Epstein Files Search

EFTA01101257Set 9

2014-11-11100p33,692w

Documents and information regarding BFP's assets include the most current available: (1) capital account statements; (2) K-1 statements; (3) operating agreements, including amendments; and (4) financial statements;' • Conversations ... private investment funds and companies. Additionally, BFP has issued multiple promissory notes. Based on capital account balances available as of the Valuation Date, the Partnership had a capital account balance ... Marc Rowan (the "Managing Partners"). Apollo has three primary business segments: private equity ("PE"); Capital Markets ("CM"); and Real Estate ("RE"). See Apollo's public filings for an organizational diagram

https://www.justice.gov/epstein/files/DataSet%209/EFTA01101257.pdf

EFTA01128007Set 9

2007-04-1636p9,536w

EARNINGS AS OF APRIL 16, 2007 HISTORY PROJECT PROJECT 2006 2007 2008 Adjusted Invested Capital $341,80a 000 $119.600,000 SO Management Fees $6,034,471 $0 SO Operating Expense ... Present Values SO Pass-through premium 15% $0 Aggregate Marketable Value of Invested Capital $0 Less: Outstanding Debt SO Aggregate Marketable Value of Partners' Capital $0 Partners Pro Rata Percentage ... Discount for Lack of Marketability 10% $0 Pro Rata, Fair Market Value of Partners Capital $0 Pro Rata, Fair Market Value of Partner's Capital, rounded $0 EFTA01128008 EXHIBIT

https://www.justice.gov/epstein/files/DataSet%209/EFTA01128007.pdf

EFTA01397668Set 10

2018-04-11132p33,160w

EFTA01397670 Fee 11 5.2.1 Payment of Expenses. 11 5.2.2 Management Fee. 13 ARTICLE 6 - CAPITAL OF THE PARTNERSHIP 14 6.1 Obligation to Contribute. 14 6.2 6.3 6.1.1 In General ... Initial Capital Contributions. 14 6.1.3 Additional Contributions; Deficiency Drawdowns. 15 6.1.4 Procedure for Notice of Capital Calls; Rescission or Postponement. 15 6.1.5 Offsets Against Distributions; No Interest or Withdrawals ... Liability. 23 7.4.3 Partnership EFTA01397673 Obligation. 23 Certain Distributions Prohibited. 23 ARTICLE 8 - CAPITAL ACCOUNTS; ALLOCATIONS 23 8.1 8.2 8.3 8.4 9.2 9.3 10.2 10.3 10.4 10.5 Allocations

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397668.pdf

EFTA00073356Set 9

2011-11-2233p10,082w

common stock at 5.01 par value; no preferred stock authorized. The minimum amount of capital with which the Corporation will commence business is One Thousand Dollars ($1,000). ARTICLE ... profits of the Corporation or of its net assets in excess of its capital shall be declared in dividends and paid to the stockholders, and to direct and determine ... Board of Directors may deem necessary or advisable for working capital, for additions, improvements and betterments to plant and equipment, for expansion of the business of the Corporation (including

https://www.justice.gov/epstein/files/DataSet%209/EFTA00073356.pdf

EFTA00590500Set 9

70p29,073w

SUBSCRIPTION BOOKLET ADW CAPITAL PARTNERS, L.P. Limited Partnership Interests November 2015 CONFIDENTIAL EFTA00590500 ADW CAPITAL PARTNERS, L.P. SUBSCRIPTION PROCEDURES This Subscription Booklet (this "Booklet") is being provided to prospective investors ... connection with an offering (the "Offering") of limited partnership interests ("Interests") by ADW Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Prior to subscribing for Interests in the Fund ... forms are available via the U.S. Internal Revenue Service's website at www.irs.gov. ADW CAPITAL PARTNERS. L.P. t CONFIDENTIAL EFTA00590501 5. Please complete the Anti-Money Laundering Compliance Supplement

https://www.justice.gov/epstein/files/DataSet%209/EFTA00590500.pdf

EFTA01069288Set 9

2011-06-1414p3,356w

calculating an investors lock-up are the tranche-by-tranche method and the single capital account method. Using either method, the contract language governs the procedures surrounding withdrawal requests. Page ... agrees that Financial Trust Company, Inc. (the "Company") shall be permitted to withdraw its Capital Account as of the last Business Day of the calendar quarter ending at least ... tranche method of calculating lock-ups nor does it reference the creation of additional Capital Accounts to track lock-ups. 15. Furthermore, at the end the letter it states: "Capitalized

https://www.justice.gov/epstein/files/DataSet%209/EFTA01069288.pdf

EFTA01394988Set 10

2018-03-3061p17,706w

GLDUS183 Dimension Capital Management iCapital Advisors, LLC Form ADV Part 2A ICAPITAL ADVISORS, LLC FORM ADV PART 2A Business Address 60 East 42nd Street, 26th Floor New York ... expertise or training in providing advisory services to its clients. 1 EFTA01394988 GLDUS183 Dimension Capital Management iCapital Advisors, LLC Item 2: Material Changes This brochure amendment is made in connection ... business relationship with Fidelity Brokerage Services LLC. In addition, in December 2017, Institutional Capital Network, Inc., the parent company of iCapital, acquired the U.S. private equity access fund platform from

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394988.pdf

EFTA00285853Set 9

2019-04-1011p7,239w

Talks With Suitors Tiger invested $50 million to $60 million in Yam Square Capital, which began trading on April I. And it provided roughly the same amount of "acceleration ... Line for Archer Capital capital to Stony Point Capital, whose 5-year-old fund previously had $48 million 3 Minnesota Startup Gaining Traction of assets, including leverage. The word ... industry since Robertson Sas TIGER on Piga 4 Platform Pros Prep New Offering 8 Capital Flowing to Al Startup Field Street Shutters Fund, Lowers Headcount 10 Forte Offers Prime Services

https://www.justice.gov/epstein/files/DataSet%209/EFTA00285853.pdf

EFTA00810312Set 9

2018-12-3121p6,558w

Contents Independent Auditor's Report 3 Financial Statements Statement of Assets, Liabilities and Partners' Capital 5 Schedule of Investments 6-7 Statement of Operations 8 Statement of Changes in Partners ... Capital 9 Statement of Cash Flows 10 Notes to Financial Statements 11 - 20 EFTA00810314 0 One Bush Street IBDO Suite 1800 San Francisco. CA 94104 Independent Auditor's Report ... Delaware Limited Partnership), which comprise the statement of assets, liabilities and partners' capital, including the schedule of investments, as of December 31, 2018, and the related statements of operations, changes

https://www.justice.gov/epstein/files/DataSet%209/EFTA00810312.pdf

EFTA01139976Set 9

2013-07-0117p9,769w

plus years, which includes proprietary systems and talented personnel. With access to sufficient capital, Boothbay can utilize its skills to capitalize on a market opportunity created by the maturation ... founder intends to invest no less than $20m of his own family's capital to the platform BOMBAY'S INVESTMENT STRATEGY: AVOID CORRELATION, ISOLATE PORTFOLIO ALPHA, CREATE STRUCTURAL ALPHA Boothbay ... given level of expected return. This low risk portfolio, when combined with greater capital efficiency and leverage can produce an excellent absolute return, that will also have the benefit

https://www.justice.gov/epstein/files/DataSet%209/EFTA01139976.pdf

EFTA00098841Set 9

2021-07-18130p37,722w

From: Chris Dilorio To: Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Sun, 18 Jul 2021 16:24:22 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx ... Investments https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex I 0-4.htm Momingview Financial https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex I 0-7.htm One44 Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex I 0-8.htm CrossOver Capital https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex I 0-9.htm Crown Bridge Capital ... www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-3.htm https://www.sec.gov/Archives/edgar/data/1122063/000149315219003102/ex10-12.htm Adar: prolific Bag men EDGAR Search Results (sec.gov) LG Capital Funding "L": Joseph Lerman "G": Nochum Greenberg detailed extensively by me in related correspondence with

https://www.justice.gov/epstein/files/DataSet%209/EFTA00098841.pdf

EFTA01082482Set 9

2016-05-25126p74,928w

Fund's primary investment objective is long term growth of capital and income. The Fund invests at least O sac of its assets, under normal market conditions, in common stocks ... DESCRIPTION OF THE SERIES C PREFERRED SHARES P-7 USE OF PROCEEDS P-8 CAPITALIZATION P-9 DESCRIPTION OF THE SECURITIES P-10 ASSET COVERAGE RATIO P-11 SPECIAL CHARACTERISTICS ... Shares" herein and in the accompanying Prospectus under the heading "Description of the Securities." Capitalized terms used in this Prospectus Supplement and not otherwise defined shall have the meanings ascribed

https://www.justice.gov/epstein/files/DataSet%209/EFTA01082482.pdf

EFTA00086291Set 9

2021-01-1859p20,648w

Dilorio To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Mon, 18 Jan 2021 19:03:21 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf ... EFTA00086293 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Honorable SONY Judges: did you actually think the SEC would do anything BUT continue ... Farkas/Jaclin/New et al are CERTAINLY "seasoned". Recall, Jaclin:Honig Honig: Colleran: Trump Honig: Alpha Capital Liechtenstein Honig: Frost: Ladenburg:Gruntal Gruntal:lcahn/Lebow/Lorber: New Valley/Vector:Trump Russia Gruntal:Sater/SAC: Milken Alpha

https://www.justice.gov/epstein/files/DataSet%209/EFTA00086291.pdf

EFTA00607178Set 9

2014-07-2929p7,889w

major asset classes Wealth Management Has been providing open architecture, investment management and capital markets solutions as well as wealth management. banking and lending services to high-net-worth individuals ... financial standing d highlights2 Total assets USD 2,280 billion Common equity tier 1 capital ratio 11.5% DeAWM financial standing — total assets BARKONS Global USD 1,307 billion Americas Wealth ... worth of at least USD 100 million & Lending • Provide a comprehensive coverage of capital markets opportunities. private investments. and asset and liability management • Flow trading, listed & OTC derivatives Capital Markets

https://www.justice.gov/epstein/files/DataSet%209/EFTA00607178.pdf

EFTA00810576Set 9

2018-04-0526p9,385w

BROOKLINE A Division of CIM Securities Equity Research CAPITAL MARKETS Member FINRA and SI PC April 05. 2018 Veru, Inc. Healthcare Potential to Create More Value Than Meets ... parts valuation of Tamsulosin and 25% premium for rest of the pipeline. Market Capitalization 96.32M • Tamsulosin XR and DRS differentiated profile should drive uptake — Shares Outstanding Tamsulosin ... nior Bi hnology Analyst EPS ($) Period 2017A 2018E 2019E O1 Brookline Capital Markets O2 Trading: (646) 807-4124 Institutional Sales: (646) 807-4125 O3 www.Brooklinecapitalmarkets.com

https://www.justice.gov/epstein/files/DataSet%209/EFTA00810576.pdf

EFTA00065268Set 9

2021-04-1964p21,681w

DiIon° To: EFTA00065268 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Mon, 19 Apr 2021 22:10:49 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf ... Alternative Energy and Environmental Solutions fs10511 altenergy.htm (sec.gov) EDGAR Search Results (sec.gov) Second Street Capital CTON content (otcmarkets.com) Vynleads Inc VYND EDGAR Search Results (sec.gov) PuraDyn Filter Technologies PFTI EDGAR ... EFTA00065273 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges and SEC IG, I would like to Re admit the following which

https://www.justice.gov/epstein/files/DataSet%209/EFTA00065268.pdf

EFTA01088824Set 9

21p4,977w

There can be no assurances that the Fund will have a return on invested capital similar to the returns of other accounts managed by An Glass or Boothbay Fund Management ... strategy fund that seeks to produce stable returns with low volatility by dynamically allocating capital across 80+ managers and strategies within a single product UNIQUE • Focuses largely on emerging managers ... optimize investment allocations • Allocations can be made via a down side protected 'first-loss' capital allocation tool (slide 15) • Daily position-level transparency enables market neutral stance (+/-10% beta adjusted

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088824.pdf

EFTA01807573Set 10

2017-03-2022p7,447w

appear on 20 March =t the Federal High Court in the capital Abuja. Kanu faces charges =elated to his role in earlier pro-Biafra protests and statements made ... Chile Members in the commercial =apital La Paz (La Paz department) and other departmental capitals on 21 =arch should avoid the vicinity of planned events linked to a maritime =ispute ... time). Local reports also indicate that similar events will be =eld in other departmental capitals on the day, possibly simultaneously =ith the La Paz rally. More

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01807573.pdf

EFTA00608097Set 9

2013-09-1663p24,535w

rights, and the qualifications, limitations or restrictions thereof in respect of each class of capital stock of the Corporation. A. COMMON STOCK 1. General. The voting, dividend and liquidation rights ... Certificate of Incorporation) the affirmative vote of the holders of shares of capital stock of the Corporation representing a majority of the votes represented by all outstanding shares of capital ... Corporation is a constituent party and the Corporation issues shares of its capital stock pursuant to such merger or consolidation, except any such merger or consolidation involving the Corporation

https://www.justice.gov/epstein/files/DataSet%209/EFTA00608097.pdf

EFTA01117862Set 9

2012-11-0275p28,749w

contingencies Shareholders' equity: Preferred stock Common stock 287,613 295,828 Additional paid-in capital 2,983,323 2,967,027 Retained earnings 1.468.534 1,416.918 Accumulated other comprehensive loss ... included in Accounts payable $ 40,569 $ 44,225 Purchases of property and equipment under capital lease obligations 3,440 $ See notes to condensed consolidatedfinancial statements. 4 EFTA01117867 DOLLAR GENERAL CORPORATION ... Senior Subordinated Notes due July 15, 2017 450,697 Capital lease obligations 7,963 5,089 Tax increment financing due February

https://www.justice.gov/epstein/files/DataSet%209/EFTA01117862.pdf