EFTA01102455Set 9
681p64,506w
HISTORY 04282014
PASSENGER ACTIVITY
PAGE NO. 0001
QUERY LNE TERM/
NAME DOB DATE TIME AGN RSLT TYP REF LANE API DIM
EPSTEIN, JEFFREY 012053 121413 0710 CUS *D AIR EY13 ... HISTORY 04282014
PASSENGER ACTIVITY
PAGE NO. 0002
QUERY LNE TERM/
NAME DOB DATE TIME AGN RSLT TYP REF LANE API DIM
EPSTEIN, JEFFREY 012053 090413 0802 CUS AIR CUS EY10 ... HISTORY 04282014
PASSENGER ACTIVITY
PAGE NO. 0003
QUERY LNE TERM/
NAME DOB DATE TIME AGN RSLT TYP REF LANE API DIM
EPSTEIN, JEFFREY 012053 031913 0804 CUS AIR EY09
https://www.justice.gov/epstein/files/DataSet%209/EFTA01102455.pdf
EFTA00632643Set 9
498p46,170w
HISTORY 01132015
PASSENGER ACTIVITY
PAGE NO. 0001
QUERY LNE TERM/
NAME DOB DATE TIME AGN RSLT TYP REF LANE API DIM
EPSTEIN, JEFFREY 012053 110814 0710 CUS *D AIR EYO3 ... HISTORY 01132015
PASSENGER ACTIVITY
PAGE NO. 0002
QUERY LNE TERM/
NAME DOB DATE TIME AGN RSLT TYP REF LANE API DIM
EPSTEIN, JEFFREY 012053 112913 1620 CUS *D AIR JK06 ... HISTORY 01132015
PASSENGER ACTIVITY
PAGE NO. 0003
QUERY LNE TERM/
NAME DOB DATE TIME AGN RSLT TYP REF LANE API DIM
EPSTEIN, JEFFREY 012053 062413 0831 CUs *D AIR EY10
https://www.justice.gov/epstein/files/DataSet%209/EFTA00632643.pdf
EFTA01785499Set 10
2016-08-1519p3,544w
Subject: RE: Preferreds, thoughts on fixed income, mandatory converts
Southern Trust Company bought
$1mm AGN 5.5% 3/1/18 Pfd @ $881.50 (6.2% strip yield) - $0.50 better
$1mm TEVA 7.0% 12/15/18 ... Kahn
Subject: Re: Preferreds, thoughts on fixed income, mandatory converts
1 million each of AGN and TEVA
On Mon, Aug 15, 2016 at 7:34 AM, Ens, Amanda > wrote:
Jeffrey ... today. Please find updated levels below; would you like to proceed with the purchases?
AGN 5.5% 3/1/18 Pfd @ $882.00 (6.2% strip yield)
TEVA 7.0% 12/15/18 Pfd @ $901.75 (7.9% strip yield
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01785499.pdf
EFTA02454699Set 11
2016-08-1518p3,484w
Kahn
Subject: Re: Preferreds, thoughts on fixed income, mandatory converts
1 million each of AGN and TEVA
On Mon, Aug 15, 2016 at 7:34 AM, Ens, Amanda < <mailto » wrote ... today. Please find updated levels below; would you like to proceed with the purchases?
AGN 5.5% 3/1/18 Pfd @ $882.00 (6.2% strip yield)
TEVA 7.0% 12/15/18 Pfd @ $901.75 (7.9% strip yield ... 6/29/18 Pfd @ $94.80 (12.0% strip yield)
AGN mandatory convert preferred
Ticker: AGN A Pfd
Coupon: 5.5%
Maturity: 3/1/2018
Pfd Price: 882.00
EFTA_R1_01556628
EFTA02454699
AGN stock ref: 251.50
Convert
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454699.pdf
EFTA02454261Set 11
2016-08-1517p3,300w
today. Please find updated levels below; would you like to proceed with the purchases?
AGN 5.5% 3/1/18 Pfd @ $882.00 (6.2% strip yield)
TEVA 7.0% 12/15/18 Pfd @ $901.75 (7.9% strip yield ... 6/29/18 Pfd @ $94.80 (12.0% strip yield)
AGN mandatory convert preferred
Ticker: AGN A Pfd
Coupon: 5.5%
Maturity: 3/1/2018
Pfd Price: 882.00
AGN stock ref: 251.50
Convert low strike ... maturity, if AGN is at or below 288, you get 3.4722 shares)
Convert high strike: 352.80 (at maturity, if AGN is at or above 352.7959, you get 2.8345 shares)
Strip
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454261.pdf
EFTA02454560Set 11
2016-08-1517p3,377w
Kahn
Subject: Re: Preferreds, thoughts on fixed income, mandatory converts
1 million each of AGN and TEVA
On Mon, Aug 15, 2016 a= 7:34 AM, Ens, Amanda > wrote:
Jeffrey ... Please =ind updated levels below; would you like to proceed with the purchases?=/u>
AGN 5.5% 3/1/18 Pfd @ $882.00 (6.2% str=p yield)
TEVA 7.0% 12/15/18 Pfd @ $901.75 (7.9% =trip ... yield)
FTR 11.125% 6/29/18 Pfd @ $94.80 (12.0%=strip yield)
AGN mandatory convert preferred<=>
Ticker: AGN A Pfd<=p>
Coupon: 5.5%
Maturity: 3/1/2018=/p
Pfd Price: 882.00<=p>
AGN stock
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454560.pdf
EFTA01737698Set 10
2016-08-0914p2,836w
Kahn
imacie001.0nq
image002.1pg
imacte003.i0q
imacie004.ipq
apg
irr
imaqe006.iPq
imaee007.ioq
imacie008.ipq
imaae009.Mq
imaoe010.Mq
imacie011.clif
Jeffrey,
AGN 5.5% Pfd $886.50 (6.3% strip yield)
TEVA 7.0% Pfd $894.00 (7.9% strip yield)
We could ... stock, the vol is much
higher than on a bank preferred. The AGN A Pfd is has a 19% 30-day vol (vs 24% for the common
stock ... rate
On Mon, Aug 8, 2016 at 4:30 PM, Ens, Amanda •c- > wrote:
AGN mandatory convert preferred
Ticker: AGN A Pfd
Coupon: 5.5%
Maturity: 3/1/2018
Pfd Price: 881.38
AGN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01737698.pdf
EFTA01783152Set 10
2016-08-0812p2,582w
stock, the vol is
much higher than on a bank preferred. The AGN A Pfd is has a 19% 30-day vol (vs 24% for the common stock ... what rate
On Mon, Aug 8, 2016 at 4:30 PM, Ens, Amanda wrote:
AGN mandatory convert preferred
Ticker: AGN A Pfd
Coupon: 5.5%
Maturity: 3/1/2018
Pfd Price: 881.38
AGN ... stock ref: 248.31
Convert low strike: 288.00 (at maturity, if AGN is at or below 288, you get 3.4722 shares)
Convert high strike: 352.80 (at maturity, if AGN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01783152.pdf
EFTA01783231Set 10
2016-08-0813p2,785w
stock, the vol is
much higher than on a bank preferred. The AGN A Pfd is has a 19% 30-day vol (vs 24% for the common stock ... what rate
On Mon, Aug 8, 2016 at 4:30 PM, Ens, Amanda
AGN mandatory convert preferred
EFTA_R1_00103702
EFTA01783231
Ticker: AGN A Pfd
Coupon: 5.5%
Maturity: 3/1/2018 ... Price: 881.38
AGN stock ref: 248.31
Convert low strike: 288.00 (at maturity, if AGN is at or below 288, you get 3.4722 shares)
Convert high strike: 352.80 (at maturity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01783231.pdf
EFTA02455318Set 11
2016-08-0915p2,997w
yours open??
On Tuesday, 9 August 2016,=Ens, Amanda < III /a» wrote:
<mailto
Jeffrey,
AGN 5.5% Pfd $886.50 (6.3= strip yield)
TEVA 7.0% Pfd $894.00 (7.=% strip yield)
We could ... stock,=the vol is much higher than on a bank preferred. The AGN A Pfd is has a 19% 30-day vol (vs 24% for the co=mon
stock ... rate<=>
On Mon, Aug 8, 2016 at 4:30 PM, Ens, Amanda a wrote:
AGN mandatory convert pre=erred
Ticker: AGN A Pfd<=>
2
EFTA_R1_01557872
EFTA02455319
Coupon
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02455318.pdf
EFTA00821594Set 9
2016-08-088p2,362w
what rate
On Mon. Aug 8, 2016 at 4:30 PM, Ens, Amanda - wrote:
AGN mandatory convert preferred
Ticker: AGN A Nd
Coupon: 5.5%
Maturity: 3/1/2018
Nd Price: 881.38
AGN ... stock ref: 248.31
Convert low stoke: 288.00 (at maturity, if AGN is at or below 288, you get 3.4722 shares)
Convert high strike: 352.80 (at maturity, if AGN ... Amanda wrote:
Jeffrey. I continue to like the AGN. TINA and FTR mandatory convert preferreds. While AGN missed on sales today. is was mostly due to noise around the last
https://www.justice.gov/epstein/files/DataSet%209/EFTA00821594.pdf
EFTA02454071Set 11
2016-08-0812p2,677w
stock, the vol is much higher than on a bank preferred. The AGN A =fd is has a 19% 30-day vol (vs 24% for the common
stock ... what rate<=>
On Mon, Aug 8, 2016 at 4:30 PM, Ens, Amanda
AGN mandatory convert pre=erred
Ticker: AGN A Pfd<=>
Coupon: 5.5%
Maturity: 3/1/2018=u>
Pfd Price ... AGN stock ref: 248.31
Convert low strike: 288.0= (at maturity, if AGN is at or below 288, you get 3.4722 shares)=/u>
EFTA_R1_01555602
EFTA02454071
Convert high strike
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454071.pdf
EFTA00702577Set 9
2016-07-282p1,007w
potential catch-up trade. That said, given your existing exposure, like to suggest AGN and TEVA in specialty pharma. We can also discuss some names in sectors such ... tech and healthcare distribution.
BAML analyst Sumant Kulkarnl reiterated his strong buys on AGN and TEVA overnight. Here are two ways to play the story via convertible preferreds where ... conversion ratio sliding scale, can result in an attractively skewed upside vs downside profile.
AGN - BAML reaffirming BUY on US1listed AGN after FTC approval of generics sale to Teva
https://www.justice.gov/epstein/files/DataSet%209/EFTA00702577.pdf
EFTA02454468Set 11
2016-08-089p1,838w
Preferreds, thoughts on fixed income, mandatory converts
Jeffrey, I continue to=like the AGN, TEVA and FTR mandatory convert preferreds. While AGN missed =n sales today, is
was mostly ... asis, two important products, are still growing at 16% and 21% respectivel=. AGN has an aggressive
buyback program, targeting $5bn this year and they should reach the full $10bn ... and/or=debt repayment.
Long story short: woul= look to build a position through the AGN A mandatory convert preferred at=a 6.3% current yield
to March 2018.
Let me know
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454468.pdf
EFTA01592630Set 10
2005-12-3158p17,250w
BOND
10019313 DPW_0.5_02/10 7/22/2005 0.820512 56,306
BOND
10005563 AGN_0_11/22 6/14/2005 1 32,644 BOND
10005563 AGN_0_11/22 7/18/2005 1 (17,184)
BOND
10005563 AGN ... 11/22 7/27/2005 1 (5,854) BOND
10005563 AGN 0 11/22 10/20/2005 1 (9,605) BOND
10013788 AMLN_2.5_4/11 8/29/2005 1 156,665 BOND
10013788 AMLN 2.5 4/11 9/1/2005 ... HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST
BOSTON -3879.27 STOCK
10005563 AGN_0_11/22 Allergan Inc 0%
11/6/2022 -1000 -965570 -965570 6/14/2005 12357455
BUY 6/14/2005
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592630.pdf
EFTA00665656Set 9
2016-08-256p1,417w
From: Richard Kahn •
To: "Jeffrey E." <jeevacation@gmail.com>
Subject: Re: Add to TEVA and AGN
Date: Thu, 25 Aug 2016 16:43:38 +0000
agreed
her frequent recommendations are reminding ... teva bought 1,000 @ 901.75 - currently at 883.25 down 2.1% from purchase
b) agn bought 1,000 @ 881.50 - currently at 861.00 down 2.3% from purchase
please advise
thank you
Richard ... cell
Begin forwarded message:
EFTA00665656
From: "Ens, Amanda" <
Subject: Add to TEVA and AGN
Date: August 25, 2016 at 9:35:43 AM EDT
To: Richard Kahn c >
Rich,
With
https://www.justice.gov/epstein/files/DataSet%209/EFTA00665656.pdf
EFTA00820350Set 9
2016-08-256p1,339w
From: "Jeffrey E." <jeevacation@gmail.com>
To: Richard Kahn
Subject: Re: Add to TEVA and AGN
Date: Thu, 25 Aug 2016 16:36:10 +0000
Dumb
On Thursday, 25 August 2016, jeffrey ... teva bought 1,000 @ 901.75 - currently at 883.25 down 2.1% from purchase
b) agn bought 1,000 @ 881.50 - currently at 861.00 down 2.3% from purchase
please advise
thank you
Richard ... Begin forwarded message:
From: "Ens, Amanda" <
Subject: Add to TEVA and AGN
Date: August 25, 2016 at 9:35:43 AM EDT
To: Richard Kahn
Rich,
With yesterday's weakness
https://www.justice.gov/epstein/files/DataSet%209/EFTA00820350.pdf
EFTA00820341Set 9
2016-08-256p1,243w
From: "Jeffrey E." <jeevacation@grnail.com>
To: Richard Kahn
Subject: Re: Add to TEVA and AGN
Date ... teva bought 1,000 @ 901.75 - currently at 883.25 down 2.1% from purchase
b) agn bought 1,000 @ 881.50 - currently at 861.00 down 2.3% from purchase
please advise
thank you
Richard ... HBRK Associates Inc.
Begin forwarded message:
From: "Ens, Amanda"
Subject: Add to TEVA and AGN
Date: August 25, 2016 at 9:35:43 AM EDT
To: Richard Kahn
Rich,
With
https://www.justice.gov/epstein/files/DataSet%209/EFTA00820341.pdf