Epstein Files Search

EFTA01289887Set 10

2015-12-31114p53,158w

Preferred Stocks (Listed by expiration date) ALLY FINL INC FIX TO FLT Security Identifier: ALLY PRB DIV•8.50% FRECI•OTRLY CALLABLE0 25.00 USW 02005h308 ON A INKY BASIS AFTER 05/1512016 ... Preferred Stocks (Listed by expiration date) ALLY MIL INC FIX TO FLT Security Identifier: ALLY PRB DIV.8.50% FRECI.OTItLY CALLABLE Q 25.00 CLS1P 020051008 ON A QTRLY BASIS AFTER 05115/2016 Dividend ... Preferred Stocks (listed by expuation dee) ALLY FINL INC FIX TO FLT Security IdentIller: ALLY PRB DIV-8.50% FRED-DIMLYCALLABLE. 25.00 CUSP: 02005N308 ON A 0TRLY BASIS AFTER 05/15/2016 Dividend

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289887.pdf

EFTA01288520Set 10

2014-12-01252p106,698w

Preferred Stocks (Listed by expiraliort date) ALLY FINL INC AX TO FLT Security Identifier: ALLY PRB 0 N-8.50% FREQ-QTRLY CALLABLE Q 25.00 CL SIP 02005N308 Oli. A OTRLY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288520.pdf

EFTA01254068Set 9

2014-01-0127p13,594w

Stocks Sind by expiration dale) ALLY F1NL INC PERP PFD FIXEDIFLTG RATE Security Identifier: ALLY PRB SERA CALLABLE CUSP 0200514308 Dividend Option: Cash ... Stocks (listed by exprabon daze) ALLY RAI INC PERP PFD RXEDIFLTG RATE Security Identifier: ALLY PRB SERA CALLABLE CUSP. 02005N308 Dividend Option: Cash 06111/13 ... Stocks (listed by eipirabon daze) ALLY RNL INC PERP PFD FIXEDIFLTG RATE Security Identifier: ALLY PRB SERA CALLABLE CLSP. 02005/%308 Dividend Option' Cash

https://www.justice.gov/epstein/files/DataSet%209/EFTA01254068.pdf

EFTA01465326Set 10

2008-04-234p1,062w

Last Price3 Estimated Value DBDA MMFDBDA INSURED DEPOSITS PROGRAM 1665418.15 1665418.15 MONEY FUND 1 ALLY PRB 02005N308 ALLY FINL INC PERP PFD FIXED/FLTG RATE SER A CALLABLE 57000 1535010 PREFERRED ... CONV SER B 4 75% 71000 3584790 PREFERRED STOCK USD 50.49 ALLY PRB 02005N308 ALLY FINL INC PERP PFD FIXED/FLTG RATE SER A CALLABLE 126600 3409338 PREFERRED STOCK

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465326.pdf

EFTA01288772Set 10

2015-12-31225p98,138w

Preferred Stocks (Listed by expiration date) ALLY ANL INC AX TO FLT Security Identifier: ALLY PRB DIV4.50% FREO-OTRLY CALLABLE O 2510 CI, SIP 02005N308 ON A OTRLY BASS AFTER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288772.pdf

EFTA01465290Set 10

2018-05-158p1,266w

EPSTEIN Symbol CUSIP Sec. Description Quantity Position Val. Sec. Type Position Held Last Price3 ALLY PRB 02005N308 ALLY FINL INC PERP PFD FIXED/FLTG RATE SER A CALLABLE 57000 1524750 PREFERRED ... CALLABLE ON OR AFTER 12/31/2012 @ 25 120000 2803200 PREFERRED STOCK USD 23.36 ALLY PRB 02005N308 ALLY FINL INC PERP PFD FIXED/FLTG RATE SER A CALLABLE 126600 3386550 PREFERRED STOCK

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465290.pdf

EFTA01470895Set 10

2004-06-0113p1,725w

COMMON STOCK USD 6165768.51 CASH Long 23.43 09/11/2014 10:56:01 ET -0.23 ALLY PRB 02005N308 ALLY FINL INC FIX TO FLT DIV-8.50% FREQ- QTRLY CALLABLE ... DWGI MMFDWGI DWS GOVERNMENT CASH INSTL 1115628.05 1115628.05 MONEY FUND 1115628.05 CASH Long 1 ALLY PRB 02005N308 ALLY FINL INC FIX TO FLT DIV-8.50% FREQ- QTRLY CALLABLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470895.pdf

EFTA01470913Set 10

2004-06-019p1,616w

COMMON STOCK USD 6165768.51 CASH Long 23.43 09/11/2014 10:56:01 ET -0.23 ALLY PRB 02005N308 ALLY FINL INC FIX TO FLT DIV-8.50% FREQ- QTRLY CALLABLE ... DWGI MMFDWGI DWS GOVERNMENT CASH INSTL 1115628.05 1115628.05 MONEY FUND 1115628.05 CASH Long 1 ALLY PRB 02005N308 ALLY FINL INC FIX TO FLT DIV-8.50% FREQ- QTRLY CALLABLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470913.pdf

EFTA01470592Set 10

2014-08-0156p7,453w

Yield 8.4440 422,214.00 EFTA01470616 24,000.00 39,000.00 $26,462,845.59 Security Identifier: ALLY PRB CUSIP: 02005N308 ... DIVIDEND RECEIVED 842400FU2 CASH DIVIDEND RECEIVED BK CASH DIVIDEND RECEIVED AAPL CASH DIVIDEND RECEIVED ALLY PRB BOND INTEREST RECEIVED ALLY PRA SOUTHERN CALIF EDISON CO PREF SER E 6.250% 02/01/22

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470592.pdf

EFTA01288458Set 10

2013-12-3162p26,219w

Stocks (Listed by expiration date) ALLY FINL INC PERP PFD FIXEDIFLTG RATE Sterility Identifier: ALLY PRB SERA CALLABLE CUSP 02005k308 Dividend Option: Cash 02/03/12

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288458.pdf

EFTA01119309Set 9

2014-08-0120p8,368w

Stocks (Listed by expiration date) ALLY FINL INC PERP PFD FIXED/FLTG RATE Security Identifier: ALLY PRB SER A CALLABLE COUPON 8.5% CUSIP: 020094308 PERPETUAL MATURITY CALL@25 05/15/16 Dividend Option ... DIVIDEND RECEIVED 126600 SHRS ALLY FINL INC PERP PFD FIXED/FLTG RATE SER 67.256.25 USD ALLY PRB A CALLABLE COUPON 8.5% PERPETUAL MATURITY CALL@25 05/15/16 RD 08/01 PD 08/15/14 08/15/14

https://www.justice.gov/epstein/files/DataSet%209/EFTA01119309.pdf

EFTA01190526Set 9

2014-08-0120p8,442w

Stocks (Listed by expiration date) ALLY FINL INC PERP PFD FIXED/FLTG RATE Security Identifier: ALLY PRB SER A CALLABLE COUPON 8.5% CUSIP: 020091308 PERPETUAL MATURITY CALL@25 05/15/16 Dividend Option ... DIVIDEND RECEIVED 126600 SHRS ALLY FINL INC PERP PFD FIXED/FLTG RATE SER 67.256.25 USD ALLY PRB A CALLABLE COUPON 8.5% PERPETUAL MATURITY CALL@25 05/15116 RD 08/01 PD 08/15/14 08/15/14

https://www.justice.gov/epstein/files/DataSet%209/EFTA01190526.pdf

EFTA01455465Set 10

2004-06-011p905w

STOCK USO 6,228,926.190CASH Long 23.670009/10/2014 13:05:03 ET 0.12 ALLY PRB 02005N308 ALLY FINL INC FIX TO FIT DIV.8.50% FREQ-QTRLY CALLABLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455465.pdf

EFTA01343934Set 10

2013-09-121p440w

ALLY FINANCIAL INC 812% PFD ALLY PRB 12600 00 28.68 0.14 A. 3,377088.00 17,72400 . 2,78224251 595,445.49 SOUTHERN CAL EDISCH CUM 642/00/2

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01343934.pdf

EFTA01350811Set 10

2019-05-152p1,126w

SOUTHERN FINANCIAL, LLC ALLY 26.89 2782242.51 3404274 1/2% PFD ALLY PRB SOUTHERN FINANCIAL, LLC EARTHLINK INC 8 7 8% MAY 15 2019 DTD 05/17/2011 1000000 0 96.53 1033500 965300 SOUTHERN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350811.pdf

EFTA01448809Set 10

2013-09-041p313w

ALLY FINANCIAL INC 8 1/2% PFD ALLY PRB 128,600.00 26.65 -0.26 w 3,373,890.00 -32,916.00 v 2,782,242.51 591,647.49 SOUTHERN CAL EDISON

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448809.pdf

EFTA01448798Set 10

2013-09-041p313w

ALLY FINANCIAL INC 8 1/2% PFD ALLY PRB 128,600.00 26.65 -0.26 w 3,373,890.00 -32,916.00 v 2,782,242.51 591,647.49 SOUTHERN CAL EDISON

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448798.pdf

EFTA01448787Set 10

2013-09-041p315w

ALLY FINANCIAL INC 8 1/2% PFD ALLY PRB 128,600.00 26.65 -0.26 w 3,373,890.00 -32,916.00 v 2,782,242.51 591,647.49 SOUTHERN CAL EDISON

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448787.pdf

EFTA01350687Set 10

2019-05-156p3,065w

Equity Benchmark Ag nostic 0.0 0.0 ALLY FINANCIAL INC 8 1/2% PFD ALLY PRB 16/09/2013 USD USD 126600.0 126600.0 0.0 26.82 16/09/2013

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350687.pdf

EFTA01463778Set 10

2013-09-0431p3,335w

ALLY FINANCIAL INC 8 1/2% PFD ALLY PRB LBG CAPITAL NO. 1 PLC144A VAR RT 50178R9A1 3,000,000.00 103.171 12/29/2049 DTD 12/15/2009 HELD BY EFTA01463788 EUROCLEAR ISIN XS0473106283 SEDOL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01463778.pdf