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Corpus: 1990-03-17 – 2025-12-01

December 2014

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Results by Dataset162 total

Set 9

Set 10

153

results for “"AML,/ Compliance"”

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EFTA01418293Set 10

2014-12-2333p3,706w

next Monday, December 29. Thanks and regards, Dmitri {cid:image002.png@OlD01E93.4277AEF0} EFTA01418295 Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York ... identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. fcid:image003.gif@OlD01E0B.CE2B92A01 ... AML Compliance AML Compliance Deutsche Bank Securities Inc. Compliance {cid:image004.gif@OlD01E0B.CE2B92A0} {Inactive hide details for Anastasia Pringle---12/22/2014 10:43:18 AM--- Classification: For internal use only Good

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418293.pdf

EFTA01420192Set 10

2015-01-0631p3,615w

relating to Mr. Epstein's prior criminal past. These concerns have been escalated by AML Compliance. In addition to these new charges, several media outlets have run unflattering stories about ... identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. fcid:image003.gif@OlD01E0B.CE2B92A01 ... AML Compliance AML Compliance Deutsche Bank Securities Inc. Compliance Icid:image004.gif@OlD01E0B.CE2B92A01 {Inactive hide details for Anastasia Pringle---12/22/2014 10:43:18 AM--- Classification: For internal use only Good

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420192.pdf

EFTA01404324Set 10

2014-03-0311p1,496w

Embedded image moved to file: pic12228.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street, 10005-2836 New York ... Embedded image moved to file: pic17309.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York ... Embedded image moved to file: pic24272.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street, 10005-2836 New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404324.pdf

EFTA01299244Set 10

2015-02-064p830w

alert Attachments: RDC Clearance.pdf; rdc alert.pdf Classification: For internal use only Hi Amanda: AML Compliance has reviewed the attached alerts for Ms. . The alerts are a positive match ... served a year in jail. The attached clearance and senior management approval issued by AML Compliance on 12/4/2013 is applicable as clearance for the alerts. The new alerts came about ... there is an u ate to KYC AML Compliance also confirmed that the relationship is still marked as Ff k, and Ms. is one of several beneficiaries of a trust

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299244.pdf

EFTA01433697Set 10

2016-12-2017p2,669w

these funds originate. We need it for audit purposes. Best Regards/Mit freundlichen GrOBen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 Fax: From ... name of the investment that the funds originate)? Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 Fax: From: Zbynek ... request for information. Please respond ASAP. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 Fax: From: Danya Friedman

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433697.pdf

EFTA01405187Set 10

2014-03-038p1,027w

Embedded image moved to file: pic18764.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President 1 AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York ... Embedded image moved to file: pic15467.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York ... Embedded image moved to file: pic12919.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01405187.pdf

EFTA01356888Set 10

2013-12-031p241w

Vice President I AML Compliance Officer Deutsche Bark Trust Company Americas PWM AML Compliance 23rd Floor 60 S 2836 New York. NY. USA Tel Email Pattro From PWMUS AMLKYC/db ... Epstein was previously cleared by Chip Packs see a ace and subsequently cleared by AML Compliance based on that fact. Accordingly, AML Compliance is comfortable clearing this alert ... CLEARED Classification: For internal use only Kind regards. Andrew Kisz Andrew Kin Associate I AML Compliance Officer DB Services New Jersey. Inc. Asset & Wealth Management CONFIDENTIAL - PURSUANT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356888.pdf

EFTA01420399Set 10

2015-01-164p1,149w

where he is a controlling party. However, based on the negative information described below, AML Compliance and Compliance Advisory have recommended that the entire DB relationship with Mr. Epstein ... Committee (and possibly a Global Reputational Risk Committee, if necessary) for additional review. However, AML Compliance has determined that until the DB relationship with Mr. Epstein and his entities ... possible unusual activity. In addition, as set forth above, despite this EDD approval, AML Compliance and Compliance Advisory have recommended that the entire DB relationship EFTA01420399 with Mr. Epstein

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420399.pdf

EFTA01409545Set 10

2014-02-2720p2,650w

approved in KYC #01141315 JEFFREY EPSTEIN: RDC Alert #1 -- Cleared & APPROVED by Chip Packard, AML Compliance, and Pat Harris PCR Alert #1/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL ... laundering? H. No I. Entity Documentation Attached I Yes J. Intermediary form approved by AML compliance? (intermediaries only) Not Applicable K. If any documentation is not in English, please provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409545.pdf

EFTA01373920Set 10

2014-12-221p152w

identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. Iv US CB8iS ... AML Compliance AML Compliance Deutsche Bank Secunbes Inc Compliance Passiencfo-PelftrAst, ' Anastasia Pringle---1212212014 10:43:18 AM---Classification: For internal use only Good morning, From: To. Co: 12/22/2014

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373920.pdf

EFTA01402942Set 10

2015-10-057p721w

Subject: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Hello Jj, AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory ... Thomas, U.S. Virgin Islands and has no address history in Massachusetts according to LexisNexis. AML Compliance clears this alert from an AML perspective as the location and middle initial ... alert subject. Kind regards, Renee Salhi {cid:1 =0ABBF490DFF5ECF48f9e8a93df9386909@db.com} Renee Salhi Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402942.pdf

EFTA01402372Set 10

2015-10-056p655w

Subject: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Hello Jj, AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory ... Thomas, U.S. Virgin Islands and has no address history in Massachusetts according to LexisNexis. AML Compliance clears this alert from an AML perspective as the location and middle initial ... alert subject. Kind regards, EFTA01402374 Renee Salhi {cid:1 =0ABBF490DFF5ECF48f9e8a93df9386909@db.com} Renee Salhi Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402372.pdf

EFTA01373141Set 10

2014-12-191p129w

AML Compliance AML Compliance Deutsche Bank Securities Inc Compliance RunitrwWW,0011, Anastasia Pringle---12/22/2014 10:43:18 AM---Classification: For internal use only Good morning, Anastasia Pringlordb. From

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373141.pdf

EFTA01373652Set 10

2014-12-191p152w

been submitted to the next level of approval. Thank you, US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc. Compliance Passin‘ivRuppoom Anastasia Pringle---12119/2014

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373652.pdf

EFTA01373921Set 10

2014-12-191p160w

been submitted to the next level of approval. Thank you. US CB&S AML Compliance AML Compliance Deutsche Bank Secuntes Inc Compliance Smiln4uPerprow Anastasia Pringle---12/1912014

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373921.pdf

EFTA01373328Set 10

2014-12-191p170w

been submitted to the next level of approval. Thank you, US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc. Compliance Pawn,*PowpooK Anastasia Pringle---12/19/2014

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373328.pdf

EFTA01374230Set 10

2014-12-191p142w

been submitted to the next level of approval. Thank you, US CB&S AML Compliance AML Compliance Deutsche Bank Secunbes Inc Compliance Passeitn..ityPeefonn Anastasia Pringle---12/19/2014

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374230.pdf

EFTA01374252Set 10

2014-12-221p108w

Thank you. US CB&S AML Compliance AML Compliance Deutsche Bank SCCUIIIICS Inc Compliance Pairritn4v Perflon Anastasia Pringle-12/22/2014 10:43:18 AM--Classification: For internal use only Good

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374252.pdf

EFTA01414223Set 10

2016-12-1410p1,628w

follow up on my inquiry below. Thank you. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 pwm. Fax: From ... SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 Fax: fcid ... transfer, that funds are being sent through HSBC? EFTA01414225 Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 Fax: From

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01414223.pdf

EFTA01255921Set 9

2017-10-312p548w

Flag: Follow up Flag Status: Completed Classification: For Mental use only Hi Darnetta, AML Compliance has reviewed the attached PCR alert generated on 6/15/17 for Darren Indyke, authorized signor ... other instances of possible CTR avoidance. Indyke's multi — accounts have remained open. AML Compliance clears this alert from an AML perspective All the best, Velmir Vejzovic Velmir Vejzovic Associate ... AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2"d floor Jacksonville, Florida 32256. USA 1 SDNY

https://www.justice.gov/epstein/files/DataSet%209/EFTA01255921.pdf