EFTA02122552Set 10
2013-11-0710p3,010w
WWAV
Reporting Post-Close: CFN, DIS, MNST, NVDA, PCLN, AAOI, AAON, ABTL, ACET, ADEP, ADUS,
AIRM, AL, ALEX, ALG, ALJ, AMBI, AMH, AMRN, ANAC, ARAY, AREX, ARNA, ARP, ATAI, ATEC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA00407579Set 9
2012-08-026p1,928w
ABTL,
ACCL, ACLS, ACTV, ADUS, AEL, AGNC, AGU, AHS, AIRM, ANDE, AREX, ASEI, ATRC, ATSG, AWK, BAGL,
BES, BIRT, BODY, CACC, CADX, CALD, CEC, CERS, CLMS, CLNY, CPIX, CPT, CRDC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407579.pdf
EFTA00386460Set 9
2013-08-018p2,693w
ATVI, ED, EIX, KFT, PKI, PSA, SBAC, TSO, ABTL, ACLS, ACTV, ACUR, ADNC, ADUS,
AHS, ALSK, ARB, AREX, ARSD, ATRC, AVG, BAGL, BBG, BERY, BIRT, BODY, CALD, CCO, CEC, CHEF
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf
EFTA00410886Set 9
2012-06-206p1,776w
Meetings: ZIOP, ATHX, IACI, XRM, BLKB, DXPE, ECHO, KIOR, LAKE, NWY, SATC, TRAK,
PFBI, ADUS, GNRG, ANX, DRRX, SUNH, ECTE, FSGI, QBAK, VRNM, CBMX, ONCY, NSR
Equity/Mixed Shelfs: BPOP
https://www.justice.gov/epstein/files/DataSet%209/EFTA00410886.pdf
EFTA00414089Set 9
2012-05-036p2,104w
FSLR, KFT, PSA, SWN, ABTL, ACCL, ACET, ACLS,
ACTV, ADUS, AFFX, ARS, AIRM, ALC, ALJ, ALNY, ANIK, ANTH, AREX, ARI, BAGL, BCOV, BEBE, BIRT,
BKH, BLKB, BODY, CADX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414089.pdf
EFTA02105379Set 10
2014-05-159p2,369w
ICLR, AYR, MCP, GST
EFTA_R1_00719759
EFTA02105383
Non-Deal Roadshows: ACW, ADUS, AKAM, ALXA, AOS, ATML, AWH, BBSI, BHE, BIOS, CHEF,
CRTO, EEFT, GAZA, GRMN, HAYN, HON, ISSI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105379.pdf
EFTA02121749Set 10
2013-11-089p2,318w
Shareholder Meetings: PLCC, YGE, EDMC, EGAN
Equity/Mixed Shelfs: SWI, TMUS, NMM ($500M), HPJ ($50M), ADUS ($150M)
Other Newspaper Articles & Stories
EFTA_R1_00756157
EFTA02121753
WSJ cautious: Twitter (TWTR) WSJ
• India
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121749.pdf