EFTA02121969Set 10
2013-11-129p2,327w
USAT, WCIC, YGE, YONG, ZAZA, ZFC
EFTA_R1_00756460
EFTA02121972
Reporting Post-Close: ACFN, API, ATOS, BSOR, BWC, CALL, CDXS, CPA, CVT, CWCO, CYCC,
DIOD, DSCO, EARN, EGL, EMAN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121969.pdf
EFTA02128810Set 10
2013-09-099p2,106w
Vegas), Baracp Financial Services (NYC), MS Healthcare (NYC)
Analyst/Investor Days: NS
Non-Deal Roadshows: ACFN, ANN, APRI, BRCD, CHTR, CRY, DTLK, EGN, ENSG, FIO, FRP, GPI,
KEY, KVHI, MELI, MOVE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128810.pdf
EFTA00390785Set 9
2013-05-097p2,239w
VNDA, VRS, WAC, WFR, WWAV
Reporting Post-Close: CFN, NVDA, PCLN, PSA, ABCO, ACET, ACFN, AGM, AGO, AIRM, AL, ALEX, ALIM, ALXA,
ANAC, APEI, APFC, ASCMA, ASYS, AUQ, BBOX, BCEI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00413482Set 9
2012-05-096p1,995w
Wells Industrial & Construction (NYC), Baird Growth Stock (Chicago)
Analyst/Investor Days: CNO, TLM, WU, SLE, ACFN
Non-Deal Roadshows: ATML, AUMN, AXTI, CCMP, CHKP, CLWR, ESS, FTE, GLUU, GPI, ININ
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413482.pdf
EFTA00417991Set 9
2012-03-155p1,488w
VITC, VTG, VVTV, WGO, YONG,
ARDNA, CLSN, KCAP, KITD
Reporting Post-Close: ACFN, AGM, COMV, CWCO, DOLE, GAIA, GTY, INTX, NWY, PRMW, PWRD, RNF,
RSOL, RTK, ULTR, UWN, VGZ
Economic
https://www.justice.gov/epstein/files/DataSet%209/EFTA00417991.pdf
EFTA02156002Set 10
2012-11-077p1,860w
GSIG, MGEE, ROSE, YORW
Reporting Post-Close: ATVI, CBS, CTL, MNST, PRU, QCOM, WFM, ACFN, AFCE, ALIM, ANAC,
ARAY, ATO, AVCA, AWK, BEE, BIOS, BKH, BLMN, BRS, BWC, CDXS, CERS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156002.pdf
EFTA02139472Set 10
2013-05-098p2,231w
VNDA, VRS, WAC, WFR, WWAV
Reporting Post-Close: CFN, NVDA, PCLN, PSA, ABCO, ACET, ACFN, AGM, AGO, AIRM, AL,
ALEX, ALIM, ALXA, ANAC, APEI, APFC, ASCMA, ASYS, AUQ, BBOX, BCEI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA02146320Set 10
2013-03-019p2,246w
Sachs Social Media Forum (NYC)
Analyst/Investor Days: ETN, BPOP, EXLS, KEYW
Non-Deal Roadshows: ACFN, ARTC, BRE, CCOI, CDNS, DANOY, FMC, FN, HP, HSIC, IEX, ITRI,
KSU, LTRX, MA, MDSO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02146320.pdf