EFTA01204470Set 9
2014-03-0530p10,376w
July 13, 2007 (the "Original
Exchange Agreement") provided for the exchange of certain AOG Units for Class A Shares, on
the terms and subject to the conditions set forth therein ... Restated Exchange Agreement" has the meaning set forth in the recitals of
this Agreement.
"AOG Unit" shall have the meaning given to the term "Operating Group Unit" in the
Shareholders ... traded.
"Exchange Rate" means the number of Class A Shares for which an AOG Unit is entitled
to be exchanged. On the date of this Agreement, the Exchange Rate shall
https://www.justice.gov/epstein/files/DataSet%209/EFTA01204470.pdf
EFTA01083397Set 9
2007-07-1325p8,541w
July 13, 2007 (the "Original Exchange Agreement") provided for the
exchange of certain AOG Units for Class A Shares, on the terms and subject to the conditions set
forth therein ... entirety as more fully set forth below; and
WHEREAS, the right to exchange AOG Units set forth in Section 2.1(a) below, except as
otherwise provided in Section ... limited partnership
formed under the laws of the Cayman Islands, and any successor thereto.
"AOG Unit" shall have the meaning given to the term "Operating Group Unit" in the
Shareholders
https://www.justice.gov/epstein/files/DataSet%209/EFTA01083397.pdf
EFTA00586817Set 9
2007-07-1325p8,532w
July 13, 2007 (the "Original Exchange Agreement") provided for the
exchange of certain AOG Units for Class A Shares, on the terms and subject to the conditions set
forth therein ... entirety as more fully set forth below; and
WHEREAS, the right to exchange AOG Units set forth in Section 2.1(a) below, except as
otherwise provided in Section ... limited partnership
formed under the laws of the Cayman Islands, and any successor thereto.
"AOG Unit" shall have the meaning given to the term "Operating Group Unit" in the
Shareholders
https://www.justice.gov/epstein/files/DataSet%209/EFTA00586817.pdf
EFTA01086067Set 9
2014-03-03101p34,062w
Professional Holdings LP ("Holdings"), which held 60.58% of the Apollo
Operating Group ("AOG") units.' The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... December 31, 2013.
3 The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have a stated book
https://www.justice.gov/epstein/files/DataSet%209/EFTA01086067.pdf
EFTA01101457Set 9
2014-11-11100p33,689w
Professional Holdings LP ("Holdings"), which held 60.56% of the Apollo
Operating Group ("AOG") units.2 The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of March 31, 2014.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101457.pdf
EFTA01085958Set 9
2015-10-12108p35,610w
Professional
Holdings LP ("Holdings"), which held 56.42% of the Apollo Operating Group
("AOG") units! The Partnership was also invested in co-investment funds managed
by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of March 31, 2015.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01085958.pdf
EFTA00597681Set 9
2015-10-1688p28,838w
Professional
Holdings LP ("Holdings"), which held 56.42% of the Apollo Operating Group
("AOG") units! The Partnership was also invested in co-investment funds managed
by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of March 31, 2015.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA00597681.pdf
EFTA00608765Set 9
2015-10-12108p35,523w
Professional
Holdings LP ("Holdings"), which held 56.42% of the Apollo Operating Group
("AOG") units! The Partnership was also invested in co-investment funds managed
by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of March 31, 2015.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA00608765.pdf
EFTA01086276Set 9
2015-11-03108p35,449w
Professional
Holdings LP ("Holdings"), which held 44.17% of the Apollo Operating Group
("AOG") units! The Partnership was also invested in co-investment funds managed
by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of June 30, 2015.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01086276.pdf
EFTA01101757Set 9
2015-01-21100p34,068w
Professional Holdings LP ("Holdings"), which held 57.73% of the Apollo
Operating Group ("AOG") units.2 The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of September 30, 2014.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101757.pdf
EFTA01085858Set 9
2015-02-26100p34,196w
Professional Holdings LP ("Holdings"), which held 57.73% of the Apollo
Operating Group ("AOG") units.2 The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of September 30, 2014.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01085858.pdf
EFTA01086168Set 9
2015-11-03108p35,698w
Professional
Holdings LP ("Holdings"), which held 56.99% of the Apollo Operating Group
("AOG") units! The Partnership was also invested in co-investment funds managed
by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of December 31, 2014.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01086168.pdf
EFTA01101257Set 9
2014-11-11100p33,692w
Professional Holdings LP ("Holdings"), which held 60.58% of the Apollo
Operating Group ("AOG") units.2 The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of December 31, 2013.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101257.pdf
EFTA01101357Set 9
2014-11-11100p33,298w
Professional Holdings LP ("Holdings"), which held 60.56% of the Apollo
Operating Group ("AOG") units.2 The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of March 31, 2014.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101357.pdf
EFTA01101657Set 9
2015-02-11100p33,859w
Professional Holdings LP ("Holdings"), which held 58.69% of the Apollo
Operating Group ("AOG") units.2 The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of June 30, 2014.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101657.pdf
EFTA01101557Set 9
2015-02-12100p33,810w
Professional Holdings LP ("Holdings"), which held 58.69% of the Apollo
Operating Group ("AOG") units.2 The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of June 30, 2014.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101557.pdf
EFTA00590400Set 9
2015-02-12100p33,760w
Professional Holdings LP ("Holdings"), which held 58.69% of the Apollo
Operating Group ("AOG") units.2 The Partnership was also invested in
co-investment funds managed by Apollo Global Management ... forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares on a one-for-one basis ... filing as of June 30, 2014.
The Tax Receivable Agreement benefits associated with the AOG Units held by BFP and the July
2007 reorganization of Apollo do not have
https://www.justice.gov/epstein/files/DataSet%209/EFTA00590400.pdf
EFTA00808222Set 9
2007-07-1355p18,213w
Section 6.9.
"Agreement" has the meaning set forth in the recitals to this Agreement.
"AOG Unit" refers to a unit in the Apollo Operating Group, which
represents one limited partnership ... securities issued or issuable in exchange
for or with respect to such AOG Units (i) by way of a dividend, split or combination
of shares or (ii) in connection with ... Points of such Principal Group.
"Exchange" means (i) the exchange by Holdings of an AOG Unit for a
Class A Share pursuant to the Exchange Agreement, and the subsequent sale
https://www.justice.gov/epstein/files/DataSet%209/EFTA00808222.pdf
EFTA00797433Set 9
2007-07-1351p18,487w
Section 6.9.
"Agreement" has the meaning set forth in the recitals to this Agreement.
"AOG Unit" refers to a unit in the Apollo Operating Group, which represents one limited
partnership ... securities issued or issuable in exchange for or with respect to such AOG Units (i) by
way of a dividend, split or combination of shares or (ii) in connection with ... Points of such
Principal Group.
"Exchange" means (i) the exchange by Holdings of an AOG Unit for a Class A Share
pursuant to the Exchange Agreement, and the subsequent sale
https://www.justice.gov/epstein/files/DataSet%209/EFTA00797433.pdf
EFTA00623298Set 9
2007-07-1350p18,403w
Section 6.9.
"Agreement" has the meaning set forth in the recitals to this Agreement.
"AOG Unit" refers to a unit in the Apollo Operating Group, which represents one limited
partnership ... securities issued or issuable in exchange for or with respect to such AOG Units (i) by
way of a dividend, split or combination of shares or (ii) in connection with ... Points of such
Principal Group.
"Exchange" means (i) the exchange by Holdings of an AOG Unit for a Class A Share
pursuant to the Exchange Agreement, and the subsequent sale
https://www.justice.gov/epstein/files/DataSet%209/EFTA00623298.pdf