EFTA02134627Set 10
8p1,943w
Opco initiates ZINC (op) & PANW/HXL (perform), SocGen initiates CTSH (buy) & INFY (hold)
• Ascendiant initiates AMSC (buy), Stifel initiates ANN (hold), UBS downgrades ACN
FBR initiates DCO (op), Raja upgrades FFIV
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02134627.pdf
EFTA02115859Set 10
2014-02-069p2,419w
PRGO, SEE, SIAL,
SNA, TDC, VMC, WEC, AAP, AINV, ALR, AMAG, AMSC, AOL, BDC, BR, CFX, CRAI, CSL, DNKN,
FLO, FSC, FWM, GBDC, GPK, HCLP, HERO, HHS, HLSS, INGR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02115859.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
AAWW, ACIW, ADHD,
AGIO, AGYS, AIRT, AMCX, AMRX, AMSC, ANDE, ANIP, ANSS, APO, ARQL, ARX, ATK, AVIV, BITA,
BOTH, BR, BZH, CAMT, CBB, CBRX, CCO, CECE, CEQP, CLINE, CMLP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA00407579Set 9
2012-08-026p1,928w
Sony), AAWW, AB, ABMD,
AGEN, ALE, AMSC, ANSS, API, ARIA, ARQL, AVD, AVEO, AYR, BBG, BCRX, BKCC, BRY, BWINB, BXC,
CBOE, CIR, CKP, CNSL, CRIS, DSCO, DSX, DUSA, DW, DXYN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407579.pdf
EFTA00411519Set 9
2012-06-065p1,718w
downgrades SYMC, MS initiates EDG (ow) & MRC
EFTA00411520
(uw)
Reporting Pre-Open: BF.B, AHONY, AMSC, BV, CYBX, HOV, MTN
Reporting Post-Close: PLL, ABM, ALOG, BNNY, GRF, HWD, MEAS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00411519.pdf
EFTA00388231Set 9
2013-06-287p1,959w
Opco initiates ZINC (op) & PANW/HXL (perform), SocGen initiates CTSH (buy) & INFY (hold)
• Ascendiant initiates AMSC (buy), Stifel initiates ANN (hold), UBS downgrades ACN
•• FBR initiates DCO (op), Raja upgrades FFIV
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388231.pdf
EFTA02136008Set 10
2013-06-147p1,748w
LLOY LN (n), Bernstein upgrade GN DC, ENI IM
Reporting Pre-Open: AMSC, NGL, SFD
Economic Data: PPI / Current Account Balance @ 8:30am, TIC Flows © 9am, Industrial Production &
Capacity Utilization
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136008.pdf