EFTA01071601Set 9
2012-11-0217p5,088w
Environmental Solutions Worldwide, Inc., a Florida corporation
("ESWW").
B. Seller is a member of AP SHL Investors, LLC, a Delaware limited liability company
("AP SHL"). AP SHL is governed ... from time to time be amended, or amended and
restated, and in effect, the "AP SHL LLCA"). John J. Hannan, is the Managing Member of AP
SHL (the "AP SHL ... Managers of AP Tech (the "AP Tech
Managers").
D. Seller's total interest in AP SHL consists of all of Seller's right, title and interest in
and to Seller
https://www.justice.gov/epstein/files/DataSet%209/EFTA01071601.pdf
EFTA01083347Set 9
2012-11-2612p4,739w
Environmental Solutions Worldwide, Inc., a Florida corporation
("ESWW").
B. Seller is a member of AP SHL Investors, LLC, a Delaware limited liability company
("AP SHL"). AP SHL is governed ... from time to time be amended, or amended and
restated, and in effect, the "AP SHL LLCA '9. John J. Hannan, is the Managing Member of AP
SHL (the "APSHL ... AP Tech (the "AP Tech
Managers '9.
D. Seller's total interest in AP SHL consists of all of Seller's right, title and interest in and
to Seller
https://www.justice.gov/epstein/files/DataSet%209/EFTA01083347.pdf
EFTA01071168Set 9
2012-10-3118p5,177w
Environmental Solutions Worldwide, Inc., a Florida corporation
("ESWW").
B. Seller is a member of AP SHL Investors, LLC, a Delaware limited liability company
("AP SHL"). AP SHL is governed ... from time to time be amended, or amended and
restated, and in effect, the "AP SHL LLCA"). John J. Hannan, is the Managing Member of AP
SHL (the "AP SHL ... Managers of AP Tech (the "AP Tech
Managers").
D. Seller's total interest in AP SHL consists of all of Seller's right, title and interest in
and to Seller
https://www.justice.gov/epstein/files/DataSet%209/EFTA01071168.pdf
EFTA00586106Set 9
2012-11-0217p5,094w
Environmental Solutions Worldwide, Inc., a Florida corporation
("ESWW").
B. Seller is a member of AP SHL Investors, LLC, a Delaware limited liability company
("AP SHL"). AP SHL is governed ... from time to time be amended, or amended and
restated, and in effect, the "AP SHL LLCA"). John J. Hannan, is the Managing Member of AP
SHL (the "AP SHL ... Managers of AP Tech (the "AP Tech
Managers").
D. Seller's total interest in AP SHL consists of all of Seller's right, title and interest in
and to Seller
https://www.justice.gov/epstein/files/DataSet%209/EFTA00586106.pdf
EFTA01128206Set 9
2012-11-2617p6,658w
Environmental Solutions Worldwide, Inc., a Florida corporation
("ESWW").
B. Seller is a member of AP SHL Investors, LLC, a Delaware limited liability company
("AP SHL"). AP SHL is governed ... from time to time be amended, or amended and
restated, and in effect, the "AP SHL LLCA '. John J. Hannan, is the Managing Member of AP
SHL (the "APSHL Managing ... Managers of AP Tech (the "AP Tech
Managers").
D. Seller's total interest in AP SHL consists of all of Seller's right, title and interest in and
to Seller
https://www.justice.gov/epstein/files/DataSet%209/EFTA01128206.pdf
EFTA01108985Set 9
2014-06-30112p35,472w
each of the following entities: (1) AIF II, L.P.
("AIF II"); (2) AP SHL Investors, LLC ("AP SHL"); (3) AP Technology Partners,
L.P. ("AP Tech"); (4) Apollo Investment Fund ... Page 7
Restricted Investments: The Company had restricted investments in AIF II, AP SHL, AP
Tech, AIF, REIF, REIF III, REIF IV, BHM, Microbes, PAM, and Viropro. Capital account
balances ... Balances as of the Valuation Date
Restricted Capital Account
Investment Balance
AIF II SO
AP SHL $02
AP Tech $174,459
AIF $225
REIF $183,325
REIF
https://www.justice.gov/epstein/files/DataSet%209/EFTA01108985.pdf
EFTA01083363Set 9
2001-12-205p1,677w
EXHIBIT D TO PURCHASE AND SALE AGREEMENT
CONSENT OF MANAGING MEMBER OF AP SHL INVESTORS, LLC
RECITALS:
A. AP SHL Investors, LLC, a Delaware limited liability company (the "Company ... Floor,
New York, NY 10019 (the "Assignee").
RECITALS:
A. FTC is a Member of AP SHL Investors, LLC, a Delaware limited liability company (the
"Company").
B. The Company is governed ... Company with respect to the Assigned Interest.
F. This Agreement is the "AP SHL Assignment" referred to in the Purchase Agreement.
NOW, THEREFORE, in consideration of the foregoing recitals
https://www.justice.gov/epstein/files/DataSet%209/EFTA01083363.pdf
EFTA01093082Set 9
2001-12-205p1,651w
EXHIBIT D TO PURCHASE AND SALE AGREEMENT
CONSENT OF MANAGING MEMBER OF AP SHL INVESTORS, LLC
RECITALS:
A. AP SHL Investors, LLC, a Delaware limited liability company (the "Company ... Floor,
New York, NY 10019 (the "Assignee").
RECITALS:
A. FTC is a Member of AP SHL Investors, LLC, a Delaware limited liability company (the
"Company").
B. The Company is governed ... Company with respect to the Assigned Interest.
F. This Agreement is the "AP SHL Assignment" referred to in the Purchase Agreement.
NOW, THEREFORE, in consideration of the foregoing recitals
https://www.justice.gov/epstein/files/DataSet%209/EFTA01093082.pdf
EFTA00299927Set 9
2010-07-3026p3,868w
PARTNERS, LP FROM FINANCIAL TRUST
COMPANY, INC. OF INTERESTS IN ENVIRONMENTAL SOLUTIONS WORLDWIDE,
INC, AP SHL INVESTORS, LLC & AP TECHNOLOGY PARTNERS LLC
-Purchase & Sale Agreement
-Schedule 3.2-Allocation Schedule
-Consent ... Managing Member of AP SHL
-Consent by Manager of AP Tech
-Assignment & Assumption Agreement for Membership Interest in AP SHL
- Assignment & Assumption Agreement for Membership Interest in AP Tech
-Limited ... Liability Company Agreement Member Signature Page for AP SHL
-Limited Liability Company Agreement Member Signature Page for AP Tech
-Irrevocable Stock Power for 13,198,711 Shares of ESWW Common
https://www.justice.gov/epstein/files/DataSet%209/EFTA00299927.pdf
EFTA01127889Set 9
2013-06-308p1,263w
Note due Sr 2011 Trusts Sterne SOMA Colnvest $2.7 mil
Marketable Securities: $l4mit AP SHL Investors LLC Mathel2MPtifiCilillift2: $10.4 mil Note due from 1997 Trust $27mil AP Alternative Assets ... Capital Fund LP $3.5m11
AP Technology 0.055 Markstone Cap Ptrs .237
AP SHL 0.02 ProQuest Investments .114 Note due from LDB $169mi
Residual Inv Corp l&II Blue Sunshine ... Poland RE Advisors 589,526
AP AR Holdco 215,989
AP Technology 55,096
AP SHL 19,944
Residual Inv. Corp I & II
Pegasus Partners LP 52,220
Multiple Theatre
https://www.justice.gov/epstein/files/DataSet%209/EFTA01127889.pdf
EFTA00997373Set 9
2014-09-195p808w
email this morning asking about Black Family Partners cost basis for interest bought
in AP SHL Investors
attached email from Eileen (nov 2012) shows, which Jeanne confirmed that sales price ... cell
Begin forwarded message:
From: Richard D'Agostino <
Subject: RE: AP SHL Investors
Date: September 19, 2014 at 9:49:23 AM EDT
To: Richard Kahn
Good morning,
Hope ... Richard Joslin
Cc: Richard D'Agostino; jeffrey E.
Subject: AP SHL Investors
We did receive a K-1 after the FTC 2012 tax return was filed. They historically have sent
https://www.justice.gov/epstein/files/DataSet%209/EFTA00997373.pdf
EFTA00693690Set 9
2014-09-194p704w
email this morning asking about Black Family Partners cost basis for interest bought
in AP SHL Investors
attached email from Eileen (nov 2012) shows, which Jeanne confirmed that sales price ... cell
EFTA00693690
Begin forwarded message:
From: Richard D'Agostino
Subject: RE: AP SHL Investors
Date: September 19, 2014 at 9:49:23 AM EDT
To: Richard Kahn
Good morning,
Hope ... Richard Joslin
Cc: Richard D'Agostino; jeffrey E.
Subject: AP SHL Investors
We did receive a K-1 after the FTC 2012 tax return was filed. They historically have sent
https://www.justice.gov/epstein/files/DataSet%209/EFTA00693690.pdf
EFTA01087035Set 9
7p1,135w
VECTOR GROUP LTD 3,277,527
7,435,717
COLL. INVES. VEHICLE - NON APOLLO
AP SHL INVESTORS LLC 20,000
AP TECHNOLOGY PARTNERS LLC 13,886
33,886
COLL. INVES ... INVESTORS LLC 300,000
AP ENERGY PARTNERS 0
AP TECHNOLOGY PARTNERS LLC 88,175
AP SHL INVESTORS LLC 20,000
AIF II LP 0
107,846,965
COLLECTIVE INVES. VEHICLE
https://www.justice.gov/epstein/files/DataSet%209/EFTA01087035.pdf
EFTA01921488Set 10
7p1,140w
VECTOR GROUP LTD 3,277,527
7,435,717
COLL. INVES. VEHICLE - NON APOLLO
AP SHL INVESTORS LLC 20,000
AP TECHNOLOGY PARTNERS LLC 13,886
33,886
COLL. INVES ... INVESTORS LLC 300,000
AP ENERGY PARTNERS 0
AP TECHNOLOGY PARTNERS LLC 88,175
AP SHL INVESTORS LLC 20.000
AIF II LP 0
107,846,965
COLLECTIVE INVES. VEHICLE - APOLLO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01921488.pdf
EFTA00602764Set 9
7p1,135w
VECTOR GROUP LTD 3,277,527
7,435,717
COLL. INVES. VEHICLE - NON APOLLO
AP SHL INVESTORS LLC 20,000
AP TECHNOLOGY PARTNERS LLC 13,886
33,886
COLL. INVES ... INVESTORS LLC 300,000
AP ENERGY PARTNERS 0
AP TECHNOLOGY PARTNERS LLC 88,175
AP SHL INVESTORS LLC 20,000
AIF II LP 0
107,846,965
COLLECTIVE INVES. VEHICLE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00602764.pdf