Epstein Files Search

EFTA01566268Set 10

2013-08-0138p3,808w

TRADE ACTIVITY Note: Trade Date Settle Date 7/31 8/5 8/6 8/9 LUKOIL OAO SPONS ADR TAX WITHHELD RUSSIA 15.00% AS OF 08/20/13 (ID: 677862-10-4) (198.89) SANOFI ADDITIONAL RATE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566268.pdf

EFTA01566306Set 10

2013-08-01161p15,732w

REPRESENTS @ .020 DEPOSITORY FEE AS OF 08/20/13 (ID: 677862-10-4) LUKOIL OAO SPONS ADR TAX WITHHELD RUSSIA 15.00% AS OF 08/20/13 (ID: 677862-10-4) SANOFI ADDITIONAL RATE CHANGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566306.pdf

EFTA01566056Set 10

2013-07-0145p4,315w

Tax Payments 7/2 (1,480.87) EFTA01566082 ($4,150.11) FGN Tax Withheld TELEKOMUNIKASI IND SPONS ADR TAX WITHHELD INDONESIA 20.00% (ID: ) (228.82) Page 13 of 19 EFTA01566083 GHISLAINE MAXWELL ... Withheld FGN Tax Withheld FGN Tax Withheld FGN Tax Withheld Description TELEKOMUNIKASI IND SPONS ADR TAX WITHHELD INDONESIA 20.00% (ID: ) ISRAEL CHEMICALS LTD ADR TAX WITHHELD ISRAEL 10.90% (ID: ) TOTAL ... SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: ) SANOFI DUE TO FRENCH TAX CREDITS. THE UNFAVORABLE TAX RATE HAS BEEN REDUCED TO 29.348267 FROM 30%. RELATED TO DIVIDEND PAYMENT ON 06/05/2013

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566056.pdf

EFTA01565500Set 10

2013-04-0147p4,657w

Trade Date Settle Date 4/3 4/8 4/4 4/9 4/4 4/9 Description NOVARTIS A G ADR TAX WITHHELD SWITZERLAND 15.00% (ID: ) TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: ) ROCHE ... HOLDINGS LTD SPONS ADR TAX WITHHELD SWITZERLAND 15.00% (ID: ) MTN GROUP LTD SPONS ADR TAX WITHHELD SOUTH AFRICA 15.00% (ID: ) Quantity Cost Amount (214.74) (104.93) (159.95) (135.44) ($615.06) S indicates

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565500.pdf

EFTA01567207Set 10

2014-02-2136p3,513w

Cost Amount (3,579.54) (1,967.98) ($5,547.52) FGN Tax Withheld TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: 89151E-10-9) (258.60) TRADE ACTIVITY Note: Trade Date Settle Date

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567207.pdf

EFTA01567243Set 10

2014-02-21144p14,702w

01/01/14 TOTAL SA SPONS ADR @ 0.805619 PER SHARE (ID: 89151E-10-9) TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: 89151E-10-9) GLAXOSMITHKLINE PLC SPONS ADR @ 0.616094 PER SHARE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567243.pdf

EFTA01566101Set 10

2013-07-01167p16,599w

SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 715684-10-6) TELEKOMUNIKASI IND SPONS ADR TAX WITHHELD INDONESIA 20.00% (ID: 715684-10-6) TELEKOMUNIKASI IND SPONS ADR @ 0.26669 PER SHARE ... SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 715684-10-6) TELEKOMUNIKASI IND SPONS ADR TAX WITHHELD INDONESIA 20.00% (ID: 715684-10-6) ISRAEL CHEMICALS LTD ADR @ 0.1684 PER SHARE ... CHEMICALS LTD ADR REPRESENTS @ .015 DEPOSITORY FEE (ID: 465036-20-0) ISRAEL CHEMICALS LTD ADR TAX WITHHELD ISRAEL 10.90% (ID: 465036-20-0) COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566101.pdf

EFTA01565547Set 10

2013-04-01157p15,782w

NOVARTIS A G ADR @ 2.42647 PER SHARE (ID: 66987V-10-9) NOVARTIS A G ADR TAX WITHHELD SWITZERLAND 15.00% (ID: 66987V-10-9) NOVARTIS A G ADR ... TOTAL SA SPONS ADR @ 0.76036 PER SHARE (ID: 89151E-10-9) TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: 89151E-10-9) ROCHE HOLDINGS LTD SPONS ADR GROSS RATE ... SPONS ADR REPRESENTS @ .023 DEPOSITORY FEE (ID: 771195-10-4) ROCHE HOLDINGS LTD SPONS ADR TAX WITHHELD EFTA01565639 SWITZERLAND 15.00% (ID: 771195-10-4) DIAGEO P L C SPONS ADR

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565547.pdf

EFTA01518664Set 10

2013-07-011p154w

Date Selection Method Description Amount Tax Payments 7/3 FGN Tax Withheld TELEKOMUNIKASI IND SPONS ADR TAX WITHHELD (41.60) INDONESIA 20.00% (ID: 715684-104) 7/5 FGN Tax Withheld ISRAEL CHEMICALS ... ADR TAX WITHHELD ISRAEL (68.52) 10.90% (ID: 465036-20-0) 7/18 FGN Tax Withheld TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% 122226) (ID: 89151E-10-9) 7/25 FGN Tax Withheld ... 80105N-10-5) 7/30 FGN Tax Withheld TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS (80.17) ADR TAX WITHHELD TAIWAN 20.00%AS OF 07/29/13 (ID: 874039-10-0) 7/31 FGN Tax Withheld

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518664.pdf

EFTA01565704Set 10

2013-05-0136p3,341w

Withheld FGN Tax Withheld FGN Tax Withheld FGN Tax Withheld BAYER A G SPONS ADR TAX WITHHELD GERMANY 26.00% (ID: ) EFTA01565730 (192.82) ISRAEL CHEMICALS LTD ADR TAX WITHHELD ISRAEL ... MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR TAX WITHHELD GERMANY 26.00% (ID: ) GDF SUEZ SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: ) (284.03) (16.98) (552.03) Page 13 of 15 EFTA01565731 GHISLAINE MAXWELL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565704.pdf

EFTA01518359Set 10

2013-04-011p224w

Date Selection Method Description Amount Tax Payments 4/5 FGN Tax Withheld NOVARTIS A G ADR TAX WITHHELD SWITZERLAND (214.74) 15.00% (ID: 66967V-10-9) 4/11 FGN Tax Withheld TOTAL ... SPONS ADR TAX WITHHELD FRANCE 30.00% (10493) (ID: 89151E-10-9) 4/11 FGN Tax Withheld ROCHE HOLDINGS LTD SPONS ADR TAX WITHHELD (159.95) SWITZERLAND 15.00% (ID: 771195-10-4) 4/12 ... Tax Withheld MTN GROUP LTD SPONS ADR TAX WITHHELD SOUTH (135.44) AFRICA 1500% (ID: 62474M-10-8) Total Tax Payments (0615.06) TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518359.pdf

EFTA01566467Set 10

2013-07-0133p3,225w

TAX WITHHELD NETHERLANDS 15.00% (ID: 904784-70-9) (86.67) KIRIN HOLDINGS COMPANY LTD SPONS ADR TAX WITHHELD JAPAN 7.10% (ID: 497350-30-6) MTN GROUP LTD SPONS ADR TAX WITHHELD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566467.pdf

EFTA01566500Set 10

2013-06-30156p15,338w

ADR REPRESENTS @ .022 DEPOSITORY FEE (ID: 497350-30-6) KIRIN HOLDINGS COMPANY LTD SPONS ADR TAX WITHHELD JAPAN 7.10% (ID: 497350-30-6) ASTRAZENECA PLC SPONS ADR @ 0.90 PER SHARE ... ADR REPRESENTS @ .020 EFTA01566596 DEPOSITORY FEE (ID: 62474M-10-8) MTN GROUP LTD SPONS ADR TAX WITHHELD SOUTH AFRICA 15.00% (ID: 62474M-10-8) BHP LTD SPONS ADR

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566500.pdf

EFTA01518471Set 10

2013-05-011p193w

Total Withdrawals (8241.60) Tax Payments 519 FGN Tax Withheld BAYER A G SPONS ADR TAX WITHHELD GERMANY 26.00% (192.82) (ID: 072730-30-2) 5(10 FGN Tax Withheld ISRAEL CHEMICALS ... ADR TAX WITHHELD ISRAEL (18.98) 7.00% (ID: 4850313-2D-0) 5/13 FGN Tax Withheld MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT (552.03) ADR TAX WITHHELD GERMANY ... Tax Withheld GDF SUEZ SPONS ADR TAX WITHHELD FRANCE 30.00% (284.03) (ID: 36180B-10-5) JP Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045702 Chase

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518471.pdf

EFTA01566836Set 10

2013-11-0131p3,057w

83238P-20-3) Quantity Cost Amount (16.85) ($63.40) FGN Tax Withheld LUKOIL OAO SPONS ADR TAX WITHHELD RUSSIA 15.00% (ID: 677862-10-4) (242.25) TRADE ACTIVITY Note: Trade Date Settle

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566836.pdf

EFTA01565740Set 10

2013-05-01139p14,270w

SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 072730-30-2) BAYER A G SPONS ADR TAX WITHHELD GERMANY 26.00% (ID: 072730-30-2) ISRAEL CHEMICALS LTD ADR @ 0.116003 PER SHARE ... CHEMICALS LTD ADR REPRESENTS @ .012 DEPOSITORY FEE (ID: 465036-20-0) ISRAEL CHEMICALS LTD ADR TAX WITHHELD ISRAEL EFTA01565828 7.00% (ID: 465036-20-0) ABB LTD SPONS ADR ... RUECKVERSICHERUNGS - GESELLSCHAFT ADR REPRESENTS @ .050 DEPOSITORY FEE (ID: 626188-10-6) MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR TAX WITHHELD GERMANY 26.00% (ID: 626188-10-6) COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565740.pdf

EFTA01566867Set 10

2014-01-01153p15,088w

SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 677862-10-4) LUKOIL OAO SPONS ADR TAX WITHHELD RUSSIA 15.00% (ID: 677862-10-4) SIEMENS A G SPONS ADR DEPOSITORY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566867.pdf

EFTA01518726Set 10

2013-07-311p240w

DEPOSITORY FEE (ID: 715884-10-6) 7/2 FGN Tax Withheld TELEKOMUNIKASI IND SPONS ADR TAX WITHHELD 780.000 (228.82) INDONESIA 20.00% (ID: 715684-104) 7/3 Foreign Dividend TELEKOMUNIKASI IND SPONS ADR ... DEPOSITORY FEE (ID: 715684-10-6) 7/3 FON Tax Wthheld TELEKOMUNIKASI IND SPONS ADR TAX WITHHELD 780000 (41.80) INDONESIA 20.00% (ID: 715684-10-6) 7/5 Foreign Dividend ISRAEL CHEMICALS ... DEPOSITORY FEE (ID: 465036-204) 7/5 FGN Tax Withheld ISRAEL CHEMICALS LTD ADR TAX WITHHELD ISRAEL 3,750.000 (68.52 10.90% (ID: 465036204) 7/9 Foreign Dividend COMPANHIA ENERGET1CA DE MINAS GERAIS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518726.pdf

EFTA01518423Set 10

2013-04-011p255w

66967V-10-9) 4/5 FGN Tax Withheld NOVARTIS A G ADR TAX WITHHELD SWITZERLAND 590.000 (214.74) 15.00% (ID: 66967V-10-9) 4/9 Expenses NOVARTIS A G ADR ... 4/11 FGN Tax Withheld TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% 460.000 (104.93) (ID: 89151E-10-9) 4/11 Foreign Dividend ROCHE HOLDINGS LTD SPONS ADR GROSS RATE ... DEPOSITORY FEE (ID: 771195-10-4) 4/11 FGN Tax Wthheld ROCHE HOLDINGS LTD SPONS ADR TAX WITHHELD 550.000 (159.95) SWITZERLAND 15.00% (ID: 771195-10-4) 4/12 Foreign Dividend DIAGEO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518423.pdf

EFTA01518526Set 10

2013-05-011p258w

5/13 FGN Tax W4hheld MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT 2,300.000 (552.03) ADR TAX WITHHELD GERMANY 26.00% (ID: 826188-10-6) 5/14 Stock Dividend COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR ... 5/21 FGN Tax Withheld GDF SUEZ SPONS ADR TAX WITHHELD FRANCE 30.00% 1,100.000 (284.03) (ID: 361608-10-5) 5/24 Foreign Dividend NESTLE S A SPONS ADR REPSTG

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518526.pdf