EFTA01661868Set 10
2019-10-037778p1,321,678w
Check 92069 92261 70
0903 Check 12066 3.676
160 3540 012133
n 463.05
0309 ACP TX/Frd 9c ACP- Tag secouas:sent CCDIO 933300467 666
0309 ACP TX/Fincl Se ACP ... ACP Dere 9.c ACP • Tag 7002605COPIX OCD ICI 933014.067 65.0768
0923 ACP Mance 51 .c ADP - Tag Mn% 092437A01 ... Check I 2093 1,62500 0064537
007 ACP TXFnct Sc ACP Tm 56501346879397X CCD ID 9333:06057 3066 37 77.50000
007 ACP TX,F401 Sec ACP Ta. E5P7X 100839A01
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01661868.pdf
EFTA01101457Set 9
2014-11-11100p33,689w
Withdrawal
1.:iiti n Description
- kccount Value" Structure" Date"
Debt focused special situations
ACP $17,682'280 fund. 1.5%/20% 6/30/2015
Debt and equity event-driven
CVRF ... Truckast to hold these interests.
12 Based on December 31, 2013 monthly account statements. ACP and CVRF are based on
March 31, 2014 quarterly account statements.
la Stated annually ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
20 Entire balance is a side pocket investment. KSC retained
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101457.pdf
EFTA01114823Set 9
2012-03-3118p4,513w
Rabelais and Rothschilds Continuation Holdings) of PO, in
the Autorite de Contrale Prudentiel ("ACP"). exchange for 38.4 million new ordinary shares in PO,
The Pillar 3 disclosure requirement complement ... Group"). Since 31 March 201 I, the PO Group has been
regulated by the ACP
1.4 Media
This document is available on PO's corporate website (www.
The following regulated ... been subject to external audit. The Pillar 3 disclosures
and supervised by the ACP, and
have been prepared purely for the purpose of explaining the
4. Rothschild Bank International
https://www.justice.gov/epstein/files/DataSet%209/EFTA01114823.pdf
EFTA01101357Set 9
2014-11-11100p33,298w
Withdrawal
l. ntit-.. " Description
Account Value Structure's Date"
Debt focused special situations
ACP $17,393,880 fund. 15%120% 6/30/2015
Debt and equity event-driven
CVRF ... Truckast to hold these interests.
17 Based on December 31, 2013 monthly account statements. ACP and CVRF are based on
March 31, 2014 quarterly account statements.
18 Stated annually ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
20 Entire balance is a side pocket investment. KSC retained
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101357.pdf
EFTA00597681Set 9
2015-10-1688p28,838w
Value" Description
Account Structure Date"
$18,56, 01$ Debt focused special situations
ACP 1.5 %/20% 6/30/2016
' hind.
$19,574 424 Debt and equity event-driven
CVRF 1.5%/2090 12/31/2015
' hind ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
22 Entire balance is a side pocket investment. KSC retained ... ACVI, ACC HI, HAO, WCP and TEN4.
31 ASC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
32 Risks included factors that could affect future performance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00597681.pdf
EFTA00608765Set 9
2015-10-12108p35,523w
Capital Fee Withdrawal
I. min Description
Account Value Structure Date'
Debt focused special situations
ACP $18,603,995 1.5 %/20% 6/30/2016
hind.
Debt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
22 Entire balance is a side pocket investment. KSC retained ... ACVI, ACC HI, HAO, WCP and TEN4.
32 ASC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
J3 Risks included factors that could affect future performance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00608765.pdf
EFTA01086276Set 9
2015-11-03108p35,449w
Capital Fee Withdrawal
I.min Description
Account Value" Structure Date"
Debt focused special situations
ACP $18,586,721 1.5%/20% 6/30/2016
fund.
Debt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
22 Entire balance is a side pocket investment. KSC retained ... also considered, largely because the put
31 ASC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
32 Risks included factors that could affect future performance of each
https://www.justice.gov/epstein/files/DataSet%209/EFTA01086276.pdf
EFTA01063246Set 9
36p9,278w
Topic Coord2:D.Sanclow 1 5 12,503.00 $ 12.500.00 acp
as Office Support 1 5 5,000.00 $ 5.000.00 acp
90 Topic CooictIRob Malley 1 5 12,503.00 $ 12.500.00 act
91 Office ... Topic Coord2:D.Sanctow 1 5 12,500.00 $ 12.500.00 acp
98 Office Support 1 5 5,000.00 $ 5.000.00 acp
99 Topic CoorS3:Rob Malley ... Topic Coord2:D.Sanctow 1 5 12,503.00 $ 12.500.00 acp
107 Office Support:Expenses 1 5 312.70 $ 312.70 AV
108 Office Support 1 5 5,003.03 $ 5.000.00 acp
109 Topic CooictIRob
https://www.justice.gov/epstein/files/DataSet%209/EFTA01063246.pdf
EFTA01101257Set 9
2014-11-11100p33,692w
Capital Fee Withdrawal
Entin Description
- tccotint Value" Structure Date
Debt focused special situations
ACP $16,541,691 1.5 %/20% 6/30/2014
fund.
Debt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
Entire balance is a side pocket investment. BFP is withdrawn waiting ... ACVI, HAO, SWF, WCP and TEN4.
31 ASC, AVC, FCI II, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
32 Risks included factors that could affect future performance of each
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101257.pdf
EFTA01085958Set 9
2015-10-12108p35,610w
Capital Fee Withdrawal
I loth Description
Account Value Structure Date'
Debt focused special situations
ACP $18,603,995 1.5%120% 6/30/2016
hind.
Debt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
22 Entire balance is a side pocket investment. KSC retained ... ACVI, ACC HI, HAO, WCP and TEN4.
32 ASC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
J3 Risks included factors that could affect future performance
https://www.justice.gov/epstein/files/DataSet%209/EFTA01085958.pdf
EFTA01101557Set 9
2015-02-12100p33,810w
Capital Fee Withdrawal
Eafit N Description
- Account Value" Structure" Date
Debt focused special situations
ACP $17,952,278 I.5%/20% 6/30/2015
fund.
De
fundbt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
21 Entire balance is a side pocket investment. KSC retained ... ACVI, HAO, SWF, WCP and TEN4.
31 ASC, AVC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
32 Risks included factors that could affect future performance
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101557.pdf
EFTA01101757Set 9
2015-01-21100p34,068w
itInIrlm
I al
Descrip
I. jititY Account Value Structure Date
Debt focused special situations
ACP $17,951' 792 1.5%/20% 6/30/2015
fund.
Debt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
22 Entire balance is a side pocket investment. KSC retained ... TEN4.
32 ASC, AVC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
J1 Risks included factors that could affect future performance of each fund. Risk factors
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101757.pdf
EFTA01086067Set 9
2014-03-03101p34,062w
Capital Withdrawal
1.6111‘ Description
. Account Value's MI ucture" Date
Debt focused special situations
ACP $16,541,691 1. 5 %/20 % 6/30/2014
fund.
Debt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
Entire balance is a side pocket investment. BET is withdrawn waiting ... ACIV, ACV, ACVI, HAO, SWF, WCP and TEN4.
ASC, AVC, FCI II, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
" Risks included factors that could affect future performance of each
https://www.justice.gov/epstein/files/DataSet%209/EFTA01086067.pdf
EFTA01101657Set 9
2015-02-11100p33,859w
Withdrawal
1. lain Description
Structur
Value"
tccount e Date
Debt focused special situations
ACP $17,958,143 1.5 %/20% 6/30/2015
fund.
Debt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
71 Entire balance is a side pocket investment. KSC retained ... ACVI, HAO, SWF, WCP and TEN4.
3 ASC, AVC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
32 Risks included factors that could affect future performance
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101657.pdf
EFTA01086168Set 9
2015-11-03108p35,698w
Description
Account Value Structure' Date
$17,988 718 Debt focused special situations
ACP 1.5%120% 6/30/2015
' hind.
Debt and equity event-driven
CVRF $19,162,638 1.5 %/20% 12/31/2015
hind ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
23 Entire balance is a side pocket investment. KSC retained ... also considered, largely because the put
ASC, AVC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
34 Risks included factors that could affect future performance of each
https://www.justice.gov/epstein/files/DataSet%209/EFTA01086168.pdf
EFTA01085858Set 9
2015-02-26100p34,196w
Capital Fee Withdrawal
Emit' Description
- tccount Value" Structure' Date:"
Debt focused special situations
ACP $17,731,170 1.5%120% 6/30/2015
fund.
De
fundbt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
22 Entire balance is a side pocket investment. KSC retained ... TEN4.
32 ASC, AVC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
J1 Risks included factors that could affect future performance of each fund. Risk factors
https://www.justice.gov/epstein/files/DataSet%209/EFTA01085858.pdf
EFTA00590400Set 9
2015-02-12100p33,760w
Capital Fee Withdrawal
Eafit N Description
- Account Value" Structure" Date
Debt focused special situations
ACP $17,952,278 I.5%/20% 6/30/2015
fund.
De
fundbt and equity event-driven
CVRF ... based on the provisions of the respective underlying fund
agreement. This applies only to ACP, CVRF, LC and MG.
21 Entire balance is a side pocket investment. KSC retained ... ACVI, HAO, SWF, WCP and TEN4.
31 ASC, AVC, FCI II, AHL, APTP, APSHL, ACP, CVRF, KSC, LC and MG.
32 Risks included factors that could affect future performance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00590400.pdf