EFTA02143799Set 10
2013-03-267p1,657w
EFTA02143801
Reporting Pre-Open: CIS, NEOG, PATH, PLCE, TRO
Reporting Post-Close: SAI, ALXA, BONE, DGLY, ENVI, ISNS, LNDC, LUNA, MBLX, MFRM, WLDN
Economic Data: Durable & Cap Goods Orders
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143799.pdf
EFTA02104426Set 10
2014-06-107p1,832w
PTCT, REV, RJET, SPNC, STXS, BBY, OWW, TJX, LNKD, AMS, CROX,
OFLX, ANTH, ALXA, ESS, PBYI, ISIS, ADSK, CVT
Equity/Mixed Shelfs: IBTX ($250M), REXX, CA
Other Newspaper Articles & Stories
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf
EFTA02105379Set 10
2014-05-159p2,369w
ICLR, AYR, MCP, GST
EFTA_R1_00719759
EFTA02105383
Non-Deal Roadshows: ACW, ADUS, AKAM, ALXA, AOS, ATML, AWH, BBSI, BHE, BIOS, CHEF,
CRTO, EEFT, GAZA, GRMN, HAYN, HON, ISSI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105379.pdf
EFTA02107535Set 10
2014-05-057p1,601w
Reporting Post-Close: AIG, APC, CFN, EOG, THC, VNO, AAON, ACUR, AEIS, AGII, AIN, ALXA,
APL, ARCI, ARE, AXLL, BDE, BNFT, CATM, CKEC, CKP, CRK, CVGI, DAC, DATA, ECOL, ECOM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107535.pdf
EFTA00419539Set 9
2012-02-175p1,590w
MPWR, MTZ, OFC, PROJ
Shareholder Meetings: ALCO, JACK, SLP
Equity/Mixed Shelfs: WWWW, MAR, ALXA
Other Newspaper Articles & Stories
Barron's positive: Vodafone (VOD)
Barron's<online.barrons.com/article/SB50001424052748704625304577227403950704074.html>
WSJ positive: Nestle
https://www.justice.gov/epstein/files/DataSet%209/EFTA00419539.pdf
EFTA00390785Set 9
2013-05-097p2,239w
Close: CFN, NVDA, PCLN, PSA, ABCO, ACET, ACFN, AGM, AGO, AIRM, AL, ALEX, ALIM, ALXA,
ANAC, APEI, APFC, ASCMA, ASYS, AUQ, BBOX, BCEI, BEBE, BFAM, BID, BONE, BPZ, BRKS, BSCIR
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00411519Set 9
2012-06-065p1,718w
CERS, GBLI, TSLA ,CALD, LULU, NTGR, OFLX, OMPI, DKS, ENOC, TFM, TTO, NTE, ASTI, ALXA, MGRC, P
Equity/Mixed Shelfs: N/A
Other Newspaper Articles & Stories
Barron's positive: Lowe
https://www.justice.gov/epstein/files/DataSet%209/EFTA00411519.pdf
EFTA00390384Set 9
2013-05-147p2,260w
GSOL, HCLP, PTN, RGDX, SYPR, TAM, TREE, VAL, XWES, ZFC
Reporting Post-Close: A, ALXA, ATHX, CCSC, DCIN, ERA, EXP, FENG, FIGI, GSB, GVP, HSKA, KOOL, LFL, NLST,
PLAB, PRMW
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390384.pdf
EFTA02139472Set 10
2013-05-098p2,231w
Close: CFN, NVDA, PCLN, PSA, ABCO, ACET, ACFN, AGM, AGO, AIRM, AL,
ALEX, ALIM, ALXA, ANAC, APEI, APFC, ASCMA, ASYS, AUQ, BBOX, BCEI, BEBE, BFAM, BID,
BONE, BPZ, BRKS, BSQR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf