax items also adjust capital accounts:" In this manner

https://www.justice.gov/epstein/files/DataSet%209/EFTA01119567.pdf

EFTA00146745Set 9

2019-08-1013p6,968w

reviewed by the Claims Administrator to determine that you are eligible to receive an Allocated Amount from the Net Settlement Fund. If the Claims Administrator determines that you are entitled ... Allocated Amount, you will receive a payment in an amount determined by the Claims Administrator following final approval of the Settlement. The Questionnaire and Release and the required supporting documentation ... 59PM EDT. If the Claims Administrator determines you are entitled to receive an Allocated Amount, you will receive a payment from the Settlement. EXCLUDE YOURSELF FROM If you choose

https://www.justice.gov/epstein/files/DataSet%209/EFTA00146745.pdf

EFTA01104373Set 9

2011-06-2411p3,811w

fund (the "management fee") and the fund's general partner receives an allocation of 20% of any net profits (realized and unrealized), subject to the recovery of prior losses ... performance allocation"). The performance allocation is usually contingently calculated at the end of each month for net asset value reporting purposes and crystallizes at the time of any withdrawal ... party marketers. See 17 C.F.R. § 230.501(a)(2008). 3 EFTA01104375 In calculating the performance allocation, funds typically track losses and rely upon a "high water mark" concept so that

https://www.justice.gov/epstein/files/DataSet%209/EFTA01104373.pdf

EFTA00124742Set 9

2019-02-0832p17,251w

statement. You may also contact us electsenicaIN through Online Banking at navyfederal.org. Payment Allocation: in general, we WI apply your minimum payment to the overtime Wee we investigate, the same ... with higher APRs. My payment amount in access of the MillifilUnt payment wil be allocated to the balance with the highest APR and any remaining portion to the other balances ... statement. You may also contact us electsenicaIN through Online Banking at navyfederal.org. Payment Allocation: in general, we WI apply your minimum payment to the overtime Wee we investigate, the same

https://www.justice.gov/epstein/files/DataSet%209/EFTA00124742.pdf

EFTA01266359Set 10

2012-10-2421p8,889w

charged against the individual share of any person at any time. Section 5.3.- Allocation of Assets A. For each distribution, partial distribution, allocation, or division of assets into shares ... fair market value of the relevant assets on the date of such distribution, allocation, or division, whichever first occurs. My Trustee shall appropriately adjust such fraction to reflect the effect ... partial distributions, allocations, or divisions, taking into account the fair market value as of the date of distribution, allocation, or division, whichever first occurred, of the assets so distributed, allocated

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01266359.pdf