EFTA01547035Set 10
2013-06-30124p12,917w
ASSET TRANSFER TO
A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF
09/25/13 (ID: 02005N-30-8)
ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C
W92099-0 SOUTHERN FINANCIAL ... 09/25/13
(ID: 04033A-10-0)
BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049
DTD 04/30/2008 ASSET TRANSFER TO A/C W92099-0
SOUTHERN FINANCIAL, LLC AS OF 09/25/13 ... 04/10/2023 DTD
04/10/2013 ASSET TRANSFER TO A/C W92099-0
SOUTHERN FINANCIAL, LLC AS OF 09/25/13
(ID: 06739F-HK-0)
9/25
9/25
9/25
Free Delivery
Free Delivery
Free Delivery
BIOGEN IDEC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf
EFTA01108234Set 9
2013-09-2513p3,639w
Reptn.:41 Inn .ntaa Nam.: Nil 11k) m, tan Ill
09/20/13 14:00 09/21/13 09/25/13 15:06ET MERRELL , W 1023153509 MERRELL
let( ,lend
MIR tipoProfile( CBC With Differential/Platelet: Comp. Metabol ... EPSTEIN, JEFFREY I 263-480-2797-0 SeqS5515
09/25/13 15:06 ET FINAL REPORT Page 1 of 6
This document contains private and confidential health information protected by state ... Colleck1/44 Dare Repork4 %c, Agt(Y/114/1)1 I ki,.. .• .
31143092 CNT31143092 09/20/13 14:00 09/25/13 M 60/08/00 01/20/53
TESTS RESULT FLAG UNITS REFERENCE INTERVAL LAB
Small LDL-P Low 25th
https://www.justice.gov/epstein/files/DataSet%209/EFTA01108234.pdf
EFTA00304964Set 9
2013-09-2513p3,569w
ginned Pli).n.i.d. %auk. Nil Ps),Kisilp
09/20/13 14:00 09/21/13 09/25/13 15:06ET MERRELI. , W 1023153509 MERRELL
I co. /Meted
NMR LipoProfile; CBC With Differential/Platelet; Comp. Metabolic Panel ... EPSTEIN, JEFFREY 263-480-2797-0 Seq 6 5515
09/25/13 15:06 ET FINAL REPORT Page 1 of 6
This document contains plivaie and confidential health informalicn protected by state ... Time Collected Date Remittal SD. AttelY/WDI Date of Bull
31143092 CNT31143092 09/20/13 14:00 09/25/13 M 60/08/00 01/20/53
TESTS RESULT FLAG UNITS REFERENCE INTERVAL LAB
Small LDL-P Low 25th
https://www.justice.gov/epstein/files/DataSet%209/EFTA00304964.pdf
EFTA01499681Set 10
2013-09-301p294w
TRANSFER TO A/C W92099-0 (17,500.000) (847,875.00)
SOUTHERN FINANCIAL, LLC AS OF 09/25/13 665,000.00
(ID: 30303M-10-2)
9/25 Free Delivery GMAC CAPITAL TRUST I PFD 511C ... TRANSFER TO A/C W920990 SOUTHERN FINANCIAL, 1,882,773.60
LLC AS OF 09/25/13 (ID: 361860-20-8)
9/25 Free Delivery GENERAL ELECTRIC CO ASSET TRANSFER ... W92099-0 SOUTHERN FINANCIAL LLC AS OF 09/25/13 496,109.08
(ID: 369604-10-3)
925 Free Delivery GENERAL ELEC CAP CORP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499681.pdf
EFTA01499712Set 10
2013-09-301p300w
TRANSFER FROM NC VY91850-0 17,500.000 847,875.00
SOUTHERN FINANCIAL LLC AS OF 09/25/13 665,000.00
(ID: 30303M-102)
9/25 Receipt of Assets GMAC CAPITAL TRUST ... TRANSFER FROM NC W918500 SOUTHERN FINANCIAL, 1,882,773.60
LLC AS OF 09/25/13 (ID: 361860-20-8)
9/25 Receipt of Assets GENERAL ELECTRIC CO ASSET TRANSFER FROM ... W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 498,109.08
(ID: 369604-10-3)
925 Receipt of Assets GENERAL ELEC CAP CORP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499712.pdf
EFTA01499711Set 10
2013-09-011p278w
FROM A/C VV91850-0 SOUTHERN FINANCIAL LLC AS OF 2,782,242.51
09/25/13 (ID: 02005N-30-8)
9/25 Receipt of Assets ARIAD PHARMACEUTICALS INC ASSET TRANSFER FROM ... W91850-0 SOUTHERN FINANCIAL, LLC AS OF 290,997.40
09/25/13 (ID: 04033A-10-0)
9/25 Receipt of Assets BANK OF AMERICA CORP 81/8 ... ASSET TRANSFER FROM NC W9I850-0 2,081,180.56
SOUTHERN FINANCIAL, LLC AS OF 09/25/13
(ID: 080505-D1-8)
9/25 Receipt of Assets BARCLAYS BANK PLC 7.750% 04/10/2023
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499711.pdf
EFTA01499713Set 10
2013-09-301p282w
07/29/2013 ASSET TRANSFER FROM NC Wil1860-0 750,000.00
SOUTHERN FINANCIAL, LLC AS OF 09/25/13
(ID: 48126H-AA-8)
9/25 Receipt of Assets ROYAL BANK SCOTLAND GROUP ... ASSET TRANSFER FROM A/C W91850-0 2,924,400.00
SOUTHERN FINANCIAL, LLC AS OF 09/25/13
(ID: 780097-71-3)
9/25 Receipt of Assets SANGAMO BIOSCIENCES INC ASSET TRANSFER FROM ... W91850-0 SOUTHERN FINANCIAL LLC AS OF 09/25/13 422,214.00
(ID: 800677-10-6)
9/25 Receipt of Assets SERVICEMASTER COMPANY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499713.pdf
EFTA01499682Set 10
2013-09-301p279w
07/29/2013 ASSET TRANSFER TO A/C W92099-0 750.000 00
SOUTHERN FINANCIAL, LLC AS OF 09/25/13
(ID: 48126H-AA-8)
9/25 Free Delivery ROYAL BANK SCOTLAND GROUP ... ASSET TRANSFER TO NC W92099-0 2,924,400.00
SOUTHERN FINANCIAL, LLC AS OF 09/25/13
(ID: 780097-71-3)
9/25 Free Delivery SANGAMO BIOSCIENCES INC ASSET TRANSFER ... W92093-0 SOUTHERN FINANCIAL LLC AS OF 09/25/13 422214 00
(ID: 800677-10-6)
9/25 Free Delivery SERVICEMASTER COMPANY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499682.pdf
EFTA01499680Set 10
2013-09-011p269w
ASSET TRANSFER TO NC (16.535.000) (327,558.35)
W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 290,997.40
(ID: 04033A-10-0)
9/25 Free Delivery BANK OF AMERICA CORP 81/8 ... ASSET TRANSFER TO NC W92099-0 2,061,180.56
SOUTHERN FINANCIAL, LLC AS OF 09/25/13
(ID: 060505-DT-8)
9/25 Free Delivery BARCLAYS BANK PLC 7.750% 04/10/2023 ... 04110/2013 ASSET TRANSFER TO NC W92099-0 300.000.00
SOUTHERN FINANCIAL, LLC AS OF 09/25/13
(ID: 06739E-HK-0)
9/25 Free Delivery BIOGEN IDEC INC ASSET TRANSFER TO A/C W92099
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499680.pdf
EFTA01547159Set 10
2013-12-01104p11,276w
MORTGAGE FINANCE CORPORATION REMIC
2007-A1 CL 2A4 2.99199% 02/25/2037 DTD
02/01/2007 AS OF 09/25/13 (ID: 161630-AK-4)
SEQUOIA MORTGAGE TRUST 2004-7 CL B1 VAR RT
08/20/2034 ... DEAL
30140386 SWAP RESET EQUITY LEG - DEAL REF
30140386 AS OF 09/25/13 (ID: SWPBDR-UH-6)
10/22
Misc Receipt
LONG TOTAL RETURN SWAP 1,999,999.368942 USD
NOTIONAL KOSPTREQ INDEX ... DEAL
30140386 SWAP RESET INTEREST LEG - DEAL REF
30140386 AS OF 09/25/13 (ID: SWPBDR-UH-6)
10/22
Misc Disbursement
LONG TOTAL RETURN SWAP 1,999,999.368942 USD
NOTIONAL KOSPTREQ INDEX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547159.pdf
EFTA01500272Set 10
2013-09-301p248w
SELL 7,740.000 (7,307.57)
USD EXCHANGE RATE .944130000 DEAL 09/23/13 7,307.57
VALUE 09/25/13 (ID
9/25 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL ... EXCHANGE RATE 1.804900000 DEAL 0923/13 6,515.89
VALUE 09/25/13 (ID
9/25 Spot FX SPOT CURRENCY TRANSACTION -BUY BUY AUD SELL 1,000,000.000 (943,130.00)
USD EXCHANGE RATE .943130000 DEAL ... 09/23/13 943,130.00
VALUE 09/25/13 (ID
J.P Morgan Page 16 of 37
Confidential Treatment Requested by JPMorgan JPM-SDNY-00024229
Chase
CONFIDENTIAL SDNY_GM_00293427
EFTA01500272
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500272.pdf
EFTA01583090Set 10
2013-09-011p263w
SELL 7,740.000 (7,307.57)
USD EXCHANGE RATE .944130000 DEAL 09/23/13 7.307.57
VALUE 09/25/13 (ID: OAUDPR-AA-8)
9/25 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL ... EXCHANGE RATE 1.604900000 DEAL 09/23/13 6.515 89
VALUE 09/25/13 (ID: OGBPPR-M-9)
925 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL 1,000,000.000 (943,130.00)
USD EXCHANGE ... RATE .943130000 DEAL 09/23/13 943,130.00
VALUE 09/25/13 (ID: OAUDPR-AA-8)
J.P.Morgan Account Page 17 of 38 Consolidated Statement Page 20
Confidential Treatment Requested by JPMorgan Chase JPM-SDNY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01583090.pdf
EFTA01500270Set 10
2013-09-011p221w
SELL (1,000000.000) 941mom
AUD EXCHANGE RATE .941000000 DEAL 09/20/13 (943,215.24)
VALUE 09/25/13 (ID
925 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL ... EXCHANGE RATE 1.800400000 DEAL 09/20/13 (3,213,394.51)
VALUE 09/25/13 (ID
9/25 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (1,000,000.000) 838,300.00
NZD EXCHANGE RATE ... DEAL 09/20/13 (824,999.98)
VALUE 09/25/13 (ID:
9/27 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL (2,000,000.000) 1,880,030.00
AUD CONTRACT RATE : 0.930003000 TRADE 9/10/13
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500270.pdf
EFTA01500236Set 10
2013-09-011p229w
EXCHANGE RATE .941000000 DEAL 0820/13 (943,215.24)
VALUE 09/25/13 (ID: OAUDPR-AA.8)
925 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (2000,000.000) 3,200,800.00
GBP EXCHANGE ... RATE 1.600400000 DEAL 09/20/13 (3.213,394.51)
VALUE 09/25/13 (ID: OGBPPR-AA-9)
9/25 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (1,000,000.000) 836,300.00
NZD EXCHANGE RATE ... DEAL 09/20/13 (824.999.96)
VALUE 09/25/13 (ID: ONZDPR-M-5)
9/27 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL (2,000,003.000) 1,860,000.00
AUD CONTRACT RATE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500236.pdf
EFTA01500238Set 10
2013-09-011p258w
EXCHANGE RATE .944130000 DEAL 09,23/13 7,307.57
VALUE 09/25/13 (ID: OAUDPR-AA-8)
9/25 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL 4,060.000 (6,515.89)
USD EXCHANGE ... RATE 1.604900000 DEAL 09/23/13 6,515.89
VALUE 09/25/13 (ID: OGBPPR-M-9)
9125 Spot FX SPOT CURRENCY TRANSACTION- BUY BUY AUD SELL 1,000,000.000 (943,130.00)
USD EXCHANGE RATE ... DEAL 09/23/13 943,130.00
VALUE 09/25/13 (ID: OAUDPR-AA-8)
J.P Morgan Page 16 of 37
Confidential Treatment Requested by JPMorgan JPM-SDNY-00024185
Chase
CONFIDENTIAL SDNY_GM_00293383
EFTA01500238
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500238.pdf
EFTA01500242Set 10
2013-09-011p259w
SELL (7,307.570) 7,307.57
USD EXCHANGE RATE .944130000 DEAL 09/23/13 7,740.00
VALUE 09/25/13 (ID: OAUDPR-AA-8)
9/25 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL ... EXCHANGE RATE .943130000 DEAL 09/23113 1,000,000 00
VALUE 09/25/13 (ID: OAUDPR-AA-8)
9/27 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY AUD SELL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500242.pdf